ROKU

SEC source: 0001062993-24-004625 · form4.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,304 shares

Expires 2029-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested.

SEC source: 0001062993-24-004625 · form4.xml · derivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 136,276 shares

Expires 2028-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested.

SEC source: 0001062993-24-004625 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-004625 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-24-004469 · form4.xml · nonDerivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,292

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

SEC source: 0001062993-24-003046 · form4.xml · derivative · entry 12

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 17,128,111

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001062993-24-003046 · form4.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 0

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.31 to $99.79 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-24-003046 · form4.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 1,900

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.31 to $99.27 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-24-003046 · form4.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 21,471

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.31 to $98.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-24-003046 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 24,600

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.17 to $97.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-24-003046 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001062993-24-001972 · form4.xml · derivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,692

Underlying: Class A Common Stock · 1,692 shares

Expires 2034-01-31

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.

SEC source: 0001062993-24-001966 · form4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,737

Underlying: Class A Common Stock · 4,737 shares

Expires 2034-01-31

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

SEC source: 0001062993-24-001966 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 507

Underlying: Class A Common Stock · 507 shares

Expires 2034-01-31

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $25,000.00.

SEC source: 0001062993-24-000802 · form4.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 17,153,111

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001062993-24-000802 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 0

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

SEC source: 0001062993-24-000802 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001062993-24-000458 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,126

F1 · shares: Shares sold pursuant to Mr. Banks' 10b5-1 plan.

SEC source: 0001062993-24-000456 · form4.xml · derivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,966

Underlying: Class A Common Stock · 1,966 shares

Expires 2034-01-01

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.

SEC source: 0001062993-24-000449 · form4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,719

Underlying: Class A Common Stock · 4,719 shares

Expires 2034-01-01

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

SEC source: 0001062993-24-000449 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,180

Underlying: Class A Common Stock · 1,180 shares

Expires 2034-01-01

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.

SEC source: 0001062993-23-022692 · form4.xml · nonDerivative · entry 1

Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,418

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

SEC source: 0001062993-23-022693 · form4.xml · derivative · entry 15

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 17,178,111

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 0

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.60 to $103.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 7

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 400

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.57 to $102.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 8,500

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.57 to $101.57 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 10,300

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.52 to $100.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 11,552

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.47 to $99.47 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 16,468

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.44 to $98.44 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 20,540

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.43 to $97.43 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001062993-23-022693 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001062993-23-021962 · form4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,056

Underlying: Class A Common Stock · 4,056 shares

Expires 2033-11-30

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33

SEC source: 0001062993-23-021962 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,014

Underlying: Class A Common Stock · 1,014 shares

Expires 2033-11-30

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $50,000.00.

SEC source: 0001062993-23-021961 · form4.xml · derivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,690

Underlying: Class A Common Stock · 1,690 shares

Expires 2033-11-30

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of $83,333.33.

SEC source: 0001062993-23-021960 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,331

F1 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan.

SEC source: 0001062993-23-021155 · form4.xml · nonDerivative · entry 3

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,086

F2 · shares: Shares sold pursuant to the reporting person's 10b5-1 plan.

SEC source: 0001062993-23-021154 · form4.xml · nonDerivative · entry 3

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,713

F2 · shares: Shares sold pursuant to the reporting person's 10b5-1 plan.

SEC source: 0001062993-23-021152 · form4.xml · nonDerivative · entry 3

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,537

F2 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan.

SEC source: 0001062993-23-021153 · form4.xml · nonDerivative · entry 3

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,569

F2 · shares: Shares sold pursuant to Mr. Collier's 10b5-1 plan.

SEC source: 0001062993-23-021160 · form4.xml · nonDerivative · entry 4

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,352

F1 · shares: Shares sold pursuant to Mr. Katz's 10b5-1 plan.

SEC source: 0001062993-23-021160 · form4.xml · nonDerivative · entry 3

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,761

F2 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.

SEC source: 0001062993-23-021159 · form4.xml · nonDerivative · entry 2

Ozgen Mustafa · CIK 0001767033 · President, Devices

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,102

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.

SEC source: 0001062993-23-021157 · form4.xml · nonDerivative · entry 2

Jedda Dan · CIK 0001834902 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,017

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.

SEC source: 0001062993-23-021156 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,221

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.

SEC source: 0001062993-23-021155 · form4.xml · nonDerivative · entry 2

Fuchsberg Gilbert · CIK 0001937263 · SVP, Corporate Development

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,660

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.

SEC source: 0001062993-23-021154 · form4.xml · nonDerivative · entry 2

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,879

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.

SEC source: 0001062993-23-021152 · form4.xml · nonDerivative · entry 2

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,331

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.

SEC source: 0001062993-23-021153 · form4.xml · nonDerivative · entry 2

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,583

F1 · shares: These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.

SEC source: 0001062993-23-021160 · form4.xml · derivative · entry 6

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,563 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022.

F5 · derivative.expiration_date: This RSU vests in six substantially equal quarterly installments. The first installment vested on September 1, 2022.

SEC source: 0001062993-23-021160 · form4.xml · derivative · entry 5

Katz Gidon · CIK 0001950263 · President, Consumer Experience

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,096

Underlying: Class A Common Stock · 3,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F4 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.