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Nasdaq · USD

ROKU

ROKU, INC

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Tapewire entity
2524
SEC CIK
0001428439
Parsed reports
726

Last 12 months

Inside the activity.

0 purchase rows · 180 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025021
Dec 2025011
Jan 2026012
Feb 202609
Mar 2026021
Apr 2026014
May 2026023
Jun 2026024
Jul 202609
Aug 202609
Sep 2026020
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2024 Filed Apr 3, 2024 20:49 UTC
Collier CharlesPresident, Roku Media
GrantEmployee Stock Option (right to buy) · Derivative 2,337 $0.00 Strike: $64.19 $0.00
Disclosure

SEC source: 0001062993-24-007953 · form4.xml · derivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,337

Underlying: Class A Common Stock · 2,337 shares

Expires 2034-03-31

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $83,333.33.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:47 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 6,543 $0.00 Strike: $64.19 $0.00
Disclosure

SEC source: 0001062993-24-007952 · form4.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,543

Underlying: Class A Common Stock · 6,543 shares

Expires 2034-03-31

F2 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:47 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 701 $0.00 Strike: $64.19 $0.00
Disclosure

SEC source: 0001062993-24-007952 · form4.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 701

Underlying: Class A Common Stock · 701 shares

Expires 2034-03-31

F1 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 23:28 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 6,849 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006563 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 6,849

Read SEC document
March 14, 2024 Filed Mar 15, 2024 23:28 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 6,849 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006563 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The Anthony J. Wood 2022 Annuity Trust V

Disclosed balance after: 0

Read SEC document
March 13, 2024 Filed Mar 13, 2024 22:48 UTC PurchaseClass A Common Stock 8,000 $63.96 $511,680.00
Disclosure

SEC source: 0001062993-24-006366 · form4.xml · nonDerivative · entry 1

Blackburn Jeffrey M · CIK 0001374831 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
March 08, 2024 Filed Mar 11, 2024 21:41 UTC
Collier CharlesPresident, Roku Media
SaleClass A Common Stock 4,182 $65.00 $271,830.00
Disclosure

SEC source: 0001062993-24-006169 · form4.xml · nonDerivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,474

F1 · shares: Shares sold pursuant to Mr. Collier's 10b5-1 plan.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 01:40 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 4,310 $63.20 $272,392.00
Disclosure

SEC source: 0001062993-24-005631 · form4.xml · nonDerivative · entry 3

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,459

F2 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 01:39 UTC
Fuchsberg GilbertSVP, Subscriptions & Corp Dev
SaleClass A Common Stock 1,908 $63.20 $120,585.60
Disclosure

SEC source: 0001062993-24-005629 · form4.xml · nonDerivative · entry 3

Fuchsberg Gilbert · CIK 0001937263 · SVP, Subscriptions & Corp Dev

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,258

F2 · shares: Shares sold pursuant to Mr. Fuchsberg's 10b5-1 plan.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 01:39 UTC
Collier CharlesPresident, Roku Media
SaleClass A Common Stock 8,365 $63.20 $528,668.00
Disclosure

SEC source: 0001062993-24-005628 · form4.xml · nonDerivative · entry 3

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,656

F2 · shares: Shares sold pursuant to Mr. Collier's 10b5-1 plan.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:40 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 1,144 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005631 · form4.xml · derivative · entry 6

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,434

Underlying: Class A Common Stock · 1,144 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on March 1, 2024.

F6 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:40 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 4,439 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005631 · form4.xml · derivative · entry 5

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,389

Underlying: Class A Common Stock · 4,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:40 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,151 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005631 · form4.xml · derivative · entry 4

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,756

Underlying: Class A Common Stock · 2,151 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:40 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Tax withholdingClass A Common Stock 2,678 $63.35 $169,651.30
Disclosure

SEC source: 0001062993-24-005631 · form4.xml · nonDerivative · entry 2

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,769

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:40 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionClass A Common Stock 7,734 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005631 · form4.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:40 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 6,629 $0.00 Strike: $63.35 $0.00
Disclosure

SEC source: 0001062993-24-005630 · form4.xml · derivative · entry 11

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,629

Underlying: Class A Common Stock · 6,629 shares

Expires 2034-02-28

F5 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors in exchange for a reduction in the monthly base salary of the reporting person of $233,333.33.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:40 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 711 $0.00 Strike: $63.35 $0.00
Disclosure

SEC source: 0001062993-24-005630 · form4.xml · derivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 711

Underlying: Class A Common Stock · 711 shares

Expires 2034-02-28

F4 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $25,000.00.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:40 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 8,278 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005630 · form4.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,776

Underlying: Class A Common Stock · 8,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:40 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Tax withholdingClass A Common Stock 3,258 $63.35 $206,394.30
Disclosure

SEC source: 0001062993-24-005630 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,020

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:40 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionClass A Common Stock 8,278 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005630 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:39 UTC
Fuchsberg GilbertSVP, Subscriptions & Corp Dev
Exercise / conversionRestricted Stock Unit · Derivative 2,623 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005629 · form4.xml · derivative · entry 7

Fuchsberg Gilbert · CIK 0001937263 · SVP, Subscriptions & Corp Dev

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,230

Underlying: Class A Common Stock · 2,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F7 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F7 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:39 UTC
Fuchsberg GilbertSVP, Subscriptions & Corp Dev
Exercise / conversionRestricted Stock Unit · Derivative 2,542 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005629 · form4.xml · derivative · entry 6

Fuchsberg Gilbert · CIK 0001937263 · SVP, Subscriptions & Corp Dev

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,712

Underlying: Class A Common Stock · 2,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F6 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:39 UTC
Fuchsberg GilbertSVP, Subscriptions & Corp Dev
Exercise / conversionRestricted Stock Unit · Derivative 889 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005629 · form4.xml · derivative · entry 5

Fuchsberg Gilbert · CIK 0001937263 · SVP, Subscriptions & Corp Dev

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 889

Underlying: Class A Common Stock · 889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2021.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:39 UTC
Fuchsberg GilbertSVP, Subscriptions & Corp Dev
Exercise / conversionRestricted Stock Unit · Derivative 840 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005629 · form4.xml · derivative · entry 4

Fuchsberg Gilbert · CIK 0001937263 · SVP, Subscriptions & Corp Dev

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 841

Underlying: Class A Common Stock · 840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2023.

F4 · derivative.expiration_date: This RSU vests in four substantially equal quarterly installments. The first installment vested on September 1, 2023.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:39 UTC
Fuchsberg GilbertSVP, Subscriptions & Corp Dev
Tax withholdingClass A Common Stock 3,814 $63.35 $241,616.90
Disclosure

SEC source: 0001062993-24-005629 · form4.xml · nonDerivative · entry 2

Fuchsberg Gilbert · CIK 0001937263 · SVP, Subscriptions & Corp Dev

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,166

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:39 UTC
Fuchsberg GilbertSVP, Subscriptions & Corp Dev
Exercise / conversionClass A Common Stock 6,894 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005629 · form4.xml · nonDerivative · entry 1

Fuchsberg Gilbert · CIK 0001937263 · SVP, Subscriptions & Corp Dev

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:39 UTC
Collier CharlesPresident, Roku Media
GrantEmployee Stock Option (right to buy) · Derivative 2,367 $0.00 Strike: $63.35 $0.00
Disclosure

SEC source: 0001062993-24-005628 · form4.xml · derivative · entry 6

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,367

Underlying: Class A Common Stock · 2,367 shares

Expires 2034-02-28

F5 · price: This stock option was awarded to the reporting person by the Compensation Committee of the Issuer's Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the reporting person of approximately $83,333.33.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:39 UTC
Collier CharlesPresident, Roku Media
Exercise / conversionRestricted Stock Unit · Derivative 29,339 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005628 · form4.xml · derivative · entry 5

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 322,738

Underlying: Class A Common · 29,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

F4 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:39 UTC
Collier CharlesPresident, Roku Media
Tax withholdingClass A Common Stock 12,610 $63.35 $798,843.50
Disclosure

SEC source: 0001062993-24-005628 · form4.xml · nonDerivative · entry 2

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,021

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:39 UTC
Collier CharlesPresident, Roku Media
Exercise / conversionClass A Common Stock 29,339 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005628 · form4.xml · nonDerivative · entry 1

Collier Charles · CIK 0001951665 · President, Roku Media

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:38 UTC
Ozgen MustafaPres, Devices, Prod, and Tech
Exercise / conversionRestricted Stock Unit · Derivative 4,910 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005627 · form4.xml · derivative · entry 4

Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,097

Underlying: Class A Common Stock · 4,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:38 UTC
Ozgen MustafaPres, Devices, Prod, and Tech
Exercise / conversionRestricted Stock Unit · Derivative 4,759 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005627 · form4.xml · derivative · entry 3

Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,793

Underlying: Class A Common Stock · 4,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:38 UTC
Ozgen MustafaPres, Devices, Prod, and Tech
Tax withholdingClass A Common Stock 4,795 $63.35 $303,763.25
Disclosure

SEC source: 0001062993-24-005627 · form4.xml · nonDerivative · entry 2

Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,292

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:38 UTC
Ozgen MustafaPres, Devices, Prod, and Tech
Exercise / conversionClass A Common Stock 9,669 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005627 · form4.xml · nonDerivative · entry 1

Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:36 UTC
Katz GidonSVP, Platform Products & UX
Exercise / conversionRestricted Stock Unit · Derivative 3,344 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005626 · form4.xml · derivative · entry 3

Katz Gidon · CIK 0001950263 · SVP, Platform Products & UX

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,752

Underlying: Class A Common Stock · 3,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

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March 01, 2024 Filed Mar 6, 2024 01:36 UTC
Katz GidonSVP, Platform Products & UX
Tax withholdingClass A Common Stock 1,939 $63.35 $122,835.65
Disclosure

SEC source: 0001062993-24-005626 · form4.xml · nonDerivative · entry 2

Katz Gidon · CIK 0001950263 · SVP, Platform Products & UX

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,757

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.

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March 01, 2024 Filed Mar 6, 2024 01:36 UTC
Katz GidonSVP, Platform Products & UX
Exercise / conversionClass A Common Stock 3,344 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005626 · form4.xml · nonDerivative · entry 1

Katz Gidon · CIK 0001950263 · SVP, Platform Products & UX

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2024 Filed Mar 6, 2024 01:35 UTC Exercise / conversionRestricted Stock Unit · Derivative 17,726 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005625 · form4.xml · derivative · entry 3

Jedda Dan · CIK 0001834902 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,440

Underlying: Class A Common Stock · 17,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023.

F3 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023.

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March 01, 2024 Filed Mar 6, 2024 01:35 UTC Tax withholdingClass A Common Stock 6,976 $63.35 $441,929.60
Disclosure

SEC source: 0001062993-24-005625 · form4.xml · nonDerivative · entry 2

Jedda Dan · CIK 0001834902 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,767

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.

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March 01, 2024 Filed Mar 6, 2024 01:35 UTC Exercise / conversionClass A Common Stock 17,726 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005625 · form4.xml · nonDerivative · entry 1

Jedda Dan · CIK 0001834902 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:34 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 828 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · derivative · entry 8

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,278

Underlying: Class A Common Stock · 828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F8 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

F8 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.

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March 01, 2024 Filed Mar 6, 2024 01:34 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 1,249 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · derivative · entry 7

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,735

Underlying: Class A Common Stock · 1,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F7 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

F7 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.

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March 01, 2024 Filed Mar 6, 2024 01:34 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 148 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · derivative · entry 6

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,039

Underlying: Class A Common Stock · 148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F6 · derivative.exercise_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

F6 · derivative.expiration_date: This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:34 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 746 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · derivative · entry 5

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,990

Underlying: Class A Common Stock · 746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on June 1, 2022.

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March 01, 2024 Filed Mar 6, 2024 01:34 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionRestricted Stock Unit · Derivative 359 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · derivative · entry 4

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,438

Underlying: Class A Common Stock · 359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.exercise_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

F4 · derivative.expiration_date: This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on June 1, 2021.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:34 UTC
Banks Matthew C.VP, Corp Controller & CAO
SaleClass A Common Stock 204 $63.20 $12,892.80
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · nonDerivative · entry 3

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,575

F2 · shares: Shares sold pursuant to Mr. Banks's 10b5-1 plan.

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March 01, 2024 Filed Mar 6, 2024 01:34 UTC
Banks Matthew C.VP, Corp Controller & CAO
Tax withholdingClass A Common Stock 1,677 $63.35 $106,237.95
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · nonDerivative · entry 2

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,779

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 01:34 UTC
Banks Matthew C.VP, Corp Controller & CAO
Exercise / conversionClass A Common Stock 3,330 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005624 · form4.xml · nonDerivative · entry 1

Banks Matthew C. · CIK 0001959033 · VP, Corp Controller & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 22:24 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 279,801 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004960 · form4.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The Anthony J. Wood 2024 Annuity Trust V

Disclosed balance after: 279,801

Read SEC document
February 28, 2024 Filed Feb 29, 2024 22:24 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 279,801 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004960 · form4.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.