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ROG

ROGERS CORP

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Tapewire entity
4438
SEC CIK
0000084748
Parsed reports
538

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202603
Mar 202601
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2022 Filed May 6, 2022 16:30 UTC
BARNES KEITHDirector
GrantCapital (Common) Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000238 · f4_a1e2k00000rxm5uuat-live.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,220

F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 5, 2022, award of deferred stock units.

Read SEC document
May 05, 2022 Filed May 6, 2022 16:29 UTC GrantCapital (Common) Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000237 · f4_a1e2k00000rxm5puat-live.xml · nonDerivative · entry 1

Wallace Peter C · CIK 0001295366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,047

F1 · shares: Represents shares of Rogers Corporation Capital (Common) Stock receivable pursuant to the May 5, 2022, award of deferred stock units.

Read SEC document
May 01, 2022 Filed May 3, 2022 13:21 UTC
Mayampurath RamakumarSVP, CFO, Treasurer
Tax withholdingCapital (Common) Stock 88 $270.72 $23,823.36
Disclosure

SEC source: 0001664272-22-000236 · f4_a1e2k00000rxlzvuad-live.xml · nonDerivative · entry 1

Mayampurath Ramakumar · CIK 0001859332 · SVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,523

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 16, 2022 Filed Feb 16, 2022 22:55 UTC
Williams Peter BennettSVP Global Operations
GrantCapital (Common) Stock 2,670 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000099 · f4_a1e2k00000rxkzfual-live.xml · nonDerivative · entry 1

Williams Peter Bennett · CIK 0001781553 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,336

F1 · shares: Represents the award of Time-Based Restricted Stock Units that convert to common stock on a one-for-one basis pursuant to the 2019 Long-Term Equity Compensation Plan. This Time-Based Restricted Stock Unit award vests in equal one-third increments on each of the first three (3) anniversaries of the Grant Date, provided that the Grantee is then employed by the Company or an Affiliate. Restricted Stock Units that are unvested as of the date of the Grantee's employment termination for any reason other than death, disability, or retirement shall be forfeited. If the Grantee dies, becomes disabled or retires prior to the third anniversary of the Grant Date, a pro-rated amount of the remaining unvested stock units in the grant would vest.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 15:17 UTC
Mayampurath RamakumarSVP, CFO, Treasurer
GrantCapital (Common) Stock 3,250 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000097 · f4_a1e2k00000rxkzvua1-live.xml · nonDerivative · entry 1

Mayampurath Ramakumar · CIK 0001859332 · SVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,611

F1 · shares: Represents the award of Time-Based Restricted Stock Units that convert to common stock on a one-for-one basis pursuant to the 2019 Long-Term Equity Compensation Plan. This Time-Based Restricted Stock Unit award vests in equal one-third increments on each of the first three (3) anniversaries of the Grant Date, provided that the Grantee is then employed by the Company or an Affiliate. Restricted Stock Units that are unvested as of the date of the Grantee's employment termination for any reason other than death, disability, or retirement shall be forfeited. If the Grantee dies, becomes disabled or retires prior to the third anniversary of the Grant Date, a pro-rated amount of the remaining unvested stock units in the grant would vest.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 15:18 UTC GrantCapital (Common) Stock 2,910 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000098 · f4_a1e2k00000rxkzaual-live.xml · nonDerivative · entry 1

Rowntree Jonathan James · CIK 0001778738 · SVP, GM of AES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,282

F1 · shares: Represents the award of Time-Based Restricted Stock Units that convert to common stock on a one-for-one basis pursuant to the 2019 Long-Term Equity Compensation Plan. This Time-Based Restricted Stock Unit award vests in equal one-third increments on each of the first three (3) anniversaries of the Grant Date, provided that the Grantee is then employed by the Company or an Affiliate. Restricted Stock Units that are unvested as of the date of the Grantee's employment termination for any reason other than death, disability, or retirement shall be forfeited. If the Grantee dies, becomes disabled or retires prior to the third anniversary of the Grant Date, a pro-rated amount of the remaining unvested stock units in the grant would vest.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 15:16 UTC
Knoll Jay BSVP, General Counsel
GrantCapital (Common) Stock 2,570 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000096 · f4_a1e2k00000rxkzqua1-live.xml · nonDerivative · entry 1

Knoll Jay B · CIK 0001365208 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,247

F1 · shares: Represents the award of Time-Based Restricted Stock Units that convert to common stock on a one-for-one basis pursuant to the 2019 Long-Term Equity Compensation Plan. This Time-Based Restricted Stock Unit award vests in equal one-third increments on each of the first three (3) anniversaries of the Grant Date, provided that the Grantee is then employed by the Company or an Affiliate. Restricted Stock Units that are unvested as of the date of the Grantee's employment termination for any reason other than death, disability, or retirement shall be forfeited. If the Grantee dies, becomes disabled or retires prior to the third anniversary of the Grant Date, a pro-rated amount of the remaining unvested stock units in the grant would vest.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 15:15 UTC
Gouveia Randall ColinSVP, GM of EMS
GrantCapital (Common) Stock 3,210 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000095 · f4_a1e2k00000rxkzlua1-live.xml · nonDerivative · entry 1

Gouveia Randall Colin · CIK 0001572272 · SVP, GM of EMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,942

F1 · shares: Represents the award of Time-Based Restricted Stock Units that convert to common stock on a one-for-one basis pursuant to the 2019 Long-Term Equity Compensation Plan. This Time-Based Restricted Stock Unit award vests in equal one-third increments on each of the first three (3) anniversaries of the Grant Date, provided that the Grantee is then employed by the Company or an Affiliate. Restricted Stock Units that are unvested as of the date of the Grantee's employment termination for any reason other than death, disability, or retirement shall be forfeited. If the Grantee dies, becomes disabled or retires prior to the third anniversary of the Grant Date, a pro-rated amount of the remaining unvested stock units in the grant would vest.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 15:15 UTC GrantCapital (Common) Stock 2,230 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000094 · f4_a1e2k00000rxkzgua1-live.xml · nonDerivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,529.115

F1 · shares: Represents the award of Time-Based Restricted Stock Units that convert to common stock on a one-for-one basis pursuant to the 2019 Long-Term Equity Compensation Plan. This Time-Based Restricted Stock Unit award vests in equal one-third increments on each of the first three (3) anniversaries of the Grant Date, provided that the Grantee is then employed by the Company or an Affiliate. Restricted Stock Units that are unvested as of the date of the Grantee's employment termination for any reason other than death, disability, or retirement shall be forfeited. If the Grantee dies, becomes disabled or retires prior to the third anniversary of the Grant Date, a pro-rated amount of the remaining unvested stock units in the grant would vest.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 15:14 UTC
BUCKLEY BENJAMIN MCNEILVP, Chief HR Officer
GrantCapital (Common) Stock 2,090 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000093 · f4_a1e2k00000rxkzbua1-live.xml · nonDerivative · entry 1

BUCKLEY BENJAMIN MCNEIL · CIK 0001765529 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,313.474

F1 · shares: Represents the award of Time-Based Restricted Stock Units that convert to common stock on a one-for-one basis pursuant to the 2019 Long-Term Equity Compensation Plan. This Time-Based Restricted Stock Unit award vests in equal one-third increments on each of the first three (3) anniversaries of the Grant Date, provided that the Grantee is then employed by the Company or an Affiliate. Restricted Stock Units that are unvested as of the date of the Grantee's employment termination for any reason other than death, disability, or retirement shall be forfeited. If the Grantee dies, becomes disabled or retires prior to the third anniversary of the Grant Date, a pro-rated amount of the remaining unvested stock units in the grant would vest.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 15:13 UTC
Hoechner Bruce D.Director · CEO, President
GrantCapital (Common) Stock 12,190 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000092 · f4_a1e2k00000rxkz6ual-live.xml · nonDerivative · entry 1

Hoechner Bruce D. · CIK 0001531814 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,932.953

F1 · shares: Represents the award of Time-Based Restricted Stock Units ("RSUs") that convert to common stock on a 1-for-1 basis pursuant to the 2019 Long-Term Equity Compensation Plan. This Time-Based RSU award vests in equal one-third increments on each of the first three anniversaries of the Grant Date, provided that Grantee is then employed by the Company or an Affiliate. RSUs that are unvested as of the date of Grantee's employment termination for any reason other than death, disability, or retirement shall be forfeited. If Grantee dies, becomes disabled or retires prior to the third anniversary of the Grant Date, a pro-rated amount of the remaining unvested RSUs in the grant would vest. If Grantee retires prior to the third anniversary of the Grant Date, subject to the compliance with certain conditions in the award agreement, the RSUs that do not vest in accordance with the preceding sentence will be immediately vested as of the date of separation from service.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 15:36 UTC Tax withholdingCapital (Common) Stock 352 $272.41 $95,888.32
Disclosure

SEC source: 0001664272-22-000071 · f4_a1e2k00000rxkyiua1-live.xml · nonDerivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,299.115

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 15:40 UTC
Weaver MarkCorporate Controller & CAO
Tax withholdingCapital (Common) Stock 36 $272.41 $9,806.76
Disclosure

SEC source: 0001664272-22-000076 · f4_a1e2k00000rxkyhual-live.xml · nonDerivative · entry 1

Weaver Mark · CIK 0001420485 · Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,449.54

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 15:41 UTC
Williams Peter BennettSVP Global Operations
Tax withholdingCapital (Common) Stock 222 $272.41 $60,475.02
Disclosure

SEC source: 0001664272-22-000077 · f4_a1e2k00000rxkymual-live.xml · nonDerivative · entry 1

Williams Peter Bennett · CIK 0001781553 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,666

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 15:38 UTC
Mayampurath RamakumarSVP, CFO, Treasurer
Tax withholdingCapital (Common) Stock 42 $272.41 $11,441.22
Disclosure

SEC source: 0001664272-22-000074 · f4_a1e2k00000rxkyxua1-live.xml · nonDerivative · entry 1

Mayampurath Ramakumar · CIK 0001859332 · SVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,361

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 15:39 UTC Tax withholdingCapital (Common) Stock 218 $272.41 $59,385.38
Disclosure

SEC source: 0001664272-22-000075 · f4_a1e2k00000rxkycual-live.xml · nonDerivative · entry 1

Rowntree Jonathan James · CIK 0001778738 · SVP, GM of AES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,372

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 15:38 UTC
Knoll Jay BSVP, General Counsel
Tax withholdingCapital (Common) Stock 349 $272.41 $95,071.09
Disclosure

SEC source: 0001664272-22-000073 · f4_a1e2k00000rxkysua1-live.xml · nonDerivative · entry 1

Knoll Jay B · CIK 0001365208 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,677

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 15:37 UTC
Gouveia Randall ColinSVP, GM of EMS
Tax withholdingCapital (Common) Stock 265 $272.41 $72,188.65
Disclosure

SEC source: 0001664272-22-000072 · f4_a1e2k00000rxkynua1-live.xml · nonDerivative · entry 1

Gouveia Randall Colin · CIK 0001572272 · SVP, GM of EMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,732

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 15:36 UTC
BUCKLEY BENJAMIN MCNEILVP, Chief HR Officer
Tax withholdingCapital (Common) Stock 97 $272.41 $26,423.77
Disclosure

SEC source: 0001664272-22-000070 · f4_a1e2k00000rxkydua1-live.xml · nonDerivative · entry 1

BUCKLEY BENJAMIN MCNEIL · CIK 0001765529 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,223.474

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 12, 2022 Filed Feb 15, 2022 15:34 UTC
Hoechner Bruce D.Director · CEO, President
Tax withholdingCapital (Common) Stock 1,457 $272.41 $396,901.37
Disclosure

SEC source: 0001664272-22-000069 · f4_a1e2k00000rxky8ual-live.xml · nonDerivative · entry 1

Hoechner Bruce D. · CIK 0001531814 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,742.953

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 15:20 UTC
Williams Peter BennettSVP Global Operations
Tax withholdingCapital (Common) Stock 239 $272.80 $65,199.20
Disclosure

SEC source: 0001664272-22-000068 · f4_a1e2k00000rxkxeual-live.xml · nonDerivative · entry 1

Williams Peter Bennett · CIK 0001781553 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,888

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 15:19 UTC
Weaver MarkCorporate Controller & CAO
Tax withholdingCapital (Common) Stock 29 $272.80 $7,911.20
Disclosure

SEC source: 0001664272-22-000067 · f4_a1e2k00000rxkxzua1-live.xml · nonDerivative · entry 1

Weaver Mark · CIK 0001420485 · Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485.54

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 15:18 UTC Tax withholdingCapital (Common) Stock 240 $272.80 $65,472.00
Disclosure

SEC source: 0001664272-22-000066 · f4_a1e2k00000rxkxuua1-live.xml · nonDerivative · entry 1

Rowntree Jonathan James · CIK 0001778738 · SVP, GM of AES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,590

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 15:17 UTC
Mayampurath RamakumarSVP, CFO, Treasurer
Tax withholdingCapital (Common) Stock 46 $272.80 $12,548.80
Disclosure

SEC source: 0001664272-22-000065 · f4_a1e2k00000rxkxpua1-live.xml · nonDerivative · entry 1

Mayampurath Ramakumar · CIK 0001859332 · SVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,403

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 15:15 UTC
Gouveia Randall ColinSVP, GM of EMS
Tax withholdingCapital (Common) Stock 236 $272.80 $64,380.80
Disclosure

SEC source: 0001664272-22-000063 · f4_a1e2k00000rxkxfua1-live.xml · nonDerivative · entry 1

Gouveia Randall Colin · CIK 0001572272 · SVP, GM of EMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,997

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 15:16 UTC
Knoll Jay BSVP, General Counsel
Tax withholdingCapital (Common) Stock 276 $272.80 $75,292.80
Disclosure

SEC source: 0001664272-22-000064 · f4_a1e2k00000rxkxkua1-live.xml · nonDerivative · entry 1

Knoll Jay B · CIK 0001365208 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,026

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 15:14 UTC Tax withholdingCapital (Common) Stock 263 $272.80 $71,746.40
Disclosure

SEC source: 0001664272-22-000062 · f4_a1e2k00000rxkxaua1-live.xml · nonDerivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,651.115

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 15:13 UTC
BUCKLEY BENJAMIN MCNEILVP, Chief HR Officer
Tax withholdingCapital (Common) Stock 131 $272.80 $35,736.80
Disclosure

SEC source: 0001664272-22-000061 · f4_a1e2k00000rxkx5ual-live.xml · nonDerivative · entry 1

BUCKLEY BENJAMIN MCNEIL · CIK 0001765529 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,320.474

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 15:13 UTC
Hoechner Bruce D.Director · CEO, President
Tax withholdingCapital (Common) Stock 1,066 $272.80 $290,804.80
Disclosure

SEC source: 0001664272-22-000060 · f4_a1e2k00000rxkx0ual-live.xml · nonDerivative · entry 1

Hoechner Bruce D. · CIK 0001531814 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,199.953

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:52 UTC
Williams Peter BennettSVP Global Operations
Tax withholdingCapital (Common) Stock 658 $272.87 $179,548.46
Disclosure

SEC source: 0001664272-22-000059 · f4_a1e2k00000rxkwvual-live.xml · nonDerivative · entry 2

Williams Peter Bennett · CIK 0001781553 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,127

F2 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of performance-based restricted stock units.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:52 UTC
Williams Peter BennettSVP Global Operations
GrantCapital (Common) Stock 1,662 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000059 · f4_a1e2k00000rxkwvual-live.xml · nonDerivative · entry 1

Williams Peter Bennett · CIK 0001781553 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,785

F1 · shares: Vesting of performance-based restricted stock unit award.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:51 UTC
Weaver MarkCorporate Controller & CAO
GrantCapital (Common) Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000058 · f4_a1e2k00000rxkwqual-live.xml · nonDerivative · entry 3

Weaver Mark · CIK 0001420485 · Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,514.54

F3 · shares: Represents the award of Time-Based Restricted Stock Units that convert to common stock on a one-for-one basis pursuant to the 2019 Long-Term Equity Compensation Plan. This Time-Based Restricted Stock Unit award vests in equal one-third increments on each of the first three (3) anniversaries of the Grant Date, provided that the Grantee is then employed by the Company or an Affiliate. Restricted Stock Units that are unvested as of the date of the Grantee's employment termination for any reason other than death, disability, or retirement shall be forfeited. If the Grantee dies, becomes disabled or retires prior to the third anniversary of the Grant Date, a pro-rated amount of the remaining unvested stock units in the grant would vest.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:51 UTC
Weaver MarkCorporate Controller & CAO
Tax withholdingCapital (Common) Stock 220 $272.87 $60,031.40
Disclosure

SEC source: 0001664272-22-000058 · f4_a1e2k00000rxkwqual-live.xml · nonDerivative · entry 2

Weaver Mark · CIK 0001420485 · Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,154.54

F2 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of performance-based restricted stock units.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:51 UTC
Weaver MarkCorporate Controller & CAO
GrantCapital (Common) Stock 708 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000058 · f4_a1e2k00000rxkwqual-live.xml · nonDerivative · entry 1

Weaver Mark · CIK 0001420485 · Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,374.54

F1 · shares: Vesting of performance-based restricted stock unit award.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:51 UTC Tax withholdingCapital (Common) Stock 180 $272.87 $49,116.60
Disclosure

SEC source: 0001664272-22-000057 · f4_a1e2k00000rxkwlual-live.xml · nonDerivative · entry 2

Rowntree Jonathan James · CIK 0001778738 · SVP, GM of AES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,830

F2 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of performance-based restricted stock units.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:51 UTC GrantCapital (Common) Stock 416 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000057 · f4_a1e2k00000rxkwlual-live.xml · nonDerivative · entry 1

Rowntree Jonathan James · CIK 0001778738 · SVP, GM of AES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,010

F1 · shares: Vesting of performance-based restricted stock unit award.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:50 UTC
Mayampurath RamakumarSVP, CFO, Treasurer
Tax withholdingCapital (Common) Stock 306 $272.87 $83,498.22
Disclosure

SEC source: 0001664272-22-000056 · f4_a1e2k00000rxkwgual-live.xml · nonDerivative · entry 2

Mayampurath Ramakumar · CIK 0001859332 · SVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,449

F2 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of performance-based restricted stock units.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:50 UTC
Mayampurath RamakumarSVP, CFO, Treasurer
GrantCapital (Common) Stock 1,005 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000056 · f4_a1e2k00000rxkwgual-live.xml · nonDerivative · entry 1

Mayampurath Ramakumar · CIK 0001859332 · SVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,755

F1 · shares: Vesting of performance-based restricted stock unit award.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:49 UTC
Knoll Jay BSVP, General Counsel
Tax withholdingCapital (Common) Stock 1,715 $272.87 $467,972.05
Disclosure

SEC source: 0001664272-22-000055 · f4_a1e2k00000rxkwbual-live.xml · nonDerivative · entry 2

Knoll Jay B · CIK 0001365208 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,302

F2 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of performance-based restricted stock units.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:49 UTC
Knoll Jay BSVP, General Counsel
GrantCapital (Common) Stock 3,856 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000055 · f4_a1e2k00000rxkwbual-live.xml · nonDerivative · entry 1

Knoll Jay B · CIK 0001365208 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,017

F1 · shares: Vesting of performance-based restricted stock unit award.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:48 UTC
Gouveia Randall ColinSVP, GM of EMS
Tax withholdingCapital (Common) Stock 691 $272.87 $188,553.17
Disclosure

SEC source: 0001664272-22-000054 · f4_a1e2k00000rxkwwua1-live.xml · nonDerivative · entry 2

Gouveia Randall Colin · CIK 0001572272 · SVP, GM of EMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,233

F2 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of performance-based restricted stock units.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:48 UTC
Gouveia Randall ColinSVP, GM of EMS
GrantCapital (Common) Stock 2,367 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000054 · f4_a1e2k00000rxkwwua1-live.xml · nonDerivative · entry 1

Gouveia Randall Colin · CIK 0001572272 · SVP, GM of EMS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,924

F1 · shares: Vesting of performance-based restricted stock unit award.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:48 UTC Tax withholdingCapital (Common) Stock 1,876 $272.87 $511,904.12
Disclosure

SEC source: 0001664272-22-000053 · f4_a1e2k00000rxkwrua1-live.xml · nonDerivative · entry 2

DAIGLE ROBERT C · CIK 0001267540 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,914.115

F2 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of performance-based restricted stock units.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:48 UTC GrantCapital (Common) Stock 4,218 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000053 · f4_a1e2k00000rxkwrua1-live.xml · nonDerivative · entry 1

DAIGLE ROBERT C · CIK 0001267540 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,790.115

F1 · shares: Vesting of performance-based restricted stock unit award.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:47 UTC
BUCKLEY BENJAMIN MCNEILVP, Chief HR Officer
Tax withholdingCapital (Common) Stock 440 $272.87 $120,062.80
Disclosure

SEC source: 0001664272-22-000052 · f4_a1e2k00000rxkwmua1-live.xml · nonDerivative · entry 2

BUCKLEY BENJAMIN MCNEIL · CIK 0001765529 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,451.474

F2 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of performance-based restricted stock units.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:47 UTC
BUCKLEY BENJAMIN MCNEILVP, Chief HR Officer
GrantCapital (Common) Stock 965 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000052 · f4_a1e2k00000rxkwmua1-live.xml · nonDerivative · entry 1

BUCKLEY BENJAMIN MCNEIL · CIK 0001765529 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,891.474

F1 · shares: Vesting of performance-based restricted stock unit award.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:46 UTC
Hoechner Bruce D.Director · CEO, President
Tax withholdingCapital (Common) Stock 10,711 $272.87 $2,922,710.57
Disclosure

SEC source: 0001664272-22-000051 · f4_a1e2k00000rxkwhua1-live.xml · nonDerivative · entry 2

Hoechner Bruce D. · CIK 0001531814 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,265.953

F2 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of performance-based restricted stock units.

Read SEC document
February 09, 2022 Filed Feb 11, 2022 16:46 UTC
Hoechner Bruce D.Director · CEO, President
GrantCapital (Common) Stock 24,095 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000051 · f4_a1e2k00000rxkwhua1-live.xml · nonDerivative · entry 1

Hoechner Bruce D. · CIK 0001531814 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,976.953

F1 · shares: Vesting of performance-based restricted stock unit award.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 13:12 UTC
Weaver MarkCorporate Controller & CAO
Tax withholdingCapital (Common) Stock 45 $272.32 $12,254.40
Disclosure

SEC source: 0001664272-22-000038 · f4_a1e2k00000rxkvdual-live.xml · nonDerivative · entry 1

Weaver Mark · CIK 0001420485 · Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666.54

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 13:11 UTC
Mayampurath RamakumarSVP, CFO, Treasurer
Tax withholdingCapital (Common) Stock 65 $272.32 $17,700.80
Disclosure

SEC source: 0001664272-22-000037 · f4_a1e2k00000rxkvyua1-live.xml · nonDerivative · entry 1

Mayampurath Ramakumar · CIK 0001859332 · SVP, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.