RNTX

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 15

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,791,621

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 14

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,792,021

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 13

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,792,691

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 12

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,794,291

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 11

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,794,671

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 10

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,796,421

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 9

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,796,521

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 16

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,790,142

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 15

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,790,167

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 14

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,793,070

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 13

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,793,270

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 12

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,793,607

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 11

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,793,807

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 10

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,793,907

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 9

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,794,224

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 8

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,794,534

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 7

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,802,457

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 6

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,802,857

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 5

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,803,527

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 4

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,805,127

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 3

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,805,507

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 2

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,807,257

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000023 · primary_doc.xml · nonDerivative · entry 1

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,807,357

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 8

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,799,621

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 7

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,799,666

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 6

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,799,711

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 5

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,800,159

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 4

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,800,172

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 3

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,803,403

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 2

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,803,503

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0001019231-24-000022 · primary_doc.xml · nonDerivative · entry 1

UNIVERSITY OF TEXAS/TEXAS AM INVESTMENT MANAGEMENT CO · CIK 0001019231 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,803,777

F1 · ownership.direct: Pursuant to an Investment Management Services Agreement with the Board of Regents of the University of Texas System (the "Regents"), The University of Texas/Texas A&M Investment Management Company, an institutional investment advisor, holds the shares reported herein on behalf of the Regents and is authorized to exercise investment discretion and voting power with respect to such shares on behalf of the Regents.

SEC source: 0000950170-24-027304 · ownership.xml · derivative · entry 3

WINDSOR JAMES BRIAN · CIK 0001790933 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On March 5, 2024, the Issuer's outstanding Series X Non-Voting Convertible Preferred Stock, par value $0.001 per share ("Series X Preferred Stock") automatically converted into shares of common stock of the Issuer, par value $0.001 per share ("Common Stock"), subject to certain beneficial ownership limitations. By operation of the certificate of designation for the Series X Preferred Stock, each share of Series X Preferred Stock was converted into 1,000 shares of Common Stock for no consideration.

F1 · price: On March 5, 2024, the Issuer's outstanding Series X Non-Voting Convertible Preferred Stock, par value $0.001 per share ("Series X Preferred Stock") automatically converted into shares of common stock of the Issuer, par value $0.001 per share ("Common Stock"), subject to certain beneficial ownership limitations. By operation of the certificate of designation for the Series X Preferred Stock, each share of Series X Preferred Stock was converted into 1,000 shares of Common Stock for no consideration.

F1 · derivative.exercise_date: On March 5, 2024, the Issuer's outstanding Series X Non-Voting Convertible Preferred Stock, par value $0.001 per share ("Series X Preferred Stock") automatically converted into shares of common stock of the Issuer, par value $0.001 per share ("Common Stock"), subject to certain beneficial ownership limitations. By operation of the certificate of designation for the Series X Preferred Stock, each share of Series X Preferred Stock was converted into 1,000 shares of Common Stock for no consideration.

F1 · derivative.expiration_date: On March 5, 2024, the Issuer's outstanding Series X Non-Voting Convertible Preferred Stock, par value $0.001 per share ("Series X Preferred Stock") automatically converted into shares of common stock of the Issuer, par value $0.001 per share ("Common Stock"), subject to certain beneficial ownership limitations. By operation of the certificate of designation for the Series X Preferred Stock, each share of Series X Preferred Stock was converted into 1,000 shares of Common Stock for no consideration.

SEC source: 0000950170-24-027304 · ownership.xml · nonDerivative · entry 1

WINDSOR JAMES BRIAN · CIK 0001790933 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 5, 2024, the Issuer's outstanding Series X Non-Voting Convertible Preferred Stock, par value $0.001 per share ("Series X Preferred Stock") automatically converted into shares of common stock of the Issuer, par value $0.001 per share ("Common Stock"), subject to certain beneficial ownership limitations. By operation of the certificate of designation for the Series X Preferred Stock, each share of Series X Preferred Stock was converted into 1,000 shares of Common Stock for no consideration.

SEC source: 0000950170-24-023839 · ownership.xml · derivative · entry 1

VON RICKENBACH JOSEF H · CIK 0001007706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,725

Underlying: Common Stock · 2,725 shares

Expires 2034-02-27

F1 · derivative.exercise_date: This option was granted on February 28, 2024. The shares underlying the option are scheduled to vest in full on the earlier of (i) February 28, 2025 or (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0000950170-24-023840 · ownership.xml · derivative · entry 1

Ambros Reinhard J. · CIK 0001709690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,725

Underlying: Common Stock · 2,725 shares

Expires 2034-02-27

F1 · derivative.exercise_date: This option was granted on February 28, 2024. The shares underlying the option are scheduled to vest in full on the earlier of (i) February 28, 2025 or (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0000950170-24-043362 · ownership.xml · derivative · entry 1

VON RICKENBACH JOSEF H · CIK 0001007706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,725

Underlying: Common Stock · 2,725 shares

Expires 2034-02-27

F1 · derivative.exercise_date: This option was granted on February 28, 2024. The shares underlying the option are scheduled to vest in full on the earlier of (i) February 28, 2025 or (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0000950170-24-043361 · ownership.xml · derivative · entry 1

Ambros Reinhard J. · CIK 0001709690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,725

Underlying: Common Stock · 2,725 shares

Expires 2034-02-27

F1 · derivative.exercise_date: This option was granted on February 28, 2024. The shares underlying the option are scheduled to vest in full on the earlier of (i) February 28, 2025 or (ii) the date of the Issuer's 2024 Annual Meeting of Stockholders.

SEC source: 0000950170-23-071200 · ownership.xml · nonDerivative · entry 1

WINDSOR JAMES BRIAN · CIK 0001790933 · President and COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 225

F1 · ownership.nature: The reporting person disclaims beneficial ownership of all securities held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose

SEC source: 0000950170-23-065545 · ownership.xml · nonDerivative · entry 1

WINDSOR JAMES BRIAN · CIK 0001790933 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,122

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.965 - $1.9699. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000899243-23-020117 · doc4.xml · derivative · entry 1

Fairey William · CIK 0001727275 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,450

Underlying: Common Stock · 5,450 shares

Expires 2033-10-30

F1 · derivative.exercise_date: This option was granted October 31, 2023. The shares underlying the option are scheduled to vest over 48 equal monthly installments from October 31, 2023, subject to continued service.

SEC source: 0000899243-23-020116 · doc4.xml · derivative · entry 1

Musso Alan A · CIK 0001295830 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,450

Underlying: Common Stock · 5,450 shares

Expires 2033-10-30

F1 · derivative.exercise_date: This option was granted on October 31, 2023. The shares underlying the option are scheduled to vest over 48 equal monthly installments from October 31, 2023, subject to continued service.

SEC source: 0000899243-22-023144 · doc4.xml · derivative · entry 1

VON RICKENBACH JOSEF H · CIK 0001007706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,500

Underlying: Common Stock · 54,500 shares

Expires 2032-06-14

F1 · derivative.exercise_date: This option was granted on June 15, 2022. The shares underlying the option are scheduled to vest in full on the earlier of (i) June 15, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders.

SEC source: 0000899243-22-023136 · doc4.xml · derivative · entry 1

Ambros Reinhard J. · CIK 0001709690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,500

Underlying: Common Stock · 54,500 shares

Expires 2032-06-14

F1 · derivative.exercise_date: This option was granted on June 15, 2022. The shares underlying the option are scheduled to vest in full on the earlier of (i) June 15, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders.

SEC source: 0000899243-22-023148 · doc4.xml · derivative · entry 1

Morrison Jodie Pope · CIK 0001618247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,500

Underlying: Common Stock · 54,500 shares

Expires 2032-06-14

F1 · derivative.exercise_date: This option was granted on June 15, 2022. The shares underlying the option are scheduled to vest in full on the earlier of (i) June 15, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders.

SEC source: 0000899243-22-023133 · doc4.xml · derivative · entry 1

Bailey Jeffrey Allen · CIK 0001500210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,500

Underlying: Common Stock · 54,500 shares

Expires 2032-06-14

F1 · derivative.exercise_date: This option was granted on June 15, 2022. The shares underlying the option are scheduled to vest in full on the earlier of (i) June 15, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders.

SEC source: 0000899243-22-023146 · doc4.xml · derivative · entry 1

MCKEE WILLIAM · CIK 0001237262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,500

Underlying: Common Stock · 54,500 shares

Expires 2032-06-14

F1 · derivative.exercise_date: This option was granted on June 15, 2022. The shares underlying the option are scheduled to vest in full on the earlier of (i) June 15, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders.

SEC source: 0000899243-22-023139 · doc4.xml · derivative · entry 1

Sigal Nolan Howard · CIK 0001323291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,500

Underlying: Common Stock · 54,500 shares

Expires 2032-06-14

F1 · derivative.exercise_date: This option was granted on June 15, 2022. The shares underlying the option are scheduled to vest in full on the earlier of (i) June 15, 2023 or (ii) the date of the Issuer's 2023 Annual Meeting of Stockholders.

SEC source: 0000899243-22-012855 · doc4a.xml · derivative · entry 1

Annis Allen · CIK 0001709601 · SVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,000

Underlying: Common Stock · 313,000 shares

Expires 2032-03-29

F1 · date: This amendment is being filed to correct the date of grant and the exercise price for the stock option reported on a Form 4 filed by the reporting person on March 24, 2022. This option became effective on March 30, 2022.

F2 · derivative.exercise_date: The shares underlying the option are scheduled to vest in equal monthly installments through March 30, 2026.

SEC source: 0000899243-22-012857 · doc4a.xml · derivative · entry 1

Vukovic Vojo · CIK 0001466794 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2032-03-29

F1 · date: This amendment is being filed to correct the date of grant and the exercise price for the stock option reported on a Form 4 filed by the reporting person on March 24, 2022. This option became effective on March 30, 2022.

F2 · derivative.exercise_date: The shares underlying the option are scheduled to vest in equal monthly installments through March 30, 2026.

SEC source: 0000899243-22-012858 · doc4a.xml · derivative · entry 1

Aivado Manuel · CIK 0001709603 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133,000

Underlying: Common Stock · 1,133,000 shares

Expires 2032-03-29

F1 · date: This amendment is being filed to correct the date of grant and the exercise price for the stock option reported on a Form 4 filed by the reporting person on March 24, 2022. This option became effective on March 30, 2022.

F2 · derivative.exercise_date: The shares underlying the option are scheduled to vest in equal monthly installments through March 30, 2026.