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Nasdaq · USD

RMTI

ROCKWELL MEDICAL, INC.

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7426
SEC CIK
0001041024
Parsed reports
215

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2024 Filed May 23, 2024 23:02 UTC GrantCommon Stock 36,111 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-064810 · tm2415466-1_4seq1.xml · nonDerivative · entry 1

Nissenson Allen · CIK 0001441889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,597

F1 · kind: Restricted stock units vest on May 21, 2025, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Effective on May 13, 2022, the Issuer effected a 1-for-11 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
March 17, 2024 Filed Mar 19, 2024 20:33 UTC
Strobeck MarkDirector · President and CEO
Tax withholdingCommon Stock 6,101 $1.40 $8,541.40
Disclosure

SEC source: 0001104659-24-036181 · tm249266-2_4seq1.xml · nonDerivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,364

F1 · kind: These shares were withheld from the vesting of restricted stock units to cover the estimated tax withholding obligation.

Read SEC document
March 17, 2024 Filed Mar 19, 2024 20:30 UTC
TIMMINS MEGAN C.EVP, CLO and Secretary
Tax withholdingCommon Stock 3,137 $1.40 $4,391.80
Disclosure

SEC source: 0001104659-24-036176 · tm249266-1_4seq1.xml · nonDerivative · entry 1

TIMMINS MEGAN C. · CIK 0001733798 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,378

F1 · kind: These shares were withheld from the vesting of restricted stock units to cover the estimated tax withholding obligation.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:35 UTC
Neri JesseSVP, FINANCE
GrantStock Option (Right to Buy) · Derivative 47,190 $0.00 Strike: $1.39 $0.00
Disclosure

SEC source: 0001104659-24-035046 · tm248985-3_4seq1.xml · derivative · entry 2

Neri Jesse · CIK 0001997116 · SVP, FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,190

Underlying: Common Stock · 47,190 shares

Expires 2034-03-14

F2 · derivative.exercise_date: Stock options vest 25% on the first anniversary of March 14, 2024, with the remainder vesting in equal monthly installments through March 14, 2028, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:35 UTC
Neri JesseSVP, FINANCE
GrantCommon Stock 33,330 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035046 · tm248985-3_4seq1.xml · nonDerivative · entry 1

Neri Jesse · CIK 0001997116 · SVP, FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,330

F1 · kind: Restricted stock units vest in three equal installments on the first, second and third anniversaries of March 14, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:34 UTC
Strobeck MarkDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 141,560 $0.00 Strike: $1.39 $0.00
Disclosure

SEC source: 0001104659-24-035044 · tm248985-2_4seq1.xml · derivative · entry 2

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,560

Underlying: Common Stock · 141,560 shares

Expires 2034-03-14

F2 · derivative.exercise_date: Stock options vest 25% on the first anniversary of March 14, 2024, with the remainder vesting in equal monthly installments through March 14, 2028, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:34 UTC
Strobeck MarkDirector · President and CEO
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035044 · tm248985-2_4seq1.xml · nonDerivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,465

F1 · kind: Restricted stock units vest in three equal installments on the first, second and third anniversaries of March 14, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:32 UTC
TIMMINS MEGAN C.EVP, CLO and Secretary
GrantStock Option (Right to Buy) · Derivative 70,780 $0.00 Strike: $1.39 $0.00
Disclosure

SEC source: 0001104659-24-035040 · tm248985-1_4seq1.xml · derivative · entry 2

TIMMINS MEGAN C. · CIK 0001733798 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,780

Underlying: Common Stock · 70,780 shares

Expires 2034-03-14

F2 · derivative.exercise_date: Stock options vest 25% on the first anniversary of March 14, 2024, with the remainder vesting in equal monthly installments through March 14, 2028, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:32 UTC
TIMMINS MEGAN C.EVP, CLO and Secretary
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-035040 · tm248985-1_4seq1.xml · nonDerivative · entry 1

TIMMINS MEGAN C. · CIK 0001733798 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,515

F1 · kind: Restricted stock units vest in three equal installments on the first, second and third anniversaries of March 14, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 10:18 UTC
Neri JesseSVP, FINANCE
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0001104659-23-109744 · tm2328668-4_4seq1.xml · derivative · entry 1

Neri Jesse · CIK 0001997116 · SVP, FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2033-10-16

F1 · derivative.exercise_date: Stock options vest in four equal installments on the first, second, third and fourth anniversaries of October 16, 2023, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 10:17 UTC
Lau JoanDirector
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0001104659-23-109742 · tm2328668-3_4seq1.xml · derivative · entry 2

Lau Joan · CIK 0001881621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-10-16

F2 · derivative.exercise_date: Stock options vest on October 16, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 10:17 UTC
Lau JoanDirector
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-109742 · tm2328668-3_4seq1.xml · nonDerivative · entry 1

Lau Joan · CIK 0001881621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · kind: Restricted stock units vest on October 16, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
October 16, 2023 Filed Feb 6, 2024 23:56 UTC Amendment
Lau JoanDirector
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0001104659-24-011215 · tm245360-2_4aseq1.xml · derivative · entry 2

Lau Joan · CIK 0001881621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2033-10-16

F2 · derivative.exercise_date: Stock options vest on October 16, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
October 16, 2023 Filed Feb 6, 2024 23:56 UTC Amendment
Lau JoanDirector
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-011215 · tm245360-2_4aseq1.xml · nonDerivative · entry 1

Lau Joan · CIK 0001881621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

F1 · kind: Restricted stock units vest on October 16, 2024, subject to the Reporting Person's continued service to the Issuer.

F3 · balance_after: This Form 4 Amendment is being filed solely to report 2,000 shares that were inadvertently omitted from the Form 4 filed by the Reporting Person on October 18, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 16:14 UTC GrantCommon Stock 24,715 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-064632 · tm2316982-2_4seq1.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,319

F1 · kind: Restricted stock units vest on May 23, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:23 UTC GrantCommon Stock 24,715 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-064642 · tm2316982-5_4seq1.xml · nonDerivative · entry 1

Smiley Andrea Heslin · CIK 0001703767 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,316

F1 · kind: Restricted stock units vest on May 23, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:19 UTC GrantCommon Stock 24,715 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-064639 · tm2316982-4_4seq1.xml · nonDerivative · entry 1

Radie Robert S · CIK 0001591113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,404

F1 · kind: Restricted stock units vest on May 23, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:18 UTC GrantCommon Stock 24,715 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-064638 · tm2316982-3_4seq1.xml · nonDerivative · entry 1

Nissenson Allen · CIK 0001441889 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,203

F1 · kind: Restricted stock units vest on May 23, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:12 UTC GrantCommon Stock 24,715 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-064627 · tm2316982-1_4seq1.xml · nonDerivative · entry 1

COOPER JOHN G · CIK 0001164287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,594

F1 · kind: Restricted stock units vest on May 23, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 22:41 UTC
TIMMINS MEGAN C.EVP, CLO and Secretary
GrantCommon Stock 28,515 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-035195 · tm2310125-4_4seq1.xml · nonDerivative · entry 1

TIMMINS MEGAN C. · CIK 0001733798 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,515

F1 · kind: Restricted stock units ("RSUs") vest in two equal installments on the first and second anniversaries of March 17, 2023, subject to the Reporting Person's continued service to the Issuer. RSUs are also subject to stockholder approval of an increase in the share reserve under the Rockwell Medical, Inc. Amended and Restated 2018 Long Term Incentive Plan at the 2023 annual meeting of stockholders.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 22:39 UTC
Hoffman Marc LChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 32,990 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001104659-23-035192 · tm2310125-3_4seq1.xml · derivative · entry 2

Hoffman Marc L · CIK 0001795312 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,990

Underlying: Common Stock · 32,990 shares

Expires 2033-03-17

F2 · derivative.exercise_date: Stock options vest 25% on the first anniversary of March 17, 2023, with the remainder vesting in equal monthly installments through March 17, 2027, subject to the Reporting Person's continued service to the Issuer. Stock options are also subject to stockholder approval of an increase in the share reserve under the Rockwell Medical, Inc. Amended and Restated 2018 Long Term Incentive Plan at the 2023 annual meeting of stockholders.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 22:39 UTC
Hoffman Marc LChief Medical Officer
GrantCommon Stock 25,665 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-035192 · tm2310125-3_4seq1.xml · nonDerivative · entry 1

Hoffman Marc L · CIK 0001795312 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,665

F1 · kind: Restricted stock units ("RSUs") vest in two equal installments on the first and second anniversaries of March 17, 2023, subject to the Reporting Person's continued service to the Issuer. RSUs are also subject to stockholder approval of an increase in the share reserve under the Rockwell Medical, Inc. Amended and Restated 2018 Long Term Incentive Plan at the 2023 annual meeting of stockholders.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 22:36 UTC
Strobeck MarkDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 77,105 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001104659-23-035190 · tm2310125-1_4seq1.xml · derivative · entry 2

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,105

Underlying: Common Stock · 77,105 shares

Expires 2033-03-17

F2 · derivative.exercise_date: Stock options vest 25% on the first anniversary of March 17, 2023, with the remainder vesting in equal monthly installments through March 17, 2027, subject to the Reporting Person's continued service to the Issuer. Stock options are also subject to stockholder approval of an increase in the share reserve under the Rockwell Medical, Inc. Amended and Restated 2018 Long Term Incentive Plan at the 2023 annual meeting of stockholders.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 22:36 UTC
Strobeck MarkDirector · President and CEO
GrantCommon Stock 55,465 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-035190 · tm2310125-1_4seq1.xml · nonDerivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,465

F1 · kind: Restricted stock units ("RSUs") vest in two equal installments on the first and second anniversaries of March 17, 2023, subject to the Reporting Person's continued service to the Issuer. RSUs are also subject to stockholder approval of an increase in the share reserve under the Rockwell Medical, Inc. Amended and Restated 2018 Long Term Incentive Plan at the 2023 annual meeting of stockholders.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 22:33 UTC
McGarry Paul ESVP, Finance and CAO
GrantStock Option (Right to Buy) · Derivative 37,210 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001104659-23-035187 · tm2310125-2_4seq1.xml · derivative · entry 2

McGarry Paul E · CIK 0001780044 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,210

Underlying: Common Stock · 37,210 shares

Expires 2033-03-17

F2 · derivative.exercise_date: Stock options vest 25% on the first anniversary of March 17, 2023, with the remainder vesting in equal monthly installments through March 17, 2027, subject to the Reporting Person's continued service to the Issuer. Stock options are also subject to stockholder approval of an increase in the share reserve under the Rockwell Medical, Inc. Amended and Restated 2018 Long Term Incentive Plan at the 2023 annual meeting of stockholders.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 22:33 UTC
McGarry Paul ESVP, Finance and CAO
GrantCommon Stock 28,515 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-035187 · tm2310125-2_4seq1.xml · nonDerivative · entry 1

McGarry Paul E · CIK 0001780044 · SVP, Finance and CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,515

F1 · kind: Restricted stock units ("RSUs") vest in two equal installments on the first and second anniversaries of March 17, 2023, subject to the Reporting Person's continued service to the Issuer. RSUs are also subject to stockholder approval of an increase in the share reserve under the Rockwell Medical, Inc. Amended and Restated 2018 Long Term Incentive Plan at the 2023 annual meeting of stockholders.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:33 UTC
Hoffman Marc LChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001104659-22-099664 · tm2225800-4_4seq1.xml · derivative · entry 1

Hoffman Marc L · CIK 0001795312 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2032-09-09

F1 · derivative.exercise_date: Stock options vest in four equal installments on the first, second, third and fourth anniversaries of September 9, 2022, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:32 UTC
TIMMINS MEGAN C.SVP, General Counsel
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001104659-22-099662 · tm2225800-3_4seq1.xml · derivative · entry 1

TIMMINS MEGAN C. · CIK 0001733798 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2032-09-09

F1 · derivative.exercise_date: Stock options vest in four equal installments on the first, second, third and fourth anniversaries of September 9, 2022, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:31 UTC
McGarry Paul EVP, Finance
GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001104659-22-099658 · tm2225800-2_4seq1.xml · derivative · entry 1

McGarry Paul E · CIK 0001780044 · VP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2032-09-09

F1 · derivative.exercise_date: Stock options vest in four equal installments on the first, second, third and fourth anniversaries of September 9, 2022, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
September 09, 2022 Filed Sep 13, 2022 20:30 UTC
SKIBSTED RUSSELLSee Remarks
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $1.66 $0.00
Disclosure

SEC source: 0001104659-22-099655 · tm2225800-1_4seq1.xml · derivative · entry 1

SKIBSTED RUSSELL · CIK 0001308105 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2032-09-09

F1 · derivative.exercise_date: Stock options vest in four equal installments on the first, second, third and fourth anniversaries of September 9, 2022, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:37 UTC
Strobeck MarkDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 400,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001104659-22-077393 · tm2220421-2_4seq1.xml · derivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2032-07-01

F1 · derivative.exercise_date: Stock options vest in four equal installments on the first, second, third and fourth anniversaries of July 1, 2022.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 16:36 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069689 · tm2218111-4_4seq1.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,604

F1 · kind: Restricted stock units vest on June 7, 2023, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:34 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069688 · tm2218111-3_4seq1.xml · nonDerivative · entry 1

COOPER JOHN G · CIK 0001164287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,879

F1 · kind: Restricted stock units vest on June 7, 2023, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:38 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069690 · tm2218111-5_4seq1.xml · nonDerivative · entry 1

Radie Robert S · CIK 0001591113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,689

F1 · kind: Restricted stock units vest on June 7, 2023, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:32 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069684 · tm2218111-2_4seq1.xml · nonDerivative · entry 1

Smiley Andrea Heslin · CIK 0001703767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,601

F1 · kind: Restricted stock units vest on June 7, 2023, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:30 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-069681 · tm2218111-1_4seq1.xml · nonDerivative · entry 1

Nissenson Allen · CIK 0001441889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,488

F1 · kind: Restricted stock units vest on June 7, 2023, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 17, 2022 Filed Mar 21, 2023 22:41 UTC
TIMMINS MEGAN C.EVP, CLO and Secretary
GrantStock Option (Right to Buy) · Derivative 37,210 $0.00 Strike: $1.37 $0.00
Disclosure

SEC source: 0001104659-23-035195 · tm2310125-4_4seq1.xml · derivative · entry 2

TIMMINS MEGAN C. · CIK 0001733798 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,210

Underlying: Common Stock · 37,210 shares

Expires 2033-03-17

F2 · derivative.exercise_date: Stock options vest 25% on the first anniversary of March 17, 2023, with the remainder vesting in equal monthly installments through March 17, 2027, subject to the Reporting Person's continued service to the Issuer. Stock options are also subject to stockholder approval of an increase in the share reserve under the Rockwell Medical, Inc. Amended and Restated 2018 Long Term Incentive Plan at the 2023 annual meeting of stockholders.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:19 UTC
TIMMINS MEGAN C.See Remarks
GrantStock Option (Right to Buy) · Derivative 350,000 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001628280-21-017256 · wf-form4_162932155452369.xml · derivative · entry 1

TIMMINS MEGAN C. · CIK 0001733798 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2031-08-16

F1 · derivative.exercise_date: Stock options vest in two equal installments on the second and fourth anniversaries of August 16, 2021.

Read SEC document
June 17, 2021 Filed Jun 22, 2021 17:27 UTC GrantStock Option (Right to Buy) · Derivative 72,857 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001628280-21-012675 · wf-form4_162439722360264.xml · derivative · entry 5

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,857

Underlying: Common Stock · 72,857 shares

Expires 2031-06-17

F5 · derivative.exercise_date: Stock options shall vest in accordance with the following vesting schedule: (1) one-half (fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2023; and (2) the final one-half (remaining fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2025, subject to the Reporting Person's continued service to the Issuer.

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June 17, 2021 Filed Jun 22, 2021 17:27 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012675 · wf-form4_162439722360264.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,604

F1 · kind: Restricted stock units vest on June 17, 2022, subject to the Reporting Person's continued service to the Issuer.

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June 17, 2021 Filed Jun 22, 2021 21:26 UTC GrantStock Option (Right to Buy) · Derivative 72,857 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001628280-21-012672 · wf-form4_162439717772606.xml · derivative · entry 2

COOPER JOHN G · CIK 0001164287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,857

Underlying: Common Stock · 72,857 shares

Expires 2031-06-17

F2 · derivative.exercise_date: Stock options shall vest in accordance with the following vesting schedule: (1) one-half (fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2023; and (2) the final one-half (remaining fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2025, subject to the Reporting Person's continued service to the Issuer.

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June 17, 2021 Filed Jun 22, 2021 21:26 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012672 · wf-form4_162439717772606.xml · nonDerivative · entry 1

COOPER JOHN G · CIK 0001164287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,879

F1 · kind: Restricted stock units vest on June 17, 2022, subject to the Reporting Person's continued service to the Issuer.

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June 17, 2021 Filed Jun 22, 2021 21:26 UTC GrantStock Option (Right to Buy) · Derivative 72,857 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001628280-21-012671 · wf-form4_162439714172479.xml · derivative · entry 2

Smiley Andrea Heslin · CIK 0001703767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,857

Underlying: Common Stock · 72,857 shares

Expires 2031-06-17

F3 · derivative.exercise_date: Stock options shall vest in accordance with the following vesting schedule: (1) one-half (fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2023; and (2) the final one-half (remaining fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2025, subject to the Reporting Person's continued service to the Issuer.

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June 17, 2021 Filed Jun 22, 2021 21:26 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012671 · wf-form4_162439714172479.xml · nonDerivative · entry 1

Smiley Andrea Heslin · CIK 0001703767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,601

F1 · kind: Restricted stock units vest on June 17, 2022, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Includes 18,601 shares of common stock underlying unvested restricted stock units that vest on December 11, 2021, subject to the Reporting Person's continued service to the Issuer.

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June 17, 2021 Filed Jun 22, 2021 21:25 UTC GrantStock Option (Right to Buy) · Derivative 72,857 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001628280-21-012670 · wf-form4_162439711921121.xml · derivative · entry 2

Radie Robert S · CIK 0001591113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,857

Underlying: Common Stock · 72,857 shares

Expires 2031-06-17

F2 · derivative.exercise_date: Stock options shall vest in accordance with the following vesting schedule: (1) one-half (fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2023; and (2) the final one-half (remaining fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2025, subject to the Reporting Person's continued service to the Issuer.

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June 17, 2021 Filed Jun 22, 2021 21:25 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012670 · wf-form4_162439711921121.xml · nonDerivative · entry 1

Radie Robert S · CIK 0001591113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,689

F1 · kind: Restricted stock units vest on June 17, 2022, subject to the Reporting Person's continued service to the Issuer.

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June 17, 2021 Filed Jun 22, 2021 21:25 UTC GrantStock Option (Right to Buy) · Derivative 72,857 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001628280-21-012668 · wf-form4_162439706590346.xml · derivative · entry 2

MCLAUGHLIN JOHN PETER · CIK 0001277967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,857

Underlying: Common Stock · 72,857 shares

Expires 2031-06-17

F2 · derivative.exercise_date: Stock options shall vest in accordance with the following vesting schedule: (1) one-half (fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2023; and (2) the final one-half (remaining fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2025, subject to the Reporting Person's continued service to the Issuer.

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June 17, 2021 Filed Jun 22, 2021 21:25 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012668 · wf-form4_162439706590346.xml · nonDerivative · entry 1

MCLAUGHLIN JOHN PETER · CIK 0001277967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,974

F1 · kind: Restricted stock units vest on June 17, 2022, subject to the Reporting Person's continued service to the Issuer.

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June 17, 2021 Filed Jun 22, 2021 21:24 UTC GrantStock Option (Right to Buy) · Derivative 72,857 $0.00 Strike: $0.90 $0.00
Disclosure

SEC source: 0001628280-21-012667 · wf-form4_162439703839034.xml · derivative · entry 2

Nissenson Allen · CIK 0001441889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,857

Underlying: Common Stock · 72,857 shares

Expires 2031-06-17

F3 · derivative.exercise_date: Stock options shall vest in accordance with the following vesting schedule: (1) one-half (fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2023; and (2) the final one-half (remaining fifty percent) of the shares of Common Stock subject to this Option shall vest on June 17, 2025, subject to the Reporting Person's continued service to the Issuer.

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June 17, 2021 Filed Jun 22, 2021 21:24 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-012667 · wf-form4_162439703839034.xml · nonDerivative · entry 1

Nissenson Allen · CIK 0001441889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,488

F1 · kind: Restricted stock units vest on June 17, 2022, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Includes 1,488 shares of common stock underlying unvested restricted stock units that vest on December 11, 2021, subject to the Reporting Person's continued service to the issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.