Tapewire

Nasdaq · USD

RMTI

ROCKWELL MEDICAL, INC.

Export transactions ↓
Tapewire entity
7426
SEC CIK
0001041024
Parsed reports
215

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 11, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 6,000 $1.08 $6,480.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 29

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,555,500

Read SEC document
April 11, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.06 $2,120.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 28

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,549,500

Read SEC document
April 11, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.10 $2,199.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 27

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,547,500

Read SEC document
April 11, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 1,500 $1.09 $1,634.70
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 26

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,545,500

Read SEC document
April 11, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 4,000 $1.09 $4,360.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 25

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,544,000

Read SEC document
April 11, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.08 $2,159.60
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 24

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,540,000

Read SEC document
April 11, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.08 $2,160.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 23

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,538,000

Read SEC document
April 11, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.08 $2,159.20
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 22

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,536,000

Read SEC document
April 11, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.07 $2,149.80
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 21

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,534,000

Read SEC document
April 11, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.07 $2,140.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 20

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,532,000

Read SEC document
April 11, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 1,000 $1.09 $1,088.80
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 19

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,530,000

Read SEC document
April 11, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.08 $2,159.60
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 18

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,529,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.09 $2,179.60
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 17

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,527,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.07 $2,130.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 16

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,525,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.06 $2,112.20
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 15

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,523,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 4,000 $1.06 $4,220.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 14

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,521,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.04 $2,089.80
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 13

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,517,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.05 $2,098.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 12

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,515,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.05 $2,090.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 11

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,513,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.04 $2,080.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 10

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,511,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 10,000 $1.10 $11,009.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 9

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,509,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 7,000 $1.07 $7,490.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 8

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,499,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.07 $2,139.60
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 7

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,492,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 6,000 $1.07 $6,420.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 6

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,490,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.08 $2,158.60
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 5

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,484,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.08 $2,159.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 4

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,482,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 2,000 $1.05 $2,102.80
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 3

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,480,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 4,000 $1.08 $4,319.60
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 2

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,478,000

Read SEC document
April 10, 2025 Filed Apr 15, 2025 18:02 UTC PurchaseCommon Stock 4,000 $1.06 $4,238.00
Disclosure

SEC source: 0002021477-25-000007 · primary_doc.xml · nonDerivative · entry 1

Irrevocable Larson Family Investment Trust · CIK 0002022157 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,474,000

Read SEC document
April 01, 2025 Filed Apr 2, 2025 22:06 UTC
Strobeck MarkDirector · President and CEO
SaleCommon Stock 6,926 $1.08 $7,480.08
Disclosure

SEC source: 0001104659-25-031297 · tm2511323-3_4seq1.xml · nonDerivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,678

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024 in multiple trades at prices ranging from $1.065 to $1.12. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 22:05 UTC
Neri JesseSVP, FINANCE AND CFO
SaleCommon Stock 886 $1.10 $974.60
Disclosure

SEC source: 0001104659-25-031296 · tm2511323-2_4seq1.xml · nonDerivative · entry 1

Neri Jesse · CIK 0001997116 · SVP, FINANCE AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 22:03 UTC
Chole TimothySVP, Chief Commercial Officer
SaleCommon Stock 2,868 $1.08 $3,097.44
Disclosure

SEC source: 0001104659-25-031295 · tm2511323-1_4seq1.xml · nonDerivative · entry 1

Chole Timothy · CIK 0002025169 · SVP, Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,035

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2024 in multiple trades at prices ranging from $1.065 to $1.095. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 22:23 UTC
Chole TimothySVP, Chief Commercial Officer
Tax withholdingCommon Stock 2,823 $1.77 $4,996.71
Disclosure

SEC source: 0001104659-25-025180 · tm259684-3_4seq1.xml · nonDerivative · entry 2

Chole Timothy · CIK 0002025169 · SVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,903

F1 · kind: These shares were withheld from the vesting of restricted stock units to cover the estimated tax withholding obligation.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 22:15 UTC
TIMMINS MEGAN C.EVP, CLO and Secretary
Tax withholdingCommon Stock 3,137 $1.77 $5,552.49
Disclosure

SEC source: 0001104659-25-025173 · tm259684-2_4seq1.xml · nonDerivative · entry 2

TIMMINS MEGAN C. · CIK 0001733798 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,575

F1 · kind: These shares were withheld from the vesting of restricted stock units to cover the estimated tax withholding obligation.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 22:13 UTC
Strobeck MarkDirector · President and CEO
Tax withholdingCommon Stock 6,101 $1.77 $10,798.77
Disclosure

SEC source: 0001104659-25-025172 · tm259684-1_4seq1.xml · nonDerivative · entry 2

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,604

F1 · kind: These shares were withheld from the vesting of restricted stock units to cover the estimated tax withholding obligation.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 22:23 UTC
Chole TimothySVP, Chief Commercial Officer
Tax withholdingCommon Stock 2,444 $1.70 $4,154.80
Disclosure

SEC source: 0001104659-25-025180 · tm259684-3_4seq1.xml · nonDerivative · entry 1

Chole Timothy · CIK 0002025169 · SVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,726

F1 · kind: These shares were withheld from the vesting of restricted stock units to cover the estimated tax withholding obligation.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 22:17 UTC
Neri JesseSVP, FINANCE AND CFO
Tax withholdingCommon Stock 2,444 $1.70 $4,154.80
Disclosure

SEC source: 0001104659-25-025174 · tm259684-4_4seq1.xml · nonDerivative · entry 1

Neri Jesse · CIK 0001997116 · SVP, FINANCE AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,886

F1 · kind: These shares were withheld from the vesting of restricted stock units to cover the estimated tax withholding obligation.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 22:15 UTC
TIMMINS MEGAN C.EVP, CLO and Secretary
Tax withholdingCommon Stock 3,666 $1.70 $6,232.20
Disclosure

SEC source: 0001104659-25-025173 · tm259684-2_4seq1.xml · nonDerivative · entry 1

TIMMINS MEGAN C. · CIK 0001733798 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,712

F1 · kind: These shares were withheld from the vesting of restricted stock units to cover the estimated tax withholding obligation.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 22:13 UTC
Strobeck MarkDirector · President and CEO
Tax withholdingCommon Stock 7,333 $1.70 $12,466.10
Disclosure

SEC source: 0001104659-25-025172 · tm259684-1_4seq1.xml · nonDerivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,705

F1 · kind: These shares were withheld from the vesting of restricted stock units to cover the estimated tax withholding obligation.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:44 UTC
Chole TimothySVP, Chief Commercial Officer
SaleCommon Stock 1,001 $2.05 $2,052.05
Disclosure

SEC source: 0001104659-25-001359 · tm252076-2_4seq1.xml · nonDerivative · entry 1

Chole Timothy · CIK 0002025169 · SVP, Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,170

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2024 in multiple trades at prices ranging from $2.0401 to $2.0519. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:43 UTC
Strobeck MarkDirector · President and CEO
SaleCommon Stock 2,163 $2.06 $4,444.97
Disclosure

SEC source: 0001104659-25-001358 · tm252076-1_4seq1.xml · nonDerivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,038

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 16:21 UTC SaleCommon Stock 19,991 $2.32 $46,379.12
Disclosure

SEC source: 0001104659-24-120577 · tm2428911-1_4seq1.xml · nonDerivative · entry 2

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Revocable Trust of Mark H Ravich

Disclosed balance after: 0

F1 · ownership.nature: Represents securities owned directly by Revocable Trust of Mark H Ravich ("MHR Trust"). Mr. Ravich, as the trustee of MHR Trust, may be deemed to beneficially own the securities owned directly by MHR Trust.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 16:21 UTC SaleCommon Stock 10,000 $2.40 $24,000.00
Disclosure

SEC source: 0001104659-24-120577 · tm2428911-1_4seq1.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,429

Read SEC document
October 01, 2024 Filed Oct 3, 2024 01:55 UTC
Chole TimothySVP, Chief Commercial Officer
SaleCommon Stock 1,001 $3.69 $3,688.89
Disclosure

SEC source: 0001104659-24-105581 · tm2425510-2_4seq1.xml · nonDerivative · entry 1

Chole Timothy · CIK 0002025169 · SVP, Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,171

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2024 in multiple trades at prices ranging from $3.67 to $3.69. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Due to an administrative error, the withholding of 2,823 shares to cover the estimated tax withholding obligation was erroneously omitted from the Form 3 filed on May 30, 2024. This form reflects the correct amount of common stock beneficially owned by the Reporting Person.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 01:54 UTC
Strobeck MarkDirector · President and CEO
SaleCommon Stock 2,163 $3.69 $7,971.09
Disclosure

SEC source: 0001104659-24-105580 · tm2425510-1_4seq1.xml · nonDerivative · entry 1

Strobeck Mark · CIK 0001599219 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,201

F1 · kind: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024 in multiple trades at prices ranging from $3.67 to $3.69. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 21, 2024 Filed May 23, 2024 19:09 UTC GrantCommon Stock 36,111 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-064814 · tm2415466-5_4seq1.xml · nonDerivative · entry 1

RAVICH MARK H · CIK 0000897727 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,831

F1 · kind: Restricted stock units vest on May 21, 2025, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Effective on May 13, 2022, the Issuer effected a 1-for-11 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:10 UTC GrantCommon Stock 36,111 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-064816 · tm2415466-6_4seq1.xml · nonDerivative · entry 1

Radie Robert S · CIK 0001591113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,525

F1 · kind: Restricted stock units vest on May 21, 2025, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Effective on May 13, 2022, the Issuer effected a 1-for-11 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:07 UTC
Lau JoanDirector
GrantCommon Stock 36,111 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-064813 · tm2415466-4_4seq1.xml · nonDerivative · entry 1

Lau Joan · CIK 0001881621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,111

F1 · kind: Restricted stock units vest on May 21, 2025, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:06 UTC GrantCommon Stock 36,111 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-064812 · tm2415466-3_4seq1.xml · nonDerivative · entry 1

COOPER JOHN G · CIK 0001164287 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,451

F1 · kind: Restricted stock units vest on May 21, 2025, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Effective on May 13, 2022, the Issuer effected a 1-for-11 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:05 UTC GrantCommon Stock 36,111 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-064811 · tm2415466-2_4seq1.xml · nonDerivative · entry 1

Smiley Andrea Heslin · CIK 0001703767 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,062

F1 · kind: Restricted stock units vest on May 21, 2025, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Effective on May 13, 2022, the Issuer effected a 1-for-11 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.