Last 12 months
Inside the activity.
0 purchase rows · 52 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 18 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2019 Filed May 9, 2019 22:16 UTC |
Salaets StevenSVPGlblSecurity&Compliance/CIO
|
GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000492 · doc4_6089.xml · derivative · entry 2 Salaets Steven · CIK 0001750857 · SVPGlblSecurity&Compliance/CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:15 UTC |
Winslow Daniel B.SVP, Gen. Counsel & Corp. Sec.
|
GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000491 · doc4_6088.xml · derivative · entry 2 Winslow Daniel B. · CIK 0001717029 · SVP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| May 06, 2019 Filed May 6, 2019 23:18 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,539 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · derivative · entry 10 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,359 Underlying: Common Stock · 4,539 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 06, 2019 Filed May 6, 2019 23:18 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 3 | $5.19 | $15.57 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 7 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 06, 2019 Filed May 6, 2019 23:18 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 4,536 | $5.18 | $23,496.48 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 06, 2019 Filed May 6, 2019 23:18 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 4,539 | $1.16 | $5,265.24 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 03, 2019 Filed May 6, 2019 23:18 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,266 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · derivative · entry 9 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,898 Underlying: Common Stock · 15,266 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 03, 2019 Filed May 6, 2019 23:18 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 15,266 | $5.18 | $79,077.88 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 03, 2019 Filed May 6, 2019 23:18 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 15,266 | $1.16 | $17,708.56 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 02, 2019 Filed May 6, 2019 23:18 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,339 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · derivative · entry 8 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,164 Underlying: Common Stock · 1,339 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 02, 2019 Filed May 6, 2019 23:18 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 1,339 | $5.18 | $6,936.02 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 02, 2019 Filed May 6, 2019 23:18 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 1,339 | $1.16 | $1,553.24 |
DisclosureSEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 21:17 UTC |
Slepko BrianSVP, Global Service Delivery
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,668 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001638599-19-000398 · doc4_6032.xml · derivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,668 shares Expires 2019-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 21:17 UTC |
Slepko BrianSVP, Global Service Delivery
|
Exercise / conversionCommon Stock | 6,668 | $1.17 | $7,801.56 |
DisclosureSEC source: 0001638599-19-000398 · doc4_6032.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:34 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock (Right to Buy) · Derivative | 615 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000390 · doc4_6029.xml · derivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,503 Underlying: Common Stock · 615 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:34 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 615 | $5.49 | $3,374.51 |
DisclosureSEC source: 0001638599-19-000390 · doc4_6029.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.48 to $5.50, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:34 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 615 | $1.16 | $713.40 |
DisclosureSEC source: 0001638599-19-000390 · doc4_6029.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 23:56 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock (Right to Buy) · Derivative | 100 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000317 · doc4_6000.xml · derivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,118 Underlying: Common Stock · 100 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 23:56 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 100 | $5.49 | $549.00 |
DisclosureSEC source: 0001638599-19-000317 · doc4_6000.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 23:56 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 100 | $1.16 | $116.00 |
DisclosureSEC source: 0001638599-19-000317 · doc4_6000.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:07 UTC |
Murray Robin P.Director · 10% owner
|
OtherCommon Stock | 8,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000328 · doc4_5999.xml · nonDerivative · entry 10 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 297,027 F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019. F10 · ownership.nature: Represents shares held directly by Adams Street Rimini Aggregator LLC ("ASRA"). Adams Street Partners, LLC, as the manager of ASRA, may be deemed to beneficially own the shares held by ASRA. David Brett, Elisha P. Gould, Sachin Tulyani, and Craig D. Waslin, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by ASRA. Adams Street Partners, LLC and David Brett, Elisha P. Gould, Sachin Tulyani, and Craig D. Waslin disclaim beneficial ownership of the shares held by ASRA except to the extent of their pecuniary interest therein. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:07 UTC |
Murray Robin P.Director · 10% owner
|
OtherCommon Stock | 1,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000328 · doc4_5999.xml · nonDerivative · entry 4 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,307,561 F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019. F4 · ownership.nature: Represents shares held directly by Adams Street 2009 Direct Fund, L.P. ("AS 2009"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2009, may be deemed to beneficially own the shares held by AS 2009. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2009. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang disclaim beneficial ownership of the shares held by AS 2009 except to the extent of their pecuniary interest therein. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:07 UTC |
Murray Robin P.Director · 10% owner
|
OtherCommon Stock | 1,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000328 · doc4_5999.xml · nonDerivative · entry 3 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,916,481 F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019. F3 · ownership.nature: Represents shares held directly by Adams Street 2008 Direct Fund, L.P. ("AS 2008"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2008, may be deemed to beneficially own the shares held by AS 2008. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2008. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang disclaim beneficial ownership of the shares held by AS 2008 except to the extent of their pecuniary interest therein. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:07 UTC |
Murray Robin P.Director · 10% owner
|
OtherCommon Stock | 1,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000328 · doc4_5999.xml · nonDerivative · entry 2 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,361,790 F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019. F2 · ownership.nature: Represents shares held directly by Adams Street 2007 Direct Fund, L.P. ("AS 2007"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2007, may be deemed to beneficially own the shares held by AS 2007. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2007. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang disclaim beneficial ownership of the shares held by AS 2007 except to the extent of their pecuniary interest therein. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:06 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
OtherCommon Stock | 8,468 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-013287 · tv515890_4.xml · nonDerivative · entry 9 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 297,027 F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019. F10 · ownership.nature: Represents shares held directly by Adams Street Rimini Aggregator LLC ("ASRA"). Adams Street Partners, LLC, as the manager of ASRA, may be deemed to beneficially own the shares held by ASRA. David Brett, Elisha P. Gould, Sachin Tulyani and Craig D. Waslin, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by ASRA. Adams Street Partners, LLC and David Brett, Elisha P. Gould, Sachin Tulyani and Craig D. Waslin disclaim beneficial ownership of the shares held by ASRA except to the extent of their pecuniary interest therein. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:06 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
OtherCommon Stock | 1,012 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-013287 · tv515890_4.xml · nonDerivative · entry 3 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,307,561 F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019. F4 · ownership.nature: Represents shares held directly by Adams Street 2009 Direct Fund, L.P. ("AS 2009"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2009, may be deemed to beneficially own the shares held by AS 2009. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2009. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang disclaim beneficial ownership of the shares held by AS 2009 except to the extent of their pecuniary interest therein. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:06 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
OtherCommon Stock | 1,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-013287 · tv515890_4.xml · nonDerivative · entry 2 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,916,481 F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019. F3 · ownership.nature: Represents shares held directly by Adams Street 2008 Direct Fund, L.P. ("AS 2008"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2008, may be deemed to beneficially own the shares held by AS 2008. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2008. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang disclaim beneficial ownership of the shares held by AS 2008 except to the extent of their pecuniary interest therein. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:06 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
OtherCommon Stock | 1,025 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-013287 · tv515890_4.xml · nonDerivative · entry 1 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,361,790 F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019. F2 · ownership.nature: Represents shares held directly by Adams Street 2007 Direct Fund, L.P. ("AS 2007"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2007, may be deemed to beneficially own the shares held by AS 2007. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2007. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang disclaim beneficial ownership of the shares held by AS 2007 except to the extent of their pecuniary interest therein. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 23:56 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock (Right to Buy) · Derivative | 900 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000317 · doc4_6000.xml · derivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,218 Underlying: Common Stock · 900 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 23:56 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 900 | $5.54 | $4,986.00 |
DisclosureSEC source: 0001638599-19-000317 · doc4_6000.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.53 to $5.60, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 23:56 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 900 | $1.16 | $1,044.00 |
DisclosureSEC source: 0001638599-19-000317 · doc4_6000.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:35 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,810 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001638599-19-000301 · doc4_5986.xml · derivative · entry 3 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,793 Underlying: Common Stock · 17,810 shares Expires 2020-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:35 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
SaleCommon Stock | 17,810 | $6.00 | $106,860.00 |
DisclosureSEC source: 0001638599-19-000301 · doc4_5986.xml · nonDerivative · entry 2 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:35 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 17,810 | $0.85 | $15,120.69 |
DisclosureSEC source: 0001638599-19-000301 · doc4_5986.xml · nonDerivative · entry 1 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:19 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,668 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001638599-19-000269 · doc4_5962.xml · derivative · entry 4 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,668 shares Expires 2019-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:19 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,798 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001638599-19-000269 · doc4_5962.xml · derivative · entry 3 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,798 shares Expires 2019-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:19 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionCommon Stock | 6,668 | $1.67 | $11,128.23 |
DisclosureSEC source: 0001638599-19-000269 · doc4_5962.xml · nonDerivative · entry 2 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:19 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionCommon Stock | 6,798 | $0.97 | $6,625.33 |
DisclosureSEC source: 0001638599-19-000269 · doc4_5962.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2019 Filed Feb 16, 2019 02:04 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,098 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001638599-19-000261 · doc4_5958.xml · derivative · entry 3 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,603 Underlying: Common Stock · 7,098 shares Expires 2020-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| February 14, 2019 Filed Feb 16, 2019 02:04 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
SaleCommon Stock | 7,098 | $6.00 | $42,588.00 |
DisclosureSEC source: 0001638599-19-000261 · doc4_5958.xml · nonDerivative · entry 2 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 14, 2019 Filed Feb 16, 2019 02:04 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 7,098 | $0.85 | $6,026.20 |
DisclosureSEC source: 0001638599-19-000261 · doc4_5958.xml · nonDerivative · entry 1 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 20:10 UTC |
Murphy JulieSVP & Chief People Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $5.91 | $0.00 |
DisclosureSEC source: 0001638599-19-000252 · doc4_5954.xml · derivative · entry 1 Murphy Julie · CIK 0001320990 · SVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2029-02-13 F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on February 13, 2020, February 13, 2021 and February 13, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 01:52 UTC |
Petraglia JamesSVP Global Operations
|
GrantRestricted Stock Unit · Derivative | 5,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000259 · doc4_5957.xml · derivative · entry 3 Petraglia James · CIK 0001750622 · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,076 Underlying: Common Stock · 5,076 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on February 13, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on February 13, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 01:35 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
GrantRestricted Stock Unit · Derivative | 1,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000257 · doc4_5956.xml · derivative · entry 2 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,692 Underlying: Common Stock · 1,692 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on February 13, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on February 13, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 01:25 UTC |
Salaets StevenSVPGlblSecurity&Compliance/CIO
|
GrantRestricted Stock Unit · Derivative | 1,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000254 · doc4_5955.xml · derivative · entry 3 Salaets Steven · CIK 0001750857 · SVPGlblSecurity&Compliance/CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,692 Underlying: Common Stock · 1,692 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on February 13, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on February 13, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| February 13, 2019 Filed Feb 16, 2019 01:25 UTC |
Salaets StevenSVPGlblSecurity&Compliance/CIO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $5.91 | $0.00 |
DisclosureSEC source: 0001638599-19-000254 · doc4_5955.xml · derivative · entry 2 Salaets Steven · CIK 0001750857 · SVPGlblSecurity&Compliance/CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-02-13 F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on February 13, 2020, February 13, 2021 and February 13, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| February 08, 2019 Filed Feb 8, 2019 23:30 UTC |
Shay Thomas C.Director · SVP Global Operations
|
SaleCommon Stock | 8,400 | $5.41 | $45,476.76 |
DisclosureSEC source: 0001638599-19-000212 · doc4_5938.xml · nonDerivative · entry 3 Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,750,357 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.30 to $5.56, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 23:30 UTC |
Shay Thomas C.Director · SVP Global Operations
|
SaleCommon Stock | 3,500 | $5.29 | $18,527.95 |
DisclosureSEC source: 0001638599-19-000212 · doc4_5938.xml · nonDerivative · entry 2 Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,758,757 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.20 to $5.45, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 17:47 UTC |
Fleiss AndrewDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 11,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000207 · doc4_5934.xml · derivative · entry 2 Fleiss Andrew · CIK 0001718718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,627 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. F2 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 17:47 UTC |
Fleiss AndrewDirector
|
Exercise / conversionCommon Stock | 11,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000207 · doc4_5934.xml · nonDerivative · entry 1 Fleiss Andrew · CIK 0001718718 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.