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Nasdaq · USD

RMNI

Rimini Street, Inc.

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5475
SEC CIK
0001635282
Parsed reports
699

Last 12 months

Inside the activity.

0 purchase rows · 52 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202600
Mar 2026018
Apr 2026013
May 2026011
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2019 Filed May 9, 2019 22:16 UTC
Salaets StevenSVPGlblSecurity&Compliance/CIO
GrantRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000492 · doc4_6089.xml · derivative · entry 2

Salaets Steven · CIK 0001750857 · SVPGlblSecurity&Compliance/CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
May 07, 2019 Filed May 9, 2019 22:15 UTC
Winslow Daniel B.SVP, Gen. Counsel & Corp. Sec.
GrantRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000491 · doc4_6088.xml · derivative · entry 2

Winslow Daniel B. · CIK 0001717029 · SVP, Gen. Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
May 06, 2019 Filed May 6, 2019 23:18 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,539 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001638599-19-000472 · doc4_6084.xml · derivative · entry 10

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,359

Underlying: Common Stock · 4,539 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 06, 2019 Filed May 6, 2019 23:18 UTC SaleCommon Stock 3 $5.19 $15.57
Disclosure

SEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 7

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 06, 2019 Filed May 6, 2019 23:18 UTC SaleCommon Stock 4,536 $5.18 $23,496.48
Disclosure

SEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 6

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 06, 2019 Filed May 6, 2019 23:18 UTC Exercise / conversionCommon Stock 4,539 $1.16 $5,265.24
Disclosure

SEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 5

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 03, 2019 Filed May 6, 2019 23:18 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,266 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001638599-19-000472 · doc4_6084.xml · derivative · entry 9

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,898

Underlying: Common Stock · 15,266 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 03, 2019 Filed May 6, 2019 23:18 UTC SaleCommon Stock 15,266 $5.18 $79,077.88
Disclosure

SEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 4

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 03, 2019 Filed May 6, 2019 23:18 UTC Exercise / conversionCommon Stock 15,266 $1.16 $17,708.56
Disclosure

SEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 02, 2019 Filed May 6, 2019 23:18 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,339 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001638599-19-000472 · doc4_6084.xml · derivative · entry 8

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,164

Underlying: Common Stock · 1,339 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 02, 2019 Filed May 6, 2019 23:18 UTC SaleCommon Stock 1,339 $5.18 $6,936.02
Disclosure

SEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 02, 2019 Filed May 6, 2019 23:18 UTC Exercise / conversionCommon Stock 1,339 $1.16 $1,553.24
Disclosure

SEC source: 0001638599-19-000472 · doc4_6084.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 21:17 UTC
Slepko BrianSVP, Global Service Delivery
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,668 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001638599-19-000398 · doc4_6032.xml · derivative · entry 2

Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,668 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 21:17 UTC
Slepko BrianSVP, Global Service Delivery
Exercise / conversionCommon Stock 6,668 $1.17 $7,801.56
Disclosure

SEC source: 0001638599-19-000398 · doc4_6032.xml · nonDerivative · entry 1

Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:34 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 615 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001638599-19-000390 · doc4_6029.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,503

Underlying: Common Stock · 615 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:34 UTC SaleCommon Stock 615 $5.49 $3,374.51
Disclosure

SEC source: 0001638599-19-000390 · doc4_6029.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.48 to $5.50, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:34 UTC Exercise / conversionCommon Stock 615 $1.16 $713.40
Disclosure

SEC source: 0001638599-19-000390 · doc4_6029.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 23:56 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 100 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001638599-19-000317 · doc4_6000.xml · derivative · entry 6

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,118

Underlying: Common Stock · 100 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 23:56 UTC SaleCommon Stock 100 $5.49 $549.00
Disclosure

SEC source: 0001638599-19-000317 · doc4_6000.xml · nonDerivative · entry 4

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 23:56 UTC Exercise / conversionCommon Stock 100 $1.16 $116.00
Disclosure

SEC source: 0001638599-19-000317 · doc4_6000.xml · nonDerivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:07 UTC
Murray Robin P.Director · 10% owner
OtherCommon Stock 8,468 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000328 · doc4_5999.xml · nonDerivative · entry 10

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 297,027

F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019.

F10 · ownership.nature: Represents shares held directly by Adams Street Rimini Aggregator LLC ("ASRA"). Adams Street Partners, LLC, as the manager of ASRA, may be deemed to beneficially own the shares held by ASRA. David Brett, Elisha P. Gould, Sachin Tulyani, and Craig D. Waslin, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by ASRA. Adams Street Partners, LLC and David Brett, Elisha P. Gould, Sachin Tulyani, and Craig D. Waslin disclaim beneficial ownership of the shares held by ASRA except to the extent of their pecuniary interest therein.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:07 UTC
Murray Robin P.Director · 10% owner
OtherCommon Stock 1,012 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000328 · doc4_5999.xml · nonDerivative · entry 4

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,307,561

F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019.

F4 · ownership.nature: Represents shares held directly by Adams Street 2009 Direct Fund, L.P. ("AS 2009"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2009, may be deemed to beneficially own the shares held by AS 2009. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2009. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang disclaim beneficial ownership of the shares held by AS 2009 except to the extent of their pecuniary interest therein.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:07 UTC
Murray Robin P.Director · 10% owner
OtherCommon Stock 1,156 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000328 · doc4_5999.xml · nonDerivative · entry 3

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,916,481

F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019.

F3 · ownership.nature: Represents shares held directly by Adams Street 2008 Direct Fund, L.P. ("AS 2008"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2008, may be deemed to beneficially own the shares held by AS 2008. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2008. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang disclaim beneficial ownership of the shares held by AS 2008 except to the extent of their pecuniary interest therein.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:07 UTC
Murray Robin P.Director · 10% owner
OtherCommon Stock 1,025 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000328 · doc4_5999.xml · nonDerivative · entry 2

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,361,790

F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019.

F2 · ownership.nature: Represents shares held directly by Adams Street 2007 Direct Fund, L.P. ("AS 2007"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2007, may be deemed to beneficially own the shares held by AS 2007. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2007. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang disclaim beneficial ownership of the shares held by AS 2007 except to the extent of their pecuniary interest therein.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:06 UTC OtherCommon Stock 8,468 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-013287 · tv515890_4.xml · nonDerivative · entry 9

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 297,027

F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019.

F10 · ownership.nature: Represents shares held directly by Adams Street Rimini Aggregator LLC ("ASRA"). Adams Street Partners, LLC, as the manager of ASRA, may be deemed to beneficially own the shares held by ASRA. David Brett, Elisha P. Gould, Sachin Tulyani and Craig D. Waslin, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by ASRA. Adams Street Partners, LLC and David Brett, Elisha P. Gould, Sachin Tulyani and Craig D. Waslin disclaim beneficial ownership of the shares held by ASRA except to the extent of their pecuniary interest therein.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:06 UTC OtherCommon Stock 1,012 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-013287 · tv515890_4.xml · nonDerivative · entry 3

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,307,561

F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019.

F4 · ownership.nature: Represents shares held directly by Adams Street 2009 Direct Fund, L.P. ("AS 2009"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2009, may be deemed to beneficially own the shares held by AS 2009. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2009. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang disclaim beneficial ownership of the shares held by AS 2009 except to the extent of their pecuniary interest therein.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:06 UTC OtherCommon Stock 1,156 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-013287 · tv515890_4.xml · nonDerivative · entry 2

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,916,481

F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019.

F3 · ownership.nature: Represents shares held directly by Adams Street 2008 Direct Fund, L.P. ("AS 2008"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2008, may be deemed to beneficially own the shares held by AS 2008. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2008. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang disclaim beneficial ownership of the shares held by AS 2008 except to the extent of their pecuniary interest therein.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:06 UTC OtherCommon Stock 1,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-013287 · tv515890_4.xml · nonDerivative · entry 1

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,361,790

F1 · price: On March 7, 2019, in exchange for receiving the written consent of the existing holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same to the purchasers of such securities as the existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such existing holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on March 11, 2019.

F2 · ownership.nature: Represents shares held directly by Adams Street 2007 Direct Fund, L.P. ("AS 2007"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2007, may be deemed to beneficially own the shares held by AS 2007. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2007. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang disclaim beneficial ownership of the shares held by AS 2007 except to the extent of their pecuniary interest therein.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:56 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 900 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001638599-19-000317 · doc4_6000.xml · derivative · entry 5

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,218

Underlying: Common Stock · 900 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:56 UTC SaleCommon Stock 900 $5.54 $4,986.00
Disclosure

SEC source: 0001638599-19-000317 · doc4_6000.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.53 to $5.60, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

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March 06, 2019 Filed Mar 8, 2019 23:56 UTC Exercise / conversionCommon Stock 900 $1.16 $1,044.00
Disclosure

SEC source: 0001638599-19-000317 · doc4_6000.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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March 04, 2019 Filed Mar 6, 2019 21:35 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,810 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001638599-19-000301 · doc4_5986.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,793

Underlying: Common Stock · 17,810 shares

Expires 2020-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

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March 04, 2019 Filed Mar 6, 2019 21:35 UTC
Lyskawa NancySVP - Global Client Onboarding
SaleCommon Stock 17,810 $6.00 $106,860.00
Disclosure

SEC source: 0001638599-19-000301 · doc4_5986.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:35 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionCommon Stock 17,810 $0.85 $15,120.69
Disclosure

SEC source: 0001638599-19-000301 · doc4_5986.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:19 UTC
Rowe David W.SVP and CMO
Exercise / conversionStock Option (Right to Buy) · Derivative 6,668 $0.00 Strike: $1.67 $0.00
Disclosure

SEC source: 0001638599-19-000269 · doc4_5962.xml · derivative · entry 4

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,668 shares

Expires 2019-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:19 UTC
Rowe David W.SVP and CMO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,798 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001638599-19-000269 · doc4_5962.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,798 shares

Expires 2019-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:19 UTC
Rowe David W.SVP and CMO
Exercise / conversionCommon Stock 6,668 $1.67 $11,128.23
Disclosure

SEC source: 0001638599-19-000269 · doc4_5962.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:19 UTC
Rowe David W.SVP and CMO
Exercise / conversionCommon Stock 6,798 $0.97 $6,625.33
Disclosure

SEC source: 0001638599-19-000269 · doc4_5962.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · SVP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 16, 2019 02:04 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,098 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001638599-19-000261 · doc4_5958.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,603

Underlying: Common Stock · 7,098 shares

Expires 2020-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
February 14, 2019 Filed Feb 16, 2019 02:04 UTC
Lyskawa NancySVP - Global Client Onboarding
SaleCommon Stock 7,098 $6.00 $42,588.00
Disclosure

SEC source: 0001638599-19-000261 · doc4_5958.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 14, 2019 Filed Feb 16, 2019 02:04 UTC
Lyskawa NancySVP - Global Client Onboarding
Exercise / conversionCommon Stock 7,098 $0.85 $6,026.20
Disclosure

SEC source: 0001638599-19-000261 · doc4_5958.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 20:10 UTC
Murphy JulieSVP & Chief People Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0001638599-19-000252 · doc4_5954.xml · derivative · entry 1

Murphy Julie · CIK 0001320990 · SVP & Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2029-02-13

F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on February 13, 2020, February 13, 2021 and February 13, 2022, subject to the Reporting Person's continued service to the Issuer through each such date.

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February 13, 2019 Filed Feb 16, 2019 01:52 UTC
Petraglia JamesSVP Global Operations
GrantRestricted Stock Unit · Derivative 5,076 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000259 · doc4_5957.xml · derivative · entry 3

Petraglia James · CIK 0001750622 · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,076

Underlying: Common Stock · 5,076 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on February 13, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on February 13, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
February 13, 2019 Filed Feb 16, 2019 01:35 UTC
Maddock KevinSVP, Global Sales - Recurring
GrantRestricted Stock Unit · Derivative 1,692 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000257 · doc4_5956.xml · derivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,692

Underlying: Common Stock · 1,692 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on February 13, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on February 13, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
February 13, 2019 Filed Feb 16, 2019 01:25 UTC
Salaets StevenSVPGlblSecurity&Compliance/CIO
GrantRestricted Stock Unit · Derivative 1,692 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000254 · doc4_5955.xml · derivative · entry 3

Salaets Steven · CIK 0001750857 · SVPGlblSecurity&Compliance/CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,692

Underlying: Common Stock · 1,692 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on February 13, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on February 13, 2020, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
February 13, 2019 Filed Feb 16, 2019 01:25 UTC
Salaets StevenSVPGlblSecurity&Compliance/CIO
GrantEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0001638599-19-000254 · doc4_5955.xml · derivative · entry 2

Salaets Steven · CIK 0001750857 · SVPGlblSecurity&Compliance/CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-02-13

F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on February 13, 2020, February 13, 2021 and February 13, 2022, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 23:30 UTC
Shay Thomas C.Director · SVP Global Operations
SaleCommon Stock 8,400 $5.41 $45,476.76
Disclosure

SEC source: 0001638599-19-000212 · doc4_5938.xml · nonDerivative · entry 3

Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,750,357

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.30 to $5.56, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:30 UTC
Shay Thomas C.Director · SVP Global Operations
SaleCommon Stock 3,500 $5.29 $18,527.95
Disclosure

SEC source: 0001638599-19-000212 · doc4_5938.xml · nonDerivative · entry 2

Shay Thomas C. · CIK 0001717513 · Director · SVP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,758,757

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.20 to $5.45, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:47 UTC Exercise / conversionRestricted Stock Unit · Derivative 11,627 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-000207 · doc4_5934.xml · derivative · entry 2

Fleiss Andrew · CIK 0001718718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019.

F2 · derivative.expiration_date: On February 6, 2018, the reporting person was granted 11,627 Restricted Stock Units which vested 100% on February 6, 2019.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:47 UTC Exercise / conversionCommon Stock 11,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-19-000207 · doc4_5934.xml · nonDerivative · entry 1

Fleiss Andrew · CIK 0001718718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.