Last 12 months
Inside the activity.
0 purchase rows · 52 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 18 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2019 Filed Jun 21, 2019 21:19 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 117,759 | $1.16 | $136,082.30 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 21:19 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 45,231 | $5.20 | $235,015.75 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.255, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 21:19 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 45,231 | $1.16 | $52,268.94 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The full exercise price is $1.155609 but due to space limitations could not be entered above. Read SEC document |
| June 19, 2019 Filed Jun 19, 2019 21:47 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 160,129 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000621 · doc4_6160.xml · derivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,231 Underlying: Common Stock · 160,129 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 19, 2019 Filed Jun 19, 2019 21:47 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 160,129 | $5.20 | $832,014.27 |
DisclosureSEC source: 0001638599-19-000621 · doc4_6160.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.27, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| June 19, 2019 Filed Jun 19, 2019 21:47 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 160,129 | $1.16 | $185,045.07 |
DisclosureSEC source: 0001638599-19-000621 · doc4_6160.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 21:21 UTC |
Winslow Daniel B.SVP, Gen. Counsel & Corp. Sec.
|
GrantRestricted Stock Unit · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000618 · doc4_6159.xml · derivative · entry 2 Winslow Daniel B. · CIK 0001717029 · SVP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on June 18, 2020, June 18, 2021 and June 18, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on June 18, 2020, June 18, 2021 and June 18, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 21:47 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,652 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000621 · doc4_6160.xml · derivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,360 Underlying: Common Stock · 13,652 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 21:47 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 13,652 | $5.18 | $70,722.82 |
DisclosureSEC source: 0001638599-19-000621 · doc4_6160.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.19, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 21:47 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 13,652 | $1.16 | $15,776.25 |
DisclosureSEC source: 0001638599-19-000621 · doc4_6160.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 17, 2019 Filed Jun 17, 2019 22:33 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,700 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000615 · doc4_6158.xml · derivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,012 Underlying: Common Stock · 4,700 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 17, 2019 Filed Jun 17, 2019 22:33 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 4,700 | $5.18 | $24,365.27 |
DisclosureSEC source: 0001638599-19-000615 · doc4_6158.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.20, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| June 17, 2019 Filed Jun 17, 2019 22:33 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 4,700 | $1.16 | $5,431.32 |
DisclosureSEC source: 0001638599-19-000615 · doc4_6158.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 22:33 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,918 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000615 · doc4_6158.xml · derivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,712 Underlying: Common Stock · 1,918 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 22:33 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 1,918 | $5.18 | $9,935.24 |
DisclosureSEC source: 0001638599-19-000615 · doc4_6158.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 22:33 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 1,918 | $1.16 | $2,216.44 |
DisclosureSEC source: 0001638599-19-000615 · doc4_6158.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 20:22 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,627 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000613 · doc4_6157.xml · derivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,630 Underlying: Common Stock · 8,627 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 20:22 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 8,627 | $5.18 | $44,709.43 |
DisclosureSEC source: 0001638599-19-000613 · doc4_6157.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.19, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 20:22 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 8,627 | $1.56 | $13,423.61 |
DisclosureSEC source: 0001638599-19-000613 · doc4_6157.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2019 Filed Jun 14, 2019 20:22 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 180 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000613 · doc4_6157.xml · derivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,257 Underlying: Common Stock · 180 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 10, 2019 Filed Jun 14, 2019 20:22 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 180 | $5.18 | $932.40 |
DisclosureSEC source: 0001638599-19-000613 · doc4_6157.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 10, 2019 Filed Jun 14, 2019 20:22 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 180 | $1.16 | $208.01 |
DisclosureSEC source: 0001638599-19-000613 · doc4_6157.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:59 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 13,863 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000521 · doc4_6109.xml · derivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,437 Underlying: Common Stock · 13,863 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:59 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 100 | $5.23 | $523.00 |
DisclosureSEC source: 0001638599-19-000521 · doc4_6109.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:59 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 13,763 | $5.18 | $71,292.34 |
DisclosureSEC source: 0001638599-19-000521 · doc4_6109.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:59 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 13,863 | $1.16 | $16,020.08 |
DisclosureSEC source: 0001638599-19-000521 · doc4_6109.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 08, 2019 Filed May 9, 2019 22:18 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000497 · doc4_6095.xml · derivative · entry 4 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On May 8, 2018, the reporting person was granted 1,250 Restricted Stock Units, 100% of which vested on on May 8, 2019. F3 · derivative.expiration_date: On May 8, 2018, the reporting person was granted 1,250 Restricted Stock Units, 100% of which vested on on May 8, 2019. Read SEC document |
| May 08, 2019 Filed May 9, 2019 22:18 UTC |
Rowe David W.SVP and CMO
|
Tax withholdingCommon Stock | 431 | $4.91 | $2,116.21 |
DisclosureSEC source: 0001638599-19-000497 · doc4_6095.xml · nonDerivative · entry 2 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,942 Read SEC document |
| May 08, 2019 Filed May 9, 2019 22:18 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000497 · doc4_6095.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 08, 2019 Filed May 9, 2019 22:18 UTC |
Slepko BrianSVP, Global Service Delivery
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000496 · doc4_6094.xml · derivative · entry 4 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On May 8, 2018, the reporting person was granted 1,250 Restricted Stock Units, 100% of which vested on on May 8, 2019. F3 · derivative.expiration_date: On May 8, 2018, the reporting person was granted 1,250 Restricted Stock Units, 100% of which vested on on May 8, 2019. Read SEC document |
| May 08, 2019 Filed May 9, 2019 22:18 UTC |
Slepko BrianSVP, Global Service Delivery
|
Tax withholdingCommon Stock | 431 | $4.91 | $2,116.21 |
DisclosureSEC source: 0001638599-19-000496 · doc4_6094.xml · nonDerivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,194 Read SEC document |
| May 08, 2019 Filed May 9, 2019 22:18 UTC |
Slepko BrianSVP, Global Service Delivery
|
Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000496 · doc4_6094.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 08, 2019 Filed May 9, 2019 22:17 UTC |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000495 · doc4_6093.xml · derivative · entry 5 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On May 8, 2018, the reporting person was granted 1,250 Restricted Stock Units, 100% of which vested on on May 8, 2019. F3 · derivative.expiration_date: On May 8, 2018, the reporting person was granted 1,250 Restricted Stock Units, 100% of which vested on on May 8, 2019. Read SEC document |
| May 08, 2019 Filed May 9, 2019 22:17 UTC |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
Tax withholdingCommon Stock | 345 | $4.91 | $1,693.95 |
DisclosureSEC source: 0001638599-19-000495 · doc4_6093.xml · nonDerivative · entry 3 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905 Read SEC document |
| May 08, 2019 Filed May 9, 2019 22:17 UTC |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000495 · doc4_6093.xml · nonDerivative · entry 2 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 07, 2019 Filed May 9, 2019 18:14 UTC |
DeShazor AnthonySVP & Chief Client Officer
|
GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000489 · doc4_6086.xml · derivative · entry 1 DeShazor Anthony · CIK 0001756778 · SVP & Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:15 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000490 · doc4_6087.xml · derivative · entry 2 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:18 UTC |
Rowe David W.SVP and CMO
|
Exercise / conversionRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000497 · doc4_6095.xml · derivative · entry 3 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:17 UTC |
SABOL THOMAS BSVP & CFO
|
GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000494 · doc4_6091.xml · derivative · entry 3 SABOL THOMAS B · CIK 0001223192 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| May 07, 2019 Filed May 9, 2019 18:14 UTC |
Murphy JulieSVP & Chief People Officer
|
GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000488 · doc4_6085.xml · derivative · entry 1 Murphy Julie · CIK 0001320990 · SVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:16 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000493 · doc4_6090.xml · derivative · entry 2 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:19 UTC |
Grady SebastianPresident
|
GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000498 · doc4_6096.xml · derivative · entry 7 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F4 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:19 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 21,039 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000498 · doc4_6096.xml · derivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,300 Underlying: Common Stock · 21,039 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:19 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,359 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000498 · doc4_6096.xml · derivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,359 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:19 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 21,039 | $5.18 | $108,982.02 |
DisclosureSEC source: 0001638599-19-000498 · doc4_6096.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:19 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 21,039 | $1.16 | $24,312.67 |
DisclosureSEC source: 0001638599-19-000498 · doc4_6096.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:19 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 3,359 | $5.18 | $17,399.62 |
DisclosureSEC source: 0001638599-19-000498 · doc4_6096.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:19 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 3,359 | $1.16 | $3,896.44 |
DisclosureSEC source: 0001638599-19-000498 · doc4_6096.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:18 UTC |
Slepko BrianSVP, Global Service Delivery
|
GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000496 · doc4_6094.xml · derivative · entry 3 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:17 UTC |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000495 · doc4_6093.xml · derivative · entry 4 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.