Last 12 months
Inside the activity.
0 purchase rows · 52 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 18 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 23, 2019 Filed Aug 27, 2019 20:20 UTC |
Slepko BrianSVP, Global Service Delivery
|
Exercise / conversionCommon Stock | 6,798 | $0.97 | $6,625.33 |
DisclosureSEC source: 0001638599-19-000815 · doc4_6273.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 21:08 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001638599-19-000760 · doc4_6261.xml · derivative · entry 3 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,118 Underlying: Common Stock · 45,000 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The full exercise price is $1.314334 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 21:08 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
SaleCommon Stock | 45,000 | $4.76 | $214,168.50 |
DisclosureSEC source: 0001638599-19-000760 · doc4_6261.xml · nonDerivative · entry 2 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.74 to $4.79, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 21:08 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 45,000 | $1.31 | $59,143.50 |
DisclosureSEC source: 0001638599-19-000760 · doc4_6261.xml · nonDerivative · entry 1 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The full exercise price is $1.314334 but due to space limitations could not be entered above. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 01:09 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000691 · doc4_6194.xml · derivative · entry 2 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 01:08 UTC |
Rowe David W.SVP and CMO
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000689 · doc4_6196.xml · derivative · entry 2 Rowe David W. · CIK 0001717500 · SVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 01:08 UTC |
SABOL THOMAS BSVP & CFO
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000688 · doc4_6197.xml · derivative · entry 3 SABOL THOMAS B · CIK 0001223192 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| August 06, 2019 Filed Aug 7, 2019 21:06 UTC |
Murphy JulieSVP & Chief People Officer
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000685 · doc4_6200.xml · derivative · entry 1 Murphy Julie · CIK 0001320990 · SVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 01:09 UTC |
Grady SebastianPresident
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000692 · doc4_6193.xml · derivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 01:08 UTC |
Maddock KevinSVP, Global Sales - Recurring
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000690 · doc4_6195.xml · derivative · entry 2 Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 01:07 UTC |
Salaets StevenSVPGlblSecurity&Compliance/CIO
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000687 · doc4_6198.xml · derivative · entry 2 Salaets Steven · CIK 0001750857 · SVPGlblSecurity&Compliance/CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 01:07 UTC |
Slepko BrianSVP, Global Service Delivery
|
GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000686 · doc4_6199.xml · derivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| August 06, 2019 Filed Aug 12, 2019 16:25 UTC Amendment |
Murphy JulieSVP & Chief People Officer
|
GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000710 · doc4a_6227.xml · derivative · entry 1 Murphy Julie · CIK 0001320990 · SVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · shares: Columns 5, 7 and 9 are corrected to state 25,000. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F3 · derivative.underlying_shares: Columns 5, 7 and 9 are corrected to state 25,000. F3 · balance_after: Columns 5, 7 and 9 are corrected to state 25,000. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 21:07 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,130 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001638599-19-000670 · doc4_6188.xml · derivative · entry 6 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,118 Underlying: Common Stock · 4,130 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The full exercise price is $1.314334 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 21:07 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 40,870 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001638599-19-000670 · doc4_6188.xml · derivative · entry 5 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,870 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The full exercise price is $1.314331 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 21:07 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
SaleCommon Stock | 4,130 | $4.83 | $19,927.66 |
DisclosureSEC source: 0001638599-19-000670 · doc4_6188.xml · nonDerivative · entry 4 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.93, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 21:07 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 4,130 | $1.31 | $5,428.06 |
DisclosureSEC source: 0001638599-19-000670 · doc4_6188.xml · nonDerivative · entry 3 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The full exercise price is $1.314334 but due to space limitations could not be entered above. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 21:07 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
SaleCommon Stock | 40,870 | $4.83 | $197,201.84 |
DisclosureSEC source: 0001638599-19-000670 · doc4_6188.xml · nonDerivative · entry 2 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.93, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 21:07 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 40,870 | $1.31 | $53,715.44 |
DisclosureSEC source: 0001638599-19-000670 · doc4_6188.xml · nonDerivative · entry 1 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The full exercise price is $1.314331 but due to space limitations could not be entered above. Read SEC document |
| July 25, 2019 Filed Jul 26, 2019 21:27 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001638599-19-000667 · doc4_6186.xml · derivative · entry 3 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,870 Underlying: Common Stock · 45,000 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 25, 2019 Filed Jul 26, 2019 21:27 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
SaleCommon Stock | 45,000 | $4.97 | $223,542.00 |
DisclosureSEC source: 0001638599-19-000667 · doc4_6186.xml · nonDerivative · entry 2 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.96 to $5.08, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| July 25, 2019 Filed Jul 26, 2019 21:27 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 45,000 | $1.31 | $59,143.50 |
DisclosureSEC source: 0001638599-19-000667 · doc4_6186.xml · nonDerivative · entry 1 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 00:25 UTC |
Winslow Daniel B.SVP, Gen. Counsel & Corp. Sec.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,090 | $0.00 Strike: $4.59 | $0.00 |
DisclosureSEC source: 0001638599-19-000665 · doc4_6185.xml · derivative · entry 2 Winslow Daniel B. · CIK 0001717029 · SVP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,099 Underlying: Common Stock · 1,090 shares Expires 2023-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 00:25 UTC |
Winslow Daniel B.SVP, Gen. Counsel & Corp. Sec.
|
Exercise / conversionCommon Stock | 1,090 | $4.59 | $5,008.01 |
DisclosureSEC source: 0001638599-19-000665 · doc4_6185.xml · nonDerivative · entry 1 Winslow Daniel B. · CIK 0001717029 · SVP, Gen. Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2019 Filed Jul 23, 2019 23:31 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,251 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001638599-19-000663 · doc4_6184.xml · derivative · entry 6 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,870 Underlying: Common Stock · 25,251 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 23, 2019 Filed Jul 23, 2019 23:31 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
SaleCommon Stock | 25,251 | $4.93 | $124,563.18 |
DisclosureSEC source: 0001638599-19-000663 · doc4_6184.xml · nonDerivative · entry 4 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.91 to $5.05, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| July 23, 2019 Filed Jul 23, 2019 23:31 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 25,251 | $1.31 | $33,187.39 |
DisclosureSEC source: 0001638599-19-000663 · doc4_6184.xml · nonDerivative · entry 3 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| July 22, 2019 Filed Jul 23, 2019 23:31 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 19,749 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001638599-19-000663 · doc4_6184.xml · derivative · entry 5 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,121 Underlying: Common Stock · 19,749 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 22, 2019 Filed Jul 23, 2019 23:31 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
SaleCommon Stock | 19,749 | $5.00 | $98,707.48 |
DisclosureSEC source: 0001638599-19-000663 · doc4_6184.xml · nonDerivative · entry 2 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.85 to $5.15, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| July 22, 2019 Filed Jul 23, 2019 23:31 UTC |
Lyskawa NancySVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 19,749 | $1.31 | $25,956.11 |
DisclosureSEC source: 0001638599-19-000663 · doc4_6184.xml · nonDerivative · entry 1 Lyskawa Nancy · CIK 0001717861 · SVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 25, 2019 Filed Jun 25, 2019 22:59 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 71,094 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001638599-19-000630 · doc4_6164.xml · derivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792,344 Underlying: Common Stock · 71,094 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 25, 2019 Filed Jun 25, 2019 22:59 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 71,094 | $5.18 | $368,330.90 |
DisclosureSEC source: 0001638599-19-000630 · doc4_6164.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.20, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| June 25, 2019 Filed Jun 25, 2019 22:59 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 71,094 | $1.16 | $82,156.23 |
DisclosureSEC source: 0001638599-19-000630 · doc4_6164.xml · nonDerivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. Read SEC document |
| June 24, 2019 Filed Jun 25, 2019 22:59 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 34,885 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001638599-19-000630 · doc4_6164.xml · derivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863,438 Underlying: Common Stock · 34,885 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 24, 2019 Filed Jun 25, 2019 22:59 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 34,855 | $5.18 | $180,622.10 |
DisclosureSEC source: 0001638599-19-000630 · doc4_6164.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.22, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| June 24, 2019 Filed Jun 25, 2019 22:59 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 34,885 | $1.16 | $40,313.11 |
DisclosureSEC source: 0001638599-19-000630 · doc4_6164.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. Read SEC document |
| June 21, 2019 Filed Jun 21, 2019 21:19 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 106,923 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · derivative · entry 9 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,323 Underlying: Common Stock · 106,923 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 21, 2019 Filed Jun 21, 2019 21:19 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 106,923 | $5.18 | $554,267.45 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · nonDerivative · entry 6 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.23, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| June 21, 2019 Filed Jun 21, 2019 21:19 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 106,923 | $1.16 | $123,560.22 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · nonDerivative · entry 5 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The full exercise price is $1.155607 but due to space limitations could not be entered above. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 20:36 UTC |
Murray Robin P.Director · 10% owner
|
OtherCommon Stock | 3,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000624 · doc4_6161.xml · nonDerivative · entry 9 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 300,514 F1 · price: On June 20, 2019, in exchange for receiving the written consent of the original holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same as to all existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such original holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on June 21, 2019. F10 · ownership.nature: Represents shares held directly by Adams Street Rimini Aggregator LLC ("ASRA"). Adams Street Partners, LLC, as the manager of ASRA, may be deemed to beneficially own the shares held by ASRA. David Brett, Elisha P. Gould, Sachin Tulyani, and Craig D. Waslin, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by ASRA. Adams Street Partners, LLC and David Brett, Elisha P. Gould, Sachin Tulyani, and Craig D. Waslin disclaim beneficial ownership of the shares held by ASRA except to the extent of their pecuniary interest therein. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 20:36 UTC |
Murray Robin P.Director · 10% owner
|
OtherCommon Stock | 417 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000624 · doc4_6161.xml · nonDerivative · entry 3 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,307,978 F1 · price: On June 20, 2019, in exchange for receiving the written consent of the original holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same as to all existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such original holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on June 21, 2019. F4 · ownership.nature: Represents shares held directly by Adams Street 2009 Direct Fund, L.P. ("AS 2009"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2009, may be deemed to beneficially own the shares held by AS 2009. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2009. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang disclaim beneficial ownership of the shares held by AS 2009 except to the extent of their pecuniary interest therein. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 20:36 UTC |
Murray Robin P.Director · 10% owner
|
OtherCommon Stock | 476 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000624 · doc4_6161.xml · nonDerivative · entry 2 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,916,957 F1 · price: On June 20, 2019, in exchange for receiving the written consent of the original holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same as to all existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such original holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on June 21, 2019. F3 · ownership.nature: Represents shares held directly by Adams Street 2008 Direct Fund, L.P. ("AS 2008"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2008, may be deemed to beneficially own the shares held by AS 2008. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2008. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang disclaim beneficial ownership of the shares held by AS 2008 except to the extent of their pecuniary interest therein. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 20:36 UTC |
Murray Robin P.Director · 10% owner
|
OtherCommon Stock | 422 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000624 · doc4_6161.xml · nonDerivative · entry 1 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,362,212 F1 · price: On June 20, 2019, in exchange for receiving the written consent of the original holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same as to all existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such original holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on June 21, 2019. F2 · ownership.nature: Represents shares held directly by Adams Street 2007 Direct Fund, L.P. ("AS 2007"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2007, may be deemed to beneficially own the shares held by AS 2007. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2007. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang disclaim beneficial ownership of the shares held by AS 2007 except to the extent of their pecuniary interest therein. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 20:10 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
OtherCommon Stock | 3,487 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-031884 · tv523994_4.xml · nonDerivative · entry 9 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 300,514 F1 · price: On June 20, 2019, in exchange for receiving the written consent of the original holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same as to all existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such original holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on June 21, 2019. F10 · ownership.nature: Represents shares held directly by Adams Street Rimini Aggregator LLC ("ASRA"). Adams Street Partners, LLC, as the manager of ASRA, may be deemed to beneficially own the shares held by ASRA. David Brett, Elisha P. Gould, Sachin Tulyani and Craig D. Waslin, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by ASRA. Adams Street Partners, LLC and David Brett, Elisha P. Gould, Sachin Tulyani and Craig D. Waslin disclaim beneficial ownership of the shares held by ASRA except to the extent of their pecuniary interest therein. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 20:10 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
OtherCommon Stock | 417 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-031884 · tv523994_4.xml · nonDerivative · entry 3 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,307,978 F1 · price: On June 20, 2019, in exchange for receiving the written consent of the original holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same as to all existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such original holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on June 21, 2019. F4 · ownership.nature: Represents shares held directly by Adams Street 2009 Direct Fund, L.P. ("AS 2009"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2009, may be deemed to beneficially own the shares held by AS 2009. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2009. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang disclaim beneficial ownership of the shares held by AS 2009 except to the extent of their pecuniary interest therein. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 20:10 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
OtherCommon Stock | 476 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-031884 · tv523994_4.xml · nonDerivative · entry 2 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,916,957 F1 · price: On June 20, 2019, in exchange for receiving the written consent of the original holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same as to all existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such original holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on June 21, 2019. F3 · ownership.nature: Represents shares held directly by Adams Street 2008 Direct Fund, L.P. ("AS 2008"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2008, may be deemed to beneficially own the shares held by AS 2008. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2008. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang disclaim beneficial ownership of the shares held by AS 2008 except to the extent of their pecuniary interest therein. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 20:10 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
OtherCommon Stock | 422 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-19-031884 · tv523994_4.xml · nonDerivative · entry 1 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,362,212 F1 · price: On June 20, 2019, in exchange for receiving the written consent of the original holders of its 13.00% Series A Redeemable Convertible Preferred Stock (the "Series A Preferred Stock") to engage in the sale and issuance of securities on terms that are substantively the same as to all existing holders of the Series A Preferred Stock, the Issuer issued shares of its Common Stock to each such original holder. For additional information, see the Issuer's Current Report on Form 8-K filed with the SEC on June 21, 2019. F2 · ownership.nature: Represents shares held directly by Adams Street 2007 Direct Fund, L.P. ("AS 2007"). Adams Street Partners, LLC, as the managing member of the general partner of AS 2007, may be deemed to beneficially own the shares held by AS 2007. Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), may be deemed to have shared voting and investment power over the shares held by AS 2007. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray, and Fred Wang disclaim beneficial ownership of the shares held by AS 2007 except to the extent of their pecuniary interest therein. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 21:19 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 117,759 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · derivative · entry 8 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,005,246 Underlying: Common Stock · 117,759 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The full exercise price is $1.155607 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 21:19 UTC |
Grady SebastianPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 45,231 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · derivative · entry 7 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,231 shares Expires 2021-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The full exercise price is $1.155609 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 21:19 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 117,759 | $5.20 | $611,863.99 |
DisclosureSEC source: 0001638599-19-000626 · doc4_6162.xml · nonDerivative · entry 4 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.18 to $5.255, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.