Last 12 months
Inside the activity.
0 purchase rows · 52 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 18 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2020 Filed May 11, 2020 22:43 UTC |
Salaets StevenCIO/EVP Glo.Security, IA&Qual.
|
Tax withholdingCommon Stock | 2,861 | $4.16 | $11,908.34 |
DisclosureSEC source: 0001638599-20-000453 · doc4_6676.xml · nonDerivative · entry 2 Salaets Steven · CIK 0001750857 · CIO/EVP Glo.Security, IA&Qual. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,479 Read SEC document |
| May 11, 2020 Filed May 11, 2020 22:15 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Tax withholdingCommon Stock | 2,933 | $4.16 | $12,208.03 |
DisclosureSEC source: 0001638599-20-000445 · doc4_6680.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,620 Read SEC document |
| May 11, 2020 Filed May 11, 2020 22:02 UTC |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
Tax withholdingCommon Stock | 2,283 | $4.16 | $9,502.76 |
DisclosureSEC source: 0001638599-20-000441 · doc4_6682.xml · nonDerivative · entry 3 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,955 Read SEC document |
| May 11, 2020 Filed May 13, 2020 22:16 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,492 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001638599-20-000466 · doc4_6688.xml · derivative · entry 3 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,273 Underlying: Common Stock · 14,492 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 11, 2020 Filed May 13, 2020 22:16 UTC |
Rowe David W.EVP and CMO
|
SaleCommon Stock | 14,492 | $4.17 | $60,401.21 |
DisclosureSEC source: 0001638599-20-000466 · doc4_6688.xml · nonDerivative · entry 2 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,418 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.32, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| May 11, 2020 Filed May 13, 2020 22:16 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionCommon Stock | 14,492 | $1.05 | $15,212.25 |
DisclosureSEC source: 0001638599-20-000466 · doc4_6688.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above. Read SEC document |
| May 11, 2020 Filed Jun 1, 2020 21:58 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 18,273 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001638599-20-000522 · doc4_6714.xml · derivative · entry 2 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,273 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above. F1 · kind: The option exercises reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 08, 2020 Filed May 11, 2020 23:10 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,301 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001638599-20-000459 · doc4_6673.xml · derivative · entry 6 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,765 Underlying: Common Stock · 8,301 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 08, 2020 Filed May 11, 2020 23:10 UTC |
Rowe David W.EVP and CMO
|
SaleCommon Stock | 8,301 | $4.50 | $37,346.20 |
DisclosureSEC source: 0001638599-20-000459 · doc4_6673.xml · nonDerivative · entry 3 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,275 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.20 to $4.61, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| May 08, 2020 Filed May 11, 2020 23:10 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionCommon Stock | 8,301 | $1.05 | $8,713.56 |
DisclosureSEC source: 0001638599-20-000459 · doc4_6673.xml · nonDerivative · entry 2 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above. Read SEC document |
| May 07, 2020 Filed May 8, 2020 20:16 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,556 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001638599-20-000430 · doc4_6662.xml · derivative · entry 6 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,066 Underlying: Common Stock · 5,556 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 07, 2020 Filed May 8, 2020 20:16 UTC |
Rowe David W.EVP and CMO
|
SaleCommon Stock | 5,556 | $4.23 | $23,495.77 |
DisclosureSEC source: 0001638599-20-000430 · doc4_6662.xml · nonDerivative · entry 4 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,942 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.17 to $4.31, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| May 07, 2020 Filed May 8, 2020 20:16 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionCommon Stock | 5,556 | $1.05 | $5,832.13 |
DisclosureSEC source: 0001638599-20-000430 · doc4_6662.xml · nonDerivative · entry 3 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above. Read SEC document |
| May 07, 2020 Filed May 11, 2020 18:32 UTC |
DeShazor AnthonyEVP & Chief Client Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000451 · doc4_6677.xml · derivative · entry 3 DeShazor Anthony · CIK 0001756778 · EVP & Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. F2 · derivative.expiration_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. Read SEC document |
| May 07, 2020 Filed May 11, 2020 18:32 UTC |
DeShazor AnthonyEVP & Chief Client Officer
|
Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000451 · doc4_6677.xml · nonDerivative · entry 1 DeShazor Anthony · CIK 0001756778 · EVP & Chief Client Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:21 UTC |
Lyskawa NancyEVP - Global Client Onboarding
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000447 · doc4_6679.xml · derivative · entry 3 Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. F2 · derivative.expiration_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:21 UTC |
Lyskawa NancyEVP - Global Client Onboarding
|
Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000447 · doc4_6679.xml · nonDerivative · entry 1 Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 07, 2020 Filed May 11, 2020 23:10 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000459 · doc4_6673.xml · derivative · entry 5 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F6 · derivative.exercise_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. F6 · derivative.expiration_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. Read SEC document |
| May 07, 2020 Filed May 11, 2020 23:10 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000459 · doc4_6673.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 07, 2020 Filed May 11, 2020 18:09 UTC |
Murphy JulieEVP & Chief People Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000443 · doc4_6681.xml · derivative · entry 3 Murphy Julie · CIK 0001320990 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. F2 · derivative.expiration_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. Read SEC document |
| May 07, 2020 Filed May 11, 2020 18:09 UTC |
Murphy JulieEVP & Chief People Officer
|
Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000443 · doc4_6681.xml · nonDerivative · entry 1 Murphy Julie · CIK 0001320990 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:54 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000457 · doc4_6674.xml · derivative · entry 3 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. F2 · derivative.expiration_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:54 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000457 · doc4_6674.xml · nonDerivative · entry 1 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:26 UTC |
Grady SebastianPresident
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000449 · doc4_6678.xml · derivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. F2 · derivative.expiration_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:26 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000449 · doc4_6678.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:48 UTC |
Slepko BrianEVP, Global Service Delivery
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000455 · doc4_6675.xml · derivative · entry 3 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. F2 · derivative.expiration_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:48 UTC |
Slepko BrianEVP, Global Service Delivery
|
Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000455 · doc4_6675.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:43 UTC |
Salaets StevenCIO/EVP Glo.Security, IA&Qual.
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000453 · doc4_6676.xml · derivative · entry 3 Salaets Steven · CIK 0001750857 · CIO/EVP Glo.Security, IA&Qual. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. F2 · derivative.expiration_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:43 UTC |
Salaets StevenCIO/EVP Glo.Security, IA&Qual.
|
Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000453 · doc4_6676.xml · nonDerivative · entry 1 Salaets Steven · CIK 0001750857 · CIO/EVP Glo.Security, IA&Qual. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:15 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000445 · doc4_6680.xml · derivative · entry 3 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. F2 · derivative.expiration_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:15 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000445 · doc4_6680.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:02 UTC |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000441 · doc4_6682.xml · derivative · entry 4 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. F2 · derivative.expiration_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:02 UTC |
Ravin Seth A.Director · CEO and Chairman of the Board · 10% owner
|
Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000441 · doc4_6682.xml · nonDerivative · entry 2 Ravin Seth A. · CIK 0001717716 · Director · CEO and Chairman of the Board · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:16 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,205 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001638599-20-000430 · doc4_6662.xml · derivative · entry 5 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,222 Underlying: Common Stock · 4,205 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:16 UTC |
Rowe David W.EVP and CMO
|
SaleCommon Stock | 4,205 | $4.16 | $17,507.94 |
DisclosureSEC source: 0001638599-20-000430 · doc4_6662.xml · nonDerivative · entry 2 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,942 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.12 to $4.25, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:16 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionCommon Stock | 4,205 | $1.05 | $4,413.99 |
DisclosureSEC source: 0001638599-20-000430 · doc4_6662.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above. Read SEC document |
| May 05, 2020 Filed May 5, 2020 23:28 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,297 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001638599-20-000411 · doc4_6655.xml · derivative · entry 9 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,827 Underlying: Common Stock · 7,297 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 05, 2020 Filed May 5, 2020 23:28 UTC |
Rowe David W.EVP and CMO
|
SaleCommon Stock | 7,297 | $4.33 | $31,584.33 |
DisclosureSEC source: 0001638599-20-000411 · doc4_6655.xml · nonDerivative · entry 6 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,942 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.235 to $4.44, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| May 05, 2020 Filed May 5, 2020 23:28 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionCommon Stock | 7,297 | $1.05 | $7,659.66 |
DisclosureSEC source: 0001638599-20-000411 · doc4_6655.xml · nonDerivative · entry 5 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above. Read SEC document |
| May 04, 2020 Filed May 5, 2020 23:28 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,149 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001638599-20-000411 · doc4_6655.xml · derivative · entry 8 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,124 Underlying: Common Stock · 4,149 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 04, 2020 Filed May 5, 2020 23:28 UTC |
Rowe David W.EVP and CMO
|
SaleCommon Stock | 4,149 | $4.30 | $17,844.43 |
DisclosureSEC source: 0001638599-20-000411 · doc4_6655.xml · nonDerivative · entry 4 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,942 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.19 to $4.39, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| May 04, 2020 Filed May 5, 2020 23:28 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionCommon Stock | 4,149 | $1.05 | $4,355.21 |
DisclosureSEC source: 0001638599-20-000411 · doc4_6655.xml · nonDerivative · entry 3 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above. Read SEC document |
| May 04, 2020 Filed May 5, 2020 23:02 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-20-000409 · doc4_6654.xml · derivative · entry 7 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,600 Underlying: Common Stock · 1,000 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 04, 2020 Filed May 5, 2020 23:02 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
SaleCommon Stock | 1,000 | $4.40 | $4,400.00 |
DisclosureSEC source: 0001638599-20-000409 · doc4_6654.xml · nonDerivative · entry 5 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,220 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 04, 2020 Filed May 5, 2020 23:02 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 1,000 | $1.19 | $1,194.50 |
DisclosureSEC source: 0001638599-20-000409 · doc4_6654.xml · nonDerivative · entry 4 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:28 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001638599-20-000411 · doc4_6655.xml · derivative · entry 7 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,273 Underlying: Common Stock · 6,000 shares Expires 2020-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.049792 but due to space limitations could not be entered above. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:28 UTC |
Rowe David W.EVP and CMO
|
SaleCommon Stock | 6,000 | $4.33 | $25,991.40 |
DisclosureSEC source: 0001638599-20-000411 · doc4_6655.xml · nonDerivative · entry 2 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,942 F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.19 to $4.48, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:28 UTC |
Rowe David W.EVP and CMO
|
Exercise / conversionCommon Stock | 6,000 | $1.05 | $6,298.20 |
DisclosureSEC source: 0001638599-20-000411 · doc4_6655.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The full exercise price is $1.049792 but due to space limitations could not be entered above. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:02 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001638599-20-000409 · doc4_6654.xml · derivative · entry 6 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,600 Underlying: Common Stock · 1,000 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:02 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
SaleCommon Stock | 2,000 | $4.30 | $8,600.00 |
DisclosureSEC source: 0001638599-20-000409 · doc4_6654.xml · nonDerivative · entry 3 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,220 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.