Last 12 months
Inside the activity.
0 purchase rows · 52 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 18 |
| Apr 2026 | 0 | 13 |
| May 2026 | 0 | 11 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2021 Filed Aug 6, 2021 22:52 UTC |
Salaets StevenCIO/CPO EVP GlSec/Facl/Qual/IA
|
SaleCommon Stock | 11,527 | $8.31 | $95,789.37 |
DisclosureSEC source: 0001635282-21-000123 · wf-form4_162829031141186.xml · nonDerivative · entry 2 Salaets Steven · CIK 0001750857 · CIO/CPO EVP GlSec/Facl/Qual/IA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,336 F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 22:52 UTC |
Salaets StevenCIO/CPO EVP GlSec/Facl/Qual/IA
|
Exercise / conversionCommon Stock | 33,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001635282-21-000123 · wf-form4_162829031141186.xml · nonDerivative · entry 1 Salaets Steven · CIK 0001750857 · CIO/CPO EVP GlSec/Facl/Qual/IA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 22:04 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-21-000119 · wf-form4_162828742476514.xml · derivative · entry 3 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 22:04 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
SaleCommon Stock | 5,764 | $8.31 | $47,898.84 |
DisclosureSEC source: 0001635282-21-000119 · wf-form4_162828742476514.xml · nonDerivative · entry 2 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,258 F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 22:04 UTC |
Maddock KevinEVP, Global Sales - Recurring
|
Exercise / conversionCommon Stock | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001635282-21-000119 · wf-form4_162828742476514.xml · nonDerivative · entry 1 Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 21:22 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-21-000115 · wf-form4_162828495112766.xml · derivative · entry 3 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 21:22 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
SaleCommon Stock | 7,137 | $8.31 | $59,308.47 |
DisclosureSEC source: 0001635282-21-000115 · wf-form4_162828495112766.xml · nonDerivative · entry 2 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,205 F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F2 · shares: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 21:22 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionCommon Stock | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001635282-21-000115 · wf-form4_162828495112766.xml · nonDerivative · entry 1 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 21:44 UTC |
Slepko BrianEVP, Global Service Delivery
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-21-000117 · wf-form4_162828626554572.xml · derivative · entry 3 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 21:44 UTC |
Slepko BrianEVP, Global Service Delivery
|
SaleCommon Stock | 5,764 | $8.31 | $47,898.84 |
DisclosureSEC source: 0001635282-21-000117 · wf-form4_162828626554572.xml · nonDerivative · entry 2 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,391 F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 21:44 UTC |
Slepko BrianEVP, Global Service Delivery
|
Exercise / conversionCommon Stock | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001635282-21-000117 · wf-form4_162828626554572.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 20:55 UTC |
Grady SebastianPresident
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-21-000111 · wf-form4_162828332479394.xml · derivative · entry 3 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested ratably on August 4, 2021. The remaining two-thirds vest ratably on August 4, 2022 and August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 20:55 UTC |
Grady SebastianPresident
|
SaleCommon Stock | 5,764 | $8.31 | $47,898.84 |
DisclosureSEC source: 0001635282-21-000111 · wf-form4_162828332479394.xml · nonDerivative · entry 2 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,090 F2 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F2 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| August 04, 2021 Filed Aug 6, 2021 20:55 UTC |
Grady SebastianPresident
|
Exercise / conversionCommon Stock | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001635282-21-000111 · wf-form4_162828332479394.xml · nonDerivative · entry 1 Grady Sebastian · CIK 0001717127 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| August 03, 2021 Filed Aug 6, 2021 00:29 UTC |
Perica Michael L.EVP & Chief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $8.59 | $0.00 |
DisclosureSEC source: 0001635282-21-000107 · wf-form4_162820973169744.xml · derivative · entry 2 Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2031-08-03 F3 · derivative.exercise_date: The stock option award will vest in three (3) equal annual installments on August 3, 2022, August 3, 2023 and August 3, 2024 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| August 03, 2021 Filed Aug 6, 2021 00:29 UTC |
Perica Michael L.EVP & Chief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-21-000107 · wf-form4_162820973169744.xml · derivative · entry 1 Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 3, 2022, August 3, 2023 and August 3, 2024 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 3, 2022, August 3, 2023 and August 3, 2024 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| August 03, 2021 Filed Aug 6, 2021 00:24 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001635282-21-000106 · wf-form4_162820943461322.xml · derivative · entry 3 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 3, 2022, August 3, 2023 and August 3, 2024 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. F3 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 3, 2022, August 3, 2023 and August 3, 2024 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| August 03, 2021 Filed Aug 6, 2021 00:24 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $8.59 | $0.00 |
DisclosureSEC source: 0001635282-21-000106 · wf-form4_162820943461322.xml · derivative · entry 2 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2031-08-03 F1 · derivative.exercise_date: The stock option award will vest in three (3) equal annual installments on August 3, 2022, August 3, 2023 and August 3, 2024, subject to the Reporting Person's continued service to the Issuer through the applicable vesting date. Read SEC document |
| July 27, 2021 Filed Jul 27, 2021 21:51 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,480 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0001635282-21-000092 · wf-form4_162742269119189.xml · derivative · entry 2 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,480 shares Expires 2024-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 27, 2021 Filed Jul 27, 2021 21:51 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionCommon Stock | 1,480 | $4.85 | $7,178.00 |
DisclosureSEC source: 0001635282-21-000092 · wf-form4_162742269119189.xml · nonDerivative · entry 1 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2021 Filed Jul 19, 2021 20:48 UTC |
Rowe David W.EVP & Chief Marketing Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001635282-21-000086 · wf-form4_162672771659715.xml · derivative · entry 2 Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,706 Underlying: Common Stock · 20,000 shares Expires 2022-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 16, 2021 Filed Jul 19, 2021 20:48 UTC |
Rowe David W.EVP & Chief Marketing Officer
|
Exercise / conversionCommon Stock | 20,000 | $1.19 | $23,892.00 |
DisclosureSEC source: 0001635282-21-000086 · wf-form4_162672771659715.xml · nonDerivative · entry 1 Rowe David W. · CIK 0001717500 · EVP & Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 22:10 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0001638599-21-000598 · doc4_7290.xml · derivative · entry 2 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,480 Underlying: Common Stock · 12,500 shares Expires 2024-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 22:10 UTC |
Winslow Daniel B.EVP, CLO & Corp. Sec.
|
Exercise / conversionCommon Stock | 12,500 | $4.85 | $60,625.00 |
DisclosureSEC source: 0001638599-21-000598 · doc4_7290.xml · nonDerivative · entry 1 Winslow Daniel B. · CIK 0001717029 · EVP, CLO & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 21:17 UTC |
Snyder Jay GDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 33,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000500 · doc4_7249.xml · derivative · entry 5 Snyder Jay G · CIK 0001812784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,632 Underlying: Common Stock · 33,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F4 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 67,264 Restricted Stock Units, 50% of which vested ratably on June 3, 2021. The remaining 50% vests on June 3, 2022, subject to the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F4 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 67,264 Restricted Stock Units, 50% of which vested ratably on June 3, 2021. The remaining 50% vests on June 3, 2022, subject to the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 21:17 UTC |
Snyder Jay GDirector
|
Exercise / conversionCommon Stock | 33,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-21-000500 · doc4_7249.xml · nonDerivative · entry 2 Snyder Jay G · CIK 0001812784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 22:58 UTC |
Ravin Seth A.Director · CEO & Chairman of the Board
|
Exercise / conversionRestricted Stock Unit · Derivative | 77,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000519 · doc4_7250.xml · derivative · entry 4 Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,709 Underlying: Common Stock · 77,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 232,062 Restricted Stock Units, one-third of which vested ratably on June 3, 2021. The remaining two-thirds vest ratably on June 3, 2022 and June 3, 2023, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 232,062 Restricted Stock Units, one-third of which vested ratably on June 3, 2021. The remaining two-thirds vest ratably on June 3, 2022 and June 3, 2023, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 22:58 UTC |
Ravin Seth A.Director · CEO & Chairman of the Board
|
SaleCommon Stock | 20,814 | $6.40 | $133,209.60 |
DisclosureSEC source: 0001638599-21-000519 · doc4_7250.xml · nonDerivative · entry 2 Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,539 F3 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F3 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 22:58 UTC |
Ravin Seth A.Director · CEO & Chairman of the Board
|
Exercise / conversionCommon Stock | 77,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-21-000519 · doc4_7250.xml · nonDerivative · entry 1 Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 22:43 UTC |
Brossard GerardChief Operating Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 66,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000517 · doc4_7251.xml · derivative · entry 3 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,334 Underlying: Common Stock · 66,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested ratably on June 3, 2021. The remaining two-thirds vest ratably on June 3, 2022 and June 3, 2023, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. F2 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested ratably on June 3, 2021. The remaining two-thirds vest ratably on June 3, 2022 and June 3, 2023, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 22:43 UTC |
Brossard GerardChief Operating Officer
|
SaleCommon Stock | 23,054 | $6.40 | $147,545.60 |
DisclosureSEC source: 0001638599-21-000517 · doc4_7251.xml · nonDerivative · entry 2 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,612 F3 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. F3 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 22:43 UTC |
Brossard GerardChief Operating Officer
|
Exercise / conversionCommon Stock | 66,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-21-000517 · doc4_7251.xml · nonDerivative · entry 1 Brossard Gerard · CIK 0001639839 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 21:17 UTC |
Snyder Jay GDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000500 · doc4_7249.xml · derivative · entry 4 Snyder Jay G · CIK 0001812784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On January 4, 2021, the Reporting Person was granted 2,729 Restricted Stock Units, 100% of which vested on June 2, 2021. F3 · derivative.expiration_date: On January 4, 2021, the Reporting Person was granted 2,729 Restricted Stock Units, 100% of which vested on June 2, 2021. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 21:17 UTC |
Snyder Jay GDirector
|
GrantRestricted Stock Unit · Derivative | 4,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000500 · doc4_7249.xml · derivative · entry 3 Snyder Jay G · CIK 0001812784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,594 Underlying: Common Stock · 4,594 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 21:17 UTC |
Snyder Jay GDirector
|
Exercise / conversionCommon Stock | 2,729 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-21-000500 · doc4_7249.xml · nonDerivative · entry 1 Snyder Jay G · CIK 0001812784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 21:30 UTC |
Murray Robin P.Director · 10% owner
|
GrantRestricted Stock Unit · Derivative | 27,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000502 · doc4_7245.xml · derivative · entry 12 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,565 Underlying: Common Stock · 27,565 shares Expires not disclosed F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F12 · shares: The Restricted Stock Units were issued to the Reporting Person, a director of the Issuer, who is a partner of Adams Street Partners, LLC. The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. By agreement with the Funds, the Reporting Person disclaims beneficial ownership of the Restricted Stock Units except to the extent of his pecuniary interest therein. F14 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F14 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 21:30 UTC |
Murray Robin P.Director · 10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000502 · doc4_7245.xml · derivative · entry 11 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F12 · shares: The Restricted Stock Units were issued to the Reporting Person, a director of the Issuer, who is a partner of Adams Street Partners, LLC. The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. By agreement with the Funds, the Reporting Person disclaims beneficial ownership of the Restricted Stock Units except to the extent of his pecuniary interest therein. F13 · derivative.exercise_date: 100% of the Restricted Stock Units awarded vested on June 2, 2021. F13 · derivative.expiration_date: 100% of the Restricted Stock Units awarded vested on June 2, 2021. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 21:30 UTC |
Murray Robin P.Director · 10% owner
|
Exercise / conversionCommon Stock | 16,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000502 · doc4_7245.xml · nonDerivative · entry 10 Murray Robin P. · CIK 0001717449 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · ownership.direct: The shares of common stock were issued to the Reporting Person, Robin Murray, a director of the Issuer who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008, and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds. The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 21:56 UTC |
CAPELLI STEVEN MDirector
|
GrantRestricted Stock Unit · Derivative | 27,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000507 · doc4_7248.xml · derivative · entry 4 CAPELLI STEVEN M · CIK 0001279303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,565 Underlying: Common Stock · 27,565 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 21:56 UTC |
CAPELLI STEVEN MDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000507 · doc4_7248.xml · derivative · entry 3 CAPELLI STEVEN M · CIK 0001279303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On January 4, 2021, the Reporting Person was granted 16,375 Restricted Stock Units, 100% of which vested on June 2, 2021. F2 · derivative.expiration_date: On January 4, 2021, the Reporting Person was granted 16,375 Restricted Stock Units, 100% of which vested on June 2, 2021. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 21:56 UTC |
CAPELLI STEVEN MDirector
|
Exercise / conversionCommon Stock | 16,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-21-000507 · doc4_7248.xml · nonDerivative · entry 1 CAPELLI STEVEN M · CIK 0001279303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:19 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
GrantRestricted Stock Unit · Derivative | 27,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-077037 · tm2118815-1_4.xml · derivative · entry 12 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 27,565 Underlying: Common Stock · 27,565 shares Expires not disclosed F15 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F15 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F16 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date. F16 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date. F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds. F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:19 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-077037 · tm2118815-1_4.xml · derivative · entry 11 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 16,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: On January 4, 2021, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 16,375 Restricted Stock Units which vested 100% on June 2, 2021. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · shares: On January 4, 2021, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 16,375 Restricted Stock Units which vested 100% on June 2, 2021. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · derivative.exercise_date: On January 4, 2021, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 16,375 Restricted Stock Units which vested 100% on June 2, 2021. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F10 · derivative.expiration_date: On January 4, 2021, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 16,375 Restricted Stock Units which vested 100% on June 2, 2021. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds. F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:19 UTC |
ADAMS STREET PARTNERS LLC10% owner
|
Exercise / conversionCommon Stock | 16,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-077037 · tm2118815-1_4.xml · nonDerivative · entry 10 ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 93,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · price: On January 4, 2021, Robin Murray, a director of the Issuer and partner of Adams Street Partners, LLC, was granted 16,375 Restricted Stock Units which vested 100% on June 2, 2021. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting. F11 · ownership.nature: The shares of common stock were issued to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, is the managing member of the general partner of the general partner of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI (collectively, the "Funds") and is the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the common stock for the benefit of the Funds. F12 · ownership.nature: The common stock may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the common stock except to the extent of their pecuniary interest therein. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 17:44 UTC |
TAYLOR MARGARETDirector
|
GrantRestricted Stock Unit · Derivative | 27,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000505 · doc4_7246.xml · derivative · entry 4 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,565 Underlying: Common Stock · 27,565 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 17:44 UTC |
TAYLOR MARGARETDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000505 · doc4_7246.xml · derivative · entry 3 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On January 4, 2021, the Reporting Person was granted 16,375 Restricted Stock Units, 100% of which vested on June 2, 2021. F2 · derivative.expiration_date: On January 4, 2021, the Reporting Person was granted 16,375 Restricted Stock Units, 100% of which vested on June 2, 2021. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 17:44 UTC |
TAYLOR MARGARETDirector
|
Exercise / conversionCommon Stock | 16,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-21-000505 · doc4_7246.xml · nonDerivative · entry 1 TAYLOR MARGARET · CIK 0001205426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 4, 2021, the Reporting Person was granted 16,375 Restricted Stock Units, 100% of which vested on June 2, 2021. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 21:40 UTC |
ACOSTA JACK LDirector
|
GrantRestricted Stock Unit · Derivative | 27,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000503 · doc4_7247.xml · derivative · entry 3 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,565 Underlying: Common Stock · 27,565 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 2, 2022 or (ii) the date of the Issuer's 2022 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 21:40 UTC |
ACOSTA JACK LDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-21-000503 · doc4_7247.xml · derivative · entry 2 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On January 4, 2021, the Reporting Person was granted 16,375 Restricted Stock Units, 100% of which vested on June 2, 2021. F2 · derivative.expiration_date: On January 4, 2021, the Reporting Person was granted 16,375 Restricted Stock Units, 100% of which vested on June 2, 2021. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 21:40 UTC |
ACOSTA JACK LDirector
|
Exercise / conversionCommon Stock | 16,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-21-000503 · doc4_7247.xml · nonDerivative · entry 1 ACOSTA JACK L · CIK 0001225954 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On January 4, 2021, the Reporting Person was granted 16,375 Restricted Stock Units, 100% of which vested on June 2, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.