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Nasdaq · USD

RMNI

Rimini Street, Inc.

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5475
SEC CIK
0001635282
Parsed reports
699

Last 12 months

Inside the activity.

0 purchase rows · 52 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202600
Mar 2026018
Apr 2026013
May 2026011
Jun 202600
Jul 202600
Aug 202600
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2022 Filed Aug 9, 2022 22:52 UTC
Rowe David W.EVP, Global Transformation
Exercise / conversionCommon Stock 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000182 · wf-form4_166008552692526.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP, Global Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2022 Filed Aug 9, 2022 23:12 UTC Exercise / conversionRestricted Stock Unit · Derivative 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000188 · wf-form4_166008673267482.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020, one-third of which vested on August 6, 2021 and one third of which vested on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020, one-third of which vested on August 6, 2021 and one third of which vested on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
August 06, 2022 Filed Aug 9, 2022 23:12 UTC Exercise / conversionCommon Stock 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000188 · wf-form4_166008673267482.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2022 Filed Aug 9, 2022 23:06 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000186 · wf-form4_166008636285454.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020, one-third of which vested on August 6, 2021 and one third of which vested on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020, one-third of which vested on August 6, 2021 and one third of which vested on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
August 06, 2022 Filed Aug 9, 2022 23:06 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000186 · wf-form4_166008636285454.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2022 Filed Aug 9, 2022 22:59 UTC
Slepko BrianEVP, Global Service Delivery
Exercise / conversionRestricted Stock Unit · Derivative 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000184 · wf-form4_166008596151847.xml · derivative · entry 3

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020, one-third of which vested on August 6, 2021 and one third of which vested on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020, one-third of which vested on August 6, 2021 and one third of which vested on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
August 06, 2022 Filed Aug 9, 2022 22:59 UTC
Slepko BrianEVP, Global Service Delivery
Exercise / conversionCommon Stock 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000184 · wf-form4_166008596151847.xml · nonDerivative · entry 1

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2022 Filed Aug 9, 2022 22:45 UTC
Salaets StevenCIO, EVP Glob. Shared Services
Exercise / conversionRestricted Stock Unit · Derivative 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000180 · wf-form4_166008510611313.xml · derivative · entry 3

Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020, one-third of which vested on August 6, 2021 and one third of which vested on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020, one-third of which vested on August 6, 2021 and one third of which vested on August 6, 2022, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
August 06, 2022 Filed Aug 9, 2022 22:45 UTC
Salaets StevenCIO, EVP Glob. Shared Services
Exercise / conversionCommon Stock 16,668 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000180 · wf-form4_166008510611313.xml · nonDerivative · entry 1

Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:20 UTC
Lyskawa NancyEVP - Global Client Onboarding
Exercise / conversionRestricted Stock Unit · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000176 · wf-form4_165998998300281.xml · derivative · entry 3

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 4, 2021 and one-third of which vested on August 4, 2022. The remaining one-third will vest on August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 4, 2021 and one-third of which vested on August 4, 2022. The remaining one-third will vest on August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:20 UTC
Lyskawa NancyEVP - Global Client Onboarding
SaleCommon Stock 5,238 $5.83 $30,516.59
Disclosure

SEC source: 0001635282-22-000176 · wf-form4_165998998300281.xml · nonDerivative · entry 2

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,589

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:20 UTC
Lyskawa NancyEVP - Global Client Onboarding
Exercise / conversionCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000176 · wf-form4_165998998300281.xml · nonDerivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:17 UTC
Rowe David W.EVP, Global Transformation
Exercise / conversionRestricted Stock Unit · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000175 · wf-form4_165998980482835.xml · derivative · entry 3

Rowe David W. · CIK 0001717500 · EVP, Global Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on August 4, 2021 and one-third of which vested on August 4, 2022. The remaining one-third will vest on August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on August 4, 2021 and one-third of which vested on August 4, 2022. The remaining one-third will vest on August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:17 UTC
Rowe David W.EVP, Global Transformation
SaleCommon Stock 12,529 $5.83 $72,993.95
Disclosure

SEC source: 0001635282-22-000175 · wf-form4_165998980482835.xml · nonDerivative · entry 2

Rowe David W. · CIK 0001717500 · EVP, Global Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,760

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:17 UTC
Rowe David W.EVP, Global Transformation
Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000175 · wf-form4_165998980482835.xml · nonDerivative · entry 1

Rowe David W. · CIK 0001717500 · EVP, Global Transformation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:14 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000174 · wf-form4_165998963424235.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 4, 2021 and one-third of which vested on August 4, 2022. The remaining one-third will vest on August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 4, 2021 and one-third of which vested on August 4, 2022. The remaining one-third will vest on August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:14 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
SaleCommon Stock 6,266 $5.83 $36,505.72
Disclosure

SEC source: 0001635282-22-000174 · wf-form4_165998963424235.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,836

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:14 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
Exercise / conversionCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000174 · wf-form4_165998963424235.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:11 UTC
Salaets StevenCIO, EVP Glob. Shared Services
Exercise / conversionRestricted Stock Unit · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000173 · wf-form4_165998946484182.xml · derivative · entry 3

Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on August 4, 2021 and one-third of which vested on August 4, 2022. The remaining one-third will vest on August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 100,000 Restricted Stock Units, one-third of which vested on August 4, 2021 and one-third of which vested on August 4, 2022. The remaining one-third will vest on August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:11 UTC
Salaets StevenCIO, EVP Glob. Shared Services
SaleCommon Stock 8,824 $5.83 $51,408.62
Disclosure

SEC source: 0001635282-22-000173 · wf-form4_165998946484182.xml · nonDerivative · entry 2

Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,307

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:11 UTC
Salaets StevenCIO, EVP Glob. Shared Services
Exercise / conversionCommon Stock 33,333 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000173 · wf-form4_165998946484182.xml · nonDerivative · entry 1

Salaets Steven · CIK 0001750857 · CIO, EVP Glob. Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:07 UTC Exercise / conversionRestricted Stock Unit · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000172 · wf-form4_165998923580931.xml · derivative · entry 3

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 4, 2021 and one-third of which vested on August 4, 2022. The remaining one-third will vest on August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 4, 2021 and one-third of which vested on August 4, 2022. The remaining one-third will vest on August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:07 UTC SaleCommon Stock 6,266 $5.83 $36,505.72
Disclosure

SEC source: 0001635282-22-000172 · wf-form4_165998923580931.xml · nonDerivative · entry 2

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,771

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:07 UTC Exercise / conversionCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000172 · wf-form4_165998923580931.xml · nonDerivative · entry 1

Grady Sebastian · CIK 0001717127 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:03 UTC
Slepko BrianEVP, Global Service Delivery
Exercise / conversionRestricted Stock Unit · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000171 · wf-form4_165998900275424.xml · derivative · entry 3

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 4, 2021 and one-third of which vested on August 4, 2022. The remaining one-third will vest on August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On August 4, 2020, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 4, 2021 and one-third of which vested on August 4, 2022. The remaining one-third will vest on August 4, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:03 UTC
Slepko BrianEVP, Global Service Delivery
SaleCommon Stock 6,266 $5.83 $36,505.72
Disclosure

SEC source: 0001635282-22-000171 · wf-form4_165998900275424.xml · nonDerivative · entry 2

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,112

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:03 UTC
Slepko BrianEVP, Global Service Delivery
Exercise / conversionCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000171 · wf-form4_165998900275424.xml · nonDerivative · entry 1

Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 918,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:06 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionCommon Stock · Derivative 4,999 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000164 · wf-form4_165972998652875.xml · derivative · entry 3

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,001

Underlying: Common Stock · 4,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On August 3, 2021, the Reporting Person was granted 15,000 Restricted Stock Units, one-third of which vested ratably on August 3, 2022. The remaining two-thirds vest ratably on August 3, 2023 and August 3, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On August 3, 2021, the Reporting Person was granted 15,000 Restricted Stock Units, one-third of which vested ratably on August 3, 2022. The remaining two-thirds vest ratably on August 3, 2023 and August 3, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:06 UTC
Perica Michael L.EVP & Chief Financial Officer
SaleCommon Stock 2,274 $6.28 $14,290.95
Disclosure

SEC source: 0001635282-22-000164 · wf-form4_165972998652875.xml · nonDerivative · entry 2

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,180

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:06 UTC
Perica Michael L.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 4,999 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000164 · wf-form4_165972998652875.xml · nonDerivative · entry 1

Perica Michael L. · CIK 0001824290 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 20:07 UTC
Lyskawa NancyEVP - Global Client Onboarding
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000162 · wf-form4_165964360906163.xml · derivative · entry 1

Lyskawa Nancy · CIK 0001717861 · EVP - Global Client Onboarding

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On August 2, 2022, the Reporting Person was granted 5,000 Restricted Stock Units that will vest ratably in three (3) annual installments on August 2, 2023, August 2, 2024 and August 2, 2025, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On August 2, 2022, the Reporting Person was granted 5,000 Restricted Stock Units that will vest ratably in three (3) annual installments on August 2, 2023, August 2, 2024 and August 2, 2025, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

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August 02, 2022 Filed Aug 4, 2022 20:02 UTC
Maddock KevinEVP,ChiefRecurringRev.Officer
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000161 · wf-form4_165964330491591.xml · derivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP,ChiefRecurringRev.Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On August 2, 2022, the Reporting Person was granted 10,000 Restricted Stock Units that will vest ratably in three (3) annual installments on August 2, 2023, August 2, 2024 and August 2, 2025, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On August 2, 2022, the Reporting Person was granted 10,000 Restricted Stock Units that will vest ratably in three (3) annual installments on August 2, 2023, August 2, 2024 and August 2, 2025, provided that the Reporting Person remains employed by the Issuer through the applicable vesting date.

Read SEC document
June 03, 2022 Filed Jun 3, 2022 20:10 UTC
Snyder Jay GDirector
Exercise / conversionRestricted Stock Unit · Derivative 33,632 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000130 · wf-form4_165428700119342.xml · derivative · entry 2

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 67,264 Restricted Stock Units, 50% of which vested on June 3, 2021 and 50% of which vested on June 3, 2022, subject to the Reporting Person's continued service as a member of the Issuer's Board of Directors through the applicable vesting date.

F2 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 67,264 Restricted Stock Units, 50% of which vested on June 3, 2021 and 50% of which vested on June 3, 2022, subject to the Reporting Person's continued service as a member of the Issuer's Board of Directors through the applicable vesting date.

Read SEC document
June 03, 2022 Filed Jun 3, 2022 20:10 UTC
Snyder Jay GDirector
Exercise / conversionCommon Stock 33,632 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000130 · wf-form4_165428700119342.xml · nonDerivative · entry 1

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 21:45 UTC
Ravin Seth A.Director · CEO & Chairman of the Board · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 77,353 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000135 · wf-form4_165463829150516.xml · derivative · entry 4

Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,356

Underlying: Common Stock · 77,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 232,062 Restricted Stock Units, one-third of which vested on June 3, 2021 and one third of which vested on June 3, 2022. The remaining one-third vests on June 3, 2023, subject to the Reporting Person's continued service as an employee and/or member of the Board of Directors of the Issuer through the vesting date.

F3 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 232,062 Restricted Stock Units, one-third of which vested on June 3, 2021 and one third of which vested on June 3, 2022. The remaining one-third vests on June 3, 2023, subject to the Reporting Person's continued service as an employee and/or member of the Board of Directors of the Issuer through the vesting date.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 21:45 UTC
Ravin Seth A.Director · CEO & Chairman of the Board · 10% owner
SaleCommon Stock 22,072 $6.62 $146,050.42
Disclosure

SEC source: 0001635282-22-000135 · wf-form4_165463829150516.xml · nonDerivative · entry 2

Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,971

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 21:45 UTC
Ravin Seth A.Director · CEO & Chairman of the Board · 10% owner
Exercise / conversionCommon Stock 77,353 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000135 · wf-form4_165463829150516.xml · nonDerivative · entry 1

Ravin Seth A. · CIK 0001717716 · Director · CEO & Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 20:57 UTC
Brossard GerardChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 66,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000133 · wf-form4_165463543195103.xml · derivative · entry 3

Brossard Gerard · CIK 0001639839 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,668

Underlying: Common Stock · 66,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: On June 3, 2020, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested on June 3, 2021 and one-third of which vested on June 3, 2022. The remaining one-third will vest on June 3, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

F3 · derivative.expiration_date: On June 3, 2020, the Reporting Person was granted 200,000 Restricted Stock Units, one-third of which vested on June 3, 2021 and one-third of which vested on June 3, 2022. The remaining one-third will vest on June 3, 2023, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 20:57 UTC
Brossard GerardChief Operating Officer
SaleCommon Stock 23,696 $6.62 $156,796.43
Disclosure

SEC source: 0001635282-22-000133 · wf-form4_165463543195103.xml · nonDerivative · entry 2

Brossard Gerard · CIK 0001639839 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,048

F1 · kind: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

F1 · acquired: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 20:57 UTC
Brossard GerardChief Operating Officer
Exercise / conversionCommon Stock 66,666 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000133 · wf-form4_165463543195103.xml · nonDerivative · entry 1

Brossard Gerard · CIK 0001639839 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:11 UTC
Maddock KevinEVP, Global Sales - Recurring
SaleCommon Stock 5,000 $6.75 $33,750.00
Disclosure

SEC source: 0001635282-22-000131 · wf-form4_165428707023532.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,436

Read SEC document
June 01, 2022 Filed Jun 3, 2022 00:55 UTC
Snyder Jay GDirector
GrantRestricted Stock Unit · Derivative 27,522 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000125 · wf-form4_165421770545634.xml · derivative · entry 3

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,522

Underlying: Common Stock · 27,522 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 1, 2023 or (ii) the day before the date of the Issuer's 2023 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 1, 2023 or (ii) the day before the date of the Issuer's 2023 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 23:07 UTC
Murray Robin P.Director · 10% owner
GrantRestricted Stock Units · Derivative 27,522 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000115 · wf-form4_165421125346158.xml · derivative · entry 12

Murray Robin P. · CIK 0001717449 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,522

Underlying: Common Stock · 27,522 shares

Expires not disclosed

F11 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F12 · shares: The Restricted Stock Units were issued to the Reporting Person, a director of the Issuer, who is a partner of Adams Street Partners, LLC. The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. By agreement with the Funds, the Reporting Person disclaims beneficial ownership of the Restricted Stock Units except to the extent of his pecuniary interest therein.

F14 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 1, 2023 or (ii) the day before the date of the Issuer's 2023 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F14 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 1, 2023 or (ii) the day before the date of the Issuer's 2023 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 00:18 UTC GrantRestricted Stock Unit · Derivative 27,522 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000121 · wf-form4_165421549066743.xml · derivative · entry 4

CAPELLI STEVEN M · CIK 0001279303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,522

Underlying: Common Stock · 27,522 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 1, 2023 or (ii) the day before the date of the Issuer's 2023 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 1, 2023 or (ii) the day before the date of the Issuer's 2023 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 19:48 UTC GrantRestricted Stock Units · Derivative 27,522 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000117 · wf-form4_165421370497825.xml · derivative · entry 4

TAYLOR MARGARET · CIK 0001205426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,522

Underlying: Common Stock · 27,522 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 1, 2023 or (ii) the day before the date of the Issuer's 2023 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 1, 2023 or (ii) the day before the date of the Issuer's 2023 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 00:05 UTC GrantRestricted Stock Unit · Derivative 27,522 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000119 · wf-form4_165421472957915.xml · derivative · entry 3

ACOSTA JACK L · CIK 0001225954 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,522

Underlying: Common Stock · 27,522 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 1, 2023 or (ii) the day before the date of the Issuer's 2023 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 1, 2023 or (ii) the day before the date of the Issuer's 2023 Annual Meeting of Stockholders, contingent upon the Reporting Person's continued service as a member of the Issuer's Board of Directors through such date.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 17:46 UTC GrantRestricted Stock Unit · Derivative 27,522 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-067985 · tm2217667-1_4seq1.xml · derivative · entry 12

ADAMS STREET PARTNERS LLC · CIK 0001193586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,522

Underlying: Common Stock · 27,522 shares

Expires not disclosed

F15 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F15 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F16 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 1, 2023 or (ii) the day before the date of the Issuer's 2023 Annual Meeting of Stockholders, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date.

F16 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on the earlier to occur of (i) June 1, 2023 or (ii) the day before the date of the Issuer's 2023 Annual Meeting of Stockholders, contingent upon Robin Murray's continued service as a member of the Issuer's Board of Directors through such date.

F13 · ownership.nature: These Restricted Stock Units were granted to Robin Murray, a director of the Issuer, who is a partner of Adams Street Partners, LLC. Adams Street Partners, LLC is the managing member of the general partner of AS 2007, AS 2008 and AS 2009, the managing member of the general partner of the general partner of each of AS 2013, AS 2014, AS 2015, AS 2016 and AS VGVI, and the manager of ASRA. By agreement with the Funds, Mr. Murray is deemed to hold the Restricted Stock Units for the benefit of the Funds.

F14 · ownership.nature: The Restricted Stock Units may be deemed to be indirectly beneficially owned by Adams Street Partners, LLC. Adams Street Partners, LLC and Thomas S. Bremner, Jeffrey T. Diehl, Brian Dudley, Elisha P. Gould, Robin Murray and Fred Wang, each of whom is a partner of Adams Street Partners, LLC (or a subsidiary thereof), disclaim beneficial ownership of the Restricted Stock Units except to the extent of their pecuniary interest therein.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:11 UTC
Maddock KevinEVP, Global Sales - Recurring
SaleCommon Stock 15,000 $6.57 $98,500.50
Disclosure

SEC source: 0001635282-22-000131 · wf-form4_165428707023532.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,436

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.60, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the United States Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 00:55 UTC
Snyder Jay GDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,594 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000125 · wf-form4_165421770545634.xml · derivative · entry 2

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On June 2, 2021, the Reporting Person was awarded 4,594 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On June 2, 2021, the Reporting Person was awarded 4,594 Restricted Stock Units, 100% of which vested on May 31, 2022, or the day before the date of the Issuer's 2022 Annual Meeting of Stockholders.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 00:55 UTC
Snyder Jay GDirector
Exercise / conversionCommon Stock 4,594 $0.00 $0.00
Disclosure

SEC source: 0001635282-22-000125 · wf-form4_165421770545634.xml · nonDerivative · entry 1

Snyder Jay G · CIK 0001812784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.