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RESMED INC

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2692
SEC CIK
0000943819
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867

Last 12 months

Inside the activity.

0 purchase rows · 31 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202505
Dec 202504
Jan 202604
Feb 202604
Mar 202603
Apr 202603
May 202601
Jun 202601
Jul 202601
Aug 202602
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2016 Filed Dec 27, 2016 20:27 UTC GiftResMed Common Stock 2,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-16-090788 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,957

F1 · kind: Represents a gift to Mercatus Center, Inc. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

F1 · price: Represents a gift to Mercatus Center, Inc. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 00:23 UTC GiftResMed Common Stock 34,400 $61.71 $2,122,824.00
Disclosure

SEC source: 0001140361-16-089443 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,007

F1 · kind: The transaction represents a gift to the Farrell Family Foundation, a 501(c)(3) non-profit corporation. Dr. Farrell has no beneficial interest, control or dispositive power over the gifted shares.

F2 · price: This transaction was executed in multiple trades at prices ranging from $61.18 to $62.24. The price reported above represents the weighted average sales price.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 21:49 UTC Exercise / conversionResmed Stock Option Plan · Derivative 20,000 $0.00 Strike: $33.70 $0.00
Disclosure

SEC source: 0001140361-16-088907 · doc1.xml · derivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,085

Underlying: ResMed Common Stock · 20,000 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 21:49 UTC SaleResMed Common Stock 20,000 $59.83 $1,196,540.00
Disclosure

SEC source: 0001140361-16-088907 · doc1.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,407

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from 59.59 to 60.05. The price reported above represents the weighted average sales price.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 21:49 UTC Exercise / conversionResMed Common Stock 20,000 $33.70 $674,000.00
Disclosure

SEC source: 0001140361-16-088907 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 21:50 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock Options · Derivative 6,365 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-16-088908 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,010

Underlying: ResMed Common Stock · 6,365 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/4 per year.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 21:50 UTC
PENDARVIS DAVIDChief Administrative Officer
SaleResMed Common Stock 6,365 $60.00 $381,900.00
Disclosure

SEC source: 0001140361-16-088908 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,896

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 21:50 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock 6,365 $27.58 $175,546.70
Disclosure

SEC source: 0001140361-16-088908 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 02:53 UTC GrantResMed Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087152 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,407

F1 · shares: Shares awarded represent Restricted Stock Units. The RSUs cliff vest on the earlier of 11/11/2017, or the annual shareholder's meeting in the year following the grant date.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 02:19 UTC GrantResMed Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087151 · doc1.xml · nonDerivative · entry 1

TAYLOR RONALD R · CIK 0001161920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,645

F1 · shares: Shares awarded represent Restricted Stock Units. The RSUs cliff vest on the earlier of 11/11/2017, or the annual shareholder's meeting in the year following the grant date.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 01:58 UTC
PACE GARY WDirector
GrantResMed Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087150 · doc1.xml · nonDerivative · entry 1

PACE GARY W · CIK 0001184778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,587

F1 · shares: Shares awarded represent Restricted Stock Units. The RSUs cliff vest on the earlier of 11/11/2017, or the annual shareholder's meeting in the year following the grant date.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 01:53 UTC GrantResMed Common Stock Options · Derivative 23,277 $0.00 Strike: $57.76 $0.00
Disclosure

SEC source: 0001140361-16-087149 · doc1.xml · derivative · entry 2

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,277

Underlying: ResMed Commmon Stock · 23,277 shares

Expires 2023-11-16

F1 · derivative.exercise_date: Options vest in full on the first November 11 following the grant date, or the first annual shareholders meeting following grant date.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 01:52 UTC
Sandercock BrettChief Financial Officer
GrantResMed Common Stock Options · Derivative 40,736 $0.00 Strike: $57.76 $0.00
Disclosure

SEC source: 0001140361-16-087148 · doc1.xml · derivative · entry 2

Sandercock Brett · CIK 0001346064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,736

Underlying: ResMed Common Stock · 40,736 shares

Expires 2023-11-16

F2 · derivative.exercise_date: Represents date options first become exercisable. Options vest 1/3 annually each November 11, 2017, 2018 and 2019.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 01:21 UTC
Burt CarolDirector
GrantResMed Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087147 · doc1.xml · nonDerivative · entry 1

Burt Carol · CIK 0001493926 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,649

F1 · shares: Shares awarded are restricted stock units. The RSUs cliff vest on the earlier of November 11, 2017, or the annual shareholder's meeting in the year following the grant date.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 00:19 UTC Amendment GrantResMed Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087138 · doc1.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,316

F2 · date: Corrects transaction date previously submitted.

F1 · shares: Shares awarded represent Restricted Stock Units. The RSUs cliff vest on the earlier of 11/11/2017, or the annual shareholder's meeting in the year following the grant date.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 23:54 UTC
PENDARVIS DAVIDChief Administrative Officer
GrantResMed Common Stock Options · Derivative 37,244 $0.00 Strike: $57.76 $0.00
Disclosure

SEC source: 0001140361-16-087135 · doc1.xml · derivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,244

Underlying: ResMed Common Stock · 37,244 shares

Expires 2023-11-16

F1 · derivative.exercise_date: Represents date options first become exercisable. Options vest 1/3 annually each November 11, 2017, 2018 and 2019.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 16:15 UTC
Farrell Michael J.Chief Executive Officer
GrantResMed Common Stock Options · Derivative 139,665 $0.00 Strike: $57.76 $0.00
Disclosure

SEC source: 0001140361-16-087167 · doc1.xml · derivative · entry 2

Farrell Michael J. · CIK 0001485164 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,665

Underlying: ResMed Common Stock · 139,665 shares

Expires 2023-11-16

F1 · derivative.exercise_date: Represents date options first become exercisable. Options vest 1/3 annually each November 11, 2017, 2018 and 2019.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 16:13 UTC GrantResMed Common Stock Options · Derivative 23,277 $0.00 Strike: $57.76 $0.00
Disclosure

SEC source: 0001140361-16-087166 · doc1.xml · derivative · entry 5

ROBERTS CHRISTOPHER G · CIK 0001186112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,277

Underlying: ResMed Common Stock · 23,277 shares

Expires 2023-11-16

F1 · derivative.exercise_date: Options vest in full on the first November 11 following the grant date, or the first annual shareholders meeting following grant date.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 19:09 UTC
PENDARVIS DAVIDChief Administrative Officer
Tax withholdingResMed Common Stock 1,140 $59.85 $68,229.00
Disclosure

SEC source: 0001140361-16-086279 · doc1.xml · nonDerivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,896

F3 · shares: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/19/2015.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 19:09 UTC
PENDARVIS DAVIDChief Administrative Officer
Tax withholdingResMed Common Stock 1,194 $59.85 $71,460.90
Disclosure

SEC source: 0001140361-16-086279 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,036

F2 · shares: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/19/2014.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 19:09 UTC
PENDARVIS DAVIDChief Administrative Officer
Tax withholdingResMed Common Stock 1,043 $59.85 $62,423.55
Disclosure

SEC source: 0001140361-16-086279 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,273

F1 · shares: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/13/2013.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 15:51 UTC
Reiser AnnePresident - ResMed Europe
Tax withholdingResMed Common Stock 2,247 $59.85 $134,482.95
Disclosure

SEC source: 0001140361-16-086062 · doc1.xml · nonDerivative · entry 3

Reiser Anne · CIK 0001544561 · President - ResMed Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,429

F4 · shares: Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/19/2015.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 15:51 UTC
Reiser AnnePresident - ResMed Europe
Tax withholdingResMed Common Stock 2,356 $59.85 $141,006.60
Disclosure

SEC source: 0001140361-16-086062 · doc1.xml · nonDerivative · entry 2

Reiser Anne · CIK 0001544561 · President - ResMed Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,677

F3 · shares: Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/19/2014.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 15:51 UTC
Reiser AnnePresident - ResMed Europe
Tax withholdingResMed Common Stock 1,899 $59.85 $113,655.15
Disclosure

SEC source: 0001140361-16-086062 · doc1.xml · nonDerivative · entry 1

Reiser Anne · CIK 0001544561 · President - ResMed Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,033

F1 · shares: Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/13/2013.

F2 · balance_after: Includes 220 shares of ResMed stock purchased on 10/31/2016, through the ResMed Employee Stock Purchase Plan.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 15:50 UTC
Farrell Michael J.Chief Executive Officer
Tax withholdingResMed Common Stock 8,518 $59.85 $509,802.30
Disclosure

SEC source: 0001140361-16-086061 · doc1.xml · nonDerivative · entry 3

Farrell Michael J. · CIK 0001485164 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,450

F4 · shares: Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/19/2015.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 15:50 UTC
Farrell Michael J.Chief Executive Officer
Tax withholdingResMed Common Stock 8,685 $59.85 $519,797.25
Disclosure

SEC source: 0001140361-16-086061 · doc1.xml · nonDerivative · entry 2

Farrell Michael J. · CIK 0001485164 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,968

F3 · shares: Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/19/2014.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 15:50 UTC
Farrell Michael J.Chief Executive Officer
Tax withholdingResMed Common Stock 6,469 $59.85 $387,169.65
Disclosure

SEC source: 0001140361-16-086061 · doc1.xml · nonDerivative · entry 1

Farrell Michael J. · CIK 0001485164 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,653

F1 · shares: Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/13/2013.

F2 · balance_after: Includes 316 shares of ResMed stock purchased on 10/31/2016, through the ResMed Employee Stock Purchase Plan.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 18:01 UTC
Hollingshead JamesPresident, Americas
Tax withholdingResMed Common Stock 854 $59.85 $51,111.90
Disclosure

SEC source: 0001140361-16-086732 · doc1.xml · nonDerivative · entry 3

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,490

F4 · shares: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/19/2015.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 18:01 UTC
Hollingshead JamesPresident, Americas
Tax withholdingResMed Common Stock 1,789 $59.85 $107,071.65
Disclosure

SEC source: 0001140361-16-086732 · doc1.xml · nonDerivative · entry 2

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,344

F3 · shares: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/19/2014.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 18:01 UTC
Hollingshead JamesPresident, Americas
Tax withholdingResMed Common Stock 1,503 $59.85 $89,954.55
Disclosure

SEC source: 0001140361-16-086732 · doc1.xml · nonDerivative · entry 1

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,133

F1 · shares: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/13/2013.

F2 · balance_after: Includes 123 shares of ResMed stock purchased on 10/31/2016, through the ResMed Employee Stock Purchase Plan.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 17:57 UTC
Douglas Robert AndrewPresident and COO ResMed Inc.
Tax withholdingResMed Common Stock 4,082 $59.85 $244,307.70
Disclosure

SEC source: 0001140361-16-086731 · doc1.xml · nonDerivative · entry 3

Douglas Robert Andrew · CIK 0001352232 · President and COO ResMed Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,864

F4 · shares: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/19/2014

Read SEC document
November 11, 2016 Filed Nov 15, 2016 17:57 UTC
Douglas Robert AndrewPresident and COO ResMed Inc.
Tax withholdingResMed Common Stock 3,576 $59.85 $214,023.60
Disclosure

SEC source: 0001140361-16-086731 · doc1.xml · nonDerivative · entry 2

Douglas Robert Andrew · CIK 0001352232 · President and COO ResMed Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,946

F2 · shares: Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/13/2013.

F3 · balance_after: Includes 218 shares of ResMed stock purchased on 10/31/2016, through the ResMed Employee Stock Purchase Plan.

Read SEC document
November 11, 2016 Filed Nov 17, 2016 23:53 UTC GrantResMed Common Stock 4,429 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-087134 · doc1.xml · nonDerivative · entry 1

SULPIZIO RICHARD · CIK 0001191329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,316

F1 · shares: Shares awarded represent Restricted Stock Units. The RSUs cliff vest on the earlier of 11/11/2017, or the annual shareholder's meeting in the year following the grant date.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 19:16 UTC Exercise / conversionResmed Stock Option Plan · Derivative 20,000 $0.00 Strike: $33.70 $0.00
Disclosure

SEC source: 0001140361-16-085037 · doc1.xml · derivative · entry 3

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,085

Underlying: ResMed Common Stock · 20,000 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 19:16 UTC SaleResMed Common Stock 20,000 $57.28 $1,145,560.00
Disclosure

SEC source: 0001140361-16-085037 · doc1.xml · nonDerivative · entry 2

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,978

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from 56.92 to 57.44. The price reported above represents the weighted average sales price.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 19:16 UTC Exercise / conversionResMed Common Stock 20,000 $33.70 $674,000.00
Disclosure

SEC source: 0001140361-16-085037 · doc1.xml · nonDerivative · entry 1

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
November 03, 2016 Filed Nov 7, 2016 16:40 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock Options · Derivative 6,033 $0.00 Strike: $33.70 $0.00
Disclosure

SEC source: 0001140361-16-084988 · doc1.xml · derivative · entry 3

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 6,033 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F4 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/4 per year.

Read SEC document
November 03, 2016 Filed Nov 7, 2016 16:40 UTC
PENDARVIS DAVIDChief Administrative Officer
SaleResMed Common Stock 6,033 $57.79 $348,647.07
Disclosure

SEC source: 0001140361-16-084988 · doc1.xml · nonDerivative · entry 2

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,273

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $57.73 to $57.81. The price reported above reflects the weighted average sale price.

Read SEC document
November 03, 2016 Filed Nov 7, 2016 16:40 UTC
PENDARVIS DAVIDChief Administrative Officer
Exercise / conversionResMed Common Stock 6,033 $33.70 $203,312.10
Disclosure

SEC source: 0001140361-16-084988 · doc1.xml · nonDerivative · entry 1

PENDARVIS DAVID · CIK 0001196723 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · balance_after: Includes 212 shares of ResMed stock purchased on October, 31 2016, through the ResMed Employee Stock Purchase Plan.

Read SEC document
October 19, 2016 Filed Oct 24, 2016 16:27 UTC GrantResMed Common Stock Options · Derivative 36,000 $0.00 Strike: $25.54 $0.00
Disclosure

SEC source: 0001140361-16-083348 · doc1.xml · derivative · entry 5

ROBERTS CHRISTOPHER G · CIK 0001186112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 36,000 shares

Expires 2016-12-17

F2 · derivative.exercise_date: Options vest in full (a) on the first Nov. 11 following the grant date or (b) the first annual shareholder's meeting following grant date.

Read SEC document
October 19, 2016 Filed Oct 24, 2016 16:27 UTC Exercise / conversionResMed Common Stock 36,000 $25.54 $919,440.00
Disclosure

SEC source: 0001140361-16-083348 · doc1.xml · nonDerivative · entry 1

ROBERTS CHRISTOPHER G · CIK 0001186112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise options and hold shares acquired through purchase.

F1 · shares: Exercise options and hold shares acquired through purchase.

Read SEC document
October 18, 2016 Filed Oct 20, 2016 00:09 UTC
Hollingshead JamesPresident, Americas
SaleResMed Common Stock 1,967 $64.71 $127,284.57
Disclosure

SEC source: 0001140361-16-083103 · doc1.xml · nonDerivative · entry 1

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,513

F1 · kind: The transaction was conducted under a Rule10b5-1 Plan.

Read SEC document
October 17, 2016 Filed Oct 19, 2016 00:13 UTC
Hollingshead JamesPresident, Americas
Exercise / conversionResMed Common Stock Options · Derivative 5,264 $0.00 Strike: $43.63 $0.00
Disclosure

SEC source: 0001140361-16-083021 · doc1.xml · derivative · entry 3

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,812

Underlying: ResMed Common Stock · 5,264 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule10b5-1 Plan.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest ? per year.

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October 17, 2016 Filed Oct 19, 2016 00:13 UTC
Hollingshead JamesPresident, Americas
SaleResMed Common Stock 5,264 $64.43 $339,159.52
Disclosure

SEC source: 0001140361-16-083021 · doc1.xml · nonDerivative · entry 2

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,480

F1 · kind: The transaction was conducted under a Rule10b5-1 Plan.

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October 17, 2016 Filed Oct 19, 2016 00:13 UTC
Hollingshead JamesPresident, Americas
Exercise / conversionResMed Common Stock 5,264 $43.63 $229,668.32
Disclosure

SEC source: 0001140361-16-083021 · doc1.xml · nonDerivative · entry 1

Hollingshead James · CIK 0001570610 · President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule10b5-1 Plan.

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October 17, 2016 Filed Oct 18, 2016 19:49 UTC
Farrell Michael J.Chief Executive Officer
Exercise / conversionResMed Common Stock Options · Derivative 5,975 $0.00 Strike: $33.70 $0.00
Disclosure

SEC source: 0001140361-16-082981 · doc1.xml · derivative · entry 3

Farrell Michael J. · CIK 0001485164 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300

Underlying: ResMed Commmon Stock · 5,975 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vest 1/4 per year.

Read SEC document
October 17, 2016 Filed Oct 18, 2016 19:49 UTC
Farrell Michael J.Chief Executive Officer
SaleResMed Common Stock 5,975 $64.25 $383,869.85
Disclosure

SEC source: 0001140361-16-082981 · doc1.xml · nonDerivative · entry 2

Farrell Michael J. · CIK 0001485164 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,806

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.15 to $64.43. The price reported above reflects the weighted average sale price.

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October 17, 2016 Filed Oct 18, 2016 19:49 UTC
Farrell Michael J.Chief Executive Officer
Exercise / conversionResMed Common Stock 5,975 $33.70 $201,357.50
Disclosure

SEC source: 0001140361-16-082981 · doc1.xml · nonDerivative · entry 1

Farrell Michael J. · CIK 0001485164 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

Read SEC document
October 04, 2016 Filed Oct 6, 2016 19:59 UTC Exercise / conversionResmed Stock Option Plan · Derivative 2,967 $0.00 Strike: $33.70 $0.00
Disclosure

SEC source: 0001140361-16-082160 · doc1.xml · derivative · entry 7

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 2,967 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

Read SEC document
October 04, 2016 Filed Oct 6, 2016 19:59 UTC Exercise / conversionResmed Stock Option Plan · Derivative 948 $0.00 Strike: $33.70 $0.00
Disclosure

SEC source: 0001140361-16-082160 · doc1.xml · derivative · entry 6

FARRELL PETER C · CIK 0001186102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,085

Underlying: ResMed Common Stock · 948 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was conducted under a Rule 10b5-1 plan.

F3 · derivative.exercise_date: Represents date options first became exercisable. Options vested 1/4 per year.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.