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WAREHAM JOHN P

Disclosed activity across 2 companies

Tapewire entity
154037
SEC CIK
0001231182

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RESMED INCRMD · Entity 2692DirectorNovember 01, 2019November 05, 2019
STERIS plcSTE · Entity 158792DirectorAugust 09, 2017August 11, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RESMED INC

Report date November 01, 2019 · Filed November 05, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
ResMed Common StockSEC Table I · non-derivativeDirect11,300 Ending reported balance After 2019-11-04 transaction · row 7
7 source rows · reconciled sequence

Row 1 · 2019-11-01 · Exercise / conversion · Acquired 9,536 · Balance 21,936

Row 2 · 2019-11-01 · Sale · Disposed 9,536 · Balance 12,400

F1: This transaction was executed in multiple trades at prices ranging from $148.00 to $148.52. The price reported above reflects the weighted average sale price.

Row 3 · 2019-11-04 · Exercise / conversion · Acquired 5,000 · Balance 17,400

Row 4 · 2019-11-04 · Sale · Disposed 5,000 · Balance 12,400

Row 5 · 2019-11-04 · Exercise / conversion · Acquired 5,956 · Balance 18,356

Row 6 · 2019-11-04 · Sale · Disposed 5,956 · Balance 12,400

Row 7 · 2019-11-04 · Gift · Disposed 1,100 · Balance 11,300

F2: Gift of shares to Washington University in St. Louis. Mr. Wareham has no beneficial interest, control or dispositive power over the gifted shares.

ResMed Common Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $58.24 · Expires 2022-11-19Direct10,956 Reported balance After 2019-11-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-11-01 · Exercise / conversion · Disposed 9,536 · Balance 10,956

ResMed Common Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $58.24 · Expires 2022-11-19Direct5,956 Reported balance After 2019-11-04 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-11-04 · Exercise / conversion · Disposed 5,000 · Balance 5,956

ResMed Common Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $58.24 · Expires 2022-11-19Direct0 Reported balance After 2019-11-04 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-11-04 · Exercise / conversion · Disposed 5,956 · Balance 0

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $148.00 to $148.52. The price reported above reflects the weighted average sale price.

F2: Gift of shares to Washington University in St. Louis. Mr. Wareham has no beneficial interest, control or dispositive power over the gifted shares.

STERIS plc

Report date August 09, 2017 · Filed August 11, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.23 · Expires 2027-08-09Direct5,450 Reported balance After 2017-08-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-08-09 · Grant · Acquired 5,450 · Balance 5,450

F1: These nonqualified stock options are fully vested and are exercisable immediately.

Career Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,360 Reported balance After 2017-08-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-08-09 · Grant · Acquired 1,362 · Balance 8,360

F2: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F3: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Filing footnotes · ownership attribution and instrument terms

F1: These nonqualified stock options are fully vested and are exercisable immediately.

F2: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F3: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2019 Filed Nov 5, 2019 19:57 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 5,956 $0.00 Strike: $58.24 $0.00
Disclosure

SEC source: 0001127602-19-031852 · form4.xml · derivative · entry 10

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Commmon Stock · 5,956 shares

Expires 2022-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 19:57 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 5,000 $0.00 Strike: $58.24 $0.00
Disclosure

SEC source: 0001127602-19-031852 · form4.xml · derivative · entry 9

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,956

Underlying: ResMed Commmon Stock · 5,000 shares

Expires 2022-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 19:57 UTC RESMED INC RMD · Entity 2692 GiftResMed Common Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031852 · form4.xml · nonDerivative · entry 7

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,300

F2 · kind: Gift of shares to Washington University in St. Louis. Mr. Wareham has no beneficial interest, control or dispositive power over the gifted shares.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 19:57 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 5,956 $148.00 $881,488.00
Disclosure

SEC source: 0001127602-19-031852 · form4.xml · nonDerivative · entry 6

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,400

Read SEC document
November 04, 2019 Filed Nov 5, 2019 19:57 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 5,956 $58.24 $346,877.44
Disclosure

SEC source: 0001127602-19-031852 · form4.xml · nonDerivative · entry 5

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 19:57 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 5,000 $147.75 $738,750.00
Disclosure

SEC source: 0001127602-19-031852 · form4.xml · nonDerivative · entry 4

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,400

Read SEC document
November 04, 2019 Filed Nov 5, 2019 19:57 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 5,000 $58.24 $291,200.00
Disclosure

SEC source: 0001127602-19-031852 · form4.xml · nonDerivative · entry 3

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 19:57 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 9,536 $0.00 Strike: $58.24 $0.00
Disclosure

SEC source: 0001127602-19-031852 · form4.xml · derivative · entry 8

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,956

Underlying: ResMed Commmon Stock · 9,536 shares

Expires 2022-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 19:57 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 9,536 $148.15 $1,412,729.79
Disclosure

SEC source: 0001127602-19-031852 · form4.xml · nonDerivative · entry 2

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,400

F1 · price: This transaction was executed in multiple trades at prices ranging from $148.00 to $148.52. The price reported above reflects the weighted average sale price.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 19:57 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 9,536 $58.24 $555,376.64
Disclosure

SEC source: 0001127602-19-031852 · form4.xml · nonDerivative · entry 1

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Aug 2, 2019 01:55 UTC RESMED INC RMD · Entity 2692 GiftResMed Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-025751 · form4.xml · nonDerivative · entry 1

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,400

F1 · kind: Gift of shares to the City of Hope and the Big Brothers Big Sisters 501(c)(3) organizations. Mr. Wareham has no beneficial interest, control or dispositive power over the gifted shares.

Read SEC document
May 24, 2019 Filed May 28, 2019 20:37 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 23,629 $0.00 Strike: $52.02 $0.00
Disclosure

SEC source: 0001127602-19-020022 · form4.xml · derivative · entry 9

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Commmon Stock · 23,629 shares

Expires 2021-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest on the earlier of (i) the first November 11 following the Grant Date, or (ii) the date of the first (1st) annual meeting of stockholders of the Company following the Grant Date.

Read SEC document
May 24, 2019 Filed May 28, 2019 20:37 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 9,628 $0.00 Strike: $51.25 $0.00
Disclosure

SEC source: 0001127602-19-020022 · form4.xml · derivative · entry 8

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Common Stock · 9,628 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest on the earlier of (i) the first November 11 following the Grant Date, or (ii) the date of the first (1st) annual meeting of stockholders of the Company following the Grant Date.

Read SEC document
May 24, 2019 Filed May 28, 2019 20:37 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 11,085 $0.00 Strike: $51.25 $0.00
Disclosure

SEC source: 0001127602-19-020022 · form4.xml · derivative · entry 7

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,628

Underlying: ResMed Common Stock · 11,085 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents date options first became exercisable. Options vest on the earlier of (i) the first November 11 following the Grant Date, or (ii) the date of the first (1st) annual meeting of stockholders of the Company following the Grant Date.

Read SEC document
May 24, 2019 Filed May 28, 2019 20:37 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 23,629 $114.00 $2,693,706.00
Disclosure

SEC source: 0001127602-19-020022 · form4.xml · nonDerivative · entry 6

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Read SEC document
May 24, 2019 Filed May 28, 2019 20:37 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 23,629 $52.02 $1,229,180.58
Disclosure

SEC source: 0001127602-19-020022 · form4.xml · nonDerivative · entry 5

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2019 Filed May 28, 2019 20:37 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 9,628 $114.00 $1,097,592.00
Disclosure

SEC source: 0001127602-19-020022 · form4.xml · nonDerivative · entry 4

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Read SEC document
May 24, 2019 Filed May 28, 2019 20:37 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 9,628 $51.25 $493,435.00
Disclosure

SEC source: 0001127602-19-020022 · form4.xml · nonDerivative · entry 3

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2019 Filed May 28, 2019 20:37 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 11,085 $113.44 $1,257,426.98
Disclosure

SEC source: 0001127602-19-020022 · form4.xml · nonDerivative · entry 2

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $113.44 to $113.45. The price reported above reflects the weighted average sale price.

Read SEC document
May 24, 2019 Filed May 28, 2019 20:37 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 11,085 $51.25 $568,106.25
Disclosure

SEC source: 0001127602-19-020022 · form4.xml · nonDerivative · entry 1

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2018 Filed Nov 17, 2018 00:37 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock Options · Derivative 11,442 $0.00 Strike: $101.64 $0.00
Disclosure

SEC source: 0001567619-18-006568 · doc1.xml · derivative · entry 2

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,442

Underlying: ResMed Commmon Stock · 11,442 shares

Expires 2025-11-14

F1 · derivative.exercise_date: Options vest in full (i) on the first Nov. 11 following the grant date or (ii) the first annual shareholders meeting following grant date.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 17:51 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResmed Common Stock Options · Derivative 25,934 $0.00 Strike: $38.98 $0.00
Disclosure

SEC source: 0001140361-18-003498 · doc1.xml · derivative · entry 4

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Commmon Stock · 25,934 shares

Expires 2019-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the date options became exercisable. Options vest in full (i) on the first Nov. 11 following the grant date or (ii) the first annual shareholders meeting following grant date.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 17:51 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 8,300 $102.60 $851,580.00
Disclosure

SEC source: 0001140361-18-003498 · doc1.xml · nonDerivative · entry 3

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F2 · price: This transaction was executed in multiple trades at prices ranging from $102.49 to $102.73. The price reported above reflects the weighted average sale price.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 17:51 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 17,634 $102.09 $1,800,255.06
Disclosure

SEC source: 0001140361-18-003498 · doc1.xml · nonDerivative · entry 2

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,300

F1 · price: This transaction was executed in multiple trades at prices ranging from $101.49 to $102.49. The price reported above reflects the weighted average sale price.

Read SEC document
January 26, 2018 Filed Jan 29, 2018 17:51 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 25,934 $38.98 $1,010,907.32
Disclosure

SEC source: 0001140361-18-003498 · doc1.xml · nonDerivative · entry 1

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 18:50 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock Options · Derivative 15,115 $0.00 Strike: $84.98 $0.00
Disclosure

SEC source: 0001140361-17-043340 · doc1.xml · derivative · entry 2

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,115

Underlying: ResMed Commmon Stock · 15,115 shares

Expires 2024-11-16

F1 · derivative.exercise_date: Options vest in full (i) on the first Nov. 11 following the grant date or (ii) the first annual shareholders meeting following grant date.

Read SEC document
August 09, 2017 Filed Aug 11, 2017 16:47 UTC STERIS plc STE · Entity 158792 GrantCareer Restricted Stock Units · Derivative 1,362 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-048614 · doc4.xml · derivative · entry 2

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,360

Underlying: Ordinary Shares · 1,362 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Career Restricted Stock Unit represents the right to receive one STERIS ordinary share six months after the cessation of the Director's Board service.

F3 · derivative.exercise_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

F3 · derivative.expiration_date: These Career Restricted Stock Units are fully vested immediately. They will be settled in STERIS ordinary shares six months after the cessation of the Director's Board service.

Read SEC document
August 09, 2017 Filed Aug 11, 2017 16:47 UTC STERIS plc STE · Entity 158792 GrantDirector Stock Option (right to buy) · Derivative 5,450 $0.00 Strike: $86.23 $0.00
Disclosure

SEC source: 0001209191-17-048614 · doc4.xml · derivative · entry 1

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,450

Underlying: Ordinary Shares · 5,450 shares

Expires 2027-08-09

F1 · derivative.exercise_date: These nonqualified stock options are fully vested and are exercisable immediately.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:36 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock Options · Derivative 28,403 $0.00 Strike: $27.58 $0.00
Disclosure

SEC source: 0001140361-17-009665 · doc1.xml · derivative · entry 3

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: ResMed Commmon Stock · 28,403 shares

Expires 2018-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents date options first became exercisable.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:36 UTC RESMED INC RMD · Entity 2692 SaleResMed Common Stock 28,403 $71.77 $2,038,454.91
Disclosure

SEC source: 0001140361-17-009665 · doc1.xml · nonDerivative · entry 2

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $71.64 to $71.91. The price reported above reflects the weighted average sale price.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:36 UTC RESMED INC RMD · Entity 2692 Exercise / conversionResMed Common Stock 28,403 $27.58 $783,354.74
Disclosure

SEC source: 0001140361-17-009665 · doc1.xml · nonDerivative · entry 1

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 01:53 UTC RESMED INC RMD · Entity 2692 GrantResMed Common Stock Options · Derivative 23,277 $0.00 Strike: $57.76 $0.00
Disclosure

SEC source: 0001140361-16-087149 · doc1.xml · derivative · entry 2

WAREHAM JOHN P · CIK 0001231182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,277

Underlying: ResMed Commmon Stock · 23,277 shares

Expires 2023-11-16

F1 · derivative.exercise_date: Options vest in full on the first November 11 following the grant date, or the first annual shareholders meeting following grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.