RMCF

SEC source: 0000950170-24-116274 · ownership.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,108,321

F5 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F4 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950170-24-116277 · ownership.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,251,483

F5 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F4 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-116274 · ownership.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,100,912

F5 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F4 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950170-24-116277 · ownership.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,227,783

F1 · price: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: On September 16, 2024, the owner of a separately managed account advised by GVIC directed the sale of Common Stock. Such sale was neither solicited by GVIC nor did GVIC advise such sale.

F3 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F4 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-116274 · ownership.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,077,212

F1 · price: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: On September 16, 2024, the owner of a separately managed account advised by GVIC directed the sale of Common Stock. Such sale was neither solicited by GVIC nor did GVIC advise such sale.

F3 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F4 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001415889-25-017529 · form4-06172025_080609.xml · nonDerivative · entry 1

Cass Carrie E · CIK 0002031839 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,000

F1 · kind: Represents a restricted stock unit ("RSU") award granted under the Issuer's 2024 Omnibus Incentive Compensation Plan. 1/3 of the RSUs vests on February 28, 2025 and the remaining RSUs vest quarterly thereafter through the end date of 2027, subject to continued employment through each vesting date. Each RSU represents the contingent right to receive one share of the Issuer's common stock.

SEC source: 0001437749-24-025399 · rdgdoc.xml · nonDerivative · entry 1

Craig Steven Lynn · CIK 0002004420 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,600

SEC source: 0001437749-24-025374 · rdgdoc.xml · nonDerivative · entry 1

Craig Steven Lynn · CIK 0002004420 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,600

SEC source: 0000950170-24-072458 · ownership.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,228,603

F4 · price: As of June 11, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.

F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-072458 · ownership.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,238,308

F1 · price: Represents a restricted stock unit award granted to Jeffrey R. Geygan, the controlling shareholder of Global Value Investement Corporation, under the issuer's 2007 Equity Incentive Plan (as amended), which vests in 36 equal monthly installments beginning on May 16, 2024. Each restricted stock unit represents the contingent right to received one share of the issuer's common stock.

F2 · ownership.nature: In addition to Global Value Investment Corporation, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-072459 · ownership.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,078,032

F2 · price: As of June 11, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.

F3 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F4 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950170-24-072459 · ownership.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Interim CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,784

F1 · price: Represents a restricted stock unit award granted under the issuer's 2007 Equity Incentive Plan (as amended), which vests in 36 equal monthly installments beginning on May 16, 2024. Each restricted stock unit represents the contingent right to received one share of the issuer's common stock.

SEC source: 0001437749-24-010657 · rdgdoc.xml · nonDerivative · entry 1

JOHNSON STARLETTE B · CIK 0001186340 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,481

F1 · shares: Represents a restricted stock unit award granted under the issuer's 2007 Equity Incentive Plan (as amended), which vests in 36 equal monthly installments beginning on January 29, 2024. Each restricted stock unit represents the contingent right to received one share of the issuer's common stock.

SEC source: 0001437749-24-008615 · rdgdoc.xml · nonDerivative · entry 2

Ford Andrew · CIK 0001988030 · VP Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,004

SEC source: 0001437749-24-008615 · rdgdoc.xml · nonDerivative · entry 1

Ford Andrew · CIK 0001988030 · VP Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,097

SEC source: 0000950170-24-018836 · ownership.xml · nonDerivative · entry 3

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,125,969

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-018834 · ownership.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,087,437

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950170-24-020136 · ownership.xml · nonDerivative · entry 3

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,126,269

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-020135 · ownership.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,087,737

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950170-24-018836 · ownership.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,103,921

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-018834 · ownership.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,065,389

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950170-24-020136 · ownership.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,103,921

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-020135 · ownership.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,065,389

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950170-24-018836 · ownership.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,100,656

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-018834 · ownership.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,062,124

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950170-24-020136 · ownership.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,100,656

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-020135 · ownership.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,062,124

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-24-005294 · rdgdoc.xml · nonDerivative · entry 1

Ford Andrew · CIK 0001988030 · VP Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,004

F1 · kind: The reporting person has agreed to disgorge to RMCF $21.22, which is the full amount of the short-wing profit realized according to Section 16(b) of the Securities Exchange Act of 1934, as amended, in connection with the transactions reported herein."

SEC source: 0000950170-24-015287 · ownership.xml · nonDerivative · entry 3

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,093,508

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-015285 · ownership.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,054,976

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950170-24-015287 · ownership.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,087,641

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-015285 · ownership.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,049,109

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950170-24-015287 · ownership.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,065,878

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-015285 · ownership.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,027,346

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950170-24-013252 · ownership.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,055,228

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-013256 · ownership.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,016,696

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950170-24-013252 · ownership.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,055,039

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-013256 · ownership.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,016,507

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950170-24-010104 · ownership.xml · nonDerivative · entry 3

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,051,759

F4 · price: As of February 1, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-010104 · ownership.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,052,204

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-010105 · ownership.xml · nonDerivative · entry 4

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 445

F4 · price: As of February 1, 2024, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950170-24-010105 · ownership.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 1,013,672

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0000950170-24-010104 · ownership.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Rice Shawn G · CIK 0002007274 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes.

Disclosed balance after: 1,020,004

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.

SEC source: 0000950170-24-010105 · ownership.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,745

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

SEC source: 0000950170-24-010105 · ownership.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 981,472

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-23-032874 · rdgdoc.xml · nonDerivative · entry 2

Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,130

SEC source: 0001437749-23-032874 · rdgdoc.xml · nonDerivative · entry 1

Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,530

SEC source: 0001209191-23-056315 · doc4.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 945,163

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-056319 · doc4.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 907,376

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-23-032497 · rdgdoc.xml · nonDerivative · entry 1

Ford Andrew · CIK 0001988030 · VP Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,316

F1 · shares: Fractional amounts have been rounded up to the nearest whole share.

F2 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the SEC staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.