Last 12 months
Inside the activity.
0 purchase rows · 32 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 6 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2020 Filed Feb 5, 2020 21:26 UTC |
MATHUR RAHULSVP, CFO
|
GrantCommon Stock | 46,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006897 · doc4.xml · nonDerivative · entry 2 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,305 F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 3, 2021 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:26 UTC |
MATHUR RAHULSVP, CFO
|
Tax withholdingCommon Stock | 16,688 | $16.10 | $268,676.80 |
DisclosureSEC source: 0001209191-20-006897 · doc4.xml · nonDerivative · entry 1 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,152 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 21:56 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionEmployee stock options (right to buy) · Derivative | 21,959 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001209191-20-005559 · doc4.xml · derivative · entry 3 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,809 Underlying: Common Stock · 21,959 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 21:56 UTC |
Seraphin LucDirector · President and CEO
|
SaleCommon Stock | 21,959 | $15.50 | $340,364.50 |
DisclosureSEC source: 0001209191-20-005559 · doc4.xml · nonDerivative · entry 2 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,116 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 11, 2019. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 21:56 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionCommon Stock | 21,959 | $12.80 | $281,075.20 |
DisclosureSEC source: 0001209191-20-005559 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 16:35 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionEmployee stock options (right to buy) · Derivative | 4,246 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001209191-19-062069 · doc4.xml · derivative · entry 5 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,599 Underlying: Common Stock · 4,246 shares Expires 2028-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 16:35 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionEmployee stock options (right to buy) · Derivative | 2,297 | $0.00 Strike: $12.31 | $0.00 |
DisclosureSEC source: 0001209191-19-062069 · doc4.xml · derivative · entry 4 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,149 Underlying: Common Stock · 2,297 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2016, and the remaining shares vest monthly thereafter until fully vested on February 2, 2020. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 16:35 UTC |
Seraphin LucDirector · President and CEO
|
SaleCommon Stock | 6,543 | $14.03 | $91,785.86 |
DisclosureSEC source: 0001209191-19-062069 · doc4.xml · nonDerivative · entry 3 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,116 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 11, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 16:35 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionCommon Stock | 4,246 | $12.84 | $54,518.64 |
DisclosureSEC source: 0001209191-19-062069 · doc4.xml · nonDerivative · entry 2 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 16:35 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionCommon Stock | 2,297 | $12.31 | $28,276.07 |
DisclosureSEC source: 0001209191-19-062069 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2019 Filed Dec 4, 2019 23:01 UTC |
Kim JaeSVP, GC & Secretary
|
SaleCommon Stock | 7,292 | $12.76 | $93,077.28 |
DisclosureSEC source: 0001209191-19-059139 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,581 F2 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.55 to $12.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 23:02 UTC |
Seraphin LucDirector · President and CEO
|
SaleCommon Stock | 3,746 | $12.69 | $47,536.74 |
DisclosureSEC source: 0001209191-19-059141 · doc4.xml · nonDerivative · entry 2 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,116 F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 11, 2019. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 23:03 UTC |
FISHER ELLIS THOMASDirector
|
SaleCommon Stock | 750 | $13.06 | $9,795.00 |
DisclosureSEC source: 0001209191-19-059142 · doc4.xml · nonDerivative · entry 1 FISHER ELLIS THOMAS · CIK 0001631809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,656 F1 · shares: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2019 F2 · balance_after: Reflects 5,898 Restricted Stock Units canceled per the Restricted Stock Unit Termination agreement dated October 24, 2019. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 23:02 UTC |
Seraphin LucDirector · President and CEO
|
Tax withholdingCommon Stock | 3,685 | $12.87 | $47,425.95 |
DisclosureSEC source: 0001209191-19-059141 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,862 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 23:01 UTC |
Kim JaeSVP, GC & Secretary
|
Tax withholdingCommon Stock | 3,855 | $12.87 | $49,613.85 |
DisclosureSEC source: 0001209191-19-059139 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,873 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 23:22 UTC |
STANG ERIC BDirector
|
SaleCommon Stock | 37,615 | $14.13 | $531,496.19 |
DisclosureSEC source: 0001209191-19-056186 · doc4.xml · nonDerivative · entry 2 STANG ERIC B · CIK 0001234045 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 50,722 F3 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.98 to $14.43. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F4 · ownership.nature: Shares held directly by the Stang Family Trust dated September 2, 2004 for which the Reporting Person serves as a trustee. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 00:01 UTC |
Seraphin LucDirector · President and CEO
|
SaleCommon Stock | 18,226 | $13.94 | $253,997.54 |
DisclosureSEC source: 0001209191-19-055039 · doc4.xml · nonDerivative · entry 2 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,547 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 11, 2019. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.77 to $14.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes an exempt transaction of 2,674 shares acquired through the Rambus Inc. 2015 Employee Stock Purchase Plan on May 1, 2019. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 00:01 UTC |
Seraphin LucDirector · President and CEO
|
Tax withholdingCommon Stock | 17,924 | $13.94 | $249,770.94 |
DisclosureSEC source: 0001209191-19-055039 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,773 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 00:02 UTC |
Sayiner NecipDirector
|
GrantDirector Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $13.94 | $0.00 |
DisclosureSEC source: 0001209191-19-055040 · doc4.xml · derivative · entry 1 Sayiner Necip · CIK 0001338515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-11-01 F1 · derivative.exercise_date: One-fourth of the shares subject to option vest on November 1, 2020 and the remaining shares vest ratably each month thereafter until fully vested on November 1, 2023. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 00:00 UTC |
MATHUR RAHULSVP, CFO
|
Tax withholdingCommon Stock | 6,916 | $13.94 | $96,374.46 |
DisclosureSEC source: 0001209191-19-055037 · doc4.xml · nonDerivative · entry 1 MATHUR RAHUL · CIK 0001686794 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,840 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. F2 · balance_after: Includes an exempt transaction of 2,674 shares acquired through the Rambus Inc. 2015 Employee Stock Purchase Plan on May 1, 2019. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 22:40 UTC |
KISSNER CHARLESDirector
|
SaleCommon Stock | 7,055 | $13.25 | $93,459.70 |
DisclosureSEC source: 0001209191-19-051940 · doc4.xml · nonDerivative · entry 2 KISSNER CHARLES · CIK 0001188095 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 64,292 F1 · kind: The sale report in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on November 2, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.065 to $13.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held directly by Kissner and Associates LLC for which the Reporting Person serves as the owner of the company. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 22:21 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionEmployee stock options (right to buy) · Derivative | 3,000 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001209191-19-049711 · doc4.xml · derivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 3,000 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vested as to 10% of the granted shares on August 2, 2015, and the remaining shares vested monthly thereafter until fully vested on February 2, 2019. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 22:21 UTC |
Kim JaeSVP, GC & Secretary
|
SaleCommon Stock | 3,000 | $14.08 | $42,240.00 |
DisclosureSEC source: 0001209191-19-049711 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,728 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 22:21 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 3,000 | $11.26 | $33,780.00 |
DisclosureSEC source: 0001209191-19-049711 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 22:20 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionEmployee stock options (right to buy) · Derivative | 17,692 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001209191-19-049710 · doc4.xml · derivative · entry 7 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,845 Underlying: Common Stock · 17,692 shares Expires 2028-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 22:20 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionEmployee stock options (right to buy) · Derivative | 9,763 | $0.00 Strike: $12.31 | $0.00 |
DisclosureSEC source: 0001209191-19-049710 · doc4.xml · derivative · entry 6 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,446 Underlying: Common Stock · 9,763 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2016, and the remaining shares vest monthly thereafter until fully vested on February 2, 2020. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 22:20 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionEmployee stock options (right to buy) · Derivative | 2,400 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001209191-19-049710 · doc4.xml · derivative · entry 5 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,400 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award vested as to 10% of the granted shares on August 2, 2015, and the remaining shares vested monthly thereafter until fully vested on February 2, 2019. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 22:20 UTC |
Seraphin LucDirector · President and CEO
|
SaleCommon Stock | 29,855 | $13.99 | $417,552.03 |
DisclosureSEC source: 0001209191-19-049710 · doc4.xml · nonDerivative · entry 4 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,697 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 11, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $14.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 22:20 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionCommon Stock | 17,692 | $12.84 | $227,165.28 |
DisclosureSEC source: 0001209191-19-049710 · doc4.xml · nonDerivative · entry 3 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 22:20 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionCommon Stock | 9,763 | $12.31 | $120,182.53 |
DisclosureSEC source: 0001209191-19-049710 · doc4.xml · nonDerivative · entry 2 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 22:20 UTC |
Seraphin LucDirector · President and CEO
|
Exercise / conversionCommon Stock | 2,400 | $11.26 | $27,024.00 |
DisclosureSEC source: 0001209191-19-049710 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:36 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionEmployee stock options (right to buy) · Derivative | 2,297 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-19-049176 · doc4.xml · derivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,297 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vested as to 10% of the granted shares on August 3, 2014, and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:36 UTC |
Kim JaeSVP, GC & Secretary
|
SaleCommon Stock | 2,297 | $13.00 | $29,861.00 |
DisclosureSEC source: 0001209191-19-049176 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,728 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:36 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 2,297 | $8.76 | $20,121.72 |
DisclosureSEC source: 0001209191-19-049176 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 20:31 UTC | GrantCommon Stock | 112,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048205 · doc4.xml · nonDerivative · entry 1 FAN XIANZHI SEAN · CIK 0001583840 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,782 F1 · shares: The shares are represented by RSUs which vest in two equal annual installments beginning on September 3, 2020 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
|
| September 03, 2019 Filed Sep 4, 2019 20:29 UTC |
FISHER ELLIS THOMASDirector
|
SaleCommon Stock | 750 | $12.43 | $9,322.50 |
DisclosureSEC source: 0001209191-19-048201 · doc4.xml · nonDerivative · entry 1 FISHER ELLIS THOMAS · CIK 0001631809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,304 F1 · shares: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2019 Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 20:28 UTC |
Rao MeeraDirector
|
GrantDirector Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $12.57 | $0.00 |
DisclosureSEC source: 0001209191-19-048200 · doc4.xml · derivative · entry 1 Rao Meera · CIK 0001480603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-09-03 F1 · derivative.exercise_date: Twelve and one-half percent (12.5%) of the shares subject to the option will vest six (6) months after the date of grant, and one forty-second(1/42nd) of the remaining shares will vest monthly thereafter until fully vested on the fourth (4th) anniversary of the grant date Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:11 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionEmployee stock options (right to buy) · Derivative | 1,149 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-19-043218 · doc4.xml · derivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,297 Underlying: Common Stock · 2,297 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vested as to 10% of the granted shares on August 3, 2014, and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:11 UTC |
Kim JaeSVP, GC & Secretary
|
SaleCommon Stock | 1,149 | $13.00 | $14,937.00 |
DisclosureSEC source: 0001209191-19-043218 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,728 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:11 UTC |
Kim JaeSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 1,149 | $8.76 | $10,065.24 |
DisclosureSEC source: 0001209191-19-043218 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2019 Filed Jul 8, 2019 20:12 UTC |
Seraphin LucDirector · President and CEO
|
SaleCommon Stock | 18,287 | $11.98 | $219,167.87 |
DisclosureSEC source: 0001209191-19-041402 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,697 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 11, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.90 to $12.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 00:39 UTC |
KISSNER CHARLESDirector
|
SaleCommon Stock | 3,723 | $12.08 | $44,977.56 |
DisclosureSEC source: 0001209191-19-040598 · doc4.xml · nonDerivative · entry 2 KISSNER CHARLES · CIK 0001188095 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,000 F1 · kind: The sale report in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on November 2, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.005 to $12.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: The shares are held directly by Kissner and Associates LLC for which the Reporting Person serves as the owner of the company. Read SEC document |
| July 02, 2019 Filed Jul 3, 2019 00:37 UTC |
Seraphin LucDirector · President and CEO
|
Tax withholdingCommon Stock | 11,495 | $12.11 | $139,204.45 |
DisclosureSEC source: 0001209191-19-040595 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,984 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:37 UTC |
FISHER ELLIS THOMASDirector
|
SaleCommon Stock | 750 | $11.39 | $8,542.50 |
DisclosureSEC source: 0001209191-19-034303 · doc4.xml · nonDerivative · entry 1 FISHER ELLIS THOMAS · CIK 0001631809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,054 F1 · shares: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2019 Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:05 UTC |
Seraphin LucDirector · President and CEO
|
SaleCommon Stock | 2,674 | $11.40 | $30,483.60 |
DisclosureSEC source: 0000899243-19-012188 · doc4.xml · nonDerivative · entry 1 Seraphin Luc · CIK 0001341984 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,479 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 11, 2019. Read SEC document |
| May 01, 2019 Filed May 2, 2019 20:37 UTC |
STANG ERIC BDirector
|
GrantCommon Stock | 14,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027016 · doc4.xml · nonDerivative · entry 1 STANG ERIC B · CIK 0001234045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,266 F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest May 1, 2020 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock. Read SEC document |
| May 01, 2019 Filed May 2, 2019 20:37 UTC |
SHRIGLEY DAVID ADirector
|
GrantCommon Stock | 14,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027015 · doc4.xml · nonDerivative · entry 1 SHRIGLEY DAVID A · CIK 0001189259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,311 F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest May 1, 2020 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock. Read SEC document |
| May 01, 2019 Filed May 2, 2019 20:36 UTC |
Saraf SanjayDirector
|
GrantCommon Stock | 14,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027012 · doc4.xml · nonDerivative · entry 1 Saraf Sanjay · CIK 0001748178 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,266 F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest May 1, 2020 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock. Read SEC document |
| May 01, 2019 Filed May 2, 2019 20:35 UTC |
KISSNER CHARLESDirector
|
GrantCommon Stock | 14,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027011 · doc4.xml · nonDerivative · entry 1 KISSNER CHARLES · CIK 0001188095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,503 F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest May 1, 2020 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock. Read SEC document |
| May 01, 2019 Filed May 2, 2019 20:34 UTC |
Higashi EmikoDirector
|
GrantCommon Stock | 14,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027009 · doc4.xml · nonDerivative · entry 1 Higashi Emiko · CIK 0001318086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,058 F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest May 1, 2020 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.