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Nasdaq · USD

RMBS

RAMBUS INC

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3575
SEC CIK
0000917273
Parsed reports
384

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 2026011
Apr 202605
May 202606
Jun 202604
Jul 202600
Aug 202601
Sep 202601
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2020 Filed Sep 8, 2020 20:22 UTC
Kim JaeSVP, GC & Secretary
Exercise / conversionEmployee stock options (right to buy) · Derivative 1,200 $0.00 Strike: $12.84 $0.00
Disclosure

SEC source: 0001209191-20-049714 · doc4.xml · derivative · entry 3

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,929

Underlying: Common Stock · 1,200 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 20:22 UTC
Kim JaeSVP, GC & Secretary
SaleCommon Stock 1,200 $14.20 $17,040.00
Disclosure

SEC source: 0001209191-20-049714 · doc4.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,644

F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 20:22 UTC
Kim JaeSVP, GC & Secretary
Exercise / conversionCommon Stock 1,200 $12.84 $15,408.00
Disclosure

SEC source: 0001209191-20-049714 · doc4.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2020 Filed Sep 8, 2020 20:21 UTC Tax withholdingCommon Stock 23,463 $13.78 $323,320.14
Disclosure

SEC source: 0001209191-20-049713 · doc4.xml · nonDerivative · entry 1

FAN XIANZHI SEAN · CIK 0001583840 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,472

F1 · shares: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

Read SEC document
September 03, 2020 Filed Sep 17, 2020 21:40 UTC
Seraphin LucDirector · President and CEO
Exercise / conversionEmployee stock options (right to buy) · Derivative 2,425 $0.00 Strike: $12.84 $0.00
Disclosure

SEC source: 0001209191-20-050990 · doc4.xml · derivative · entry 3

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,046

Underlying: Common Stock · 2,425 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 01:40 UTC
STANG ERIC BDirector
SaleCommon Stock 17,500 $14.74 $257,950.00
Disclosure

SEC source: 0001209191-20-045591 · doc4.xml · nonDerivative · entry 2

STANG ERIC B · CIK 0001234045 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 41,480

F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.65 to $14.91. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held directly by the Stang Family Trust dated September 2, 2004 for which the Reporting Person serves as a trustee.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:59 UTC GrantDirector Stock Options (right to buy) · Derivative 40,000 $0.00 Strike: $15.59 $0.00
Disclosure

SEC source: 0001209191-20-044853 · doc4.xml · derivative · entry 1

LANG GREGORY S · CIK 0001230191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2030-08-03

F1 · derivative.exercise_date: Twelve and one-half percent (12.5%) of the shares subject to the option will vest six (6) months after the date of grant, and one fortysecond (1/42nd) of the remaining shares will vest monthly thereafter until fully vested on the fourth (4th) anniversary of the grant date

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:27 UTC
Kim JaeSVP, GC & Secretary
Exercise / conversionEmployee stock options (right to buy) · Derivative 2,587 $0.00 Strike: $12.84 $0.00
Disclosure

SEC source: 0001209191-20-034980 · doc4.xml · derivative · entry 5

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,129

Underlying: Common Stock · 2,587 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:27 UTC
Kim JaeSVP, GC & Secretary
Exercise / conversionEmployee stock options (right to buy) · Derivative 2,587 $0.00 Strike: $12.80 $0.00
Disclosure

SEC source: 0001209191-20-034980 · doc4.xml · derivative · entry 4

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,626

Underlying: Common Stock · 2,587 shares

Expires 2027-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2027.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:27 UTC
Kim JaeSVP, GC & Secretary
SaleCommon Stock 5,174 $16.00 $82,784.00
Disclosure

SEC source: 0001209191-20-034980 · doc4.xml · nonDerivative · entry 3

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,644

F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:27 UTC
Kim JaeSVP, GC & Secretary
Exercise / conversionCommon Stock 2,587 $12.84 $33,217.08
Disclosure

SEC source: 0001209191-20-034980 · doc4.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 20:27 UTC
Kim JaeSVP, GC & Secretary
Exercise / conversionCommon Stock 2,587 $12.80 $33,113.60
Disclosure

SEC source: 0001209191-20-034980 · doc4.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 21:00 UTC
Kim JaeSVP, GC & Secretary
Exercise / conversionEmployee stock options (right to buy) · Derivative 1,234 $0.00 Strike: $12.31 $0.00
Disclosure

SEC source: 0001209191-20-034458 · doc4.xml · derivative · entry 5

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,338

Underlying: Common Stock · 1,234 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2016, and the remaining shares vest monthly thereafter until fully vested on February 1, 2020.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 21:00 UTC
Kim JaeSVP, GC & Secretary
Exercise / conversionEmployee stock options (right to buy) · Derivative 1,200 $0.00 Strike: $11.26 $0.00
Disclosure

SEC source: 0001209191-20-034458 · doc4.xml · derivative · entry 4

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 1,200 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option award vested as to 10% of the granted shares on August 2, 2015, and the remaining shares vested monthly thereafter until fully vested on February 2, 2019.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 21:00 UTC
Kim JaeSVP, GC & Secretary
SaleCommon Stock 2,434 $15.89 $38,676.26
Disclosure

SEC source: 0001209191-20-034458 · doc4.xml · nonDerivative · entry 3

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,644

F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 21:00 UTC
Kim JaeSVP, GC & Secretary
Exercise / conversionCommon Stock 1,234 $12.31 $15,190.54
Disclosure

SEC source: 0001209191-20-034458 · doc4.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 21:00 UTC
Kim JaeSVP, GC & Secretary
Exercise / conversionCommon Stock 1,200 $11.26 $13,512.00
Disclosure

SEC source: 0001209191-20-034458 · doc4.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:59 UTC
Seraphin LucDirector · President and CEO
Exercise / conversionEmployee stock options (right to buy) · Derivative 2,745 $0.00 Strike: $12.80 $0.00
Disclosure

SEC source: 0001209191-20-034455 · doc4.xml · derivative · entry 5

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,320

Underlying: Common Stock · 2,744 shares

Expires 2027-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:59 UTC
Seraphin LucDirector · President and CEO
Exercise / conversionEmployee stock options (right to buy) · Derivative 3,185 $0.00 Strike: $12.84 $0.00
Disclosure

SEC source: 0001209191-20-034455 · doc4.xml · derivative · entry 4

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,230

Underlying: Common Stock · 3,184 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:59 UTC
Seraphin LucDirector · President and CEO
SaleCommon Stock 5,930 $15.65 $92,814.58
Disclosure

SEC source: 0001209191-20-034455 · doc4.xml · nonDerivative · entry 3

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,011

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 21, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.51 to $15.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:59 UTC
Seraphin LucDirector · President and CEO
Exercise / conversionCommon Stock 2,745 $12.80 $35,136.00
Disclosure

SEC source: 0001209191-20-034455 · doc4.xml · nonDerivative · entry 2

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 20:59 UTC
Seraphin LucDirector · President and CEO
Exercise / conversionCommon Stock 3,185 $12.84 $40,895.40
Disclosure

SEC source: 0001209191-20-034455 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2020 Filed May 7, 2020 20:31 UTC
Seraphin LucDirector · President and CEO
Exercise / conversionEmployee stock options (right to buy) · Derivative 2,744 $0.00 Strike: $12.80 $0.00
Disclosure

SEC source: 0001209191-20-027700 · doc4.xml · derivative · entry 8

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,065

Underlying: Common Stock · 2,744 shares

Expires 2027-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021.

Read SEC document
May 06, 2020 Filed May 7, 2020 20:31 UTC
Seraphin LucDirector · President and CEO
SaleCommon Stock 2,744 $15.39 $42,230.16
Disclosure

SEC source: 0001209191-20-027700 · doc4.xml · nonDerivative · entry 5

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,011

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 21, 2020.

Read SEC document
May 06, 2020 Filed May 7, 2020 20:31 UTC
Seraphin LucDirector · President and CEO
Exercise / conversionCommon Stock 2,744 $12.80 $35,123.20
Disclosure

SEC source: 0001209191-20-027700 · doc4.xml · nonDerivative · entry 4

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:31 UTC
Seraphin LucDirector · President and CEO
Exercise / conversionEmployee stock options (right to buy) · Derivative 3,184 $0.00 Strike: $12.84 $0.00
Disclosure

SEC source: 0001209191-20-027700 · doc4.xml · derivative · entry 7

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,415

Underlying: Common Stock · 3,184 shares

Expires 2028-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:31 UTC
Seraphin LucDirector · President and CEO
Exercise / conversionEmployee stock options (right to buy) · Derivative 1,149 $0.00 Strike: $12.31 $0.00
Disclosure

SEC source: 0001209191-20-027700 · doc4.xml · derivative · entry 6

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,149 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2016, and the remaining shares vest monthly thereafter until fully vested on February 1, 2020.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:31 UTC
Seraphin LucDirector · President and CEO
SaleCommon Stock 4,333 $14.02 $60,753.86
Disclosure

SEC source: 0001209191-20-027700 · doc4.xml · nonDerivative · entry 3

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,011

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 21, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes an exempt transaction of 1,794 shares acquired through the Rambus Inc. 2015 Employee Stock Purchase Plan on May 1, 2020.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:31 UTC
Seraphin LucDirector · President and CEO
Exercise / conversionCommon Stock 3,184 $12.84 $40,882.56
Disclosure

SEC source: 0001209191-20-027700 · doc4.xml · nonDerivative · entry 2

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:31 UTC
Seraphin LucDirector · President and CEO
Exercise / conversionCommon Stock 1,149 $12.31 $14,144.19
Disclosure

SEC source: 0001209191-20-027700 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 4, 2020 23:47 UTC SaleCommon Stock 4,129 $12.05 $49,768.08
Disclosure

SEC source: 0001209191-20-026934 · doc4.xml · nonDerivative · entry 2

KISSNER CHARLES · CIK 0001188095 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 68,421

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on November 25, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.01 to $12.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held directly by Kissner and Associates LLC for which the Reporting Person serves as the owner of the company.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:22 UTC
STANG ERIC BDirector
GrantCommon Stock 13,927 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022707 · doc4.xml · nonDerivative · entry 1

STANG ERIC B · CIK 0001234045 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,185

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2021 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:21 UTC
Rao MeeraDirector
GrantCommon Stock 13,927 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022706 · doc4.xml · nonDerivative · entry 1

Rao Meera · CIK 0001480603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,927

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2021 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:19 UTC
Saraf SanjayDirector
GrantCommon Stock 13,927 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022701 · doc4.xml · nonDerivative · entry 1

Saraf Sanjay · CIK 0001748178 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,295

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2021 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

F2 · balance_after: Reflects 5,898 Restricted Stock Units canceled per the Restricted Stock Unit Termination agreement dated October 24, 2019.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:18 UTC GrantCommon Stock 13,927 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022698 · doc4.xml · nonDerivative · entry 1

Sayiner Necip · CIK 0001338515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,927

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2021 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:17 UTC GrantCommon Stock 13,927 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022694 · doc4.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,087

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2021 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

F2 · balance_after: Reflects 5,898 Restricted Stock Units canceled per the Restricted Stock Unit Termination agreement dated October 24, 2019.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:14 UTC GrantCommon Stock 13,927 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022688 · doc4.xml · nonDerivative · entry 1

KISSNER CHARLES · CIK 0001188095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,185

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2021 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

F2 · balance_after: Reflects 5,898 Restricted Stock Units canceled per the Restricted Stock Unit Termination agreement dated October 24, 2019.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:13 UTC GrantCommon Stock 13,927 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022686 · doc4.xml · nonDerivative · entry 1

FISHER ELLIS THOMAS · CIK 0001631809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,833

F1 · shares: The shares are represented by restricted stock units, or RSUs, all of which vest April 1, 2021 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 20:14 UTC
Seraphin LucDirector · President and CEO
SaleCommon Stock 15,733 $9.77 $153,648.48
Disclosure

SEC source: 0001209191-20-020921 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,217

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on February 21, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.49 to $10.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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March 03, 2020 Filed Mar 3, 2020 23:19 UTC SaleCommon Stock 750 $14.07 $10,552.50
Disclosure

SEC source: 0001209191-20-015605 · doc4.xml · nonDerivative · entry 1

FISHER ELLIS THOMAS · CIK 0001631809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,906

F1 · shares: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2019

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March 02, 2020 Filed Mar 3, 2020 23:21 UTC
Jones Keith APrincipal Accounting Officer
Tax withholdingCommon Stock 2,421 $14.30 $34,620.30
Disclosure

SEC source: 0001209191-20-015608 · doc4.xml · nonDerivative · entry 1

Jones Keith A · CIK 0001347943 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,637

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

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February 04, 2020 Filed Feb 5, 2020 21:30 UTC
Seraphin LucDirector · President and CEO
SaleCommon Stock 32,722 $16.41 $536,820.77
Disclosure

SEC source: 0001209191-20-006917 · doc4.xml · nonDerivative · entry 3

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,950

F3 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.20 to $16.545, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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February 04, 2020 Filed Feb 5, 2020 21:28 UTC
Kim JaeSVP, GC & Secretary
SaleCommon Stock 31,379 $16.41 $514,825.84
Disclosure

SEC source: 0001209191-20-006909 · doc4.xml · nonDerivative · entry 3

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,644

F3 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.24 to $16.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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February 03, 2020 Filed Feb 5, 2020 21:30 UTC
Seraphin LucDirector · President and CEO
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006917 · doc4.xml · nonDerivative · entry 2

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,672

F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 3, 2021 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock.

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February 03, 2020 Filed Feb 5, 2020 21:30 UTC
Seraphin LucDirector · President and CEO
Tax withholdingCommon Stock 30,444 $16.10 $490,148.40
Disclosure

SEC source: 0001209191-20-006917 · doc4.xml · nonDerivative · entry 1

Seraphin Luc · CIK 0001341984 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,672

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

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February 03, 2020 Filed Feb 5, 2020 21:29 UTC GrantCommon Stock 46,153 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006911 · doc4.xml · nonDerivative · entry 1

FAN XIANZHI SEAN · CIK 0001583840 · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,935

F1 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 3, 2021 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock.

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February 03, 2020 Filed Feb 5, 2020 21:28 UTC
Kim JaeSVP, GC & Secretary
GrantCommon Stock 34,615 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006909 · doc4.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,023

F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 3, 2021 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock.

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February 03, 2020 Filed Feb 5, 2020 21:28 UTC
Kim JaeSVP, GC & Secretary
Tax withholdingCommon Stock 17,173 $16.10 $276,485.30
Disclosure

SEC source: 0001209191-20-006909 · doc4.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,408

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

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February 03, 2020 Filed Feb 5, 2020 21:26 UTC
Jones Keith APrincipal Accounting Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006904 · doc4.xml · nonDerivative · entry 2

Jones Keith A · CIK 0001347943 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,058

F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 3, 2021 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock.

F3 · balance_after: Includes exempt transactions of 913 shares acquired through the Rambus Inc. 2015 Employee Stock Purchase plan.

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February 03, 2020 Filed Feb 5, 2020 21:26 UTC
Jones Keith APrincipal Accounting Officer
Tax withholdingCommon Stock 2,351 $16.10 $37,851.10
Disclosure

SEC source: 0001209191-20-006904 · doc4.xml · nonDerivative · entry 1

Jones Keith A · CIK 0001347943 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,058

F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.