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RMAX

RE/MAX Holdings, Inc.

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Tapewire entity
9537
SEC CIK
0001581091
Parsed reports
331

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202602
Mar 202601
Apr 202604
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2024 Filed Feb 28, 2024 01:00 UTC
Callahan Karri R.CHIEF FINANCIAL OFFICER
GrantClass A Common Stock 14,266 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005609 · form4-02272024_080240.xml · nonDerivative · entry 1

Callahan Karri R. · CIK 0001624701 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,558

F1 · shares: Represents shares of RMAX Class A common stock issued on February 23, 2024 for the portion of the 2023 short term incentive that was paid in equity.

F2 · balance_after: Includes 93,607 unvested restricted stock units.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 01:00 UTC
Carlson ErikDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingClass A Common Stock 1,792 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005610 · form4-02272024_080242.xml · nonDerivative · entry 2

Carlson W. Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581,963

F3 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock for the portion of the 2023 short term incentive paid in equity.

F2 · balance_after: Includes 577,687 unvested restricted stock units.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 01:00 UTC
Carlson ErikDirector · CHIEF EXECUTIVE OFFICER
GrantClass A Common Stock 6,068 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005610 · form4-02272024_080242.xml · nonDerivative · entry 1

Carlson W. Erik · CIK 0001426816 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,755

F1 · shares: Represents shares of RMAX Class A common stock issued on February 23, 2024 for the portion of the 2023 short term incentive that was paid in equity.

F2 · balance_after: Includes 577,687 unvested restricted stock units.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 01:00 UTC
Ligon William GradyCHIEF INFORMATION OFFICER
Tax withholdingClass A Common Stock 2,410 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005605 · form4-02272024_080222.xml · nonDerivative · entry 2

Ligon William Grady · CIK 0001949293 · CHIEF INFORMATION OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,585

F3 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock for the portion of the 2023 short term incentive paid in equity.

F2 · balance_after: Includes 45,485 unvested restricted stock units.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 01:00 UTC
Ligon William GradyCHIEF INFORMATION OFFICER
GrantClass A Common Stock 8,926 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005605 · form4-02272024_080222.xml · nonDerivative · entry 1

Ligon William Grady · CIK 0001949293 · CHIEF INFORMATION OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,995

F1 · shares: Represents shares of RMAX Class A common stock issued on February 23, 2024 for the portion of the 2023 short term incentive that was paid in equity.

F2 · balance_after: Includes 45,485 unvested restricted stock units.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 01:00 UTC
Bailey Nicholas RDEPARTING OFFICER
Tax withholdingClass A Common Stock 4,280 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005602 · form4-02272024_080201.xml · nonDerivative · entry 2

Bailey Nicholas R · CIK 0001787033 · DEPARTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,746

F3 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock for the portion of the 2023 short term incentive paid in equity.

F2 · balance_after: Includes 88,556 unvested restricted stock units.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 01:00 UTC
Bailey Nicholas RDEPARTING OFFICER
GrantClass A Common Stock 14,916 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005602 · form4-02272024_080201.xml · nonDerivative · entry 1

Bailey Nicholas R · CIK 0001787033 · DEPARTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,026

F1 · shares: Represents shares of RMAX Class A common stock issued on February 23, 2024 for the portion of the 2023 short term incentive that was paid in equity.

F2 · balance_after: Includes 88,556 unvested restricted stock units.

Read SEC document
November 30, 2023 Filed Nov 30, 2023 23:11 UTC PurchaseCommon Stock 12,345 $8.88 $109,623.60
Disclosure

SEC source: 0001398344-23-022057 · fp0086157-1_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,983,843

F4 · price: This transaction was executed in multiple trades at prices ranging from $8.79 to $8.89. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Magnolia Capital Fund, LP ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Adam K. Peterson ("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

Read SEC document
November 28, 2023 Filed Nov 30, 2023 23:11 UTC PurchaseCommon Stock 24,342 $8.84 $215,183.28
Disclosure

SEC source: 0001398344-23-022057 · fp0086157-1_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,971,498

F3 · price: This transaction was executed in multiple trades at prices ranging from $8.78 to $9.00. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Magnolia Capital Fund, LP ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Adam K. Peterson ("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

Read SEC document
November 13, 2023 Filed Nov 14, 2023 00:29 UTC
Carlson ErikDirector · Chief Executive Officer
GrantClass A Common Stock 290,323 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055093 · doc4.xml · nonDerivative · entry 3

Carlson W. Erik · CIK 0001426816 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577,687

F4 · shares: The reporting person was granted performance-based RSUs that are subject to vesting based on the price of the issuer's Class A common stock during a performance period from the date of grant through December 31, 2027. The RSUs were granted as an employment inducement award under NYSE Listed Company Manual Section 303A.08.The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F2 · balance_after: All securities currently owned by the reporting person are unvested RSUs.

Read SEC document
November 13, 2023 Filed Nov 14, 2023 00:29 UTC
Carlson ErikDirector · Chief Executive Officer
GrantClass A Common Stock 193,549 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055093 · doc4.xml · nonDerivative · entry 2

Carlson W. Erik · CIK 0001426816 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,364

F3 · shares: The reporting person was granted RSUs that are scheduled to vest in equal installments on March 1, 2025, March 1, 2026, and March 1, 2027. The RSUs were granted as an employment inducement award under NYSE Listed Company Manual Section 303A.08.

F2 · balance_after: All securities currently owned by the reporting person are unvested RSUs.

Read SEC document
November 13, 2023 Filed Nov 14, 2023 00:29 UTC
Carlson ErikDirector · Chief Executive Officer
GrantClass A Common Stock 93,815 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055093 · doc4.xml · nonDerivative · entry 1

Carlson W. Erik · CIK 0001426816 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,815

F1 · shares: The reporting person was granted restricted stock units ("RSUs") that are scheduled to vest on November 13, 2024. The RSUs were granted as an employment inducement award under NYSE Listed Company Manual Section 303A.08.

F2 · balance_after: All securities currently owned by the reporting person are unvested RSUs.

Read SEC document
November 13, 2023 Filed Nov 14, 2023 21:40 UTC PurchaseCommon Stock 39,634 $8.92 $353,535.28
Disclosure

SEC source: 0001398344-23-020718 · fp0086000-1_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,947,156

F3 · price: This transaction was executed in multiple trades at prices ranging from $8.81 to $8.95. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Magnolia Capital Fund, LP ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Adam K. Peterson ("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

Read SEC document
November 13, 2023 Filed Nov 15, 2023 18:38 UTC Tax withholdingClass A Common Stock 5,681 $8.98 $51,015.38
Disclosure

SEC source: 0001209191-23-055427 · doc4.xml · nonDerivative · entry 1

Joyce Stephen P · CIK 0001434036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,052

F1 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of RSUs on November 13, 2023.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 18:01 UTC
Joyce Stephen PDirector · Chief Executive Officer
GrantClass A Common Stock 8,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-054403 · doc4.xml · nonDerivative · entry 1

Joyce Stephen P · CIK 0001434036 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,733

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, the reporting person was granted Restricted Stock Units ("RSUs") which, per the terms of the Amended and Restated Interim Executive Agreement between the Issuer and the reporting person, vest on the day that a new CEO begins employment with the Issuer.

F2 · balance_after: Includes 23,336 unvested RSUs.

Read SEC document
October 18, 2023 Filed Oct 20, 2023 21:29 UTC PurchaseCommon Stock 15,000 $10.74 $161,100.00
Disclosure

SEC source: 0001398344-23-019544 · fp0085727-1_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,907,522

F1 · balance_after: The reported shares are directly owned by Magnolia Capital Fund, LP ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Adam K. Peterson ("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

Read SEC document
October 16, 2023 Filed Oct 17, 2023 21:33 UTC PurchaseCommon Stock 51,850 $10.86 $563,091.00
Disclosure

SEC source: 0001398344-23-019365 · fp0085697-1_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,892,522

F3 · price: This transaction was executed in multiple trades at prices ranging from $10.83 to $10.90. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Magnolia Capital Fund, LP ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Adam K. Peterson ("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

Read SEC document
October 03, 2023 Filed Oct 4, 2023 22:23 UTC PurchaseCommon Stock 192,500 $12.45 $2,396,625.00
Disclosure

SEC source: 0001398344-23-018967 · fp0085387-1_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,840,672

F4 · price: This transaction was executed in multiple trades at prices ranging from $12.20 to $12.73. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Magnolia Capital Fund, LP ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Adam K. Peterson ("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 22:23 UTC PurchaseCommon Stock 23,065 $12.81 $295,462.65
Disclosure

SEC source: 0001398344-23-018967 · fp0085387-1_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,648,172

F3 · price: This transaction was executed in multiple trades at prices ranging from $12.68 to $12.82. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Magnolia Capital Fund, LP ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Adam K. Peterson ("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 08:42 UTC
Joyce Stephen PDirector · Chief Executive Officer
GrantClass A Common Stock 7,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051269 · doc4.xml · nonDerivative · entry 1

Joyce Stephen P · CIK 0001434036 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,914

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, the reporting person was granted Restricted Stock Units ("RSUs") which, per the terms of the Amended and Restated Interim Executive Agreement between the Issuer and the reporting person, vest on the day that a new CEO begins employment with the Issuer.

F2 · balance_after: Includes 14,517 unvested RSUs.

Read SEC document
September 07, 2023 Filed Sep 8, 2023 01:27 UTC PurchaseCommon Stock 23,003 $14.33 $329,632.99
Disclosure

SEC source: 0001398344-23-017837 · fp0085087-1_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,625,107

F3 · price: This transaction was executed in multiple trades at prices ranging from $14.23 to $14.46. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Adam K. Peterson ("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 22:10 UTC
Jenkins Leah RVP, Chief Accounting Officer
GrantClass A Common Stock 2,324 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048979 · doc4.xml · nonDerivative · entry 1

Jenkins Leah R · CIK 0001991141 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,324

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on September 7, 2023, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2023, through December 31, 2025. The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F2 · balance_after: Includes 2,324 unvested RSUs.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 18:09 UTC
Joyce Stephen PDirector · Chief Executive Officer
GrantClass A Common Stock 6,789 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048978 · doc4.xml · nonDerivative · entry 1

Joyce Stephen P · CIK 0001434036 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,186

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on September 7, 2023, the reporting person was granted Restricted Stock Units which, per the terms of the Amended and Restated Interim Executive Agreement between the Issuer and the reporting person, vest on the day that a new CEO begins employment with the Issuer.

F2 · balance_after: Includes 6,789 unvested RSUs.

Read SEC document
September 07, 2023 Filed Feb 28, 2024 01:00 UTC Amendment
Jenkins Leah RVP, CHIEF ACCOUNTING OFFICER
GrantClass A Common Stock 2,324 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005603 · form4a-02272024_080215.xml · nonDerivative · entry 1

Jenkins Leah R · CIK 0001991141 · VP, CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,316

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on September 7, 2023, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2023, through December 31, 2025. The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F2 · balance_after: Includes 4,992 unvested RSUs.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 01:27 UTC PurchaseCommon Stock 522 $14.43 $7,532.46
Disclosure

SEC source: 0001398344-23-017837 · fp0085087-1_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,602,104

F1 · balance_after: The reported shares are directly owned by the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Adam K. Peterson ("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 17:04 UTC SaleClass A Common Stock 3,000 $18.27 $54,824.10
Disclosure

SEC source: 0001209191-23-037967 · doc4.xml · nonDerivative · entry 1

CUNNINGHAM KATHLEEN J · CIK 0001247599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,707

F1 · balance_after: Includes 5,409 unvested RSUs.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 20:58 UTC PurchaseCommon Stock 16,000 $18.97 $303,520.00
Disclosure

SEC source: 0001398344-23-012058 · fp0083875-1_4.xml · nonDerivative · entry 2

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,601,582

F4 · price: This transaction was executed in multiple trades at prices ranging from $18.95 to $19.01. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:58 UTC PurchaseCommon Stock 411 $18.97 $7,796.67
Disclosure

SEC source: 0001398344-23-012058 · fp0083875-1_4.xml · nonDerivative · entry 1

Peterson Adam K · CIK 0001667769 · 10% owner

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · 10% owner

MAGNOLIA GROUP, LLC · CIK 0001618376 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,585,582

F3 · price: This transaction was executed in multiple trades at prices ranging from $18.94 to $19.05. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: The reported shares are directly owned by Adam K. Peterson ("Mr. Peterson") and the Magnolia Capital Fund ("MCF"), of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Mr. Peterson is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of the shares reported herein. Mr. Peterson serves as a director of the Issuer.

F2 · balance_after: TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.

Read SEC document
May 24, 2023 Filed May 26, 2023 14:34 UTC
Morrison Ward M.Pres. & CEO - Motto & wemlo
GrantClass A Common Stock 4,898 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032448 · doc4.xml · nonDerivative · entry 3

Morrison Ward M. · CIK 0001804615 · Pres. & CEO - Motto & wemlo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,558

F5 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted time-based RSUs which vest on March 1, 2024.

F6 · balance_after: Includes 79,532 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 14:34 UTC
Morrison Ward M.Pres. & CEO - Motto & wemlo
GrantClass A Common Stock 16,458 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032448 · doc4.xml · nonDerivative · entry 2

Morrison Ward M. · CIK 0001804615 · Pres. & CEO - Motto & wemlo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,660

F3 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted time-based RSUs which vest in three equal annual installments beginning on March 1, 2024.

F4 · balance_after: Includes 76,634 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 14:34 UTC
Morrison Ward M.Pres. & CEO - Motto & wemlo
GrantClass A Common Stock 24,686 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032448 · doc4.xml · nonDerivative · entry 1

Morrison Ward M. · CIK 0001804615 · Pres. & CEO - Motto & wemlo

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,202

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2023, through December 31, 2025. The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F2 · balance_after: Includes 58,176 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 14:37 UTC
Smith Serene M.Chief of Staff & COO
GrantClass A Common Stock 5,038 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032454 · doc4.xml · nonDerivative · entry 3

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,814

F5 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted time-based RSUs which vest on March 1, 2024.

F6 · balance_after: Includes 81,804 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 14:37 UTC
Smith Serene M.Chief of Staff & COO
GrantClass A Common Stock 16,928 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032454 · doc4.xml · nonDerivative · entry 2

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,776

F3 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted time-based RSUs which vest in three equal annual installments beginning on March 1, 2024.

F4 · balance_after: Includes 76,766 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 14:37 UTC
Smith Serene M.Chief of Staff & COO
GrantClass A Common Stock 25,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032454 · doc4.xml · nonDerivative · entry 1

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,848

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2023, through December 31, 2025. The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F2 · balance_after: Includes 59,838 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:38 UTC GrantClass A Common Stock 5,409 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032458 · doc4.xml · nonDerivative · entry 1

Van De Bogart Teresa S · CIK 0001674029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,523

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted restricted stock units ("RSUs") which vest on March 1, 2024.

F2 · balance_after: Includes 5,409 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:18 UTC
Callahan Karri R.Chief Financial Officer
GrantClass A Common Stock 5,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032431 · doc4.xml · nonDerivative · entry 3

Callahan Karri R. · CIK 0001624701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,292

F5 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted time-based RSUs which vest on March 1, 2024.

F6 · balance_after: Includes 93,607 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:18 UTC
Callahan Karri R.Chief Financial Officer
GrantClass A Common Stock 20,552 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032431 · doc4.xml · nonDerivative · entry 2

Callahan Karri R. · CIK 0001624701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,904

F3 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted time-based RSUs which vest in three equal annual installments beginning on March 1, 2024.

F4 · balance_after: Includes 88,219 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:18 UTC
Callahan Karri R.Chief Financial Officer
GrantClass A Common Stock 30,828 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032431 · doc4.xml · nonDerivative · entry 1

Callahan Karri R. · CIK 0001624701 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,352

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2023, through December 31, 2025. The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F2 · balance_after: Includes 67,667 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 14:19 UTC GrantClass A Common Stock 5,409 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032434 · doc4.xml · nonDerivative · entry 1

CUNNINGHAM KATHLEEN J · CIK 0001247599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,707

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted restricted stock units ("RSUs") which vest on March 1, 2024.

F2 · balance_after: Includes 5,409 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:36 UTC GrantClass A Common Stock 5,409 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032452 · doc4.xml · nonDerivative · entry 1

Scherping Katherine Lee · CIK 0001330786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,647

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted restricted stock units ("RSUs") which vest on March 1, 2024.

F2 · balance_after: Includes 5,409 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:33 UTC GrantClass A Common Stock 5,409 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032447 · doc4.xml · nonDerivative · entry 1

Menogan Annita M · CIK 0001349040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,885

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted restricted stock units ("RSUs") which vest on March 1, 2024.

F2 · balance_after: Includes 5,409 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:35 UTC GrantClass A Common Stock 5,409 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032450 · doc4.xml · nonDerivative · entry 1

Riordan Christine M. · CIK 0001632728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,234

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted restricted stock units ("RSUs") which vest on March 1, 2024.

F2 · balance_after: Includes 5,409 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:33 UTC
Ligon William GradyChief Information Officer
GrantClass A Common Stock 15,447 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032446 · doc4.xml · nonDerivative · entry 2

Ligon William Grady · CIK 0001949293 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,069

F3 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted time-based RSUs which vest in three equal annual installments beginning on March 1, 2024.

F4 · balance_after: Includes 45,485 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:33 UTC
Ligon William GradyChief Information Officer
GrantClass A Common Stock 23,170 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032446 · doc4.xml · nonDerivative · entry 1

Ligon William Grady · CIK 0001949293 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,622

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2023, through December 31, 2025. The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F2 · balance_after: Includes 30,038 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:31 UTC GrantClass A Common Stock 5,409 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032443 · doc4.xml · nonDerivative · entry 1

Kelly Laura G. · CIK 0001586768 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,656

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted restricted stock units ("RSUs") which vest on March 1, 2024.

F2 · balance_after: Includes 5,409 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:31 UTC GrantClass A Common Stock 4,057 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032441 · doc4.xml · nonDerivative · entry 1

Jenkins Norman K. · CIK 0001712525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,057

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted restricted stock units ("RSUs") which vest on March 1, 2024.

F2 · balance_after: Includes 4,057 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:24 UTC GrantClass A Common Stock 2,705 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032438 · doc4.xml · nonDerivative · entry 1

Harrison Ronald E. · CIK 0001586499 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,803

F1 · shares: Represents shares of Class A common stock granted to the reporting person pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:20 UTC
Dow Roger J.Director
GrantClass A Common Stock 5,409 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032435 · doc4.xml · nonDerivative · entry 1

Dow Roger J. · CIK 0001586505 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,607

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted restricted stock units ("RSUs") which vest on March 1, 2024.

F2 · balance_after: Includes 5,409 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:09 UTC
Bailey Nicholas RPresident & CEO - RE/MAX, LLC
GrantClass A Common Stock 5,458 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032424 · doc4.xml · nonDerivative · entry 3

Bailey Nicholas R · CIK 0001787033 · President & CEO - RE/MAX, LLC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,110

F5 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted time-based RSUs which vest on March 1, 2024.

F6 · balance_after: Includes 88,556 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 18:09 UTC
Bailey Nicholas RPresident & CEO - RE/MAX, LLC
GrantClass A Common Stock 18,338 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032424 · doc4.xml · nonDerivative · entry 2

Bailey Nicholas R · CIK 0001787033 · President & CEO - RE/MAX, LLC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,652

F3 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted time-based RSUs which vest in three equal annual installments beginning on March 1, 2024.

F4 · balance_after: Includes 83,098 unvested RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.