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Smith Serene M.

Disclosed activity across 1 company

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93483
SEC CIK
0001707900

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RE/MAX Holdings, Inc.RMAX · Entity 9537CHIEF OF STAFF & COOMarch 01, 2024March 05, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RE/MAX Holdings, Inc.

Report date March 01, 2024 · Filed March 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect185,061 Reported balance After 2024-03-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-03-01 · Grant · Acquired 57,534 · Balance 185,061

F1: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on March 1, 2024, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2024, through December 31, 2026. The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F2: Includes 112,648 unvested RSUs.

Class A Common StockSEC Table I · non-derivativeDirect223,417 Reported balance After 2024-03-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2024-03-01 · Grant · Acquired 38,356 · Balance 223,417

F3: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on March 1, 2024, the reporting person was granted time-based RSUs which vest in three equal annual installments beginning on March 1, 2025.

F4: Includes 151,004 unvested RSUs.

Class A Common StockSEC Table I · non-derivativeDirect225,349 Reported balance After 2024-03-01 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2024-03-01 · Grant · Acquired 1,932 · Balance 225,349

F5: Represents the incremental number of RSUs above the previously reported target amount based on performance-based RSUs granted in 2021.

F4: Includes 151,004 unvested RSUs.

Class A Common StockSEC Table I · non-derivativeDirect214,988 Reported balance After 2024-03-01 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2024-03-01 · Tax withholding · Disposed 10,361 · Balance 214,988

F6: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of RSUs on March 1, 2024.

F4: Includes 151,004 unvested RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on March 1, 2024, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2024, through December 31, 2026. The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F2: Includes 112,648 unvested RSUs.

F3: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on March 1, 2024, the reporting person was granted time-based RSUs which vest in three equal annual installments beginning on March 1, 2025.

F4: Includes 151,004 unvested RSUs.

F5: Represents the incremental number of RSUs above the previously reported target amount based on performance-based RSUs granted in 2021.

F6: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of RSUs on March 1, 2024.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 5, 2024 20:15 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 10,361 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006913 · form4-03052024_080307.xml · nonDerivative · entry 4

Smith Serene M. · CIK 0001707900 · CHIEF OF STAFF & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,988

F6 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of RSUs on March 1, 2024.

F4 · balance_after: Includes 151,004 unvested RSUs.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 20:15 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 1,932 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006913 · form4-03052024_080307.xml · nonDerivative · entry 3

Smith Serene M. · CIK 0001707900 · CHIEF OF STAFF & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,349

F5 · shares: Represents the incremental number of RSUs above the previously reported target amount based on performance-based RSUs granted in 2021.

F4 · balance_after: Includes 151,004 unvested RSUs.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 20:15 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 38,356 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006913 · form4-03052024_080307.xml · nonDerivative · entry 2

Smith Serene M. · CIK 0001707900 · CHIEF OF STAFF & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,417

F3 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on March 1, 2024, the reporting person was granted time-based RSUs which vest in three equal annual installments beginning on March 1, 2025.

F4 · balance_after: Includes 151,004 unvested RSUs.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 20:15 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 57,534 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006913 · form4-03052024_080307.xml · nonDerivative · entry 1

Smith Serene M. · CIK 0001707900 · CHIEF OF STAFF & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,061

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on March 1, 2024, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2024, through December 31, 2026. The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F2 · balance_after: Includes 112,648 unvested RSUs.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 20:00 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 2,970 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005607 · form4-02272024_080234.xml · nonDerivative · entry 2

Smith Serene M. · CIK 0001707900 · CHIEF OF STAFF & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,527

F3 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock for the portion of the 2023 short term incentive paid in equity.

F2 · balance_after: Includes 81,804 unvested restricted stock units.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 20:00 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 9,683 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005607 · form4-02272024_080234.xml · nonDerivative · entry 1

Smith Serene M. · CIK 0001707900 · CHIEF OF STAFF & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,497

F1 · shares: Represents shares of RMAX Class A common stock issued on February 23, 2024 for the portion of the 2023 short term incentive that was paid in equity.

F2 · balance_after: Includes 81,804 unvested restricted stock units.

Read SEC document
May 24, 2023 Filed May 26, 2023 14:37 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 5,038 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032454 · doc4.xml · nonDerivative · entry 3

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,814

F5 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted time-based RSUs which vest on March 1, 2024.

F6 · balance_after: Includes 81,804 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 14:37 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 16,928 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032454 · doc4.xml · nonDerivative · entry 2

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,776

F3 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted time-based RSUs which vest in three equal annual installments beginning on March 1, 2024.

F4 · balance_after: Includes 76,766 unvested RSUs.

Read SEC document
May 24, 2023 Filed May 26, 2023 14:37 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 25,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032454 · doc4.xml · nonDerivative · entry 1

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,848

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2023 Omnibus Incentive Plan, on May 24, 2023, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2023, through December 31, 2025. The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F2 · balance_after: Includes 59,838 unvested RSUs.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:24 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 5,534 $18.49 $102,323.66
Disclosure

SEC source: 0001209191-23-016035 · doc4.xml · nonDerivative · entry 1

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,457

F1 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of RSUs on March 1, 2023.

F2 · balance_after: Includes 34,447 unvested RSUs.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 18:22 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 847 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013373 · doc4.xml · nonDerivative · entry 2

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,491

F3 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock for the portion of the 2022 short term incentive paid in equity.

F2 · balance_after: Includes 57,208 unvested RSUs.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 18:22 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 2,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013373 · doc4.xml · nonDerivative · entry 1

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,338

F1 · shares: Represents shares of RMAX Class A common stock issued on February 23, 2023 for the portion of the 2022 short term incentive that was paid in equity.

F2 · balance_after: Includes 57,208 unvested RSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:09 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 1,604 $29.64 $47,542.56
Disclosure

SEC source: 0001209191-22-015992 · doc4.xml · nonDerivative · entry 5

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,848

F7 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock for the portion of the 2021 bonus paid in equity on March 1, 2022.

F4 · balance_after: Includes 57,208 unvested RSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:09 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 3,295 $29.64 $97,663.80
Disclosure

SEC source: 0001209191-22-015992 · doc4.xml · nonDerivative · entry 4

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,452

F6 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of RSUs on March 1, 2022.

F4 · balance_after: Includes 57,208 unvested RSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:09 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 5,550 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015992 · doc4.xml · nonDerivative · entry 3

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,747

F5 · shares: Represents shares of RMAX Class A common stock issued on March 1, 2022, for the portion of the 2021 bonus that was paid in equity.

F4 · balance_after: Includes 57,208 unvested RSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:09 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 10,057 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015992 · doc4.xml · nonDerivative · entry 2

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,197

F3 · shares: Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on March 1, 2022, the reporting person was granted time-based RSUs which vest in three equal annual installments beginning on March 1, 2023.

F4 · balance_after: Includes 57,208 unvested RSUs.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:09 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 15,086 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015992 · doc4.xml · nonDerivative · entry 1

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,140

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on March 1, 2022, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2022, through December 31, 2024. The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F2 · balance_after: Includes 47,151 unvested RSUs.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 20:06 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 1,902 $41.72 $79,351.44
Disclosure

SEC source: 0001209191-21-017453 · doc4.xml · nonDerivative · entry 4

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,309

F6 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of RSUs on March 1, 2021.

F4 · balance_after: Includes 46,728 unvested RSUs.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 20:06 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 699 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017453 · doc4.xml · nonDerivative · entry 3

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,211

F5 · shares: Represents shares issued on March 1, 2021, for the portion of the 2020 bonus that was paid in equity.

F4 · balance_after: Includes 46,728 unvested RSUs.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 20:06 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 6,904 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017453 · doc4.xml · nonDerivative · entry 2

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,512

F3 · shares: Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on March 1, 2021, the reporting person was granted RSUs which vest in three equal annual installments beginning on March 1, 2022.

F4 · balance_after: Includes 46,728 unvested RSUs.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 20:06 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 10,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017453 · doc4.xml · nonDerivative · entry 1

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,608

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on March 1, 2021, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2021, through December 31, 2023. The number set forth above is the target amount. The number of RSUs that vest will range from 0-200% of such amount.

F2 · balance_after: Includes 39,824 unvested RSUs.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 21:36 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 SaleClass A Common Stock 4,000 $25.81 $103,240.00
Disclosure

SEC source: 0001209191-20-019867 · doc4.xml · nonDerivative · entry 1

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,709

F1 · price: The reported price represents the weighted average sale price of multiple sales on the same day at prices ranging from $25.78 to 25.88. The reporting person hereby undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 39,538 unvested Restricted Stock Units.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 20:32 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 1,153 $29.15 $33,609.95
Disclosure

SEC source: 0001209191-20-015812 · doc4.xml · nonDerivative · entry 4

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,709

F6 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of RSUs on March 1, 2020.

F4 · balance_after: Includes 39,538 unvested RSUs.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 20:32 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 1,963 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015812 · doc4.xml · nonDerivative · entry 3

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,862

F5 · shares: Represents shares issued for the stock-based portion of the 2019 performance bonus, pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan.

F4 · balance_after: Includes 39,538 unvested RSUs.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 20:32 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 13,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015812 · doc4.xml · nonDerivative · entry 2

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,899

F3 · shares: Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on March 1, 2020, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2020, through December 31, 2022. The number set forth above is the target amount. The number of RSUs that vest will range from 0-150% of such amount.

F4 · balance_after: Includes 39,538 unvested RSUs.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 20:32 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 9,332 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015812 · doc4.xml · nonDerivative · entry 1

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,902

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on March 1, 2020, the reporting person was granted RSUs which vest in three equal annual installments beginning on March 1, 2021.

F2 · balance_after: Includes 25,541 unvested RSUs.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:50 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 931 $39.23 $36,523.13
Disclosure

SEC source: 0001209191-19-016833 · doc4.xml · nonDerivative · entry 3

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,735

F5 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of restricted stock units on March 1, 2019.

F4 · balance_after: Includes 22,358 unvested RSUs.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:50 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 5,046 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016833 · doc4.xml · nonDerivative · entry 2

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,666

F3 · shares: Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on March 1, 2019, the reporting person was granted RSUs which vest in three equal annual installments beginning on March 1, 2020.

F4 · balance_after: Includes 22,358 unvested RSUs.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:50 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 7,569 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016833 · doc4.xml · nonDerivative · entry 1

Smith Serene M. · CIK 0001707900 · Chief of Staff & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,620

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on March 1, 2019, the reporting person was granted performance-based restricted stock units ("RSUs") which will vest, if at all, following the performance period of January 1, 2019, through December 31, 2021. The number set forth above is the target amount. The number of RSUs that vest will range from 0-150% of such amount.

F2 · balance_after: Includes 17,312 unvested RSUs.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 17:41 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 2,106 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050923 · doc4.xml · nonDerivative · entry 1

Smith Serene M. · CIK 0001707900 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,051

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on September 11, 2018, the reporting person was granted restricted stock units ("RSUs") which vest in equal installments on March 1, 2020 and March 1, 2021.

F2 · balance_after: Includes 13,002 unvested RSUs.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 17:12 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 3,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035795 · doc4.xml · nonDerivative · entry 2

Smith Serene M. · CIK 0001707900 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,945

F3 · shares: Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on June 1, 2018, the reporting person was granted performance-based RSUs which will vest, if at all, following the performance period of January 1, 2018 through December 31, 2020. The number set forth above is the target amount. The number of RSUs that vest will range from 0-150% of such amount.

F4 · balance_after: Includes 10,896 unvested RSUs.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 17:12 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 GrantClass A Common Stock 2,304 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035795 · doc4.xml · nonDerivative · entry 1

Smith Serene M. · CIK 0001707900 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,490

F1 · shares: Pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan, on June 1, 2018, the reporting person was granted restricted stock units ("RSUs") which vest in three equal annual installments beginning on March 1, 2019.

F2 · balance_after: Includes 7,441 unvested RSUs.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 19:23 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 268 $60.45 $16,200.60
Disclosure

SEC source: 0001209191-18-023341 · doc4.xml · nonDerivative · entry 1

Smith Serene M. · CIK 0001707900 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,186

F1 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of restricted stock units on April 1, 2018.

F2 · balance_after: Includes 5,137 unvested restricted stock units.

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March 01, 2018 Filed Mar 5, 2018 21:05 UTC RE/MAX Holdings, Inc. RMAX · Entity 9537 Tax withholdingClass A Common Stock 728 $55.30 $40,258.40
Disclosure

SEC source: 0001209191-18-017014 · doc4.xml · nonDerivative · entry 1

Smith Serene M. · CIK 0001707900 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,454

F1 · shares: Represents shares of Class A common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of Class A common stock in settlement of restricted stock units on March 1, 2018.

F2 · balance_after: Includes 6,063 unvested restricted stock units granted pursuant to the RE/MAX Holdings, Inc. 2013 Omnibus Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.