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RM

Regional Management Corp.

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Tapewire entity
2197
SEC CIK
0001519401
Parsed reports
423

Last 12 months

Inside the activity.

3 purchase rows · 98 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025039
Dec 2025015
Jan 202609
Feb 2026012
Mar 202610
Apr 2026014
May 202602
Jun 202600
Jul 202602
Aug 202621
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2022 Filed Feb 18, 2022 21:40 UTC
Fisher Brian J.EVP, Chief Strat/Dev Officer
GrantCommon Stock 6,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011326 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,028

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:32 UTC
Atwood Catherine RSVP and General Counsel
GrantCommon Stock 3,559 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011296 · doc4.xml · nonDerivative · entry 1

Atwood Catherine R · CIK 0001827360 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,789

Read SEC document
February 16, 2022 Filed Feb 18, 2022 22:42 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock, par value $0.10 per share ("Common Stock") 2,367 $53.92 $127,628.64
Disclosure

SEC source: 0001567619-22-005146 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 33,880

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:32 UTC GrantCommon Stock 697 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-005419 · doc4.xml · nonDerivative · entry 1

BANCROFT PHILIP V · CIK 0001164390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:43 UTC SaleCommon Stock 63 $58.57 $3,689.91
Disclosure

SEC source: 0001209191-22-000873 · doc4.xml · nonDerivative · entry 2

Palomares Carlos · CIK 0001525514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,401

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Plan entered into as of August 19, 2021, under which the reporting person intends to sell up to 18,000 shares. The Rule 10b5-1 Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.54 to $58.71, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 21:43 UTC SaleCommon Stock 4,937 $57.96 $286,148.52
Disclosure

SEC source: 0001209191-22-000873 · doc4.xml · nonDerivative · entry 1

Palomares Carlos · CIK 0001525514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,464

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Plan entered into as of August 19, 2021, under which the reporting person intends to sell up to 18,000 shares. The Rule 10b5-1 Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.53 to $58.49, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:25 UTC
Barnette Steven BVP, Corporate Controller
Tax withholdingCommon Stock 1,364 $57.46 $78,375.44
Disclosure

SEC source: 0001209191-22-001302 · doc4.xml · nonDerivative · entry 1

Barnette Steven B · CIK 0001854411 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,946

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:33 UTC
Parmar ManishEVP, Chief Credit Risk Officer
Tax withholdingCommon Stock 1,643 $57.46 $94,406.78
Disclosure

SEC source: 0001209191-22-001325 · doc4.xml · nonDerivative · entry 1

Parmar Manish · CIK 0001798778 · EVP, Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,589

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:37 UTC Tax withholdingCommon Stock 3,058 $57.46 $175,712.68
Disclosure

SEC source: 0001209191-22-001336 · doc4.xml · nonDerivative · entry 1

Schachtel John D. · CIK 0001708027 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,781

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:35 UTC
Rana HarpreetEVP and CFO
Tax withholdingCommon Stock 749 $57.46 $43,037.54
Disclosure

SEC source: 0001209191-22-001332 · doc4.xml · nonDerivative · entry 1

Rana Harpreet · CIK 0001832994 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,144

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:31 UTC
Fisher Brian J.EVP, Chief Strat/Dev Officer
Tax withholdingCommon Stock 2,761 $57.46 $158,647.06
Disclosure

SEC source: 0001209191-22-001321 · doc4.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,604

F2 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:28 UTC
Beck Robert WilliamDirector · President and CEO
Tax withholdingCommon Stock 8,217 $57.46 $472,148.82
Disclosure

SEC source: 0001209191-22-001315 · doc4.xml · nonDerivative · entry 2

Beck Robert William · CIK 0001783531 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,617

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:21 UTC
Atwood Catherine RSVP and General Counsel
Tax withholdingCommon Stock 2,544 $57.46 $146,178.24
Disclosure

SEC source: 0001209191-22-001274 · doc4.xml · nonDerivative · entry 1

Atwood Catherine R · CIK 0001827360 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,230

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:57 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $16.30 $0.00
Disclosure

SEC source: 0001209191-21-068122 · doc4.xml · derivative · entry 3

Campos Roel C · CIK 0001525543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,482

Underlying: Common Stock · 9,482 shares

Expires 2025-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:57 UTC Tax withholdingCommon Stock 1,188 $54.92 $65,244.96
Disclosure

SEC source: 0001209191-21-068122 · doc4.xml · nonDerivative · entry 2

Campos Roel C · CIK 0001525543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,335

F1 · shares: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer for payment of the exercise price, based on the market price of the issuer's common stock at the time of the option exercise on December 3, 2021.

F2 · price: Represents the closing market price of the issuer's common stock at the time of the option exercise on December 3, 2021.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:57 UTC Exercise / conversionCommon Stock 4,000 $16.30 $65,200.00
Disclosure

SEC source: 0001209191-21-068122 · doc4.xml · nonDerivative · entry 1

Campos Roel C · CIK 0001525543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2021 Filed Jan 5, 2022 02:31 UTC
Fisher Brian J.EVP, Chief Strat/Dev Officer
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001321 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,365

F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to the Fisher Family Philanthropic Fund, a donor advised fund, pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
December 01, 2021 Filed Jan 5, 2022 02:28 UTC
Beck Robert WilliamDirector · President and CEO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001315 · doc4.xml · nonDerivative · entry 1

Beck Robert William · CIK 0001783531 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,834

Read SEC document
November 23, 2021 Filed Nov 24, 2021 22:00 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 995 $62.30 $61,988.50
Disclosure

SEC source: 0001567619-21-021176 · doc1.xml · nonDerivative · entry 15

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 36,247

F1 · ownership.nature: See Exhibit 99.1

F6 · ownership.nature: See Exhibit 99.1

Read SEC document
November 23, 2021 Filed Nov 24, 2021 22:00 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 1,890 $62.30 $117,747.00
Disclosure

SEC source: 0001567619-21-021176 · doc1.xml · nonDerivative · entry 14

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 71,356

F1 · ownership.nature: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

Read SEC document
November 23, 2021 Filed Nov 24, 2021 22:00 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 93 $62.30 $5,793.90
Disclosure

SEC source: 0001567619-21-021176 · doc1.xml · nonDerivative · entry 13

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,288

F1 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document
November 23, 2021 Filed Nov 24, 2021 22:00 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 4,874 $62.30 $303,650.20
Disclosure

SEC source: 0001567619-21-021176 · doc1.xml · nonDerivative · entry 12

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 183,386

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
November 23, 2021 Filed Nov 24, 2021 22:00 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 13,298 $62.30 $828,465.40
Disclosure

SEC source: 0001567619-21-021176 · doc1.xml · nonDerivative · entry 11

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 872,706

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
November 22, 2021 Filed Nov 24, 2021 22:00 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 809 $63.48 $51,355.32
Disclosure

SEC source: 0001567619-21-021176 · doc1.xml · nonDerivative · entry 10

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 37,242

F1 · ownership.nature: See Exhibit 99.1

F6 · ownership.nature: See Exhibit 99.1

Read SEC document
November 22, 2021 Filed Nov 24, 2021 22:00 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 2,178 $64.49 $140,459.22
Disclosure

SEC source: 0001567619-21-021176 · doc1.xml · nonDerivative · entry 9

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 38,051

F1 · ownership.nature: See Exhibit 99.1

F6 · ownership.nature: See Exhibit 99.1

Read SEC document
November 22, 2021 Filed Nov 24, 2021 22:00 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 1,538 $63.48 $97,632.24
Disclosure

SEC source: 0001567619-21-021176 · doc1.xml · nonDerivative · entry 8

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 73,246

F1 · ownership.nature: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

Read SEC document
November 22, 2021 Filed Nov 24, 2021 22:00 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 4,059 $64.49 $261,764.91
Disclosure

SEC source: 0001567619-21-021176 · doc1.xml · nonDerivative · entry 7

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 74,784

F1 · ownership.nature: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

Read SEC document
November 22, 2021 Filed Nov 24, 2021 22:00 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 76 $63.48 $4,824.48
Disclosure

SEC source: 0001567619-21-021176 · doc1.xml · nonDerivative · entry 6

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,381

F1 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document
November 22, 2021 Filed Nov 24, 2021 22:00 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 179 $64.49 $11,543.71
Disclosure

SEC source: 0001567619-21-021176 · doc1.xml · nonDerivative · entry 5

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,457

F1 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document
November 22, 2021 Filed Nov 24, 2021 22:00 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 3,966 $63.48 $251,761.68
Disclosure

SEC source: 0001567619-21-021176 · doc1.xml · nonDerivative · entry 4

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 188,260

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
November 22, 2021 Filed Nov 24, 2021 22:00 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 10,088 $64.49 $650,575.12
Disclosure

SEC source: 0001567619-21-021176 · doc1.xml · nonDerivative · entry 3

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 192,226

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
November 22, 2021 Filed Nov 24, 2021 22:00 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 10,817 $63.48 $686,663.16
Disclosure

SEC source: 0001567619-21-021176 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 886,004

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
November 22, 2021 Filed Nov 24, 2021 22:00 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock, par value $0.10 per share ("Common Stock") 24,649 $64.49 $1,589,614.01
Disclosure

SEC source: 0001567619-21-021176 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 896,821

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
November 17, 2021 Filed Nov 19, 2021 22:12 UTC
Beck Robert WilliamDirector · President and CEO
SaleCommon Stock 423 $61.72 $26,107.56
Disclosure

SEC source: 0001209191-21-065873 · doc4.xml · nonDerivative · entry 2

Beck Robert William · CIK 0001783531 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,834

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Executive Equity Trading Plan adopted on May 19, 2021, under which the reporting person intends to sell up to 20,500 shares. The Rule 10b5-1 Executive Equity Trading Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.61 to $61.94, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 22:12 UTC
Beck Robert WilliamDirector · President and CEO
SaleCommon Stock 4,577 $61.14 $279,837.78
Disclosure

SEC source: 0001209191-21-065873 · doc4.xml · nonDerivative · entry 1

Beck Robert William · CIK 0001783531 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,257

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Executive Equity Trading Plan adopted on May 19, 2021, under which the reporting person intends to sell up to 20,500 shares. The Rule 10b5-1 Executive Equity Trading Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.60 to $61.58, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 21:43 UTC
Fisher Brian J.EVP, Chief Strat/Dev Officer
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065122 · doc4.xml · nonDerivative · entry 4

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,365

F4 · kind: Represents shares of Common Stock that the reporting person donated as a gift to the Fisher Family Philanthropic Fund, a donor advised fund.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:43 UTC
Fisher Brian J.EVP, Chief Strat/Dev Officer
SaleCommon Stock 826 $62.03 $51,236.78
Disclosure

SEC source: 0001209191-21-065122 · doc4.xml · nonDerivative · entry 3

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,365

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.96 to $62.12, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:43 UTC
Fisher Brian J.EVP, Chief Strat/Dev Officer
SaleCommon Stock 2,348 $61.26 $143,838.48
Disclosure

SEC source: 0001209191-21-065122 · doc4.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,191

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.91 to $61.76, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:43 UTC
Fisher Brian J.EVP, Chief Strat/Dev Officer
SaleCommon Stock 5,472 $60.27 $329,797.44
Disclosure

SEC source: 0001209191-21-065122 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,539

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.89 to $60.89, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
November 12, 2021 Filed Nov 12, 2021 23:03 UTC
Fisher Brian J.EVP, Chief Strat/Dev Officer
SaleCommon Stock 100 $60.21 $6,021.00
Disclosure

SEC source: 0001209191-21-064310 · doc4.xml · nonDerivative · entry 6

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,011

Read SEC document
November 11, 2021 Filed Nov 12, 2021 22:21 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 88 $60.51 $5,324.88
Disclosure

SEC source: 0001567619-21-020093 · doc1.xml · nonDerivative · entry 11

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 40,229

F1 · ownership.nature: See Exhibit 99.1

F6 · ownership.nature: See Exhibit 99.1

Read SEC document
November 11, 2021 Filed Nov 12, 2021 22:21 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 209 $60.51 $12,646.59
Disclosure

SEC source: 0001567619-21-020093 · doc1.xml · nonDerivative · entry 10

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 78,843

F1 · ownership.nature: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

Read SEC document
November 11, 2021 Filed Nov 12, 2021 22:21 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 19 $60.51 $1,149.69
Disclosure

SEC source: 0001567619-21-020093 · doc1.xml · nonDerivative · entry 9

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,636

F1 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document
November 11, 2021 Filed Nov 12, 2021 22:21 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 516 $60.51 $31,223.16
Disclosure

SEC source: 0001567619-21-020093 · doc1.xml · nonDerivative · entry 8

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 202,314

F1 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
November 11, 2021 Filed Nov 12, 2021 22:21 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 7,235 $60.51 $437,789.85
Disclosure

SEC source: 0001567619-21-020093 · doc1.xml · nonDerivative · entry 7

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 921,470

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

Read SEC document
November 11, 2021 Filed Nov 12, 2021 23:03 UTC
Fisher Brian J.EVP, Chief Strat/Dev Officer
SaleCommon Stock 4,860 $60.44 $293,738.40
Disclosure

SEC source: 0001209191-21-064310 · doc4.xml · nonDerivative · entry 5

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,111

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.01 to $60.91, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 21:40 UTC
Beck Robert WilliamDirector · President and CEO
SaleCommon Stock 3,000 $60.98 $182,940.00
Disclosure

SEC source: 0001209191-21-064220 · doc4.xml · nonDerivative · entry 1

Beck Robert William · CIK 0001783531 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,834

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.82 to $61.17, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 22:21 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 2,188 $60.80 $133,030.40
Disclosure

SEC source: 0001567619-21-020093 · doc1.xml · nonDerivative · entry 6

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 40,317

F1 · ownership.nature: See Exhibit 99.1

F6 · ownership.nature: See Exhibit 99.1

Read SEC document
November 10, 2021 Filed Nov 12, 2021 22:21 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 5,200 $60.80 $316,160.00
Disclosure

SEC source: 0001567619-21-020093 · doc1.xml · nonDerivative · entry 5

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 79,052

F1 · ownership.nature: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

Read SEC document
November 10, 2021 Filed Nov 12, 2021 22:21 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
BASSWOOD PARTNERS, L.L.C.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY PARTNERS, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD OPPORTUNITY FUND INCDirector · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL FUND, L.P.Director · 10% owner · Director-by-Deputization
BASSWOOD FINANCIAL LONG ONLY FUND, L.P.Director · 10% owner · Director-by-Deputization
SaleCommon Stock 471 $60.80 $28,636.80
Disclosure

SEC source: 0001567619-21-020093 · doc1.xml · nonDerivative · entry 4

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY PARTNERS, L.P. · CIK 0001085394 · Director · 10% owner · Director-by-Deputization

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · Director · 10% owner · Director-by-Deputization

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,655

F1 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.