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Rocket Companies, Inc.

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3094
SEC CIK
0001805284
Parsed reports
389

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 2025022
Jan 202607
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2026 Filed Mar 10, 2026 20:23 UTC
Edwards Noah A.Chief Accounting Officer
GrantClass A common stock 60,200 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000026 · wk-form4_1773174206.xml · nonDerivative · entry 1

Edwards Noah A. · CIK 0002017416 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,836

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.

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March 07, 2026 Filed Mar 10, 2026 23:18 UTC Exercise / conversionCash-Settled Restricted Stock Units · Derivative 14,796 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000034 · wk-form4_1773184694.xml · derivative · entry 12

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,752

Underlying: Class A common stock · 14,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the vesting and automatic settlement into cash of a portion of the Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F1 · derivative.exercise_date: Represents the vesting and automatic settlement into cash of a portion of the Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

F1 · derivative.expiration_date: Represents the vesting and automatic settlement into cash of a portion of the Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

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March 07, 2026 Filed Mar 10, 2026 23:18 UTC OtherClass A common stock 14,796 $14.95 $221,200.20
Disclosure

SEC source: 0001805284-26-000034 · wk-form4_1773184694.xml · nonDerivative · entry 4

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,038,536

F1 · kind: Represents the vesting and automatic settlement into cash of a portion of the Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

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March 07, 2026 Filed Mar 10, 2026 23:18 UTC Exercise / conversionClass A common stock 14,796 Not disclosed Not disclosed
Disclosure

SEC source: 0001805284-26-000034 · wk-form4_1773184694.xml · nonDerivative · entry 3

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,053,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the vesting and automatic settlement into cash of a portion of the Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") previously granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs vest in six semi-annual installments over three years.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:24 UTC
Brown Brian NicholasPresident & Chief Fin Officer
Tax withholdingClass A common stock 16,572 $14.95 $247,751.40
Disclosure

SEC source: 0001805284-26-000031 · wk-form4_1773174243.xml · nonDerivative · entry 2

Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,317,793

F2 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:24 UTC
Brown Brian NicholasPresident & Chief Fin Officer
GrantClass A common stock 367,892 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000031 · wk-form4_1773174243.xml · nonDerivative · entry 1

Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,334,365

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.

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March 07, 2026 Filed Mar 10, 2026 20:23 UTC
Krishna VarunDirector · Chief Executive Officer
Tax withholdingClass A common stock 52,082 $14.95 $778,625.90
Disclosure

SEC source: 0001805284-26-000030 · wk-form4_1773174234.xml · nonDerivative · entry 2

Krishna Varun · CIK 0001931906 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,202,181

F2 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

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March 07, 2026 Filed Mar 10, 2026 20:23 UTC
Krishna VarunDirector · Chief Executive Officer
GrantClass A common stock 1,003,344 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000030 · wk-form4_1773174234.xml · nonDerivative · entry 1

Krishna Varun · CIK 0001931906 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,254,263

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.

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March 07, 2026 Filed Mar 10, 2026 20:23 UTC
Mildenhall JonathanChief Marketing Officer
Tax withholdingClass A common stock 60,949 $14.95 $911,187.55
Disclosure

SEC source: 0001805284-26-000028 · wk-form4_1773174221.xml · nonDerivative · entry 2

Mildenhall Jonathan · CIK 0001828806 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 901,804

F2 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

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March 07, 2026 Filed Mar 10, 2026 20:23 UTC
Mildenhall JonathanChief Marketing Officer
GrantClass A common stock 234,113 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000028 · wk-form4_1773174221.xml · nonDerivative · entry 1

Mildenhall Jonathan · CIK 0001828806 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 962,753

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.

Read SEC document
March 07, 2026 Filed Mar 10, 2026 20:23 UTC
Bray Jesse KDirector · Pres & CEO, Rocket Mortgage
GrantClass A common stock 418,060 $0.00 $0.00
Disclosure

SEC source: 0001805284-26-000027 · wk-form4_1773174215.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,262,649

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2026 and will vest in six equal, semi-annual installments over three years on each March 7 and September 7, with the initial vesting date on September 7, 2026, subject to the Reporting Person's continued employment on the applicable vesting date.

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March 03, 2026 Filed Mar 4, 2026 21:05 UTC
Brown Brian NicholasPresident & Chief Fin Officer
Tax withholdingClass A common stock 39,128 $16.79 $656,959.12
Disclosure

SEC source: 0001805284-26-000016 · wk-form4_1772658303.xml · nonDerivative · entry 1

Brown Brian Nicholas · CIK 0001820672 · President & Chief Fin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 966,473

F1 · kind: Number of shares forfeited to pay tax withholding obligations upon the vesting of restricted stock units granted by the Issuer under its 2020 Omnibus Incentive Plan.

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March 01, 2026 Filed Mar 3, 2026 21:20 UTC
Bray Jesse KDirector · Pres & CEO, Rocket Mortgage
Tax withholdingClass A common stock 1,193,762 $18.19 $21,714,530.78
Disclosure

SEC source: 0001805284-26-000014 · wk-form4_1772572806.xml · nonDerivative · entry 1

Bray Jesse K · CIK 0001543932 · Director · Pres & CEO, Rocket Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,844,589

F1 · kind: Number of shares forfeited to pay tax withholding obligations.

Read SEC document
January 12, 2026 Filed Jan 13, 2026 21:03 UTC SaleClass A common stock 2,500 $22.99 $57,485.75
Disclosure

SEC source: 0001805284-26-000008 · wk-form4_1768338217.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,038,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.76 to $23.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 21:03 UTC SaleClass A common stock 2,500 $22.78 $56,943.75
Disclosure

SEC source: 0001805284-26-000008 · wk-form4_1768338217.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,041,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.355 to 23.285 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 08, 2026 Filed Jan 9, 2026 21:26 UTC SaleClass A common stock 2,500 $21.29 $53,213.25
Disclosure

SEC source: 0001805284-26-000006 · wk-form4_1767993983.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,043,536

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.92 to $21.57 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 21:26 UTC SaleClass A common stock 2,500 $21.26 $53,161.25
Disclosure

SEC source: 0001805284-26-000006 · wk-form4_1767993983.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,046,036

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.95 to $21.77 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 06, 2026 Filed Jan 7, 2026 21:03 UTC SaleClass A common stock 2,500 $20.98 $52,437.75
Disclosure

SEC source: 0001805284-26-000004 · wk-form4_1767819797.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,048,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.535 to $21.195 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 05, 2026 Filed Jan 7, 2026 21:03 UTC SaleClass A common stock 2,500 $21.04 $52,610.00
Disclosure

SEC source: 0001805284-26-000004 · wk-form4_1767819797.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,051,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $21.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 21:03 UTC SaleClass A common stock 2,500 $19.70 $49,244.75
Disclosure

SEC source: 0001805284-26-000002 · wk-form4_1767647002.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,053,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.44 to $19.975 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:03 UTC SaleClass A common stock 2,500 $19.45 $48,631.25
Disclosure

SEC source: 0001805284-26-000002 · wk-form4_1767647002.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,056,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.215 to $20.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 30, 2025 Filed Dec 31, 2025 21:09 UTC SaleClass A common stock 2,500 $19.88 $49,701.25
Disclosure

SEC source: 0001805284-25-000174 · wk-form4_1767215389.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,058,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.50 to $20.165 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 29, 2025 Filed Dec 31, 2025 21:09 UTC SaleClass A common stock 2,500 $19.25 $48,117.25
Disclosure

SEC source: 0001805284-25-000174 · wk-form4_1767215389.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,061,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.12 to $19.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 26, 2025 Filed Dec 29, 2025 21:06 UTC SaleClass A common stock 2,500 $19.38 $48,451.75
Disclosure

SEC source: 0001805284-25-000172 · wk-form4_1767042357.xml · nonDerivative · entry 3

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,063,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.33 to $19.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 24, 2025 Filed Dec 29, 2025 21:06 UTC SaleClass A common stock 2,500 $19.44 $48,591.00
Disclosure

SEC source: 0001805284-25-000172 · wk-form4_1767042357.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,066,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.04 to $19.575 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 21:06 UTC SaleClass A common stock 2,500 $18.92 $47,307.50
Disclosure

SEC source: 0001805284-25-000172 · wk-form4_1767042357.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,068,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.78 to $19.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 22, 2025 Filed Dec 23, 2025 21:06 UTC SaleClass A common stock 2,500 $18.99 $47,477.50
Disclosure

SEC source: 0001805284-25-000170 · wk-form4_1766524010.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,071,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.875 to $19.385 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 19, 2025 Filed Dec 23, 2025 21:06 UTC SaleClass A common stock 2,500 $19.21 $48,014.50
Disclosure

SEC source: 0001805284-25-000170 · wk-form4_1766524010.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,073,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.95 to $19.375 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 18, 2025 Filed Dec 19, 2025 21:13 UTC SaleClass A common stock 2,500 $18.83 $47,076.25
Disclosure

SEC source: 0001805284-25-000166 · wk-form4_1766178792.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,076,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.645 to $19.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 17, 2025 Filed Dec 19, 2025 21:13 UTC SaleClass A common stock 2,500 $18.22 $45,537.50
Disclosure

SEC source: 0001805284-25-000166 · wk-form4_1766178792.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,078,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.13 to $18.435 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 16, 2025 Filed Dec 17, 2025 21:03 UTC SaleClass A common stock 2,500 $18.08 $45,197.75
Disclosure

SEC source: 0001805284-25-000164 · wk-form4_1766005408.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,081,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.91 to $18.22 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 15, 2025 Filed Dec 17, 2025 21:03 UTC SaleClass A common stock 2,500 $17.97 $44,936.25
Disclosure

SEC source: 0001805284-25-000164 · wk-form4_1766005408.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,083,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.845 to $18.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 12, 2025 Filed Dec 12, 2025 21:59 UTC SaleClass A common stock 2,500 $18.99 $47,483.50
Disclosure

SEC source: 0001805284-25-000162 · wk-form4_1765576768.xml · nonDerivative · entry 3

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,086,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.90 to $19.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 11, 2025 Filed Dec 12, 2025 21:59 UTC SaleClass A common stock 2,500 $19.47 $48,670.50
Disclosure

SEC source: 0001805284-25-000162 · wk-form4_1765576768.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,088,536

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.31 to $19.945 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 10, 2025 Filed Dec 12, 2025 21:59 UTC SaleClass A common stock 2,500 $19.17 $47,916.00
Disclosure

SEC source: 0001805284-25-000162 · wk-form4_1765576768.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,091,036

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.955 to $19.515 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 09, 2025 Filed Dec 9, 2025 21:42 UTC SaleClass A common stock 2,500 $18.81 $47,016.25
Disclosure

SEC source: 0001805284-25-000160 · wk-form4_1765316526.xml · nonDerivative · entry 3

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,093,536

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.625 to $18.975 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 08, 2025 Filed Dec 9, 2025 21:42 UTC SaleClass A common stock 2,500 $18.78 $46,949.50
Disclosure

SEC source: 0001805284-25-000160 · wk-form4_1765316526.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,096,036

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.68 to $19.3 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 07, 2025 Filed Dec 9, 2025 21:42 UTC GrantCash-Settled Restricted Stock Units · Derivative 73,568 $0.00 $0.00
Disclosure

SEC source: 0001805284-25-000160 · wk-form4_1765316526.xml · derivative · entry 8

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,548

Underlying: Class A common stock · 73,568 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date.

F5 · derivative.exercise_date: Represents Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date.

F5 · derivative.expiration_date: Represents Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date.

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December 07, 2025 Filed Dec 9, 2025 21:42 UTC GrantClass A common stock 110,352 $0.00 $0.00
Disclosure

SEC source: 0001805284-25-000160 · wk-form4_1765316526.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,098,536

F1 · shares: Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on December 7, 2025 and will vest in six equal, semi-annual installments over three years on each June 7 and December 7, with the initial vesting date on June 7, 2026, subject to the Reporting Person's continued service on the applicable vesting date.

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December 05, 2025 Filed Dec 8, 2025 21:22 UTC SaleClass A common stock 2,500 $19.34 $48,344.00
Disclosure

SEC source: 0001805284-25-000158 · wk-form4_1765228975.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 988,184

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.08 to $19.525 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 04, 2025 Filed Dec 8, 2025 21:22 UTC SaleClass A common stock 2,500 $19.86 $49,644.25
Disclosure

SEC source: 0001805284-25-000158 · wk-form4_1765228975.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 990,684

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.46 to $20.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 03, 2025 Filed Dec 4, 2025 21:08 UTC SaleClass A common stock 2,500 $19.98 $49,947.50
Disclosure

SEC source: 0001805284-25-000157 · wk-form4_1764882486.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 993,184

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.825 to $20.105 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 02, 2025 Filed Dec 4, 2025 21:08 UTC SaleClass A common stock 2,500 $20.21 $50,536.00
Disclosure

SEC source: 0001805284-25-000157 · wk-form4_1764882486.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 995,684

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.065 to $20.575 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 01, 2025 Filed Dec 2, 2025 21:09 UTC SaleClass A common stock 2,500 $19.81 $49,534.50
Disclosure

SEC source: 0001805284-25-000155 · wk-form4_1764709772.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 998,184

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.33 to $20.015 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 28, 2025 Filed Dec 2, 2025 21:09 UTC SaleClass A common stock 2,500 $19.89 $49,721.75
Disclosure

SEC source: 0001805284-25-000155 · wk-form4_1764709772.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000,684

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.77 to $19.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 26, 2025 Filed Nov 28, 2025 20:10 UTC SaleClass A common stock 2,500 $19.85 $49,618.50
Disclosure

SEC source: 0001805284-25-000153 · wk-form4_1764360651.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,003,184

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.415 to $20.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 25, 2025 Filed Nov 28, 2025 20:10 UTC SaleClass A common stock 2,500 $19.29 $48,225.00
Disclosure

SEC source: 0001805284-25-000153 · wk-form4_1764360651.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,005,684

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.27 to $19.605 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 24, 2025 Filed Nov 25, 2025 21:05 UTC SaleClass A common stock 2,500 $17.77 $44,435.50
Disclosure

SEC source: 0001805284-25-000148 · wk-form4_1764104751.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,008,184

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.915 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 21, 2025 Filed Nov 25, 2025 21:05 UTC SaleClass A common stock 2,500 $17.03 $42,585.50
Disclosure

SEC source: 0001805284-25-000148 · wk-form4_1764104751.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,010,684

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.675 to $17.405 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 20, 2025 Filed Nov 21, 2025 21:03 UTC SaleClass A common stock 2,500 $16.91 $42,285.00
Disclosure

SEC source: 0001805284-25-000146 · wk-form4_1763758997.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,013,184

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.42 to $17.665 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.