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Rocket Companies, Inc.

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3094
SEC CIK
0001805284
Parsed reports
389

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 2025022
Jan 202607
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 07, 2022 Filed Sep 7, 2022 20:24 UTC PurchaseClass A common stock 3,000 $7.31 $21,930.00
Disclosure

SEC source: 0001805284-22-000198 · wf-form4_166258223451115.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,102

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.19 to $7.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 07, 2022 Filed Sep 7, 2022 16:23 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 27,300 $7.31 $199,563.00
Disclosure

SEC source: 0001805284-22-000197 · wf-form4_166258220556475.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,978,007

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.19 to $7.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 06, 2022 Filed Sep 7, 2022 20:24 UTC PurchaseClass A common stock 3,000 $7.25 $21,750.00
Disclosure

SEC source: 0001805284-22-000198 · wf-form4_166258223451115.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,102

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.16 to $7.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 16:23 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 27,500 $7.25 $199,375.00
Disclosure

SEC source: 0001805284-22-000197 · wf-form4_166258220556475.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,950,707

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.17 to $7.36 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 02, 2022 Filed Sep 2, 2022 20:49 UTC PurchaseClass A common stock 2,800 $7.68 $21,504.00
Disclosure

SEC source: 0001805284-22-000194 · wf-form4_166215172282548.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,102

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.56 to $7.81 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 02, 2022 Filed Sep 2, 2022 16:48 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 26,000 $7.68 $199,680.00
Disclosure

SEC source: 0001805284-22-000193 · wf-form4_166215169130632.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,923,207

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.54 to $7.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 01, 2022 Filed Sep 2, 2022 20:49 UTC PurchaseClass A common stock 2,800 $7.61 $21,308.00
Disclosure

SEC source: 0001805284-22-000194 · wf-form4_166215172282548.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,302

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.88 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 16:48 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 26,200 $7.62 $199,644.00
Disclosure

SEC source: 0001805284-22-000193 · wf-form4_166215169130632.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,897,207

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.51 to $7.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 31, 2022 Filed Aug 31, 2022 20:49 UTC PurchaseClass A common stock 2,700 $7.92 $21,384.00
Disclosure

SEC source: 0001805284-22-000189 · wf-form4_166197892502587.xml · nonDerivative · entry 3

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,502

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.80 to $8.11 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 31, 2022 Filed Aug 31, 2022 16:49 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 25,200 $7.91 $199,332.00
Disclosure

SEC source: 0001805284-22-000190 · wf-form4_166197894477701.xml · nonDerivative · entry 3

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,871,007

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.78 to $8.12 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 20:49 UTC PurchaseClass A common stock 2,700 $8.08 $21,816.00
Disclosure

SEC source: 0001805284-22-000189 · wf-form4_166197892502587.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,802

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.97 to $8.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 16:49 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 24,700 $8.08 $199,576.00
Disclosure

SEC source: 0001805284-22-000190 · wf-form4_166197894477701.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,845,807

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $7.98 to $8.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:49 UTC PurchaseClass A common stock 2,600 $8.32 $21,632.00
Disclosure

SEC source: 0001805284-22-000189 · wf-form4_166197892502587.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,102

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.22 to $8.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 16:49 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 24,000 $8.33 $199,920.00
Disclosure

SEC source: 0001805284-22-000190 · wf-form4_166197894477701.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,821,107

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.20 to $8.54 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 26, 2022 Filed Aug 26, 2022 20:34 UTC PurchaseClass A common stock 2,400 $8.80 $21,120.00
Disclosure

SEC source: 0001805284-22-000186 · wf-form4_166154604854776.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,502

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.51 to $9.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 26, 2022 Filed Aug 26, 2022 16:34 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 21,200 $8.81 $186,772.00
Disclosure

SEC source: 0001805284-22-000185 · wf-form4_166154599901435.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,797,107

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.51 to $9.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 20:34 UTC PurchaseClass A common stock 2,300 $9.26 $21,298.00
Disclosure

SEC source: 0001805284-22-000186 · wf-form4_166154604854776.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,102

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.11 to $9.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 25, 2022 Filed Aug 26, 2022 16:34 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 21,600 $9.26 $200,016.00
Disclosure

SEC source: 0001805284-22-000185 · wf-form4_166154599901435.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,775,907

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.10 to $9.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 24, 2022 Filed Aug 24, 2022 21:12 UTC PurchaseClass A common stock 2,300 $9.27 $21,321.00
Disclosure

SEC source: 0001805284-22-000182 · wf-form4_166137551850354.xml · nonDerivative · entry 3

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,802

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.10 to $9.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 24, 2022 Filed Aug 24, 2022 17:11 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 21,500 $9.27 $199,305.00
Disclosure

SEC source: 0001805284-22-000181 · wf-form4_166137548718607.xml · nonDerivative · entry 3

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,754,307

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.09 to $9.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 23, 2022 Filed Aug 24, 2022 21:12 UTC PurchaseClass A common stock 2,300 $9.43 $21,689.00
Disclosure

SEC source: 0001805284-22-000182 · wf-form4_166137551850354.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,502

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.34 to $9.53 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 23, 2022 Filed Aug 24, 2022 17:11 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 21,400 $9.43 $201,802.00
Disclosure

SEC source: 0001805284-22-000181 · wf-form4_166137548718607.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,732,807

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.31 to $9.58 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 21:12 UTC PurchaseClass A common stock 2,300 $9.33 $21,459.00
Disclosure

SEC source: 0001805284-22-000182 · wf-form4_166137551850354.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,202

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.23 to $9.60 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 17:11 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 21,400 $9.33 $199,662.00
Disclosure

SEC source: 0001805284-22-000181 · wf-form4_166137548718607.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,711,407

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.22 to $9.61 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 19, 2022 Filed Aug 19, 2022 20:53 UTC PurchaseClass A common stock 2,200 $9.81 $21,582.00
Disclosure

SEC source: 0000950142-22-002570 · es220280250_4-rizik.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,902

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.70 to $10.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 19, 2022 Filed Aug 19, 2022 16:52 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 20,300 $9.82 $199,346.00
Disclosure

SEC source: 0000950142-22-002569 · es220280248_4-farner.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,690,007

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.69 to $10.17 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 20:53 UTC PurchaseClass A common stock 2,100 $10.46 $21,966.00
Disclosure

SEC source: 0000950142-22-002570 · es220280250_4-rizik.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,702

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.29 to $10.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 16:52 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 19,100 $10.46 $199,786.00
Disclosure

SEC source: 0000950142-22-002569 · es220280248_4-farner.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,669,707

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.28 to $10.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 17, 2022 Filed Aug 17, 2022 21:24 UTC PurchaseClass A common stock 1,900 $11.02 $20,938.00
Disclosure

SEC source: 0000950142-22-002558 · es220279766_4-rizik.xml · nonDerivative · entry 3

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,602

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.86 to $11.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 17, 2022 Filed Aug 17, 2022 17:23 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 11,400 $10.96 $124,944.00
Disclosure

SEC source: 0000950142-22-002557 · es220279765_4-farner.xml · nonDerivative · entry 3

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,650,607

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.87 to $11.03 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 16, 2022 Filed Aug 17, 2022 21:24 UTC PurchaseClass A common stock 2,000 $10.91 $21,820.00
Disclosure

SEC source: 0000950142-22-002558 · es220279766_4-rizik.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,702

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.56 to $11.27 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 16, 2022 Filed Aug 17, 2022 17:23 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 14,900 $10.82 $161,218.00
Disclosure

SEC source: 0000950142-22-002557 · es220279765_4-farner.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,639,207

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.57 to $11.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 15, 2022 Filed Aug 17, 2022 21:24 UTC PurchaseClass A common stock 2,000 $10.54 $21,080.00
Disclosure

SEC source: 0000950142-22-002558 · es220279766_4-rizik.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,702

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.35 to $10.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 15, 2022 Filed Aug 17, 2022 17:23 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 18,900 $10.54 $199,206.00
Disclosure

SEC source: 0000950142-22-002557 · es220279765_4-farner.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,624,307

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.34 to $10.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 12, 2022 Filed Aug 12, 2022 20:26 UTC PurchaseClass A common stock 2,000 $10.69 $21,380.00
Disclosure

SEC source: 0001805284-22-000177 · wf-form4_166033596145806.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,702

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.50 to $10.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 12, 2022 Filed Aug 12, 2022 16:26 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 18,700 $10.68 $199,716.00
Disclosure

SEC source: 0001805284-22-000178 · wf-form4_166033597959065.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,605,407

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.44 to $10.83 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 12, 2022 Filed Aug 15, 2022 22:09 UTC
Brown Brian NicholasChief Accounting Officer
GrantClass A common stock 173,489 $0.00 $0.00
Disclosure

SEC source: 0000950142-22-002533 · es220279125_4-brown.xml · nonDerivative · entry 1

Brown Brian Nicholas · CIK 0001820672 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,091

F1 · shares: Represents restricted stock units which shall vest in two equal installments on October 31, 2022 and October 31, 2023, subject to the terms of the award agreement.

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August 11, 2022 Filed Aug 12, 2022 20:26 UTC PurchaseClass A common stock 2,000 $10.88 $21,760.00
Disclosure

SEC source: 0001805284-22-000177 · wf-form4_166033596145806.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,702

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.63 to $11.36 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 11, 2022 Filed Aug 12, 2022 16:26 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 18,300 $10.85 $198,555.00
Disclosure

SEC source: 0001805284-22-000178 · wf-form4_166033597959065.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,586,707

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.55 to $11.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 10, 2022 Filed Aug 10, 2022 20:38 UTC PurchaseClass A common stock 2,200 $10.06 $22,132.00
Disclosure

SEC source: 0001805284-22-000172 · wf-form4_166016390161152.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,702

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.83 to $10.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 10, 2022 Filed Aug 10, 2022 16:38 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 19,800 $10.06 $199,188.00
Disclosure

SEC source: 0001805284-22-000171 · wf-form4_166016386678700.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,568,407

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.82 to $10.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 09, 2022 Filed Aug 10, 2022 20:38 UTC PurchaseClass A common stock 2,200 $9.69 $21,318.00
Disclosure

SEC source: 0001805284-22-000172 · wf-form4_166016390161152.xml · nonDerivative · entry 1

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,502

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.57 to $9.85 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 09, 2022 Filed Aug 10, 2022 16:38 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 20,700 $9.69 $200,583.00
Disclosure

SEC source: 0001805284-22-000171 · wf-form4_166016386678700.xml · nonDerivative · entry 1

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,548,607

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.54 to $9.85 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 08, 2022 Filed Aug 8, 2022 21:14 UTC PurchaseClass A common stock 2,200 $9.61 $21,142.00
Disclosure

SEC source: 0001805284-22-000159 · wf-form4_165999327505177.xml · nonDerivative · entry 4

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,302

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F5 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.26 to $9.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 08, 2022 Filed Aug 8, 2022 17:15 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 20,700 $9.60 $198,720.00
Disclosure

SEC source: 0001805284-22-000160 · wf-form4_165999330169136.xml · nonDerivative · entry 4

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,527,907

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F5 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.26 to $9.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 05, 2022 Filed Aug 8, 2022 21:14 UTC PurchaseClass A common stock 800 $10.03 $8,024.00
Disclosure

SEC source: 0001805284-22-000159 · wf-form4_165999327505177.xml · nonDerivative · entry 3

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,102

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.87 to $10.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 05, 2022 Filed Aug 8, 2022 21:14 UTC PurchaseClass A common stock 1,400 $9.54 $13,356.00
Disclosure

SEC source: 0001805284-22-000159 · wf-form4_165999327505177.xml · nonDerivative · entry 2

Rizik Matthew · CIK 0001817213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,302

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.88 to $9.87 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 05, 2022 Filed Aug 8, 2022 17:15 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 7,637 $10.01 $76,446.37
Disclosure

SEC source: 0001805284-22-000160 · wf-form4_165999330169136.xml · nonDerivative · entry 3

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,507,207

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $9.85 to $10.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 05, 2022 Filed Aug 8, 2022 17:15 UTC
Farner JayDirector · Chief Executive Officer
PurchaseClass A common stock 12,963 $9.49 $123,018.87
Disclosure

SEC source: 0001805284-22-000160 · wf-form4_165999330169136.xml · nonDerivative · entry 2

Farner Jay · CIK 0001816502 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,499,570

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2022.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.83 to $9.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 05, 2022 Filed Aug 8, 2022 20:22 UTC
Booth JulieChief Fin. Officer & Treasurer
Tax withholdingClass A common stock 46,667 $9.95 $464,336.65
Disclosure

SEC source: 0001805284-22-000156 · wf-form4_165999008208247.xml · nonDerivative · entry 1

Booth Julie · CIK 0001816496 · Chief Fin. Officer & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,435

F1 · kind: Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 104,166 restricted stock units granted to the Reporting Person on August 5, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.