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Arcadia Biosciences, Inc.

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8593
SEC CIK
0001469443
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133

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2026 Filed Sep 14, 2026 20:03 UTC
Yoder AmyDirector
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001193125-26-390532 · ownership.xml · derivative · entry 1

Yoder Amy · CIK 0001402263 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,442

Underlying: Common Stock · 10,000 shares

Expires 2036-09-10

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) September 10, 2027 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 20:03 UTC GrantStock Option (Right to Buy) · Derivative 23,000 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001193125-26-390528 · ownership.xml · derivative · entry 1

Comcowich Kevin · CIK 0001688770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,042

Underlying: Common Stock · 23,000 shares

Expires 2036-09-10

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) September 10, 2027 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 20:02 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001193125-26-390521 · ownership.xml · derivative · entry 1

WALLER GREGORY D · CIK 0001204144 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,338

Underlying: Common Stock · 10,000 shares

Expires 2036-09-10

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) September 10, 2027 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 20:01 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $0.46 $0.00
Disclosure

SEC source: 0001193125-26-390520 · ownership.xml · derivative · entry 1

Murray Lilian Shackelford · CIK 0001743173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,287

Underlying: Common Stock · 10,000 shares

Expires 2036-09-10

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) September 10, 2027 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
May 09, 2025 Filed May 12, 2025 20:48 UTC
Schaefer Thomas J.Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0000950170-25-069626 · ownership.xml · derivative · entry 1

Schaefer Thomas J. · CIK 0001960808 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,975

Underlying: Common Stock · 12,500 shares

Expires 2035-05-09

F1 · derivative.exercise_date: The options were granted on 5/9/2025 and the vesting occurs as follows, subject to the Participant's continued service: (1) 25% of the shares vest on the first anniversary of the date of the award and (2) 75% of the shares vest in 36 equal installments, the first installment occurring on the last day of the month in which the initial vesting date occurs.

Read SEC document
May 09, 2025 Filed May 12, 2025 20:56 UTC
Kawakami MarkChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0000950170-25-069633 · ownership.xml · derivative · entry 1

Kawakami Mark · CIK 0002030709 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,987

Underlying: Common Stock · 12,500 shares

Expires 2035-05-09

F1 · derivative.exercise_date: The options were granted on 5/9/2025 and the vesting occurs as follows, subject to the Participant's continued service: (1) 25% of the shares vest on the first anniversary of the date of the award and (2) 75% of the shares vest in 36 equal installments, the first installment occurring on the last day of the month in which the initial vesting date occurs.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 19:24 UTC
Schaefer Thomas J.Chief Executive Officer
PurchaseCommon Stock 700 $2.49 $1,743.00
Disclosure

SEC source: 0000950170-25-014802 · ownership.xml · nonDerivative · entry 1

Schaefer Thomas J. · CIK 0001960808 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,819

F1 · shares: Reflects the purchase of 700 shares of the Issuer's common stock on 2/3/25 at a per share purchase price of $2.49 pursuant to participation in the Issuer's 2015 Employee Stock Purchase Plan ("ESPP"). This transaction is exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's common stock.

F2 · balance_after: The amount includes the 2015 Employee Stock Purchase Plan ("ESPP") purchases, for the purchase periods from February 1, 2021 to February 1, 2025. These transactions were exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Common Stock on the respective offering date or purchase date, whichever is lower.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 19:34 UTC
Kawakami MarkChief Financial Officer
PurchaseCommon Stock 700 $2.49 $1,743.00
Disclosure

SEC source: 0000950170-25-014814 · ownership.xml · nonDerivative · entry 1

Kawakami Mark · CIK 0002030709 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,681

F1 · shares: Reflects the purchase of 700 shares of the Issuer's common stock on 2/3/25 at a per share purchase price of $2.49 pursuant to participation in the Issuer's 2015 Employee Stock Purchase Plan ("ESPP"). This transaction is exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's common stock.

F2 · balance_after: The amount includes the 2015 Employee Stock Purchase Plan ("ESPP") purchases, for the purchase periods from August 1, 2022 to February 1, 2025. These transactions were exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Common Stock on the respective offering date or purchase date, whichever is lower.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 18:09 UTC
Schaefer Thomas J.Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $2.71 $0.00
Disclosure

SEC source: 0000950170-24-099593 · ownership.xml · derivative · entry 1

Schaefer Thomas J. · CIK 0001960808 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,475

Underlying: Common Stock · 20,000 shares

Expires 2034-08-19

F1 · derivative.exercise_date: The options were granted on 8/19/2024 and the vesting occurs as follows, subject to the Participant's continued service: (1) 25% of the shares vest on the first anniversary of the date of the award and (2) 75% of the shares vest in 36 equal installments, the first installment occurring on the last day of the month in which the initial vesting date occurs.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 18:26 UTC
Kawakami MarkChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $2.71 $0.00
Disclosure

SEC source: 0000950170-24-099605 · ownership.xml · derivative · entry 1

Kawakami Mark · CIK 0002030709 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,487

Underlying: Common Stock · 20,000 shares

Expires 2034-08-19

F1 · derivative.exercise_date: The options were granted on 8/19/2024 and the vesting occurs as follows, subject to the Participant's continued service: (1) 25% of the shares vest on the first anniversary of the date of the award and (2) 75% of the shares vest in 36 equal installments, the first installment occurring on the last day of the month in which the initial vesting date occurs.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 19:06 UTC GrantStock Option (Right to Buy) · Derivative 25,455 $0.00 Strike: $2.71 $0.00
Disclosure

SEC source: 0000950170-24-099617 · ownership.xml · derivative · entry 1

Comcowich Kevin · CIK 0001688770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,042

Underlying: Common Stock · 25,455 shares

Expires 2034-08-19

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) August 19, 2025 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 23:14 UTC GrantStock Option (Right to Buy) · Derivative 10,909 $0.00 Strike: $2.71 $0.00
Disclosure

SEC source: 0000950170-24-099619 · ownership.xml · derivative · entry 1

Bolles Albert D. · CIK 0001603163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,394

Underlying: Common Stock · 10,909 shares

Expires 2034-08-19

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) August 19, 2025 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 23:41 UTC
Yoder AmyDirector
GrantStock Option (Right to Buy) · Derivative 10,909 $0.00 Strike: $2.71 $0.00
Disclosure

SEC source: 0000950170-24-099644 · ownership.xml · derivative · entry 1

Yoder Amy · CIK 0001402263 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,442

Underlying: Common Stock · 10,909 shares

Expires 2034-08-19

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) August 19, 2025 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 23:32 UTC GrantStock Option (Right to Buy) · Derivative 10,909 $0.00 Strike: $2.71 $0.00
Disclosure

SEC source: 0000950170-24-099639 · ownership.xml · derivative · entry 1

WALLER GREGORY D · CIK 0001204144 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,338

Underlying: Common Stock · 10,909 shares

Expires 2034-08-19

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) August 19, 2025 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 23:26 UTC GrantStock Option (Right to Buy) · Derivative 10,909 $0.00 Strike: $2.71 $0.00
Disclosure

SEC source: 0000950170-24-099625 · ownership.xml · derivative · entry 1

Murray Lilian Shackelford · CIK 0001743173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,287

Underlying: Common Stock · 10,909 shares

Expires 2034-08-19

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) August 19, 2025 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
August 19, 2024 Filed Aug 21, 2024 23:20 UTC GrantStock Option (Right to Buy) · Derivative 10,909 $0.00 Strike: $2.71 $0.00
Disclosure

SEC source: 0000950170-24-099621 · ownership.xml · derivative · entry 1

Carosella Deborah D · CIK 0001701600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,255

Underlying: Common Stock · 10,909 shares

Expires 2034-08-19

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) August 19, 2025 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
August 01, 2024 Filed Aug 20, 2024 20:05 UTC
Schaefer Thomas J.Chief Executive Officer
PurchaseCommon Stock 700 $2.06 $1,442.00
Disclosure

SEC source: 0000950170-24-099335 · ownership.xml · nonDerivative · entry 1

Schaefer Thomas J. · CIK 0001960808 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,119

F1 · shares: Reflects the purchase of 700 shares of the Issuer's common stock on 8/1/24 at a per share purchase price of $2.06 pursuant to participation in the Issuer's 2015 Employee Stock Purchase Plan ("ESPP"). This transaction is exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's common stock.

F2 · balance_after: The amount includes the 2015 Employee Stock Purchase Plan ("ESPP") purchases, for the purchase periods from February 1, 2021 to August 1, 2024. These transactions were exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Common Stock on the date of each respective purchase.

Read SEC document
August 01, 2024 Filed Aug 20, 2024 20:11 UTC
Kawakami MarkChief Financial Officer
PurchaseCommon Stock 700 $2.06 $1,442.00
Disclosure

SEC source: 0000950170-24-099338 · ownership.xml · nonDerivative · entry 1

Kawakami Mark · CIK 0002030709 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,981

F1 · shares: Reflects the purchase of 700 shares of the Issuer's common stock on 8/1/24 at a per share purchase price of $2.06 pursuant to participation in the Issuer's 2015 Employee Stock Purchase Plan ("ESPP"). This transaction is exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's common stock.

F2 · balance_after: The amount includes the 2015 Employee Stock Purchase Plan ("ESPP") purchases, for the purchase periods from February 1, 2022 to August 1, 2024. These transactions were exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Common Stock on the date of each respective purchase.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 16:29 UTC
Schaefer Thomas J.Chief Financial Officer
PurchaseCommon Stock 700 $2.06 $1,442.00
Disclosure

SEC source: 0000950170-24-011271 · ownership.xml · nonDerivative · entry 1

Schaefer Thomas J. · CIK 0001960808 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,419

F1 · shares: Reflects the purchase of 700 shares of the Issuer's common stock on 2/1/24 at a per share purchase price of $2.06 pursuant to participation in the Issuer's 2015 Employee Stock Purchase Plan ("ESPP"). This transaction is exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's common stock.

F2 · balance_after: The amount includes the 2015 Employee Stock Purchase Plan ("ESPP") purchases, for the purchase periods from February 1, 2021 to February 1, 2024. These transactions were exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Common Stock on the date of each respective purchase.

Read SEC document
August 04, 2023 Filed Aug 7, 2023 19:55 UTC
Schaefer Thomas J.Chief Financial Officer
PurchaseCommon Stock 649 $3.67 $2,381.83
Disclosure

SEC source: 0001209191-23-044889 · doc4.xml · nonDerivative · entry 1

Schaefer Thomas J. · CIK 0001960808 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 719

F1 · shares: Reflects the purchase of 649 shares of the Issuer's common stock on 8/1/23 at a per share purchase price of $3.67 pursuant to participation in the Issuer's 2015 Employee Stock Purchase Plan ("ESPP"). This transaction is exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's common stock.

F2 · balance_after: The amount includes the 2015 Employee Stock Purchase Plan ("ESPP") purchases, for the purchase periods from February 1, 2021 to August 1, 2023. These transactions were exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Common Stock on the date of each respective purchase.

Read SEC document
June 06, 2023 Filed Jun 16, 2023 12:40 UTC GrantStock Option (Right to Buy) · Derivative 2,186 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001209191-23-037748 · doc4.xml · derivative · entry 1

Comcowich Kevin · CIK 0001688770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,587

Underlying: Common Stock · 2,186 shares

Expires 2033-06-06

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 6, 2024 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
June 06, 2023 Filed Jun 16, 2023 17:06 UTC GrantStock Option (Right to Buy) · Derivative 937 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001209191-23-037757 · doc4.xml · derivative · entry 1

Bolles Albert D. · CIK 0001603163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,485

Underlying: Common Stock · 937 shares

Expires 2033-06-06

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 6, 2024 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
June 06, 2023 Filed Jun 16, 2023 17:19 UTC GrantStock Option (Right to Buy) · Derivative 937 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001209191-23-037763 · doc4.xml · derivative · entry 1

Carosella Deborah D · CIK 0001701600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,346

Underlying: Common Stock · 937 shares

Expires 2033-06-06

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 6, 2024 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
June 06, 2023 Filed Jun 16, 2023 17:13 UTC
Yoder AmyDirector
GrantStock Option (Right to Buy) · Derivative 937 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001209191-23-037761 · doc4.xml · derivative · entry 1

Yoder Amy · CIK 0001402263 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,533

Underlying: Common Stock · 937 shares

Expires 2033-06-06

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 6, 2024 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
June 06, 2023 Filed Jun 16, 2023 16:59 UTC GrantStock Option (Right to Buy) · Derivative 937 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001209191-23-037752 · doc4.xml · derivative · entry 1

WALLER GREGORY D · CIK 0001204144 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,429

Underlying: Common Stock · 937 shares

Expires 2033-06-06

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 6, 2024 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
June 06, 2023 Filed Jun 16, 2023 16:51 UTC GrantStock Option (Right to Buy) · Derivative 937 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001209191-23-037750 · doc4.xml · derivative · entry 1

Murray Lilian Shackelford · CIK 0001743173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,378

Underlying: Common Stock · 937 shares

Expires 2033-06-06

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 6, 2024 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

Read SEC document
May 30, 2023 Filed May 30, 2023 22:24 UTC
Jacot Stanley JrChief Executive Officer
PurchaseCommon stock 5,000 $4.31 $21,550.00
Disclosure

SEC source: 0001209191-23-032996 · doc4.xml · nonDerivative · entry 1

Jacot Stanley Jr · CIK 0001909085 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: This transaction was executed in multiple trades at prices ranging from $4.27 to $4.35. The price reported above reflects the weighted average purchase price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
April 04, 2023 Filed Apr 28, 2023 17:24 UTC
Schaefer Thomas J.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $7.55 $0.00
Disclosure

SEC source: 0001209191-23-026079 · doc4.xml · derivative · entry 1

Schaefer Thomas J. · CIK 0001960808 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,475

Underlying: Common Stock · 1,500 shares

Expires 2033-04-04

F1 · derivative.exercise_date: The options were granted on 4/4/2023 and the vesting occurs as follows, subject to the Participant's continued service: (1) 25% of the shares vest on the first anniversary of the date of the award and (2) 75% of the shares vest in 36 equal installments, the first installment occurring on the last day of the month in which the initial vesting date occurs.

Read SEC document
April 04, 2023 Filed Apr 28, 2023 17:30 UTC
PITLIK LAURAChief Marketing Officer
GrantStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $7.55 $0.00
Disclosure

SEC source: 0001209191-23-026082 · doc4.xml · derivative · entry 1

PITLIK LAURA · CIK 0001872366 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 1,500 shares

Expires 2033-04-04

F1 · derivative.exercise_date: The options were granted on 4/4/2023 and the vesting occurs as follows, subject to the Participant's continued service: (1) 25% of the shares vest on the first anniversary of the date of the award and (2) 75% of the shares vest in 36 equal installments, the first installment occurring on the last day of the month in which the initial vesting date occurs.

Read SEC document
April 04, 2023 Filed Apr 28, 2023 21:26 UTC
Jacot Stanley JrChief Executive Officer
GrantStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $7.55 $0.00
Disclosure

SEC source: 0001209191-23-026080 · doc4.xml · derivative · entry 1

Jacot Stanley Jr · CIK 0001909085 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,402

Underlying: Common Stock · 1,500 shares

Expires 2033-04-04

F1 · derivative.exercise_date: The options were granted on 4/4/2023 and the vesting occurs as follows, subject to the Participant's continued service: (1) 25% of the shares vest on the first anniversary of the date of the award and (2) 75% of the shares vest in 36 equal installments, the first installment occurring on the last day of the month in which the initial vesting date occurs.

Read SEC document
February 01, 2023 Filed Feb 2, 2023 19:07 UTC
Schaefer Thomas J.Chief Financial Officer
PurchaseCommon Stock 700 $0.23 $161.00
Disclosure

SEC source: 0001209191-23-006429 · doc4.xml · nonDerivative · entry 1

Schaefer Thomas J. · CIK 0001960808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

F1 · shares: Reflects the purchase of 700 shares of the Issuer's common stock on 2/1/23 at a per share purchase price of $0.23 pursuant to participation in the Issuer's 2015 Employee Stock Purchase Plan ("ESPP"). This transaction is exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's common stock.

F2 · balance_after: The amount includes the 2015 Employee Stock Purchase Plan ("ESPP") purchases, for the purchase periods from February 1, 2021 to February 1, 2023. These transactions were exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Common Stock on the date of each respective purchase.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 21:07 UTC
Schaefer Thomas J.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001209191-23-002182 · doc4.xml · derivative · entry 1

Schaefer Thomas J. · CIK 0001960808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,000

Underlying: Common Stock · 50,000 shares

Expires 2033-01-03

F1 · derivative.exercise_date: The options were granted on 1/3/2023 and the vesting occurs as follows, subject to the Participant's continued service: (1) 25% of the shares vest on the first anniversary of the date of the award and (2) 75% of the shares vest in 36 equal installments, the first installment occurring on the last day of the month in which the initial vesting date occurs.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 21:00 UTC
PITLIK LAURAChief Marketing Officer
GrantStock Option (right to buy) · Derivative 23,000 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001209191-22-046793 · doc4.xml · derivative · entry 1

PITLIK LAURA · CIK 0001872366 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,000

Underlying: Common Stock · 23,000 shares

Expires 2032-08-16

F1 · derivative.exercise_date: The option vests in two equal installments occurring on the first, and second anniversary of the date of grant.

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August 16, 2022 Filed Aug 19, 2022 00:56 UTC
Haley PamelaChief Financial Officer
GrantStock Option (right to buy) · Derivative 23,000 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001209191-22-046792 · doc4.xml · derivative · entry 1

Haley Pamela · CIK 0001787373 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,313

Underlying: Common Stock · 23,000 shares

Expires 2032-08-16

F1 · derivative.exercise_date: The option vests in two equal installments occurring on the first, and second anniversary of the date of grant.

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August 01, 2022 Filed Aug 3, 2022 21:23 UTC
Haley PamelaChief Financial Officer
PurchaseCommon Stock 700 $0.70 $490.00
Disclosure

SEC source: 0001209191-22-044269 · doc4.xml · nonDerivative · entry 1

Haley Pamela · CIK 0001787373 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,088

F1 · shares: Reflects the purchase of 700 shares of the Issuer's common stock on 8/1/22 at a per share purchase price of $0.70 pursuant to participation in the Issuer's 2015 Employee Stock Purchase Plan ("ESPP"). This transaction is exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's common stock.

F2 · balance_after: The amount includes the 2015 Employee Stock Purchase Plan ("ESPP") purchases, for the purchase period of August 4, 2020 to August 1, 2022. These transactions were exempt from Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Common Stock on the date of each respective purchase.

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June 01, 2022 Filed Jun 3, 2022 16:54 UTC GrantStock Option (right to buy) · Derivative 55,114 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001209191-22-034139 · doc4.xml · derivative · entry 1

Comcowich Kevin · CIK 0001688770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,239

Underlying: Common Stock · 55,114 shares

Expires 2032-06-01

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 1, 2023 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

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June 01, 2022 Filed Jun 3, 2022 20:49 UTC GrantStock Option (right to buy) · Derivative 23,620 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001209191-22-034126 · doc4.xml · derivative · entry 1

Bolles Albert D. · CIK 0001603163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,018

Underlying: Common Stock · 23,620 shares

Expires 2032-06-01

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 1, 2023 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

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June 01, 2022 Filed Jun 3, 2022 20:44 UTC GrantStock Option (right to buy) · Derivative 23,620 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001209191-22-034108 · doc4.xml · derivative · entry 1

Murray Lilian Shackelford · CIK 0001743173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,765

Underlying: Common Stock · 23,620 shares

Expires 2032-06-01

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 1, 2023 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

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June 01, 2022 Filed Jun 3, 2022 17:23 UTC
Yoder AmyDirector
GrantStock Option (right to buy) · Derivative 23,620 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001209191-22-033874 · doc4.xml · derivative · entry 1

Yoder Amy · CIK 0001402263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,931

Underlying: Common Stock · 23,620 shares

Expires 2032-06-01

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 1, 2023 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

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June 01, 2022 Filed Jun 3, 2022 18:25 UTC GrantStock Option (right to buy) · Derivative 23,620 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001209191-22-033912 · doc4.xml · derivative · entry 1

WALLER GREGORY D · CIK 0001204144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,777

Underlying: Common Stock · 23,620 shares

Expires 2032-06-01

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 1, 2023 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

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June 01, 2022 Filed Jun 3, 2022 16:49 UTC GrantStock Option (right to buy) · Derivative 23,620 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001209191-22-033860 · doc4.xml · derivative · entry 1

Carosella Deborah D · CIK 0001701600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,408

Underlying: Common Stock · 23,620 shares

Expires 2032-06-01

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 1, 2023 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

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April 11, 2022 Filed Apr 13, 2022 16:01 UTC
PITLIK LAURAChief Marketing Officer
GrantStock Option (right to buy) · Derivative 23,000 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001209191-22-024268 · doc4.xml · derivative · entry 2

PITLIK LAURA · CIK 0001872366 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,000

Underlying: Common Stock · 23,000 shares

Expires 2032-04-11

F2 · derivative.exercise_date: The Option vests in two equal installments occurring on the first, and second anniversary of the date of grant, subject to the Participant's continued service.

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April 11, 2022 Filed Apr 13, 2022 16:01 UTC
PITLIK LAURAChief Marketing Officer
GrantStock Option (right to buy) · Derivative 31,000 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001209191-22-024268 · doc4.xml · derivative · entry 1

PITLIK LAURA · CIK 0001872366 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,000

Underlying: Common Stock · 31,000 shares

Expires 2032-04-11

F1 · derivative.exercise_date: 25% of the total number of shares subject to the Option will vest on the first anniversary of the date of the award; the remaining 75% will vest in 36 equal installments, subject to the Participant's continued service.

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April 11, 2022 Filed Apr 13, 2022 19:55 UTC
Haley PamelaChief Financial Officer
GrantStock Option (right to buy) · Derivative 38,000 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001209191-22-024267 · doc4.xml · derivative · entry 2

Haley Pamela · CIK 0001787373 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,313

Underlying: Common Stock · 38,000 shares

Expires 2032-04-11

F2 · derivative.exercise_date: The option vests in two equal installments occurring on the first, and second anniversary of the date of grant.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 19:55 UTC
Haley PamelaChief Financial Officer
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001209191-22-024267 · doc4.xml · derivative · entry 1

Haley Pamela · CIK 0001787373 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,313

Underlying: Common Stock · 50,000 shares

Expires 2032-04-11

F1 · derivative.exercise_date: 25% of the total number of shares subject to the Option will vest on the first anniversary of the date of the award; the remaining 75% will vest in 36 equal installments, subject to the Participant's continued service.

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February 02, 2022 Filed Feb 4, 2022 19:01 UTC
Jacot Stanley JrChief Executive Officer
GrantStock Option (right to buy) · Derivative 316,108 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001209191-22-007154 · doc4.xml · derivative · entry 1

Jacot Stanley Jr · CIK 0001909085 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,108

Underlying: Common Stock · 316,108 shares

Expires 2032-02-02

F1 · derivative.exercise_date: 25% of the total number of shares subject to the Option will vest on the first anniversary of the date of the award; the remaining 75% will vest in 36 equal installments, subject to the Participant's continued service.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 18:33 UTC
PITLIK LAURAChief Marketing Officer
GrantStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001209191-21-046592 · doc4.xml · derivative · entry 1

PITLIK LAURA · CIK 0001872366 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2031-07-12

F1 · derivative.exercise_date: 25% of the total number of shares subject to the Option will vest on the first anniversary of the date of the award; the remaining 75% will vest in 36 equal installments, subject to the Participant's continued service.

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June 02, 2021 Filed Jun 4, 2021 16:06 UTC GrantStock Option (right to buy) · Derivative 25,514 $0.00 Strike: $2.89 $0.00
Disclosure

SEC source: 0001209191-21-038190 · doc4.xml · derivative · entry 1

Comcowich Kevin · CIK 0001688770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,124

Underlying: Common Stock · 25,514 shares

Expires 2031-06-02

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 2, 2022 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

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June 02, 2021 Filed Jun 4, 2021 19:48 UTC GrantStock Option (right to buy) · Derivative 10,935 $0.00 Strike: $2.89 $0.00
Disclosure

SEC source: 0001209191-21-038166 · doc4.xml · derivative · entry 1

Bolles Albert D. · CIK 0001603163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,398

Underlying: Common Stock · 10,935 shares

Expires 2031-06-02

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 2, 2022 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

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June 02, 2021 Filed Jun 4, 2021 20:17 UTC
Yoder AmyDirector
GrantStock Option (right to buy) · Derivative 10,935 $0.00 Strike: $2.89 $0.00
Disclosure

SEC source: 0001209191-21-038217 · doc4.xml · derivative · entry 1

Yoder Amy · CIK 0001402263 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,311

Underlying: Common Stock · 10,935 shares

Expires 2031-06-02

F1 · derivative.exercise_date: The Option will become 100% vested and exercisable on the earlier to occur of (i) June 2, 2022 or (ii) the date of the Issuer's next Annual Meeting of Stockholders, subject to the Participant's continued service.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.