Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2017 Filed Feb 21, 2017 22:19 UTC |
Edwards Jeffrey NDirector
|
GrantRestricted Stock Units · Derivative | 1,580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003966 · doc4.xml · derivative · entry 1 Edwards Jeffrey N · CIK 0001293146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580 Underlying: Common Stock · 1,580 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:14 UTC |
Johnson Gordon LDirector
|
GrantRestricted Stock Units · Derivative | 1,580 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003964 · doc4.xml · derivative · entry 1 Johnson Gordon L · CIK 0001500125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580 Underlying: Common Stock · 1,580 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2018. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 20:06 UTC |
Elwyn Tashtego SPresident - RJA
|
GiftCommon Stock | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003910 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,425 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 16:52 UTC |
Broader Shelley GDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003855 · doc4.xml · derivative · entry 2 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. F2 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 16:52 UTC |
Broader Shelley GDirector
|
Exercise / conversionCommon Stock | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003855 · doc4.xml · nonDerivative · entry 1 Broader Shelley G. · CIK 0001426843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 14:51 UTC |
STORY SUSAN NDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003833 · doc4.xml · derivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. F2 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 14:51 UTC |
STORY SUSAN NDirector
|
Exercise / conversionCommon Stock | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003833 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,714.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 14:39 UTC |
MCGEARY RODERICK CDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003829 · doc4.xml · derivative · entry 2 MCGEARY RODERICK C · CIK 0001206884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. F2 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 14:39 UTC |
MCGEARY RODERICK CDirector
|
Exercise / conversionCommon Stock | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003829 · doc4.xml · nonDerivative · entry 1 MCGEARY RODERICK C · CIK 0001206884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 14:35 UTC |
Esty BenjaminDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003827 · doc4.xml · derivative · entry 2 Esty Benjamin · CIK 0001325337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. F2 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 14:35 UTC |
Esty BenjaminDirector
|
Exercise / conversionCommon Stock | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003827 · doc4.xml · nonDerivative · entry 1 Esty Benjamin · CIK 0001325337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 14:27 UTC |
Edwards Jeffrey NDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003825 · doc4.xml · derivative · entry 2 Edwards Jeffrey N · CIK 0001293146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. F2 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 14:27 UTC |
Edwards Jeffrey NDirector
|
Exercise / conversionCommon Stock | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003825 · doc4.xml · nonDerivative · entry 1 Edwards Jeffrey N · CIK 0001293146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 14:17 UTC |
Johnson Gordon LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003823 · doc4.xml · derivative · entry 2 Johnson Gordon L · CIK 0001500125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. F2 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 14:17 UTC |
Johnson Gordon LDirector
|
Exercise / conversionCommon Stock | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003823 · doc4.xml · nonDerivative · entry 1 Johnson Gordon L · CIK 0001500125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 13:59 UTC |
von Arentschildt CharlesDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003822 · doc4.xml · derivative · entry 2 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. F2 · derivative.expiration_date: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 13:59 UTC |
von Arentschildt CharlesDirector
|
Exercise / conversionCommon Stock | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-003822 · doc4.xml · nonDerivative · entry 1 von Arentschildt Charles · CIK 0001648867 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 20:18 UTC |
JULIEN JEFFREY PCFO, Executive VP - Fin
|
SaleCommon Stock | 7,752 | $77.75 | $602,700.17 |
DisclosureSEC source: 0001225208-17-003168 · doc4.xml · nonDerivative · entry 1 JULIEN JEFFREY P · CIK 0001182753 · CFO, Executive VP - Fin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,636 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $77.43 to $78.03. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 19:17 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,418 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-17-002701 · doc4.xml · derivative · entry 5 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,418 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of the 10,000 employee stock options granted, 60% vested on 11/29/2015, 20% on 11/29/2016, and 20% will vest on 11/29/2017. Read SEC document |
| February 09, 2017 Filed Feb 9, 2017 19:17 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionCommon Stock | 2,418 | $37.87 | $91,569.66 |
DisclosureSEC source: 0001225208-17-002701 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 14:54 UTC |
ZANK DENNIS WChief Operating Officer
|
SaleCommon Stock | 12,500 | $76.98 | $962,266.25 |
DisclosureSEC source: 0001225208-17-002632 · doc4.xml · nonDerivative · entry 1 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,393 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $76.89 to $77.02. Read SEC document |
| February 01, 2017 Filed May 24, 2017 14:36 UTC |
JAMES THOMAS ADirector · Chairman Emeritus · 10% owner
|
GiftCommon Stock | 662,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010339 · doc4.xml · nonDerivative · entry 1 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Robert A. James Trust Disclosed balance after: 662,754 F1 · balance_after: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 15:41 UTC |
Catanese GeorgeSVP, Chief Risk Officer
|
SaleCommon Stock | 4,500 | $74.53 | $335,396.70 |
DisclosureSEC source: 0001225208-17-002156 · doc4.xml · nonDerivative · entry 1 Catanese George · CIK 0001340350 · SVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,678 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $74.51 to $74.62. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 13:43 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 791 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-17-002092 · doc4.xml · derivative · entry 6 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,418 Underlying: Common Stock · 791 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of the 10,000 employee stock options granted on 11/29/2012, 60% vested on 11/29/2015, 20% on 11/29/2016, and 20% will vest on 11/29/2017. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 13:43 UTC |
Elwyn Tashtego SPresident - RJA
|
SaleCommon Stock | 791 | $74.03 | $58,557.81 |
DisclosureSEC source: 0001225208-17-002092 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,457 Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 13:43 UTC |
Elwyn Tashtego SPresident - RJA
|
Exercise / conversionCommon Stock | 791 | $37.87 | $29,955.17 |
DisclosureSEC source: 0001225208-17-002092 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 18:25 UTC |
Elwyn Tashtego SPresident - RJA
|
GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001680 · doc4.xml · nonDerivative · entry 4 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA Custodian for Son Disclosed balance after: 50 F1 · kind: Transfer to son's account held under the Uniform Transfers to Minors Act ("UTMA"). The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 18:25 UTC |
Elwyn Tashtego SPresident - RJA
|
GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001680 · doc4.xml · nonDerivative · entry 3 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA Custodian for Daughter Disclosed balance after: 50 F2 · kind: Transfer to daughter's account held under the UTMA. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 18:25 UTC |
Elwyn Tashtego SPresident - RJA
|
GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001680 · doc4.xml · nonDerivative · entry 2 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,457 F2 · kind: Transfer to daughter's account held under the UTMA. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 18:25 UTC |
Elwyn Tashtego SPresident - RJA
|
GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001680 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,507 F1 · kind: Transfer to son's account held under the Uniform Transfers to Minors Act ("UTMA"). The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 21:10 UTC |
TROCIN JEFFREY EExecutive Vice President - RJF
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,310 | $0.00 Strike: $27.10 | $0.00 |
DisclosureSEC source: 0001225208-17-001450 · doc4.xml · derivative · entry 4 TROCIN JEFFREY E · CIK 0001185788 · Executive Vice President - RJF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,310 shares Expires 2017-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of the 25,000 employee stock options granted on 11/22/2011, 60% became exercisable on 11/22/2014, 20% on 11/22/2015, and 20% on 11/22/2016. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 21:10 UTC |
TROCIN JEFFREY EExecutive Vice President - RJF
|
Tax withholdingCommon Stock | 491 | $72.21 | $35,455.11 |
DisclosureSEC source: 0001225208-17-001450 · doc4.xml · nonDerivative · entry 2 TROCIN JEFFREY E · CIK 0001185788 · Executive Vice President - RJF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,724 Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 21:10 UTC |
TROCIN JEFFREY EExecutive Vice President - RJF
|
Exercise / conversionCommon Stock | 1,310 | $27.10 | $35,501.00 |
DisclosureSEC source: 0001225208-17-001450 · doc4.xml · nonDerivative · entry 1 TROCIN JEFFREY E · CIK 0001185788 · Executive Vice President - RJF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 16:51 UTC |
TROCIN JEFFREY EExecutive Vice President - RJF
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,690 | $0.00 Strike: $27.10 | $0.00 |
DisclosureSEC source: 0001225208-17-000935 · doc4.xml · derivative · entry 4 TROCIN JEFFREY E · CIK 0001185788 · Executive Vice President - RJF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,310 Underlying: Common Stock · 3,690 shares Expires 2017-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of the 25,0000 employee stock options granted on 11/22/2011, 60% became exercisable on 11/22/2014, 20% on 11/22/2015, and 20% on 11/22/2016. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 16:51 UTC |
TROCIN JEFFREY EExecutive Vice President - RJF
|
Tax withholdingCommon Stock | 1,339 | $74.66 | $99,969.74 |
DisclosureSEC source: 0001225208-17-000935 · doc4.xml · nonDerivative · entry 2 TROCIN JEFFREY E · CIK 0001185788 · Executive Vice President - RJF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,905 Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 16:51 UTC |
TROCIN JEFFREY EExecutive Vice President - RJF
|
Exercise / conversionCommon Stock | 3,690 | $27.10 | $99,999.00 |
DisclosureSEC source: 0001225208-17-000935 · doc4.xml · nonDerivative · entry 1 TROCIN JEFFREY E · CIK 0001185788 · Executive Vice President - RJF 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 21:04 UTC |
ACKART JENNIFER CSVP, Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $27.10 | $0.00 |
DisclosureSEC source: 0001225208-17-000676 · doc4.xml · derivative · entry 4 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2017-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of the 7,000 employee stock options granted on 11/22/2011, 60% vested on 11/22/2014, 20% on 11/22/2015, and 20% on 11/22/2016. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 21:04 UTC |
ACKART JENNIFER CSVP, Controller
|
Tax withholdingCommon Stock | 2,623 | $72.31 | $189,669.13 |
DisclosureSEC source: 0001225208-17-000676 · doc4.xml · nonDerivative · entry 2 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,499 Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 21:04 UTC |
ACKART JENNIFER CSVP, Controller
|
Exercise / conversionCommon Stock | 7,000 | $27.10 | $189,700.00 |
DisclosureSEC source: 0001225208-17-000676 · doc4.xml · nonDerivative · entry 1 ACKART JENNIFER C · CIK 0001181167 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 18:16 UTC |
Curtis Scott APresident - RJFS
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,057 | $0.00 Strike: $27.10 | $0.00 |
DisclosureSEC source: 0001225208-17-000569 · doc4.xml · derivative · entry 3 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,057 shares Expires 2017-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of the 10,000 employee stock options granted on 11/22/2011, 60% vested on 11/22/2014, 20% on 11/22/2015, and 20% on 11/22/2016. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 18:16 UTC |
Curtis Scott APresident - RJFS
|
Exercise / conversionCommon Stock | 7,057 | $27.10 | $191,244.70 |
DisclosureSEC source: 0001225208-17-000569 · doc4.xml · nonDerivative · entry 1 Curtis Scott A · CIK 0001601143 · President - RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 16:56 UTC |
ZANK DENNIS WChief Operating Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $37.87 | $0.00 |
DisclosureSEC source: 0001225208-17-000216 · doc4.xml · derivative · entry 7 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2019-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Of the 12,500 employee stock options granted on 11/29/2012, 60% vested on 11/29/2015, 20% on 11/29/2016, and 20% will vest on 11/29/2017. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 16:56 UTC |
ZANK DENNIS WChief Operating Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $48.20 | $0.00 |
DisclosureSEC source: 0001225208-17-000216 · doc4.xml · derivative · entry 6 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 7,500 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Of the 12,500 employee stock options granted on 11/21/2013, 60% vested on 11/21/2016, 20% will vest on 11/21/2017, and 20% on 11/21/2018. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 16:56 UTC |
ZANK DENNIS WChief Operating Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,310 | $0.00 Strike: $27.10 | $0.00 |
DisclosureSEC source: 0001225208-17-000216 · doc4.xml · derivative · entry 5 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,310 shares Expires 2017-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Of the 25,000 employee stock options granted on 2/23/2012, 60% vested on 11/22/2014, 20% on 11/22/2015, and 20% on 11/22/2016. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 16:56 UTC |
ZANK DENNIS WChief Operating Officer
|
Exercise / conversionCommon Stock | 1,310 | $27.10 | $35,501.00 |
DisclosureSEC source: 0001225208-17-000216 · doc4.xml · nonDerivative · entry 3 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 16:56 UTC |
ZANK DENNIS WChief Operating Officer
|
Exercise / conversionCommon Stock | 2,500 | $37.87 | $94,675.00 |
DisclosureSEC source: 0001225208-17-000216 · doc4.xml · nonDerivative · entry 2 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 16:56 UTC |
ZANK DENNIS WChief Operating Officer
|
Exercise / conversionCommon Stock | 7,500 | $48.20 | $361,500.00 |
DisclosureSEC source: 0001225208-17-000216 · doc4.xml · nonDerivative · entry 1 ZANK DENNIS W · CIK 0001182767 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:17 UTC |
REILLY PAUL CDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 3,293 | $69.68 | $229,456.24 |
DisclosureSEC source: 0001225208-17-000689 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,970 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:07 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 649 | $69.68 | $45,222.32 |
DisclosureSEC source: 0001225208-17-000609 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,513 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 18:59 UTC |
Carson John C Jr.President
|
Tax withholdingCommon Stock | 1,203 | $69.68 | $83,825.04 |
DisclosureSEC source: 0001225208-17-000577 · doc4.xml · nonDerivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,400 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.