Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2022 Filed Feb 28, 2022 13:42 UTC |
STORY SUSAN NDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003494 · doc4.xml · derivative · entry 3 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,683 Underlying: Common Stock · 1,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F4 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F5 · balance_after: The RSU grant was previously reported as covering 1,283 shares awarded on February 18, 2021, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 13:42 UTC |
STORY SUSAN NDirector
|
GrantRestricted Stock Units · Derivative | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003494 · doc4.xml · derivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,608 Underlying: Common Stock · 1,683 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2023. F3 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2023. Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 13:42 UTC |
STORY SUSAN NDirector
|
Exercise / conversionCommon Stock | 1,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003494 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,537.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 13:21 UTC |
Johnson Gordon LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 90 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002843 · doc4.xml · derivative · entry 2 Johnson Gordon L · CIK 0001500125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90 shares Expires 2022-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: Restricted Stock Units vested 60% on 2/17/2020, 20% on 2/17/2021, and 20% on 2/17/2022. F4 · balance_after: The RSU grant was previously reported as covering 300 shares awarded on February 17, 2017, of which 60 shares remained outstanding, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 13:21 UTC |
Johnson Gordon LDirector
|
Exercise / conversionCommon Stock | 90 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002843 · doc4.xml · nonDerivative · entry 1 Johnson Gordon L · CIK 0001500125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 16:59 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
SaleCommon Stock | 15,000 | $114.78 | $1,721,700.00 |
DisclosureSEC source: 0001225208-22-001981 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,357 F1 · kind: The reporting person contributed the registrant's common stock to an exchange fund in exchange for shares of the exchange fund. The registrant's common stock was valued at $114.78 per share for purposes of determining the number of shares of the exchange fund issuable to the reporting person. F1 · price: The reporting person contributed the registrant's common stock to an exchange fund in exchange for shares of the exchange fund. The registrant's common stock was valued at $114.78 per share for purposes of determining the number of shares of the exchange fund issuable to the reporting person. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 18:26 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
SaleCommon Stock | 18,972 | $112.73 | $2,138,668.03 |
DisclosureSEC source: 0001225208-22-001666 · doc4.xml · nonDerivative · entry 1 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,437 F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $112.70 to $112.85. Read SEC document |
| February 01, 2022 Filed Feb 7, 2022 22:15 UTC |
Elwyn Tashtego SCEO & President - RJA
|
GiftCommon Stock | 1,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001565 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,248 F1 · shares: The reporting person effected multiple gifts on the same day in different amounts. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:18 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
Tax withholdingCommon Stock | 472 | $102.86 | $48,549.92 |
DisclosureSEC source: 0001225208-22-000378 · doc4.xml · nonDerivative · entry 1 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,777 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:21 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 29,317 | $102.86 | $3,015,546.62 |
DisclosureSEC source: 0001225208-22-000380 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,268 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:21 UTC |
Raney Steven MPresident & CEO RJBank
|
Tax withholdingCommon Stock | 582 | $102.86 | $59,864.52 |
DisclosureSEC source: 0001225208-22-000379 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,531 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:18 UTC |
Perry JodiPresident, ICD for RJFS
|
Tax withholdingCommon Stock | 126 | $102.86 | $12,960.36 |
DisclosureSEC source: 0001225208-22-000377 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,395 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:14 UTC |
Elwyn Tashtego SCEO & President - RJA
|
Tax withholdingCommon Stock | 1,145 | $102.86 | $117,774.70 |
DisclosureSEC source: 0001225208-22-000375 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,049 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:18 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 1,247 | $102.86 | $128,266.42 |
DisclosureSEC source: 0001225208-22-000376 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,357 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 17:13 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
Tax withholdingCommon Stock | 1,074 | $102.86 | $110,471.64 |
DisclosureSEC source: 0001225208-22-000374 · doc4.xml · nonDerivative · entry 1 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,409 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 16:54 UTC |
Catanese GeorgeChief Risk Officer
|
Tax withholdingCommon Stock | 304 | $102.86 | $31,269.44 |
DisclosureSEC source: 0001225208-22-000372 · doc4.xml · nonDerivative · entry 1 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,559 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 16:58 UTC |
Curtis Scott APresident, PCG
|
Tax withholdingCommon Stock | 1,109 | $102.86 | $114,071.74 |
DisclosureSEC source: 0001225208-22-000373 · doc4.xml · nonDerivative · entry 1 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,382 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 16:47 UTC |
Bunn James EPres-GlobEq&Inv Banking-RJA
|
Tax withholdingCommon Stock | 3,200 | $102.86 | $329,152.00 |
DisclosureSEC source: 0001225208-22-000371 · doc4.xml · nonDerivative · entry 1 Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,096 Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 01:41 UTC |
GODBOLD FRANCIS SDirector · Vice Chairman
|
GiftCommon Stock | 4,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015278 · doc4.xml · nonDerivative · entry 1 GODBOLD FRANCIS S · CIK 0001182758 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Francis S. Godbold Family Trust Disclosed balance after: 197,000 Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 17:53 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
GiftCommon Stock | 8,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015168 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,585 Read SEC document |
| December 17, 2021 Filed Dec 20, 2021 15:47 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
GrantRestricted Stock Units · Derivative | 5,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015139 · doc4.xml · derivative · entry 1 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,375 Underlying: Common Stock · 5,054 shares Expires 2026-11-30 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2024, 20% on 11/30/2025, and 20% on 11/30/2026. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:53 UTC |
Raney Steven MPresident & CEO RJBank
|
GrantRestricted Stock Units · Derivative | 1,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015037 · doc4.xml · derivative · entry 5 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,452 Underlying: Common Stock · 1,452 shares Expires 2024-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 21:55 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
GrantRestricted Stock Units · Derivative | 29,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015061 · doc4.xml · derivative · entry 5 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,460 Underlying: Common Stock · 29,460 shares Expires 2024-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 21:52 UTC |
Carson John C Jr.President
|
GrantRestricted Stock Units · Derivative | 7,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015060 · doc4.xml · derivative · entry 5 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,002 Underlying: Common Stock · 7,002 shares Expires 2024-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 21:23 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
GrantRestricted Stock Units · Derivative | 1,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015051 · doc4.xml · derivative · entry 5 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,735 Underlying: Common Stock · 1,735 shares Expires 2024-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 21:27 UTC |
JAMES THOMAS ADirector · Chairman Emeritus
|
GrantRestricted Stock Units · Derivative | 519 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015053 · doc4.xml · derivative · entry 9 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519 Underlying: Common Stock · 519 shares Expires 2024-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:57 UTC |
Catanese GeorgeChief Risk Officer
|
GrantRestricted Stock Units · Derivative | 778 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015040 · doc4.xml · derivative · entry 5 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 778 Underlying: Common Stock · 778 shares Expires 2024-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:55 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
GrantRestricted Stock Units · Derivative | 1,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015039 · doc4.xml · derivative · entry 5 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297 Underlying: Common Stock · 1,297 shares Expires 2024-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:55 UTC |
Shoukry Paul MCFO and Treasurer
|
GrantRestricted Stock Units · Derivative | 4,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015038 · doc4.xml · derivative · entry 5 Shoukry Paul M · CIK 0001798349 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,409 Underlying: Common Stock · 4,409 shares Expires 2024-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:51 UTC |
Elwyn Tashtego SCEO & President - RJA
|
GrantRestricted Stock Units · Derivative | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015036 · doc4.xml · derivative · entry 7 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,982 Underlying: Common Stock · 2,982 shares Expires 2024-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:49 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
GrantRestricted Stock Units · Derivative | 2,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015034 · doc4.xml · derivative · entry 7 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,593 Underlying: Common Stock · 2,593 shares Expires 2024-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:50 UTC |
Perry JodiPresident, ICD for RJFS
|
GrantRestricted Stock Units · Derivative | 519 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015035 · doc4.xml · derivative · entry 5 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519 Underlying: Common Stock · 519 shares Expires 2024-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:47 UTC |
Bunn James EPres-GlobEq&Inv Banking-RJA
|
GrantRestricted Stock Units · Derivative | 14,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015033 · doc4.xml · derivative · entry 6 Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,523 Underlying: Common Stock · 14,523 shares Expires 2024-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:43 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
GrantRestricted Stock Units · Derivative | 2,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015031 · doc4.xml · derivative · entry 5 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,853 Underlying: Common Stock · 2,853 shares Expires 2024-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 18:45 UTC |
Curtis Scott APresident, PCG
|
GrantRestricted Stock Units · Derivative | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015032 · doc4.xml · derivative · entry 6 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,112 Underlying: Common Stock · 3,112 shares Expires 2024-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 18:53 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionRestricted Stock Units · Derivative | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015037 · doc4.xml · derivative · entry 4 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,084 shares Expires 2021-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · balance_after: The RSU grant was previously reported as covering 1,389 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 18:53 UTC |
Raney Steven MPresident & CEO RJBank
|
Tax withholdingCommon Stock | 771 | $96.40 | $74,324.40 |
DisclosureSEC source: 0001225208-21-015037 · doc4.xml · nonDerivative · entry 2 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,113 Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 18:53 UTC |
Raney Steven MPresident & CEO RJBank
|
Exercise / conversionCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015037 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:55 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 43,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015061 · doc4.xml · derivative · entry 4 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,662 shares Expires 2021-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · balance_after: The RSU grant was previously reported as covering 29,108 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:55 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 16,154 | $96.40 | $1,557,245.60 |
DisclosureSEC source: 0001225208-21-015061 · doc4.xml · nonDerivative · entry 2 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,635 Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:55 UTC |
REILLY PAUL CDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 43,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015061 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:52 UTC |
Carson John C Jr.President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015060 · doc4.xml · derivative · entry 4 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,473 shares Expires 2021-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · balance_after: The RSU grant was previously reported as covering 2,315 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:52 UTC |
Carson John C Jr.President
|
Tax withholdingCommon Stock | 1,285 | $96.40 | $123,874.00 |
DisclosureSEC source: 0001225208-21-015060 · doc4.xml · nonDerivative · entry 2 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,846 F2 · balance_after: Includes 75 shares of common stock acquired on December 2, 2021 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:52 UTC |
Carson John C Jr.President
|
Exercise / conversionCommon Stock | 3,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015060 · doc4.xml · nonDerivative · entry 1 Carson John C Jr. · CIK 0001509485 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 75 shares of common stock acquired on December 2, 2021 pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:23 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionRestricted Stock Units · Derivative | 2,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015051 · doc4.xml · derivative · entry 4 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,507 shares Expires 2021-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · balance_after: The RSU grant was previously reported as covering 1,671 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:23 UTC |
Allison Paul DChair, President & CEO RJ Ltd.
|
Exercise / conversionCommon Stock | 2,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015051 · doc4.xml · nonDerivative · entry 2 Allison Paul D · CIK 0001453440 · Chair, President & CEO RJ Ltd. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:27 UTC |
JAMES THOMAS ADirector · Chairman Emeritus
|
Exercise / conversionRestricted Stock Units · Derivative | 5,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015053 · doc4.xml · derivative · entry 8 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,459 shares Expires 2021-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · balance_after: The RSU grant was previously reported as covering 3,639 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:27 UTC |
JAMES THOMAS ADirector · Chairman Emeritus
|
Exercise / conversionCommon Stock | 5,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015053 · doc4.xml · nonDerivative · entry 1 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas A. James Family Rev Trust Disclosed balance after: 17,602,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 18:57 UTC |
Catanese GeorgeChief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015040 · doc4.xml · derivative · entry 4 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,092 shares Expires 2021-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · balance_after: The RSU grant was previously reported as covering 728 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 18:57 UTC |
Catanese GeorgeChief Risk Officer
|
Tax withholdingCommon Stock | 404 | $96.40 | $38,945.60 |
DisclosureSEC source: 0001225208-21-015040 · doc4.xml · nonDerivative · entry 2 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,863 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.