Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2023 Filed Feb 27, 2023 18:25 UTC |
Johnson Gordon LDirector
|
Exercise / conversionCommon Stock | 327 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002849 · doc4.xml · nonDerivative · entry 2 Johnson Gordon L · CIK 0001500125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 18:25 UTC |
Johnson Gordon LDirector
|
Exercise / conversionCommon Stock | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002849 · doc4.xml · nonDerivative · entry 1 Johnson Gordon L · CIK 0001500125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 17:09 UTC |
STORY SUSAN NDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002848 · doc4.xml · derivative · entry 2 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F2 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 17:09 UTC |
STORY SUSAN NDirector
|
Exercise / conversionCommon Stock | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002848 · doc4.xml · nonDerivative · entry 1 STORY SUSAN N · CIK 0001233549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,220.532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 16:19 UTC |
DEBEL MARLENEDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002837 · doc4.xml · derivative · entry 3 DEBEL MARLENE · CIK 0001770295 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,643 Underlying: Common Stock · 1,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 16:19 UTC |
DEBEL MARLENEDirector
|
GrantRestricted Stock Units · Derivative | 1,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002837 · doc4.xml · derivative · entry 2 DEBEL MARLENE · CIK 0001770295 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,326 Underlying: Common Stock · 1,643 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2024. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2024. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 16:19 UTC |
DEBEL MARLENEDirector
|
Exercise / conversionCommon Stock | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002837 · doc4.xml · nonDerivative · entry 1 DEBEL MARLENE · CIK 0001770295 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 16:48 UTC |
Gates AnneDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002847 · doc4.xml · derivative · entry 3 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,643 Underlying: Common Stock · 1,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. F3 · derivative.expiration_date: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 16:48 UTC |
Gates AnneDirector
|
GrantRestricted Stock Units · Derivative | 1,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002847 · doc4.xml · derivative · entry 2 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,326 Underlying: Common Stock · 1,643 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2024. F2 · derivative.expiration_date: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2024. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 16:48 UTC |
Gates AnneDirector
|
Exercise / conversionCommon Stock | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002847 · doc4.xml · nonDerivative · entry 1 Gates Anne · CIK 0001660111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 12:39 UTC |
Perry JodiPresident, ICD for RJFS
|
SaleCommon Stock | 6,343 | $112.30 | $712,318.90 |
DisclosureSEC source: 0001225208-23-001456 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,150 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 18:38 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
Tax withholdingCommon Stock | 1,039 | $106.11 | $110,248.29 |
DisclosureSEC source: 0001225208-23-000379 · doc4.xml · nonDerivative · entry 1 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,595 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:16 UTC |
Curtis Scott APresident, PCG
|
Tax withholdingCommon Stock | 1,039 | $106.11 | $110,248.29 |
DisclosureSEC source: 0001225208-23-000398 · doc4.xml · nonDerivative · entry 2 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,091 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:07 UTC |
REILLY PAUL CDirector · Chair & CEO
|
Tax withholdingCommon Stock | 26,749 | $106.11 | $2,838,336.39 |
DisclosureSEC source: 0001225208-23-000385 · doc4.xml · nonDerivative · entry 1 REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,750 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 18:13 UTC |
Raney Steven MPresident & CEO RJBank
|
Tax withholdingCommon Stock | 569 | $106.11 | $60,376.59 |
DisclosureSEC source: 0001225208-23-000376 · doc4.xml · nonDerivative · entry 1 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,566 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 18:11 UTC |
Elwyn Tashtego SCEO & President - RJA
|
Tax withholdingCommon Stock | 1,062 | $106.11 | $112,688.82 |
DisclosureSEC source: 0001225208-23-000375 · doc4.xml · nonDerivative · entry 1 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,755 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 18:10 UTC |
Perry JodiPresident, ICD for RJFS
|
Tax withholdingCommon Stock | 176 | $106.11 | $18,675.36 |
DisclosureSEC source: 0001225208-23-000374 · doc4.xml · nonDerivative · entry 1 Perry Jodi · CIK 0001751204 · President, ICD for RJFS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,493 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 18:10 UTC |
Catanese GeorgeChief Risk Officer
|
Tax withholdingCommon Stock | 296 | $106.11 | $31,408.56 |
DisclosureSEC source: 0001225208-23-000373 · doc4.xml · nonDerivative · entry 1 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,081 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 18:07 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
Tax withholdingCommon Stock | 1,157 | $106.11 | $122,769.27 |
DisclosureSEC source: 0001225208-23-000370 · doc4.xml · nonDerivative · entry 1 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,074 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 18:07 UTC |
Bunn James EPres-GlobEq&Inv Banking-RJA
|
Tax withholdingCommon Stock | 3,761 | $106.11 | $399,079.71 |
DisclosureSEC source: 0001225208-23-000371 · doc4.xml · nonDerivative · entry 1 Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,386 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 16:41 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
Tax withholdingCommon Stock | 498 | $106.11 | $52,842.78 |
DisclosureSEC source: 0001225208-23-000340 · doc4.xml · nonDerivative · entry 1 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,320 Read SEC document |
| December 28, 2022 Filed Jan 5, 2023 21:16 UTC |
Curtis Scott APresident, PCG
|
GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000398 · doc4.xml · nonDerivative · entry 1 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,130 Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 22:30 UTC |
REILLY PAUL CDirector · Chair & CEO
|
GrantRestricted Stock Units · Derivative | 30,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012848 · doc4.xml · derivative · entry 7 REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,853 Underlying: Common Stock · 30,853 shares Expires 2025-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F7 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 22:30 UTC |
REILLY PAUL CDirector · Chair & CEO
|
GrantRestricted Stock Units · Derivative | 11,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012848 · doc4.xml · derivative · entry 6 REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,788 Underlying: Common Stock · 11,788 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 22:12 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
GrantRestricted Stock Units · Derivative | 3,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012846 · doc4.xml · derivative · entry 6 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,287 Underlying: Common Stock · 3,287 shares Expires 2025-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 22:12 UTC |
Allaire Bella LoykhterExecutive Vice President-RJA
|
GrantRestricted Stock Units · Derivative | 5,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012846 · doc4.xml · derivative · entry 5 Allaire Bella Loykhter · CIK 0001537767 · Executive Vice President-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,440 Underlying: Common Stock · 5,440 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 22:16 UTC |
Catanese GeorgeChief Risk Officer
|
GrantRestricted Stock Units · Derivative | 861 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012847 · doc4.xml · derivative · entry 6 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861 Underlying: Common Stock · 861 shares Expires 2025-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 22:16 UTC |
Catanese GeorgeChief Risk Officer
|
GrantRestricted Stock Units · Derivative | 2,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012847 · doc4.xml · derivative · entry 5 Catanese George · CIK 0001340350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,992 Underlying: Common Stock · 2,992 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 22:11 UTC |
JAMES THOMAS ADirector · Chairman Emeritus
|
GrantRestricted Stock Units · Derivative | 1,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012845 · doc4.xml · derivative · entry 7 JAMES THOMAS A · CIK 0001182775 · Director · Chairman Emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,360 Underlying: Common Stock · 1,360 shares Expires 2025-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 21:56 UTC |
Curtis Scott APresident, PCG
|
GrantRestricted Stock Units · Derivative | 4,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012844 · doc4.xml · derivative · entry 7 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,761 Underlying: Common Stock · 4,761 shares Expires 2025-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 21:56 UTC |
Curtis Scott APresident, PCG
|
GrantRestricted Stock Units · Derivative | 5,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012844 · doc4.xml · derivative · entry 6 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,779 Underlying: Common Stock · 5,440 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 21:56 UTC |
Curtis Scott APresident, PCG
|
GrantRestricted Stock Units · Derivative | 45,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012844 · doc4.xml · derivative · entry 5 Curtis Scott A · CIK 0001601143 · President, PCG 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,339 Underlying: Common Stock · 45,339 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 21:27 UTC |
Carter HoracePresident, Fixed Income
|
GrantRestricted Stock Units · Derivative | 1,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012839 · doc4.xml · derivative · entry 5 Carter Horace · CIK 0001902821 · President, Fixed Income 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,927 Underlying: Common Stock · 1,927 shares Expires 2025-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 21:27 UTC |
Carter HoracePresident, Fixed Income
|
GrantRestricted Stock Units · Derivative | 5,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012839 · doc4.xml · derivative · entry 4 Carter Horace · CIK 0001902821 · President, Fixed Income 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,440 Underlying: Common Stock · 5,440 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 21:49 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
GrantRestricted Stock Units · Derivative | 1,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012843 · doc4.xml · derivative · entry 7 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,644 Underlying: Common Stock · 1,644 shares Expires 2025-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 21:49 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
GrantRestricted Stock Units · Derivative | 4,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012843 · doc4.xml · derivative · entry 6 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,973 Underlying: Common Stock · 4,533 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 21:49 UTC |
Santelli Jonathan NEVP, Gen Counsel, Secy
|
GrantRestricted Stock Units · Derivative | 5,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012843 · doc4.xml · derivative · entry 5 Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,440 Underlying: Common Stock · 5,440 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:47 UTC |
Shoukry Paul MCFO and Treasurer
|
GrantRestricted Stock Units · Derivative | 5,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012833 · doc4.xml · derivative · entry 3 Shoukry Paul M · CIK 0001798349 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,441 Underlying: Common Stock · 5,441 shares Expires 2025-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:47 UTC |
Shoukry Paul MCFO and Treasurer
|
GrantRestricted Stock Units · Derivative | 5,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012833 · doc4.xml · derivative · entry 2 Shoukry Paul M · CIK 0001798349 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,507 Underlying: Common Stock · 5,440 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:47 UTC |
Shoukry Paul MCFO and Treasurer
|
GrantRestricted Stock Units · Derivative | 9,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012833 · doc4.xml · derivative · entry 1 Shoukry Paul M · CIK 0001798349 · CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,067 Underlying: Common Stock · 9,067 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:45 UTC |
Aisenbrey Christopher SChief Human Resources Officer
|
GrantRestricted Stock Units · Derivative | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012831 · doc4.xml · derivative · entry 6 Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589 Underlying: Common Stock · 589 shares Expires 2025-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:45 UTC |
Aisenbrey Christopher SChief Human Resources Officer
|
GrantRestricted Stock Units · Derivative | 5,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012831 · doc4.xml · derivative · entry 5 Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,440 Underlying: Common Stock · 5,440 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:44 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
GrantRestricted Stock Units · Derivative | 2,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012830 · doc4.xml · derivative · entry 8 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,834 Underlying: Common Stock · 2,834 shares Expires 2025-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:44 UTC |
Dowdle Jeffrey ACOO & Head of Asset Mgmt.
|
GrantRestricted Stock Units · Derivative | 5,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012830 · doc4.xml · derivative · entry 7 Dowdle Jeffrey A · CIK 0001541020 · COO & Head of Asset Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,440 Underlying: Common Stock · 5,440 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:42 UTC |
Bunn James EPres-GlobEq&Inv Banking-RJA
|
GrantRestricted Stock Units · Derivative | 10,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012829 · doc4.xml · derivative · entry 7 Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,428 Underlying: Common Stock · 10,428 shares Expires 2025-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:42 UTC |
Bunn James EPres-GlobEq&Inv Banking-RJA
|
GrantRestricted Stock Units · Derivative | 5,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012829 · doc4.xml · derivative · entry 6 Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,507 Underlying: Common Stock · 5,440 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:42 UTC |
Bunn James EPres-GlobEq&Inv Banking-RJA
|
GrantRestricted Stock Units · Derivative | 9,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012829 · doc4.xml · derivative · entry 5 Bunn James E · CIK 0001706890 · Pres-GlobEq&Inv Banking-RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,067 Underlying: Common Stock · 9,067 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:31 UTC |
Raney Steven MPresident & CEO RJBank
|
GrantRestricted Stock Units · Derivative | 1,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012825 · doc4.xml · derivative · entry 6 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,474 Underlying: Common Stock · 1,474 shares Expires 2025-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F6 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:31 UTC |
Raney Steven MPresident & CEO RJBank
|
GrantRestricted Stock Units · Derivative | 5,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012825 · doc4.xml · derivative · entry 5 Raney Steven M · CIK 0001422342 · President & CEO RJBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,440 Underlying: Common Stock · 5,440 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F5 · derivative.exercise_date: RSUs vest 60% on 12/15/2025, 20% on 12/15/2026, and 20% on 12/15/2027. Read SEC document |
| December 15, 2022 Filed Dec 15, 2022 20:01 UTC |
Elwyn Tashtego SCEO & President - RJA
|
GrantRestricted Stock Units · Derivative | 4,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012810 · doc4.xml · derivative · entry 10 Elwyn Tashtego S · CIK 0001601145 · CEO & President - RJA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,194 Underlying: Common Stock · 4,194 shares Expires 2025-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F7 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.