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RJF

RAYMOND JAMES FINANCIAL INC

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3126
SEC CIK
0000720005
Parsed reports
1,007

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2024 Filed Dec 3, 2024 22:29 UTC
Allaire Bella LoykhterChief Admin Officer
Exercise / conversionCommon Stock 3,793 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010473 · doc4.xml · nonDerivative · entry 2

Allaire Bella Loykhter · CIK 0001537767 · Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:25 UTC
Curtis Scott AChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 3,793 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010470 · doc4.xml · derivative · entry 8

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,528

Underlying: Common Stock · 3,793 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:25 UTC
Curtis Scott AChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010470 · doc4.xml · derivative · entry 7

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:25 UTC
Curtis Scott AChief Operating Officer
Tax withholdingCommon Stock 1,328 $169.28 $224,803.84
Disclosure

SEC source: 0001225208-24-010470 · doc4.xml · nonDerivative · entry 4

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,339

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:25 UTC
Curtis Scott AChief Operating Officer
Tax withholdingCommon Stock 525 $169.28 $88,872.00
Disclosure

SEC source: 0001225208-24-010470 · doc4.xml · nonDerivative · entry 3

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,667

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:25 UTC
Curtis Scott AChief Operating Officer
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010470 · doc4.xml · nonDerivative · entry 2

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:25 UTC
Curtis Scott AChief Operating Officer
Exercise / conversionCommon Stock 3,793 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010470 · doc4.xml · nonDerivative · entry 1

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:16 UTC
Oorlog Jonathan W JRChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,528 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010468 · doc4.xml · derivative · entry 12

Oorlog Jonathan W JR · CIK 0001825440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,834

Underlying: Common Stock · 1,528 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:16 UTC
Oorlog Jonathan W JRChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010468 · doc4.xml · derivative · entry 11

Oorlog Jonathan W JR · CIK 0001825440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,362

Underlying: Common Stock · 1,222 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:16 UTC
Oorlog Jonathan W JRChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010468 · doc4.xml · derivative · entry 10

Oorlog Jonathan W JR · CIK 0001825440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 750 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:16 UTC
Oorlog Jonathan W JRChief Financial Officer
Tax withholdingCommon Stock 353 $169.28 $59,755.84
Disclosure

SEC source: 0001225208-24-010468 · doc4.xml · nonDerivative · entry 6

Oorlog Jonathan W JR · CIK 0001825440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,925

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:16 UTC
Oorlog Jonathan W JRChief Financial Officer
Tax withholdingCommon Stock 282 $169.28 $47,736.96
Disclosure

SEC source: 0001225208-24-010468 · doc4.xml · nonDerivative · entry 5

Oorlog Jonathan W JR · CIK 0001825440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,278

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:16 UTC
Oorlog Jonathan W JRChief Financial Officer
Tax withholdingCommon Stock 174 $169.28 $29,454.72
Disclosure

SEC source: 0001225208-24-010468 · doc4.xml · nonDerivative · entry 4

Oorlog Jonathan W JR · CIK 0001825440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,560

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:16 UTC
Oorlog Jonathan W JRChief Financial Officer
Exercise / conversionCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010468 · doc4.xml · nonDerivative · entry 3

Oorlog Jonathan W JR · CIK 0001825440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:16 UTC
Oorlog Jonathan W JRChief Financial Officer
Exercise / conversionCommon Stock 1,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010468 · doc4.xml · nonDerivative · entry 2

Oorlog Jonathan W JR · CIK 0001825440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:16 UTC
Oorlog Jonathan W JRChief Financial Officer
Exercise / conversionCommon Stock 1,528 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010468 · doc4.xml · nonDerivative · entry 1

Oorlog Jonathan W JR · CIK 0001825440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:10 UTC
Larson Katherine HChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 996 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010467 · doc4.xml · derivative · entry 10

Larson Katherine H · CIK 0002034572 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 664

Underlying: Common Stock · 996 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F8 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:10 UTC
Larson Katherine HChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 525 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010467 · doc4.xml · derivative · entry 9

Larson Katherine H · CIK 0002034572 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 525

Underlying: Common Stock · 525 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F7 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:10 UTC
Larson Katherine HChief Accounting Officer
Tax withholdingCommon Stock 242 $169.28 $40,965.76
Disclosure

SEC source: 0001225208-24-010467 · doc4.xml · nonDerivative · entry 4

Larson Katherine H · CIK 0002034572 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,154

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:10 UTC
Larson Katherine HChief Accounting Officer
Tax withholdingCommon Stock 128 $169.28 $21,667.84
Disclosure

SEC source: 0001225208-24-010467 · doc4.xml · nonDerivative · entry 3

Larson Katherine H · CIK 0002034572 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,396

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:10 UTC
Larson Katherine HChief Accounting Officer
Exercise / conversionCommon Stock 525 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010467 · doc4.xml · nonDerivative · entry 2

Larson Katherine H · CIK 0002034572 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:10 UTC
Larson Katherine HChief Accounting Officer
Exercise / conversionCommon Stock 996 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010467 · doc4.xml · nonDerivative · entry 1

Larson Katherine H · CIK 0002034572 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 29, 2024 Filed Dec 3, 2024 00:03 UTC
Elwyn Tashtego SPresident, PCG
GiftCommon Stock 1,700 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010347 · doc4.xml · nonDerivative · entry 1

Elwyn Tashtego S · CIK 0001601145 · President, PCG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,870

F1 · shares: The reporting person effected multiple gifts on the same day in different amounts.

Read SEC document
November 29, 2024 Filed Dec 3, 2024 22:42 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
GiftCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010481 · doc4.xml · nonDerivative · entry 1

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,468

Read SEC document
November 29, 2024 Filed Dec 3, 2024 22:38 UTC
Raney Steven MExecutive Chair RJBank
SaleCommon Stock 9,465 $169.59 $1,605,152.31
Disclosure

SEC source: 0001225208-24-010480 · doc4.xml · nonDerivative · entry 3

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,432

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · price: Reflects the weighted average sale price. The range of prices for such transaction was $169.04 to $169.92.

Read SEC document
November 29, 2024 Filed Dec 3, 2024 22:38 UTC
Raney Steven MExecutive Chair RJBank
GiftCommon Stock 1,176 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010480 · doc4.xml · nonDerivative · entry 2

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,897

Read SEC document
November 29, 2024 Filed Dec 3, 2024 22:38 UTC
Raney Steven MExecutive Chair RJBank
SaleCommon Stock 671 $170.10 $114,137.17
Disclosure

SEC source: 0001225208-24-010480 · doc4.xml · nonDerivative · entry 1

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,073

F1 · kind: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · price: Reflects the weighted average sale price. The range of prices for such transaction was $170.03 to $170.20.

Read SEC document
November 29, 2024 Filed Dec 3, 2024 22:29 UTC
Allaire Bella LoykhterChief Admin Officer
SaleCommon Stock 1,170 $169.43 $198,229.12
Disclosure

SEC source: 0001225208-24-010473 · doc4.xml · nonDerivative · entry 1

Allaire Bella Loykhter · CIK 0001537767 · Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,421

Read SEC document
November 25, 2024 Filed Nov 26, 2024 23:20 UTC
Curtis Scott AChief Operating Officer
GrantCommon Stock 5,275 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010230 · doc4.xml · nonDerivative · entry 3

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,899

F2 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2021.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 22:45 UTC
REILLY PAUL CDirector · Chair & CEO
GrantCommon Stock 74,904 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010227 · doc4.xml · nonDerivative · entry 3

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,475

F2 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2021.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 21:21 UTC
Larson Katherine HChief Accounting Officer
GrantRestricted Stock Units · Derivative 1,392 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010217 · doc4.xml · derivative · entry 6

Larson Katherine H · CIK 0002034572 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,392

Underlying: Common Stock · 1,392 shares

Expires 2029-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5 · derivative.exercise_date: RSUs vest 60% on 11/30/2027, 20% on 11/30/2028, and 20% on 11/30/2029.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 21:19 UTC
Oorlog Jonathan W JRChief Financial Officer
GrantRestricted Stock Units · Derivative 1,513 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010216 · doc4.xml · derivative · entry 5

Oorlog Jonathan W JR · CIK 0001825440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,513

Underlying: Common Stock · 1,513 shares

Expires 2029-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vest 60% on 11/30/2027, 20% on 11/30/2028, and 20% on 11/30/2029.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 21:18 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
GrantCommon Stock 2,197 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010215 · doc4.xml · nonDerivative · entry 3

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,823

F2 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2021.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 21:18 UTC
Raney Steven MExecutive Chair RJBank
GrantCommon Stock 2,462 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010214 · doc4.xml · nonDerivative · entry 3

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,744

F3 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2021.

F2 · balance_after: Includes 51 shares of common stock acquired on June 4, 2024 and 52 shares of common stock acquired on September 4, 2024, pursuant to the registrant's Employee Stock Purchase Plan.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 21:18 UTC
Elwyn Tashtego SPresident, PCG
GrantCommon Stock 5,055 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010213 · doc4.xml · nonDerivative · entry 3

Elwyn Tashtego S · CIK 0001601145 · President, PCG

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,570

F2 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2021.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 21:16 UTC
Bunn James EPresident, Capital Markets
GrantCommon Stock 24,615 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010212 · doc4.xml · nonDerivative · entry 3

Bunn James E · CIK 0001706890 · President, Capital Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,502

F2 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2021.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 21:02 UTC
Allaire Bella LoykhterChief Admin Officer
GrantCommon Stock 4,835 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010209 · doc4.xml · nonDerivative · entry 3

Allaire Bella Loykhter · CIK 0001537767 · Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,591

F2 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2021.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 20:39 UTC
Krauss DavidChief Risk Officer
GrantRestricted Stock Units · Derivative 2,421 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010203 · doc4.xml · derivative · entry 1

Krauss David · CIK 0002038156 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,421

Underlying: Common Stock · 2,421 shares

Expires 2029-11-30

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · derivative.exercise_date: RSUs vest 60% on 11/30/2027, 20% on 11/30/2028, and 20% on 11/30/2029.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 16:01 UTC
Shoukry Paul MDirector · President
GrantCommon Stock 7,472 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010194 · doc4.xml · nonDerivative · entry 3

Shoukry Paul M · CIK 0001798349 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,773

F2 · shares: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2021.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 23:20 UTC
Curtis Scott AChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010230 · doc4.xml · derivative · entry 5

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2024-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024.

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November 22, 2024 Filed Nov 26, 2024 23:20 UTC
Curtis Scott AChief Operating Officer
Tax withholdingCommon Stock 330 $163.78 $54,047.40
Disclosure

SEC source: 0001225208-24-010230 · doc4.xml · nonDerivative · entry 2

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,624

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November 22, 2024 Filed Nov 26, 2024 23:20 UTC
Curtis Scott AChief Operating Officer
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010230 · doc4.xml · nonDerivative · entry 1

Curtis Scott A · CIK 0001601143 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

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November 22, 2024 Filed Nov 26, 2024 22:46 UTC
Reid Shannon BPresident, ICD
Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010229 · doc4.xml · derivative · entry 4

Reid Shannon B · CIK 0002005047 · President, ICD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 375 shares

Expires 2024-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024.

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November 22, 2024 Filed Nov 26, 2024 22:46 UTC
Reid Shannon BPresident, ICD
Tax withholdingCommon Stock 91 $163.78 $14,903.98
Disclosure

SEC source: 0001225208-24-010229 · doc4.xml · nonDerivative · entry 2

Reid Shannon B · CIK 0002005047 · President, ICD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,658

F2 · balance_after: Includes 29 shares of common stock acquired on June 4, 2024 and 29 shares of common stock acquired on September 4, 2024, pursuant to the registrant's Employee Stock Purchase Plan.

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November 22, 2024 Filed Nov 26, 2024 22:46 UTC
Reid Shannon BPresident, ICD
Exercise / conversionCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010229 · doc4.xml · nonDerivative · entry 1

Reid Shannon B · CIK 0002005047 · President, ICD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2 · balance_after: Includes 29 shares of common stock acquired on June 4, 2024 and 29 shares of common stock acquired on September 4, 2024, pursuant to the registrant's Employee Stock Purchase Plan.

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November 22, 2024 Filed Nov 26, 2024 22:45 UTC
Aisenbrey Christopher SChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010228 · doc4.xml · derivative · entry 4

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires 2024-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024.

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November 22, 2024 Filed Nov 26, 2024 22:45 UTC
Aisenbrey Christopher SChief Human Resources Officer
Tax withholdingCommon Stock 219 $163.78 $35,867.82
Disclosure

SEC source: 0001225208-24-010228 · doc4.xml · nonDerivative · entry 2

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,024

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November 22, 2024 Filed Nov 26, 2024 22:45 UTC
Aisenbrey Christopher SChief Human Resources Officer
Exercise / conversionCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010228 · doc4.xml · nonDerivative · entry 1

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

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November 22, 2024 Filed Nov 26, 2024 22:45 UTC
REILLY PAUL CDirector · Chair & CEO
Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010227 · doc4.xml · derivative · entry 5

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2024-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024.

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November 22, 2024 Filed Nov 26, 2024 22:45 UTC
REILLY PAUL CDirector · Chair & CEO
Tax withholdingCommon Stock 1,387 $163.78 $227,162.86
Disclosure

SEC source: 0001225208-24-010227 · doc4.xml · nonDerivative · entry 2

REILLY PAUL C · CIK 0001240439 · Director · Chair & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,571

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.