Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL INCRJF · Entity 3126 | President, ICD | December 13, 2024 | December 17, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RAYMOND JAMES FINANCIAL INC
Report date December 13, 2024 · Filed December 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-12-15 | Direct | 3,741 |
Reported balance
After 2024-12-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-12-13 · Grant · Acquired 3,741 · Balance 3,741 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2: RSUs vest 60% on 12/15/2027, 20% on 12/15/2028, and 20% on 12/15/2029. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-12-15 | Direct | 265 |
Reported balance
After 2024-12-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-12-13 · Grant · Acquired 265 · Balance 265 F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2: RSUs vest 60% on 12/15/2027, 20% on 12/15/2028, and 20% on 12/15/2029.
F3: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2024 Filed Dec 17, 2024 18:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 265 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010878 · doc4.xml · derivative · entry 2 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265 Underlying: Common Stock · 265 shares Expires 2027-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · shares: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 18:03 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 3,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010878 · doc4.xml · derivative · entry 1 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,741 Underlying: Common Stock · 3,741 shares Expires 2029-12-15 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 12/15/2027, 20% on 12/15/2028, and 20% on 12/15/2029. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 17:29 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | SaleCommon Stock | 1,241 | $165.30 | $205,141.40 |
DisclosureSEC source: 0001225208-24-010606 · doc4.xml · nonDerivative · entry 2 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,079 F1 · balance_after: Includes 20 shares of common stock acquired on December 3, 2024, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 17:29 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010606 · doc4.xml · nonDerivative · entry 1 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,320 F1 · balance_after: Includes 20 shares of common stock acquired on December 3, 2024, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| December 03, 2024 Filed Dec 3, 2024 22:32 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 179 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010474 · doc4.xml · derivative · entry 10 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 179 shares Expires 2024-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| December 03, 2024 Filed Dec 3, 2024 22:32 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 43 | $166.95 | $7,178.85 |
DisclosureSEC source: 0001225208-24-010474 · doc4.xml · nonDerivative · entry 6 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,615 Read SEC document |
| December 03, 2024 Filed Dec 3, 2024 22:32 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 179 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010474 · doc4.xml · nonDerivative · entry 5 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 22:32 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 709 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010474 · doc4.xml · derivative · entry 9 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 472 Underlying: Common Stock · 709 shares Expires 2026-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026. Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 22:32 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010474 · doc4.xml · derivative · entry 8 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375 Underlying: Common Stock · 375 shares Expires 2025-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025. Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 22:32 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 172 | $169.28 | $29,116.16 |
DisclosureSEC source: 0001225208-24-010474 · doc4.xml · nonDerivative · entry 4 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,479 Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 22:32 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 91 | $169.28 | $15,404.48 |
DisclosureSEC source: 0001225208-24-010474 · doc4.xml · nonDerivative · entry 3 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,651 Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 22:32 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010474 · doc4.xml · nonDerivative · entry 2 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 30, 2024 Filed Dec 3, 2024 22:32 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 709 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010474 · doc4.xml · nonDerivative · entry 1 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,367 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 22:46 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionRestricted Stock Units · Derivative | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010229 · doc4.xml · derivative · entry 4 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 375 shares Expires 2024-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F4 · derivative.exercise_date: RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 22:46 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Tax withholdingCommon Stock | 91 | $163.78 | $14,903.98 |
DisclosureSEC source: 0001225208-24-010229 · doc4.xml · nonDerivative · entry 2 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,658 F2 · balance_after: Includes 29 shares of common stock acquired on June 4, 2024 and 29 shares of common stock acquired on September 4, 2024, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 22:46 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | Exercise / conversionCommon Stock | 375 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010229 · doc4.xml · nonDerivative · entry 1 Reid Shannon B · CIK 0002005047 · President, ICD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · balance_after: Includes 29 shares of common stock acquired on June 4, 2024 and 29 shares of common stock acquired on September 4, 2024, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 11:44 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GiftCommon Stock | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-003815 · doc4.xml · nonDerivative · entry 1 Reid Shannon B · CIK 0002005047 · President, ICD for RJFS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,316 F1 · balance_after: Includes 29 shares of common stock acquired on March 4, 2024, pursuant to the registrant's Employee Stock Purchase Plan. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 16:57 UTC | RAYMOND JAMES FINANCIAL INC RJF · Entity 3126 | GrantRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-002881 · doc4.xml · derivative · entry 1 Reid Shannon B · CIK 0002005047 · President, ICD for RJFS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2029-02-28 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. F2 · derivative.exercise_date: RSUs vest 60% on 2/28/2027, 20% on 2/28/2028, and 20% on 2/28/2029. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.