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RJF

RAYMOND JAMES FINANCIAL INC

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Tapewire entity
3126
SEC CIK
0000720005
Parsed reports
1,007

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2024 Filed Dec 3, 2024 22:43 UTC
Shoukry Paul MDirector · President
Exercise / conversionRestricted Stock Units · Derivative 6,953 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010482 · doc4.xml · derivative · entry 7

Shoukry Paul M · CIK 0001798349 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,636

Underlying: Common Stock · 6,953 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:43 UTC
Shoukry Paul MDirector · President
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010482 · doc4.xml · derivative · entry 6

Shoukry Paul M · CIK 0001798349 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:43 UTC
Shoukry Paul MDirector · President
Tax withholdingCommon Stock 2,466 $169.28 $417,444.48
Disclosure

SEC source: 0001225208-24-010482 · doc4.xml · nonDerivative · entry 4

Shoukry Paul M · CIK 0001798349 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,228

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:43 UTC
Shoukry Paul MDirector · President
Tax withholdingCommon Stock 532 $169.28 $90,056.96
Disclosure

SEC source: 0001225208-24-010482 · doc4.xml · nonDerivative · entry 3

Shoukry Paul M · CIK 0001798349 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,694

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:43 UTC
Shoukry Paul MDirector · President
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010482 · doc4.xml · nonDerivative · entry 2

Shoukry Paul M · CIK 0001798349 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:43 UTC
Shoukry Paul MDirector · President
Exercise / conversionCommon Stock 6,953 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010482 · doc4.xml · nonDerivative · entry 1

Shoukry Paul M · CIK 0001798349 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:42 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionRestricted Stock Units · Derivative 3,793 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010481 · doc4.xml · derivative · entry 11

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,550

Underlying: Common Stock · 3,793 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:42 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionRestricted Stock Units · Derivative 3,032 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010481 · doc4.xml · derivative · entry 10

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,343

Underlying: Common Stock · 3,032 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:42 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010481 · doc4.xml · derivative · entry 9

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:42 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Tax withholdingCommon Stock 1,298 $169.28 $219,725.44
Disclosure

SEC source: 0001225208-24-010481 · doc4.xml · nonDerivative · entry 7

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,945

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:42 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Tax withholdingCommon Stock 1,037 $169.28 $175,543.36
Disclosure

SEC source: 0001225208-24-010481 · doc4.xml · nonDerivative · entry 6

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,243

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:42 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Tax withholdingCommon Stock 513 $169.28 $86,840.64
Disclosure

SEC source: 0001225208-24-010481 · doc4.xml · nonDerivative · entry 5

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,280

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:42 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010481 · doc4.xml · nonDerivative · entry 4

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:42 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionCommon Stock 3,032 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010481 · doc4.xml · nonDerivative · entry 3

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:42 UTC
Santelli Jonathan NEVP, Gen Counsel, Secy
Exercise / conversionCommon Stock 3,793 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010481 · doc4.xml · nonDerivative · entry 2

Santelli Jonathan N · CIK 0001672865 · EVP, Gen Counsel, Secy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:38 UTC
Raney Steven MExecutive Chair RJBank
Exercise / conversionRestricted Stock Units · Derivative 3,793 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010480 · doc4.xml · derivative · entry 11

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,528

Underlying: Common Stock · 3,793 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F8 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:38 UTC
Raney Steven MExecutive Chair RJBank
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010480 · doc4.xml · derivative · entry 10

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F7 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:38 UTC
Raney Steven MExecutive Chair RJBank
Tax withholdingCommon Stock 1,135 $169.28 $192,132.80
Disclosure

SEC source: 0001225208-24-010480 · doc4.xml · nonDerivative · entry 7

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,141

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:38 UTC
Raney Steven MExecutive Chair RJBank
Tax withholdingCommon Stock 449 $169.28 $76,006.72
Disclosure

SEC source: 0001225208-24-010480 · doc4.xml · nonDerivative · entry 6

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,276

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:38 UTC
Raney Steven MExecutive Chair RJBank
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010480 · doc4.xml · nonDerivative · entry 5

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:38 UTC
Raney Steven MExecutive Chair RJBank
Exercise / conversionCommon Stock 3,793 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010480 · doc4.xml · nonDerivative · entry 4

Raney Steven M · CIK 0001422342 · Executive Chair RJBank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:36 UTC
Aisenbrey Christopher SChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 2,086 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010479 · doc4.xml · derivative · entry 7

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,390

Underlying: Common Stock · 2,086 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:36 UTC
Aisenbrey Christopher SChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010479 · doc4.xml · derivative · entry 6

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900

Underlying: Common Stock · 900 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:36 UTC
Aisenbrey Christopher SChief Human Resources Officer
Tax withholdingCommon Stock 508 $169.28 $85,994.24
Disclosure

SEC source: 0001225208-24-010479 · doc4.xml · nonDerivative · entry 4

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,283

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:36 UTC
Aisenbrey Christopher SChief Human Resources Officer
Tax withholdingCommon Stock 219 $169.28 $37,072.32
Disclosure

SEC source: 0001225208-24-010479 · doc4.xml · nonDerivative · entry 3

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,791

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:36 UTC
Aisenbrey Christopher SChief Human Resources Officer
Exercise / conversionCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010479 · doc4.xml · nonDerivative · entry 2

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:36 UTC
Aisenbrey Christopher SChief Human Resources Officer
Exercise / conversionCommon Stock 2,086 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010479 · doc4.xml · nonDerivative · entry 1

Aisenbrey Christopher S · CIK 0001913663 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:35 UTC
Bunn James EPresident, Capital Markets
Exercise / conversionRestricted Stock Units · Derivative 13,907 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010478 · doc4.xml · derivative · entry 7

Bunn James E · CIK 0001706890 · President, Capital Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,272

Underlying: Common Stock · 13,907 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:35 UTC
Bunn James EPresident, Capital Markets
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010478 · doc4.xml · derivative · entry 6

Bunn James E · CIK 0001706890 · President, Capital Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:35 UTC
Bunn James EPresident, Capital Markets
Tax withholdingCommon Stock 5,472 $169.28 $926,300.16
Disclosure

SEC source: 0001225208-24-010478 · doc4.xml · nonDerivative · entry 4

Bunn James E · CIK 0001706890 · President, Capital Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,847

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:35 UTC
Bunn James EPresident, Capital Markets
Tax withholdingCommon Stock 590 $169.28 $99,875.20
Disclosure

SEC source: 0001225208-24-010478 · doc4.xml · nonDerivative · entry 3

Bunn James E · CIK 0001706890 · President, Capital Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,319

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:35 UTC
Bunn James EPresident, Capital Markets
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010478 · doc4.xml · nonDerivative · entry 2

Bunn James E · CIK 0001706890 · President, Capital Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:35 UTC
Bunn James EPresident, Capital Markets
Exercise / conversionCommon Stock 13,907 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010478 · doc4.xml · nonDerivative · entry 1

Bunn James E · CIK 0001706890 · President, Capital Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:33 UTC
Carter HoracePresident, Fixed Income
Exercise / conversionRestricted Stock Units · Derivative 3,668 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010477 · doc4.xml · derivative · entry 9

Carter Horace · CIK 0001902821 · President, Fixed Income

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,445

Underlying: Common Stock · 3,668 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:33 UTC
Carter HoracePresident, Fixed Income
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010477 · doc4.xml · derivative · entry 8

Carter Horace · CIK 0001902821 · President, Fixed Income

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:33 UTC
Carter HoracePresident, Fixed Income
Tax withholdingCommon Stock 935 $169.28 $158,276.80
Disclosure

SEC source: 0001225208-24-010477 · doc4.xml · nonDerivative · entry 4

Carter Horace · CIK 0001902821 · President, Fixed Income

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,850

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November 30, 2024 Filed Dec 3, 2024 22:33 UTC
Carter HoracePresident, Fixed Income
Tax withholdingCommon Stock 383 $169.28 $64,834.24
Disclosure

SEC source: 0001225208-24-010477 · doc4.xml · nonDerivative · entry 3

Carter Horace · CIK 0001902821 · President, Fixed Income

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,785

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:33 UTC
Carter HoracePresident, Fixed Income
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010477 · doc4.xml · nonDerivative · entry 2

Carter Horace · CIK 0001902821 · President, Fixed Income

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:33 UTC
Carter HoracePresident, Fixed Income
Exercise / conversionCommon Stock 3,668 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010477 · doc4.xml · nonDerivative · entry 1

Carter Horace · CIK 0001902821 · President, Fixed Income

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:32 UTC
Reid Shannon BPresident, ICD
Exercise / conversionRestricted Stock Units · Derivative 709 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010474 · doc4.xml · derivative · entry 9

Reid Shannon B · CIK 0002005047 · President, ICD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472

Underlying: Common Stock · 709 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:32 UTC
Reid Shannon BPresident, ICD
Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010474 · doc4.xml · derivative · entry 8

Reid Shannon B · CIK 0002005047 · President, ICD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375

Underlying: Common Stock · 375 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F3 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:32 UTC
Reid Shannon BPresident, ICD
Tax withholdingCommon Stock 172 $169.28 $29,116.16
Disclosure

SEC source: 0001225208-24-010474 · doc4.xml · nonDerivative · entry 4

Reid Shannon B · CIK 0002005047 · President, ICD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,479

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:32 UTC
Reid Shannon BPresident, ICD
Tax withholdingCommon Stock 91 $169.28 $15,404.48
Disclosure

SEC source: 0001225208-24-010474 · doc4.xml · nonDerivative · entry 3

Reid Shannon B · CIK 0002005047 · President, ICD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,651

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:32 UTC
Reid Shannon BPresident, ICD
Exercise / conversionCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010474 · doc4.xml · nonDerivative · entry 2

Reid Shannon B · CIK 0002005047 · President, ICD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:32 UTC
Reid Shannon BPresident, ICD
Exercise / conversionCommon Stock 709 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010474 · doc4.xml · nonDerivative · entry 1

Reid Shannon B · CIK 0002005047 · President, ICD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:29 UTC
Allaire Bella LoykhterChief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 3,793 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010473 · doc4.xml · derivative · entry 9

Allaire Bella Loykhter · CIK 0001537767 · Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,528

Underlying: Common Stock · 3,793 shares

Expires 2026-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F6 · derivative.exercise_date: RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:29 UTC
Allaire Bella LoykhterChief Admin Officer
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010473 · doc4.xml · derivative · entry 8

Allaire Bella Loykhter · CIK 0001537767 · Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F5 · derivative.exercise_date: RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025.

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:29 UTC
Allaire Bella LoykhterChief Admin Officer
Tax withholdingCommon Stock 1,320 $169.28 $223,449.60
Disclosure

SEC source: 0001225208-24-010473 · doc4.xml · nonDerivative · entry 5

Allaire Bella Loykhter · CIK 0001537767 · Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,872

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:29 UTC
Allaire Bella LoykhterChief Admin Officer
Tax withholdingCommon Stock 522 $169.28 $88,364.16
Disclosure

SEC source: 0001225208-24-010473 · doc4.xml · nonDerivative · entry 4

Allaire Bella Loykhter · CIK 0001537767 · Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,192

Read SEC document
November 30, 2024 Filed Dec 3, 2024 22:29 UTC
Allaire Bella LoykhterChief Admin Officer
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-010473 · doc4.xml · nonDerivative · entry 3

Allaire Bella Loykhter · CIK 0001537767 · Chief Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.