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Nasdaq · USD

RIVN

Rivian Automotive, Inc. / DE

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3226
SEC CIK
0001874178
Parsed reports
288

Last 12 months

Inside the activity.

2 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202505
Jan 202603
Feb 202602
Mar 202603
Apr 202612
May 202614
Jun 202601
Jul 202601
Aug 202602
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2022 Filed Mar 5, 2026 22:10 UTC PurchaseClass A Common Stock 60 $26.83 $1,609.99
Disclosure

SEC source: 0001189130-26-000003 · wk-form4_1772748609.xml · nonDerivative · entry 3

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,880

F1 · kind: The Reporting Person's sale of 30 shares Class A common stock on January 26, 2022 at a price of $62.2214 per share was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 30 shares, with the Reporting Person's purchase of 60 shares of Class A common stock on May 13, 2022 at a price of $26.8331 per share. The Reporting Person paid to the Issuer $1,061.65, representing the full amount of the profit realized in connection with the short-swing transaction.

Read SEC document
May 09, 2022 Filed May 11, 2022 00:48 UTC
FORD MOTOR CO10% owner
SaleClass A common stock 8,000,000 $26.80 $214,400,000.00
Disclosure

SEC source: 0001209191-22-028185 · doc4.xml · nonDerivative · entry 1

FORD MOTOR CO · CIK 0000037996 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,947,494

Read SEC document
April 20, 2022 Filed Apr 22, 2022 16:10 UTC GrantClass A Common Stock 353 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-015474 · doc4.xml · nonDerivative · entry 1

MARCARIO ROSE M · CIK 0001253620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,054

F1 · shares: Represents an award of 353 restricted stock units, which vested on April 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

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April 20, 2022 Filed Apr 22, 2022 20:10 UTC GrantClass A Common Stock 421 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-015473 · doc4.xml · nonDerivative · entry 1

Thomas-Graham Pamela · CIK 0001327431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,134

F1 · shares: Represents an award of 421 restricted stock units, which vested on April 20, 2022. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 20:10 UTC
Boone KarenDirector
GrantClass A Common Stock 598 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-015475 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,951

F1 · shares: Represents an award of 598 restricted stock units, which vested on April 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 20:10 UTC GrantClass A Common Stock 271 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-015476 · doc4.xml · nonDerivative · entry 1

Krawiec Peter · CIK 0001891037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,926

F1 · shares: Represents an award of 271 restricted stock units, which vested on April 20, 2022. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

Read SEC document
April 20, 2022 Filed Apr 22, 2022 20:10 UTC GrantClass A Common Stock 421 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-015472 · doc4.xml · nonDerivative · entry 1

Schwartz Sanford Harold · CIK 0001891751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,679

F1 · shares: Represents an award of 421 restricted stock units, which vested on April 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
January 26, 2022 Filed Mar 5, 2026 22:10 UTC SaleClass A Common Stock 30 $62.22 $1,866.64
Disclosure

SEC source: 0001189130-26-000003 · wk-form4_1772748609.xml · nonDerivative · entry 2

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,820

F1 · kind: The Reporting Person's sale of 30 shares Class A common stock on January 26, 2022 at a price of $62.2214 per share was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 30 shares, with the Reporting Person's purchase of 60 shares of Class A common stock on May 13, 2022 at a price of $26.8331 per share. The Reporting Person paid to the Issuer $1,061.65, representing the full amount of the profit realized in connection with the short-swing transaction.

Read SEC document
January 20, 2022 Filed Jan 24, 2022 18:32 UTC GrantClass A Common Stock 85 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003059 · doc4.xml · nonDerivative · entry 1

MARCARIO ROSE M · CIK 0001253620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,701

F1 · shares: Represents an award of 85 restricted stock units, which vested on January 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
January 20, 2022 Filed Jan 24, 2022 23:34 UTC GrantClass A Common Stock 101 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003063 · doc4.xml · nonDerivative · entry 1

Thomas-Graham Pamela · CIK 0001327431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,713

F1 · shares: Represents an award of 101 restricted stock units, which vested on January 20, 2022. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

Read SEC document
January 20, 2022 Filed Jan 24, 2022 23:29 UTC
Boone KarenDirector
GrantClass A Common Stock 144 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003057 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,353

F1 · shares: Represents an award of 144 restricted stock units, which vested on January 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
January 20, 2022 Filed Jan 24, 2022 23:35 UTC GrantClass A Common Stock 65 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003065 · doc4.xml · nonDerivative · entry 1

Krawiec Peter · CIK 0001891037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,655

F1 · shares: Represents an award of 65 restricted stock units, which vested on January 20, 2022. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

Read SEC document
January 20, 2022 Filed Jan 24, 2022 23:34 UTC GrantClass A Common Stock 101 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-003061 · doc4.xml · nonDerivative · entry 1

Schwartz Sanford Harold · CIK 0001891751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,258

F1 · shares: Represents an award of 101 restricted stock units, which vested on January 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

Read SEC document
January 11, 2022 Filed Mar 5, 2026 22:10 UTC PurchaseClass A Common Stock 30 $82.84 $2,485.13
Disclosure

SEC source: 0001189130-26-000003 · wk-form4_1772748609.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,850

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:51 UTC
Baker JeffChief Accounting Officer
PurchaseClass A Common Stock 20,000 $78.00 $1,560,000.00
Disclosure

SEC source: 0000899243-21-045176 · doc4.xml · nonDerivative · entry 2

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,812

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:47 UTC PurchaseClass A Common Stock 20,000 $78.00 $1,560,000.00
Disclosure

SEC source: 0000899243-21-045169 · doc4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,616

Read SEC document
November 15, 2021 Filed Nov 17, 2021 19:55 UTC PurchaseClass A Common Stock 12,000 $78.00 $936,000.00
Disclosure

SEC source: 0000899243-21-045178 · doc4.xml · nonDerivative · entry 1

MARCARIO ROSE M · CIK 0001253620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,616

Read SEC document
November 15, 2021 Filed Nov 18, 2021 01:07 UTC PurchaseClass A Common Stock 12,821 $78.00 $1,000,038.00
Disclosure

SEC source: 0000899243-21-045180 · doc4.xml · nonDerivative · entry 2

Thomas-Graham Pamela · CIK 0001327431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,612

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:46 UTC
Boone KarenDirector
PurchaseClass A Common Stock 20,000 $78.00 $1,560,000.00
Disclosure

SEC source: 0000899243-21-045166 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,209

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:49 UTC
Scaringe Robert JDirector · Chief Executive Officer
PurchaseClass A Common Stock 128,175 $78.00 $9,997,650.00
Disclosure

SEC source: 0000899243-21-045172 · doc4.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,175

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:46 UTC
McDonough ClaireChief Financial Officer
PurchaseClass A Common Stock 2,450 $78.00 $191,100.00
Disclosure

SEC source: 0000899243-21-045167 · doc4.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,450

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:44 UTC PurchaseClass A Common Stock 8,500 $78.00 $663,000.00
Disclosure

SEC source: 0000899243-21-045164 · doc4.xml · nonDerivative · entry 1

Schwartz Sanford Harold · CIK 0001891751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,157

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:43 UTC
Behl JitenChief Growth Officer
PurchaseClass A Common Stock 8,400 $78.00 $655,200.00
Disclosure

SEC source: 0000899243-21-045159 · doc4.xml · nonDerivative · entry 2

Behl Jiten · CIK 0001891532 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,400

Read SEC document
November 15, 2021 Filed Nov 18, 2021 00:42 UTC PurchaseClass A Common Stock 3,590 $78.00 $280,020.00
Disclosure

SEC source: 0000899243-21-045157 · doc4.xml · nonDerivative · entry 1

Krawiec Peter · CIK 0001891037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,590

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:11 UTC
AMAZON COM INCDirector · 10% owner
ConversionConvertible Notes · Derivative Not disclosed $0.00 Strike: $66.30 $490,000,000.00
Disclosure

SEC source: 0000899243-21-044350 · doc4.xml · derivative · entry 13

AMAZON COM INC · CIK 0001018724 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,390,649 shares

Expires 2026-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the Convertible Notes automatically converted into shares of Class A Common Stock at a conversion price equal to the lesser of: (i) $71.03 and (ii) the product of (x) the initial public offering price per share of $78.00 multiplied by (y) the applicable discount rate determined by reference to the time of conversion (0.85).

F4 · reported_value: Upon the closing of the Issuer's initial public offering, the Convertible Notes automatically converted into shares of Class A Common Stock at a conversion price equal to the lesser of: (i) $71.03 and (ii) the product of (x) the initial public offering price per share of $78.00 multiplied by (y) the applicable discount rate determined by reference to the time of conversion (0.85).

F4 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the Convertible Notes automatically converted into shares of Class A Common Stock at a conversion price equal to the lesser of: (i) $71.03 and (ii) the product of (x) the initial public offering price per share of $78.00 multiplied by (y) the applicable discount rate determined by reference to the time of conversion (0.85).

F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:11 UTC
AMAZON COM INCDirector · 10% owner
ConversionWarrant (Right to Purchase) · Derivative 3,723,050 Not disclosed Strike: $9.09 Not disclosed
Disclosure

SEC source: 0000899243-21-044350 · doc4.xml · derivative · entry 12

AMAZON COM INC · CIK 0001018724 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,723,050

Underlying: Class A Common Stock · 3,723,050 shares

Expires 2029-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Upon the closing of the Issuer's initial public offering, the warrant to purchase Series C Preferred Stock automatically converted into a warrant to purchase an equivalent number of Class A Common Stock at the same exercise price.

F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:11 UTC
AMAZON COM INCDirector · 10% owner
ConversionWarrant (Right to Purchase) · Derivative 3,723,050 Not disclosed Strike: $9.09 Not disclosed
Disclosure

SEC source: 0000899243-21-044350 · doc4.xml · derivative · entry 11

AMAZON COM INC · CIK 0001018724 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Series C Preferred Stock · 3,723,050 shares

Expires 2029-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Upon the closing of the Issuer's initial public offering, the warrant to purchase Series C Preferred Stock automatically converted into a warrant to purchase an equivalent number of Class A Common Stock at the same exercise price.

F3 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the warrant to purchase Series C Preferred Stock automatically converted into a warrant to purchase an equivalent number of Class A Common Stock at the same exercise price.

F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:11 UTC
AMAZON COM INCDirector · 10% owner
ConversionSeries F Preferred Stock · Derivative 4,070,577 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044350 · doc4.xml · derivative · entry 10

AMAZON COM INC · CIK 0001018724 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,070,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F2 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F2 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:11 UTC
AMAZON COM INCDirector · 10% owner
ConversionSeries E Preferred Stock · Derivative 27,437,057 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044350 · doc4.xml · derivative · entry 9

AMAZON COM INC · CIK 0001018724 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 27,437,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F2 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F2 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:11 UTC
AMAZON COM INCDirector · 10% owner
ConversionSeries D Preferred Stock · Derivative 30,714,819 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044350 · doc4.xml · derivative · entry 8

AMAZON COM INC · CIK 0001018724 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,714,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F2 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F2 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:11 UTC
AMAZON COM INCDirector · 10% owner
ConversionSeries A Preferred Stock · Derivative 86,186,650 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-044350 · doc4.xml · derivative · entry 7

AMAZON COM INC · CIK 0001018724 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 86,186,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F2 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F2 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:11 UTC
AMAZON COM INCDirector · 10% owner
GrantClass A Common Stock 2,564,102 $78.00 $199,999,956.00
Disclosure

SEC source: 0000899243-21-044350 · doc4.xml · nonDerivative · entry 6

AMAZON COM INC · CIK 0001018724 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 158,363,834

F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:11 UTC
AMAZON COM INCDirector · 10% owner
ConversionClass A Common Stock 7,390,649 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-044350 · doc4.xml · nonDerivative · entry 5

AMAZON COM INC · CIK 0001018724 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 155,799,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Upon the closing of the Issuer's initial public offering, the Convertible Notes automatically converted into shares of Class A Common Stock at a conversion price equal to the lesser of: (i) $71.03 and (ii) the product of (x) the initial public offering price per share of $78.00 multiplied by (y) the applicable discount rate determined by reference to the time of conversion (0.85).

F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:11 UTC
AMAZON COM INCDirector · 10% owner
ConversionClass A Common Stock 4,070,557 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-044350 · doc4.xml · nonDerivative · entry 4

AMAZON COM INC · CIK 0001018724 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 148,409,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4.

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November 10, 2021 Filed Nov 12, 2021 21:11 UTC
AMAZON COM INCDirector · 10% owner
ConversionClass A Common Stock 27,437,057 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-044350 · doc4.xml · nonDerivative · entry 3

AMAZON COM INC · CIK 0001018724 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 144,338,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:11 UTC
AMAZON COM INCDirector · 10% owner
ConversionClass A Common Stock 30,714,819 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-044350 · doc4.xml · nonDerivative · entry 2

AMAZON COM INC · CIK 0001018724 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 116,901,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 21:11 UTC
AMAZON COM INCDirector · 10% owner
ConversionClass A Common Stock 86,186,650 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-044350 · doc4.xml · nonDerivative · entry 1

AMAZON COM INC · CIK 0001018724 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 86,186,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.

F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4.

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October 30, 2021 Filed Nov 18, 2021 00:43 UTC
Behl JitenChief Growth Officer
GrantClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045159 · doc4.xml · nonDerivative · entry 1

Behl Jiten · CIK 0001891532 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Reflects an award of restricted stock units, which were previously reported on the Reporting Person's Form 3 filed on November 9, 2021, and are being reported herein pursuant to Rule 16a-2(a).

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September 09, 2021 Filed Nov 18, 2021 00:42 UTC GrantStock Option · Derivative 60,000 $0.00 Strike: $39.51 $0.00
Disclosure

SEC source: 0000899243-21-045157 · doc4.xml · derivative · entry 3

Krawiec Peter · CIK 0001891037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The stock option vests in 3 substantially equal yearly installments beginning on the first anniversary of September 9, 2021.

F1 · derivative.expiration_date: The stock option vests in 3 substantially equal yearly installments beginning on the first anniversary of September 9, 2021.

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August 23, 2021 Filed Nov 18, 2021 00:43 UTC
Behl JitenChief Growth Officer
GrantStock Option · Derivative 240,000 $0.00 Strike: $38.86 $0.00
Disclosure

SEC source: 0000899243-21-045159 · doc4.xml · derivative · entry 3

Behl Jiten · CIK 0001891532 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Class A Common Stock · 240,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The stock option vests in 4 substantially equal annual installments beginning on the first anniversary of August 23, 2021.

F2 · derivative.expiration_date: The stock option vests in 4 substantially equal annual installments beginning on the first anniversary of August 23, 2021.

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August 12, 2021 Filed Nov 18, 2021 01:07 UTC GrantStock Option · Derivative 60,000 $0.00 Strike: $32.09 $0.00
Disclosure

SEC source: 0000899243-21-045180 · doc4.xml · derivative · entry 3

Thomas-Graham Pamela · CIK 0001327431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 60,000 shares

Expires not disclosed

F2 · derivative.exercise_date: The stock option vests in 3 substantially equal yearly installments beginning on the first anniversary of August 12, 2021.

F2 · derivative.expiration_date: The stock option vests in 3 substantially equal yearly installments beginning on the first anniversary of August 12, 2021.

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August 12, 2021 Filed Nov 18, 2021 01:07 UTC GrantClass A Common Stock 7,791 $32.09 $250,013.19
Disclosure

SEC source: 0000899243-21-045180 · doc4.xml · nonDerivative · entry 1

Thomas-Graham Pamela · CIK 0001327431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,791

F1 · shares: Reflects shares acquired from the Issuer in a private placement transaction, which were previously reported on the Reporting Person's Form 3 filed on November 9, 2021, and are being reported herein pursuant to Rule 16a-2(a).

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June 08, 2021 Filed Nov 18, 2021 00:51 UTC
Baker JeffChief Accounting Officer
GrantClass A Common Stock 66,812 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-045176 · doc4.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,812

F1 · shares: Reflects an award of restricted stock units, which were previously reported on the Reporting Person's Form 3 filed on November 9, 2021, and are being reported herein pursuant to Rule 16a-2(a).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.