Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUDIBLE INCADBL · Entity 13444 | 10% owner | March 11, 2008 | March 21, 2008 |
| Rivian Automotive, Inc. / DERIVN · Entity 3226 | Director · 10% owner | November 10, 2021 | November 12, 2021 |
| X-Energy, Inc.XE · Entity 3873 | 10% owner | April 24, 2026 | April 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUDIBLE INC
Report date March 11, 2008 · Filed March 21, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy AZBC Holdings, Inc. | 23,643,434 |
Reported balance
Holding disclosure · report date 2008-03-11 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 23,643,434 F1: On March 11, 2008, AZBC Holdings, Inc. ("AZBC Holdings"), a wholly owned subsidiary of Amazon.com, Inc. ("Amazon"), acquired 20,586,922 shares of common stock, par value $0.01 (the "Shares"), of Audible, Inc. ("Audible") pursuant to AZBC Holdings' offer to purchase (the "Offer") all of the outstanding common stock of Audible. On March 14, 2008, at the expiration of the subsequent offering period for the Offer, AZBC Holdings had acquired 21,487,967 Shares. Prior to commencement of the Offer, AZBC Holdings held 613,343 Shares. On March 17, 2008, AZBC Holdings purchased directly from Audible an additional 1,542,124 Shares in connection with the exercise of the option for purchase granted to AZBC Holdings in the Agreement and Plan of Merger, dated January 30, 2008, by and among Amazon, AZBC Holdings and Audible. Following completion of the Offer, AZBC Holdings merged with and into Audible, causing Amazon to control Audible. (Continued footnote 2) F2: As of March 19, 2008, all of Audible's common stock had been deregistered. F3: AZBC Holdings is a direct, wholly owned subsidiary of Amazon, and as a result Amazon and AZBC Holdings may be deemed to share beneficial ownership of the shares shown as beneficially owned by Amazon. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 11, 2008, AZBC Holdings, Inc. ("AZBC Holdings"), a wholly owned subsidiary of Amazon.com, Inc. ("Amazon"), acquired 20,586,922 shares of common stock, par value $0.01 (the "Shares"), of Audible, Inc. ("Audible") pursuant to AZBC Holdings' offer to purchase (the "Offer") all of the outstanding common stock of Audible. On March 14, 2008, at the expiration of the subsequent offering period for the Offer, AZBC Holdings had acquired 21,487,967 Shares. Prior to commencement of the Offer, AZBC Holdings held 613,343 Shares. On March 17, 2008, AZBC Holdings purchased directly from Audible an additional 1,542,124 Shares in connection with the exercise of the option for purchase granted to AZBC Holdings in the Agreement and Plan of Merger, dated January 30, 2008, by and among Amazon, AZBC Holdings and Audible. Following completion of the Offer, AZBC Holdings merged with and into Audible, causing Amazon to control Audible. (Continued footnote 2)
F2: As of March 19, 2008, all of Audible's common stock had been deregistered.
F3: AZBC Holdings is a direct, wholly owned subsidiary of Amazon, and as a result Amazon and AZBC Holdings may be deemed to share beneficial ownership of the shares shown as beneficially owned by Amazon.
Rivian Automotive, Inc. / DE
Report date November 10, 2021 · Filed November 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 158,363,834 |
Last balance in matching sequence
After 2021-11-10 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rowsRow 1 · 2021-11-10 · Conversion · Acquired 86,186,650 · Balance 86,186,650 F2: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Row 2 · 2021-11-10 · Conversion · Acquired 30,714,819 · Balance 116,901,469 F2: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Row 3 · 2021-11-10 · Conversion · Acquired 27,437,057 · Balance 144,338,526 F2: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Row 4 · 2021-11-10 · Conversion · Acquired 4,070,557 · Balance 148,409,083 F2: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Row 5 · 2021-11-10 · Conversion · Acquired 7,390,649 · Balance 155,799,732 F4: Upon the closing of the Issuer's initial public offering, the Convertible Notes automatically converted into shares of Class A Common Stock at a conversion price equal to the lesser of: (i) $71.03 and (ii) the product of (x) the initial public offering price per share of $78.00 multiplied by (y) the applicable discount rate determined by reference to the time of conversion (0.85). F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Row 6 · 2021-11-10 · Grant · Acquired 2,564,102 · Balance 158,363,834 F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. |
| Series A Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2021-11-10 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-11-10 · Conversion · Disposed 86,186,650 · Balance 0 F2: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. |
| Series D Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2021-11-10 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-11-10 · Conversion · Disposed 30,714,819 · Balance 0 F2: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. |
| Series E Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2021-11-10 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-11-10 · Conversion · Disposed 27,437,057 · Balance 0 F2: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. |
| Series F Preferred StockSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2021-11-10 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-11-10 · Conversion · Disposed 4,070,577 · Balance 0 F2: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. |
| Warrant (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $9.09 · Expires 2029-09-16 | IndirectSee footnote | 0 |
Reported balance
After 2021-11-10 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-11-10 · Conversion · Disposed 3,723,050 · Balance 0 F3: Upon the closing of the Issuer's initial public offering, the warrant to purchase Series C Preferred Stock automatically converted into a warrant to purchase an equivalent number of Class A Common Stock at the same exercise price. F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. |
| Warrant (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $9.09 · Expires 2029-09-16 | IndirectSee footnote | 3,723,050 |
Reported balance
After 2021-11-10 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-11-10 · Conversion · Acquired 3,723,050 · Balance 3,723,050 F3: Upon the closing of the Issuer's initial public offering, the warrant to purchase Series C Preferred Stock automatically converted into a warrant to purchase an equivalent number of Class A Common Stock at the same exercise price. F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. |
| Convertible NotesSEC Table II · derivative / convertible security · Conversion / exercise price $66.30 · Expires 2026-07-23 | IndirectSee footnote | 0 |
Reported balance
After 2021-11-10 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-11-10 · Conversion · Disposed Not disclosed · Balance 0 F4: Upon the closing of the Issuer's initial public offering, the Convertible Notes automatically converted into shares of Class A Common Stock at a conversion price equal to the lesser of: (i) $71.03 and (ii) the product of (x) the initial public offering price per share of $78.00 multiplied by (y) the applicable discount rate determined by reference to the time of conversion (0.85). F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4.
F2: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date.
F3: Upon the closing of the Issuer's initial public offering, the warrant to purchase Series C Preferred Stock automatically converted into a warrant to purchase an equivalent number of Class A Common Stock at the same exercise price.
F4: Upon the closing of the Issuer's initial public offering, the Convertible Notes automatically converted into shares of Class A Common Stock at a conversion price equal to the lesser of: (i) $71.03 and (ii) the product of (x) the initial public offering price per share of $78.00 multiplied by (y) the applicable discount rate determined by reference to the time of conversion (0.85).
X-Energy, Inc.
Report date April 24, 2026 · Filed April 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 65,836,948 |
Reported balance
Holding disclosure · report date 2026-04-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 65,836,948 F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc., is the record holder of the securities listed in this Form 3. |
Filing footnotes · ownership attribution and instrument terms
F1: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc., is the record holder of the securities listed in this Form 3.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Air Transport Services Group, Inc.
Report date April 11, 2025 · Filed April 14, 2025
Section 16 reporting ended · disclosed 2025-04-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2025-04-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-04-11 · Other · Disposed 12,741,445 · Balance 0 F1: On April 11, 2025, Stonepeak Nile MergerCo Inc., a Delaware corporation and a wholly-owned subsidiary of Stonepeak Nile Parent LLC, a Delaware limited liability company ("Acquiror"), merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Acquiror (the "Merger"). Upon the consummation of the Merger, all shares of Issuer Common Stock converted into the right to receive $22.50 cash per share, without interest (the "Merger Consideration"). F2: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc., was the record holder of these shares of Issuer Common Stock. |
| Warrant (Right to Purchase Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $20.40 · Expires 2029-12-20 | Direct | 0 |
Reported balance
After 2025-04-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-04-11 · Other · Disposed 7,014,804 · Balance 0 F3: Upon the consummation of the Merger, the Warrant converted into the right to receive the Merger Consideration and was mandatorily exercised by the Issuer (on a cashless net exercise basis) for the Merger Consideration. F4: Prior to the consummation of the Merger, the Warrant, which was issued in connection with the execution of a commercial agreement, was exercisable for shares of Issuer Common Stock, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. |
| Warrant (Right to Purchase Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $21.53 · Expires 2029-12-20 | Direct | 0 |
Reported balance
After 2025-04-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-04-11 · Other · Disposed 14,801,360 · Balance 0 F3: Upon the consummation of the Merger, the Warrant converted into the right to receive the Merger Consideration and was mandatorily exercised by the Issuer (on a cashless net exercise basis) for the Merger Consideration. F4: Prior to the consummation of the Merger, the Warrant, which was issued in connection with the execution of a commercial agreement, was exercisable for shares of Issuer Common Stock, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. |
| Warrant (Right to Purchase Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $12.97 · Expires 2031-05-06 | Direct | 0 |
Reported balance
After 2025-04-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-04-11 · Other · Disposed 2,915,000 · Balance 0 F5: Upon the consummation of the Merger, the Warrant converted into the right to receive the Merger Consideration, vested (to the extent not already vested), and was mandatorily exercised by the Issuer (on a cashless net exercise basis) for the Merger Consideration. F4: Prior to the consummation of the Merger, the Warrant, which was issued in connection with the execution of a commercial agreement, was exercisable for shares of Issuer Common Stock, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 11, 2025, Stonepeak Nile MergerCo Inc., a Delaware corporation and a wholly-owned subsidiary of Stonepeak Nile Parent LLC, a Delaware limited liability company ("Acquiror"), merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Acquiror (the "Merger"). Upon the consummation of the Merger, all shares of Issuer Common Stock converted into the right to receive $22.50 cash per share, without interest (the "Merger Consideration").
F2: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc., was the record holder of these shares of Issuer Common Stock.
F3: Upon the consummation of the Merger, the Warrant converted into the right to receive the Merger Consideration and was mandatorily exercised by the Issuer (on a cashless net exercise basis) for the Merger Consideration.
F4: Prior to the consummation of the Merger, the Warrant, which was issued in connection with the execution of a commercial agreement, was exercisable for shares of Issuer Common Stock, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant.
F5: Upon the consummation of the Merger, the Warrant converted into the right to receive the Merger Consideration, vested (to the extent not already vested), and was mandatorily exercised by the Issuer (on a cashless net exercise basis) for the Merger Consideration.
DRUGSTORE COM INC
Report date June 03, 2011 · Filed June 03, 2011
Section 16 reporting ended · disclosed 2011-06-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.0001 per shareSEC Table I · non-derivative | IndirectBy Amazon.com NV Investment Holdings LLC, f/k/a Amazon.com NV Investment Holdings, Inc. | 0 |
Reported balance
After 2011-06-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2011-06-03 · Other · Disposed 12,963,339 · Balance 0 F1: The transaction reported on this Form 4 reflects the acquisition of the Issuer by Walgreen Co. ("Walgreen"), which closed on June 3, 2011, pursuant to the terms of an Agreement and Plan of Merger, by and among the Issuer, Walgreen, and Dover Subsidiary, Inc., dated March 23, 2011 (the "Merger Agreement"). F2: Reflects shares disposed of in connection with the acquisition of the Issuer by Walgreen pursuant to the Merger Agreement, pursuant to which each share of Issuer Common Stock was converted into the right to receive $3.80 in cash, without interest, and all such shares of Issuer Common Stock were automatically cancelled and ceased to exist. F3: The shares disposed of were held of record by Amazon.com NV Investment Holdings LLC, f/k/a Amazon.com NV Investment Holdings, Inc., a wholly owned subsidiary of the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported on this Form 4 reflects the acquisition of the Issuer by Walgreen Co. ("Walgreen"), which closed on June 3, 2011, pursuant to the terms of an Agreement and Plan of Merger, by and among the Issuer, Walgreen, and Dover Subsidiary, Inc., dated March 23, 2011 (the "Merger Agreement").
F2: Reflects shares disposed of in connection with the acquisition of the Issuer by Walgreen pursuant to the Merger Agreement, pursuant to which each share of Issuer Common Stock was converted into the right to receive $3.80 in cash, without interest, and all such shares of Issuer Common Stock were automatically cancelled and ceased to exist.
F3: The shares disposed of were held of record by Amazon.com NV Investment Holdings LLC, f/k/a Amazon.com NV Investment Holdings, Inc., a wholly owned subsidiary of the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 11, 2025 Filed Apr 14, 2025 16:14 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 2,915,000 | Not disclosed Strike: $12.97 | Not disclosed |
DisclosureSEC source: 0001104659-25-034684 · tm258773-1_4seq1.xml · derivative · entry 4 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,915,000 shares Expires 2031-05-06 F5 · kind: Upon the consummation of the Merger, the Warrant converted into the right to receive the Merger Consideration, vested (to the extent not already vested), and was mandatorily exercised by the Issuer (on a cashless net exercise basis) for the Merger Consideration. F5 · price: Upon the consummation of the Merger, the Warrant converted into the right to receive the Merger Consideration, vested (to the extent not already vested), and was mandatorily exercised by the Issuer (on a cashless net exercise basis) for the Merger Consideration. F4 · derivative.exercise_date: Prior to the consummation of the Merger, the Warrant, which was issued in connection with the execution of a commercial agreement, was exercisable for shares of Issuer Common Stock, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. Read SEC document |
| April 11, 2025 Filed Apr 14, 2025 16:14 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 14,801,360 | Not disclosed Strike: $21.53 | Not disclosed |
DisclosureSEC source: 0001104659-25-034684 · tm258773-1_4seq1.xml · derivative · entry 3 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,801,360 shares Expires 2029-12-20 F3 · kind: Upon the consummation of the Merger, the Warrant converted into the right to receive the Merger Consideration and was mandatorily exercised by the Issuer (on a cashless net exercise basis) for the Merger Consideration. F3 · price: Upon the consummation of the Merger, the Warrant converted into the right to receive the Merger Consideration and was mandatorily exercised by the Issuer (on a cashless net exercise basis) for the Merger Consideration. F4 · derivative.exercise_date: Prior to the consummation of the Merger, the Warrant, which was issued in connection with the execution of a commercial agreement, was exercisable for shares of Issuer Common Stock, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. Read SEC document |
| April 11, 2025 Filed Apr 14, 2025 16:14 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 7,014,804 | Not disclosed Strike: $20.40 | Not disclosed |
DisclosureSEC source: 0001104659-25-034684 · tm258773-1_4seq1.xml · derivative · entry 2 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,014,804 shares Expires 2029-12-20 F3 · kind: Upon the consummation of the Merger, the Warrant converted into the right to receive the Merger Consideration and was mandatorily exercised by the Issuer (on a cashless net exercise basis) for the Merger Consideration. F3 · price: Upon the consummation of the Merger, the Warrant converted into the right to receive the Merger Consideration and was mandatorily exercised by the Issuer (on a cashless net exercise basis) for the Merger Consideration. F4 · derivative.exercise_date: Prior to the consummation of the Merger, the Warrant, which was issued in connection with the execution of a commercial agreement, was exercisable for shares of Issuer Common Stock, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. Read SEC document |
| April 11, 2025 Filed Apr 14, 2025 16:14 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherCommon Stock | 12,741,445 | $22.50 | $286,682,512.50 |
DisclosureSEC source: 0001104659-25-034684 · tm258773-1_4seq1.xml · nonDerivative · entry 1 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: On April 11, 2025, Stonepeak Nile MergerCo Inc., a Delaware corporation and a wholly-owned subsidiary of Stonepeak Nile Parent LLC, a Delaware limited liability company ("Acquiror"), merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Acquiror (the "Merger"). Upon the consummation of the Merger, all shares of Issuer Common Stock converted into the right to receive $22.50 cash per share, without interest (the "Merger Consideration"). F1 · price: On April 11, 2025, Stonepeak Nile MergerCo Inc., a Delaware corporation and a wholly-owned subsidiary of Stonepeak Nile Parent LLC, a Delaware limited liability company ("Acquiror"), merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Acquiror (the "Merger"). Upon the consummation of the Merger, all shares of Issuer Common Stock converted into the right to receive $22.50 cash per share, without interest (the "Merger Consideration"). F2 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc., was the record holder of these shares of Issuer Common Stock. Read SEC document |
| May 06, 2024 Filed May 8, 2024 16:17 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 2,915,000 | Not disclosed Strike: $12.97 | Not disclosed |
DisclosureSEC source: 0001104659-24-058679 · tm2413592-1_4seq1.xml · derivative · entry 5 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,915,000 Underlying: Common Stock · 2,915,000 shares Expires 2031-05-06 F3 · kind: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest upon the following schedule and satisfaction of certain commercial milestones: 728,750 shares on each of May 6, 2024, May 6, 2025, May 6, 2026 and May 6, 2027. Shares of Common Stock subject to the Warrant are exercisable subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F3 · price: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest upon the following schedule and satisfaction of certain commercial milestones: 728,750 shares on each of May 6, 2024, May 6, 2025, May 6, 2026 and May 6, 2027. Shares of Common Stock subject to the Warrant are exercisable subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F3 · derivative.exercise_date: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest upon the following schedule and satisfaction of certain commercial milestones: 728,750 shares on each of May 6, 2024, May 6, 2025, May 6, 2026 and May 6, 2027. Shares of Common Stock subject to the Warrant are exercisable subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. Read SEC document |
| May 06, 2024 Filed May 8, 2024 16:17 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 14,801,360 | Not disclosed Strike: $21.53 | Not disclosed |
DisclosureSEC source: 0001104659-24-058679 · tm2413592-1_4seq1.xml · derivative · entry 4 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,801,360 Underlying: Common Stock · 14,801,360 shares Expires 2029-12-20 F1 · kind: On May 6, 2024, the expiration date of the Warrant was extended from December 20, 2025 to December 20, 2029. The extension of an existing warrant's expiration date is deemed to be a cancellation and re-issuance. F4 · shares: This reflects the actual number of shares of Common Stock for which the Warrant can be exercised. F1 · price: On May 6, 2024, the expiration date of the Warrant was extended from December 20, 2025 to December 20, 2029. The extension of an existing warrant's expiration date is deemed to be a cancellation and re-issuance. F2 · derivative.exercise_date: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, have vested and are exercisable subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F4 · derivative.underlying_shares: This reflects the actual number of shares of Common Stock for which the Warrant can be exercised. Read SEC document |
| May 06, 2024 Filed May 8, 2024 16:17 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 14,801,360 | Not disclosed Strike: $21.53 | Not disclosed |
DisclosureSEC source: 0001104659-24-058679 · tm2413592-1_4seq1.xml · derivative · entry 3 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,801,360 shares Expires 2025-12-20 F1 · kind: On May 6, 2024, the expiration date of the Warrant was extended from December 20, 2025 to December 20, 2029. The extension of an existing warrant's expiration date is deemed to be a cancellation and re-issuance. F4 · shares: This reflects the actual number of shares of Common Stock for which the Warrant can be exercised. F1 · price: On May 6, 2024, the expiration date of the Warrant was extended from December 20, 2025 to December 20, 2029. The extension of an existing warrant's expiration date is deemed to be a cancellation and re-issuance. F2 · derivative.exercise_date: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, have vested and are exercisable subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F4 · derivative.underlying_shares: This reflects the actual number of shares of Common Stock for which the Warrant can be exercised. Read SEC document |
| May 06, 2024 Filed May 8, 2024 16:17 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 7,014,804 | Not disclosed Strike: $20.40 | Not disclosed |
DisclosureSEC source: 0001104659-24-058679 · tm2413592-1_4seq1.xml · derivative · entry 2 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,014,804 Underlying: Common Stock · 7,014,804 shares Expires 2029-12-20 F1 · kind: On May 6, 2024, the expiration date of the Warrant was extended from December 20, 2025 to December 20, 2029. The extension of an existing warrant's expiration date is deemed to be a cancellation and re-issuance. F1 · price: On May 6, 2024, the expiration date of the Warrant was extended from December 20, 2025 to December 20, 2029. The extension of an existing warrant's expiration date is deemed to be a cancellation and re-issuance. F2 · derivative.exercise_date: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, have vested and are exercisable subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. Read SEC document |
| May 06, 2024 Filed May 8, 2024 16:17 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 7,014,804 | Not disclosed Strike: $20.40 | Not disclosed |
DisclosureSEC source: 0001104659-24-058679 · tm2413592-1_4seq1.xml · derivative · entry 1 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,014,804 shares Expires 2025-12-20 F1 · kind: On May 6, 2024, the expiration date of the Warrant was extended from December 20, 2025 to December 20, 2029. The extension of an existing warrant's expiration date is deemed to be a cancellation and re-issuance. F1 · price: On May 6, 2024, the expiration date of the Warrant was extended from December 20, 2025 to December 20, 2029. The extension of an existing warrant's expiration date is deemed to be a cancellation and re-issuance. F2 · derivative.exercise_date: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, have vested and are exercisable subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. Read SEC document |
| August 09, 2023 Filed Aug 11, 2023 16:06 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | SaleCommon Stock | 1,177,000 | $19.50 | $22,951,500.00 |
DisclosureSEC source: 0001104659-23-090467 · tm2323412-1_4seq1.xml · nonDerivative · entry 1 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 12,741,445 F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc., is the record holder of these shares of Common Stock. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 16:36 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | SaleCommon Stock | 260,000 | $26.99 | $7,017,400.00 |
DisclosureSEC source: 0000899243-22-039118 · doc4.xml · nonDerivative · entry 1 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,918,445 F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc., is the record holder of these shares of Common Stock. Read SEC document |
| October 07, 2022 Filed Oct 11, 2022 16:11 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | SaleCommon Stock | 250,000 | $23.61 | $5,902,500.00 |
DisclosureSEC source: 0000899243-22-033396 · doc4.xml · nonDerivative · entry 1 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,178,445 F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc., is the record holder of these shares of Common Stock. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 16:11 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 584,567 | Not disclosed Strike: $20.40 | Not disclosed |
DisclosureSEC source: 0000899243-21-047521 · doc4.xml · derivative · entry 1 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,014,804 Underlying: Common Stock · 584,567 shares Expires 2025-12-20 F1 · kind: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F1 · price: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F1 · derivative.exercise_date: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 16:26 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 584,567 | Not disclosed Strike: $20.40 | Not disclosed |
DisclosureSEC source: 0000899243-21-045780 · doc4.xml · derivative · entry 1 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,430,237 Underlying: Common Stock · 584,567 shares Expires 2025-12-20 F1 · kind: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F1 · price: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F1 · derivative.exercise_date: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:11 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | ConversionConvertible Notes · Derivative | Not disclosed | $0.00 Strike: $66.30 | $490,000,000.00 |
DisclosureSEC source: 0000899243-21-044350 · doc4.xml · derivative · entry 13 AMAZON COM INC · CIK 0001018724 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 7,390,649 shares Expires 2026-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, the Convertible Notes automatically converted into shares of Class A Common Stock at a conversion price equal to the lesser of: (i) $71.03 and (ii) the product of (x) the initial public offering price per share of $78.00 multiplied by (y) the applicable discount rate determined by reference to the time of conversion (0.85). F4 · reported_value: Upon the closing of the Issuer's initial public offering, the Convertible Notes automatically converted into shares of Class A Common Stock at a conversion price equal to the lesser of: (i) $71.03 and (ii) the product of (x) the initial public offering price per share of $78.00 multiplied by (y) the applicable discount rate determined by reference to the time of conversion (0.85). F4 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the Convertible Notes automatically converted into shares of Class A Common Stock at a conversion price equal to the lesser of: (i) $71.03 and (ii) the product of (x) the initial public offering price per share of $78.00 multiplied by (y) the applicable discount rate determined by reference to the time of conversion (0.85). F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:11 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | ConversionWarrant (Right to Purchase) · Derivative | 3,723,050 | Not disclosed Strike: $9.09 | Not disclosed |
DisclosureSEC source: 0000899243-21-044350 · doc4.xml · derivative · entry 12 AMAZON COM INC · CIK 0001018724 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,723,050 Underlying: Class A Common Stock · 3,723,050 shares Expires 2029-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Upon the closing of the Issuer's initial public offering, the warrant to purchase Series C Preferred Stock automatically converted into a warrant to purchase an equivalent number of Class A Common Stock at the same exercise price. F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:11 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | ConversionWarrant (Right to Purchase) · Derivative | 3,723,050 | Not disclosed Strike: $9.09 | Not disclosed |
DisclosureSEC source: 0000899243-21-044350 · doc4.xml · derivative · entry 11 AMAZON COM INC · CIK 0001018724 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Series C Preferred Stock · 3,723,050 shares Expires 2029-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Upon the closing of the Issuer's initial public offering, the warrant to purchase Series C Preferred Stock automatically converted into a warrant to purchase an equivalent number of Class A Common Stock at the same exercise price. F3 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, the warrant to purchase Series C Preferred Stock automatically converted into a warrant to purchase an equivalent number of Class A Common Stock at the same exercise price. F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:11 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | ConversionSeries F Preferred Stock · Derivative | 4,070,577 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044350 · doc4.xml · derivative · entry 10 AMAZON COM INC · CIK 0001018724 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 4,070,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F2 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F2 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:11 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | ConversionSeries E Preferred Stock · Derivative | 27,437,057 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044350 · doc4.xml · derivative · entry 9 AMAZON COM INC · CIK 0001018724 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 27,437,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F2 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F2 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:11 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | ConversionSeries D Preferred Stock · Derivative | 30,714,819 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044350 · doc4.xml · derivative · entry 8 AMAZON COM INC · CIK 0001018724 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 30,714,819 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F2 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F2 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:11 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | ConversionSeries A Preferred Stock · Derivative | 86,186,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-044350 · doc4.xml · derivative · entry 7 AMAZON COM INC · CIK 0001018724 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 86,186,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F2 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F2 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:11 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | GrantClass A Common Stock | 2,564,102 | $78.00 | $199,999,956.00 |
DisclosureSEC source: 0000899243-21-044350 · doc4.xml · nonDerivative · entry 6 AMAZON COM INC · CIK 0001018724 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 158,363,834 F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:11 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | ConversionClass A Common Stock | 7,390,649 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-044350 · doc4.xml · nonDerivative · entry 5 AMAZON COM INC · CIK 0001018724 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 155,799,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Upon the closing of the Issuer's initial public offering, the Convertible Notes automatically converted into shares of Class A Common Stock at a conversion price equal to the lesser of: (i) $71.03 and (ii) the product of (x) the initial public offering price per share of $78.00 multiplied by (y) the applicable discount rate determined by reference to the time of conversion (0.85). F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:11 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | ConversionClass A Common Stock | 4,070,557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-044350 · doc4.xml · nonDerivative · entry 4 AMAZON COM INC · CIK 0001018724 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 148,409,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:11 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | ConversionClass A Common Stock | 27,437,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-044350 · doc4.xml · nonDerivative · entry 3 AMAZON COM INC · CIK 0001018724 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 144,338,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:11 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | ConversionClass A Common Stock | 30,714,819 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-044350 · doc4.xml · nonDerivative · entry 2 AMAZON COM INC · CIK 0001018724 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 116,901,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 21:11 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | ConversionClass A Common Stock | 86,186,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-044350 · doc4.xml · nonDerivative · entry 1 AMAZON COM INC · CIK 0001018724 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 86,186,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Upon the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). The shares of Preferred Stock had no expiration date. F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc. ("Amazon"), is the record holder of the securities listed in this Form 4. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 16:07 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 584,567 | Not disclosed Strike: $20.40 | Not disclosed |
DisclosureSEC source: 0000899243-21-039450 · doc4.xml · derivative · entry 1 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,845,670 Underlying: Common Stock · 584,567 shares Expires 2025-12-20 F1 · kind: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F1 · price: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F1 · derivative.exercise_date: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 16:09 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 584,567 | Not disclosed Strike: $20.40 | Not disclosed |
DisclosureSEC source: 0000899243-21-027877 · doc4.xml · derivative · entry 1 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,261,103 Underlying: Common Stock · 584,567 shares Expires 2025-12-20 F1 · kind: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F1 · price: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F1 · derivative.exercise_date: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. Read SEC document |
| May 12, 2021 Filed May 13, 2021 16:10 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 584,567 | Not disclosed Strike: $20.40 | Not disclosed |
DisclosureSEC source: 0000899243-21-019400 · doc4.xml · derivative · entry 1 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,676,536 Underlying: Common Stock · 584,567 shares Expires 2025-12-20 F1 · kind: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F1 · price: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F1 · derivative.exercise_date: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. Read SEC document |
| May 07, 2021 Filed May 10, 2021 16:36 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 752,268 | Not disclosed Strike: $9.73 | Not disclosed |
DisclosureSEC source: 0000899243-21-018927 · doc4.xml · derivative · entry 4 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 752,268 shares Expires 2021-10-04 F2 · price: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. Read SEC document |
| May 07, 2021 Filed May 10, 2021 16:36 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 12,810,629 | Not disclosed Strike: $9.73 | Not disclosed |
DisclosureSEC source: 0000899243-21-018927 · doc4.xml · derivative · entry 3 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,810,629 shares Expires 2021-10-04 F2 · price: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F2 · derivative.exercise_date: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. Read SEC document |
| May 07, 2021 Filed May 10, 2021 16:36 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherCommon Stock | 752,268 | $9.73 | $7,319,567.64 |
DisclosureSEC source: 0000899243-21-018927 · doc4.xml · nonDerivative · entry 2 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,428,445 F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc., is the record holder of these shares of Common Stock. Read SEC document |
| May 07, 2021 Filed May 10, 2021 16:36 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherCommon Stock | 12,810,629 | $9.73 | $124,647,420.17 |
DisclosureSEC source: 0000899243-21-018927 · doc4.xml · nonDerivative · entry 1 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,676,177 F1 · ownership.nature: Amazon.com NV Investment Holdings LLC, a wholly-owned subsidiary of Amazon.com, Inc., is the record holder of these shares of Common Stock. Read SEC document |
| May 07, 2021 Filed May 10, 2021 16:45 UTC | Air Transport Services Group, Inc. ATSG · Entity 11290 | OtherWarrant (Right to Purchase Common Stock) · Derivative | 584,567 | Not disclosed Strike: $20.40 | Not disclosed |
DisclosureSEC source: 0000899243-21-018936 · doc4.xml · derivative · entry 1 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,091,969 Underlying: Common Stock · 584,567 shares Expires 2025-12-20 F1 · kind: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F1 · price: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. F1 · derivative.exercise_date: Shares of Common Stock subject to the Warrant, which was issued in connection with the execution of a commercial agreement, vest and become exercisable upon the achievement of certain commercial milestones, subject to certain regulatory approvals and the terms and conditions outlined in the Warrant. Read SEC document |
| June 03, 2011 Filed Jun 3, 2011 21:49 UTC | DRUGSTORE COM INC DSCM · Entity 13006 | OtherCommon Stock, par value $.0001 per share | 12,963,339 | $3.80 | $49,260,688.20 |
DisclosureSEC source: 0001359804-11-000041 · edgar.xml · nonDerivative · entry 1 AMAZON COM INC · CIK 0001018724 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Amazon.com NV Investment Holdings LLC, f/k/a Amazon.com NV Investment Holdings, Inc. Disclosed balance after: 0 F1 · kind: The transaction reported on this Form 4 reflects the acquisition of the Issuer by Walgreen Co. ("Walgreen"), which closed on June 3, 2011, pursuant to the terms of an Agreement and Plan of Merger, by and among the Issuer, Walgreen, and Dover Subsidiary, Inc., dated March 23, 2011 (the "Merger Agreement"). F2 · shares: Reflects shares disposed of in connection with the acquisition of the Issuer by Walgreen pursuant to the Merger Agreement, pursuant to which each share of Issuer Common Stock was converted into the right to receive $3.80 in cash, without interest, and all such shares of Issuer Common Stock were automatically cancelled and ceased to exist. F2 · price: Reflects shares disposed of in connection with the acquisition of the Issuer by Walgreen pursuant to the Merger Agreement, pursuant to which each share of Issuer Common Stock was converted into the right to receive $3.80 in cash, without interest, and all such shares of Issuer Common Stock were automatically cancelled and ceased to exist. F3 · ownership.nature: The shares disposed of were held of record by Amazon.com NV Investment Holdings LLC, f/k/a Amazon.com NV Investment Holdings, Inc., a wholly owned subsidiary of the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.