RIVN

SEC source: 0001209191-23-017395 · doc4.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,932

F1 · shares: Represents an award of 10,757 restricted stock units ("RSUs") which vested on March 6, 2023. The shares of Class A Common Stock reported on this Form 4 are subject to a lock-up agreement between the reporting person and Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, and Morgan Stanley & Co. LLC, dated March 7, 2023 (the "Lock-up Date") pursuant to which the shares of Class A Common Stock reported herein cannot be sold for 60 days following the Lock-up Date.

SEC source: 0001209191-23-010895 · doc4.xml · nonDerivative · entry 2

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,902

F3 · kind: The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2021, as last amended on August 19, 2022.

SEC source: 0001209191-23-010894 · doc4.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,000

F1 · kind: The sale reported in this transaction represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations in connection with the vesting of RSUs to be funded by a "sell to cover" transaction, and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $18.98 to $19.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-23-010895 · doc4.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,804

F1 · kind: The sale reported in this transaction represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations in connection with the vesting of RSUs to be funded by a "sell to cover" transaction, and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $18.98 to $19.565, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-23-004648 · doc4.xml · nonDerivative · entry 1

MARCARIO ROSE M · CIK 0001253620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,722

F1 · shares: Represents an award of 680 restricted stock units, which vested on January 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

SEC source: 0001209191-23-004649 · doc4.xml · nonDerivative · entry 1

Thomas-Graham Pamela · CIK 0001327431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,131

F1 · shares: Represents an award of 811 restricted stock units, which vested on January 20, 2023. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

SEC source: 0001209191-23-004644 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,802

F1 · shares: Represents an award of 1,151 restricted stock units, which vested on January 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

SEC source: 0001209191-23-004652 · doc4.xml · nonDerivative · entry 1

Schwartz Sanford Harold · CIK 0001891751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,676

F1 · shares: Represents an award of 811 restricted stock units, which vested on January 20, 2023. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

SEC source: 0001209191-23-004645 · doc4.xml · nonDerivative · entry 1

Krawiec Peter · CIK 0001891037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,199

F1 · shares: Represents an award of 523 restricted stock units, which vested on January 20, 2023. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

SEC source: 0001209191-22-062341 · doc4.xml · nonDerivative · entry 2

Kroeger Harald · CIK 0001565080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,041

F2 · shares: 1,734 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the 5,775 RSUs being settled.

F3 · price: The closing price of the Company's Class A Common Stock on December 19, 2022.

SEC source: 0001209191-22-062341 · doc4.xml · nonDerivative · entry 1

Kroeger Harald · CIK 0001565080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,775

F1 · shares: As a result of Mr. Kroeger's resignation as a member of the Board of Directors of Rivian Automotive, Inc. (the "Company") on December 20, 2022 (i) 9,074 unvested Restricted Stock Units ("RSUs") previously granted were forfeited and (ii) 5,775 vested RSUs were settled, pursuant to the prior election of Mr. Kroeger to defer such RSU settlement until his termination of service as a director.

F1 · balance_after: As a result of Mr. Kroeger's resignation as a member of the Board of Directors of Rivian Automotive, Inc. (the "Company") on December 20, 2022 (i) 9,074 unvested Restricted Stock Units ("RSUs") previously granted were forfeited and (ii) 5,775 vested RSUs were settled, pursuant to the prior election of Mr. Kroeger to defer such RSU settlement until his termination of service as a director.

SEC source: 0001189130-26-000003 · wk-form4_1772748609.xml · nonDerivative · entry 5

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,820

SEC source: 0001189130-26-000003 · wk-form4_1772748609.xml · nonDerivative · entry 4

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,877

SEC source: 0001209191-22-057709 · doc4.xml · nonDerivative · entry 4

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,894

F1 · kind: The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2021, as last amended on August 19, 2022.

SEC source: 0001209191-22-057711 · doc4.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,331

F1 · kind: The sale reported in this transaction represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations in connection with the vesting of RSUs to be funded by a "sell to cover" transaction, and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-22-057709 · doc4.xml · derivative · entry 5

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,500

Underlying: Class A Common Stock · 12,500 shares

Expires 2028-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests in 5 substantially equal yearly installments beginning on the first anniversary of February 1, 2021.

SEC source: 0001209191-22-057709 · doc4.xml · nonDerivative · entry 3

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,151

F2 · kind: The sale reported in this transaction represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations in connection with the vesting of RSUs to be funded by a "sell to cover" transaction, and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001209191-22-057709 · doc4.xml · nonDerivative · entry 2

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,886

F1 · kind: The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2021, as last amended on August 19, 2022.

SEC source: 0001209191-22-057709 · doc4.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-054410 · doc4.xml · nonDerivative · entry 1

MARCARIO ROSE M · CIK 0001253620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,042

F1 · shares: Represents an award of 458 restricted stock units, which vested on October 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

SEC source: 0001209191-22-054411 · doc4.xml · nonDerivative · entry 1

Thomas-Graham Pamela · CIK 0001327431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,320

F1 · shares: Represents an award of 546 restricted stock units, which vested on October 20, 2022. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

SEC source: 0001209191-22-054413 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,651

F1 · shares: Represents an award of 775 restricted stock units, which vested on October 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

SEC source: 0001209191-22-054408 · doc4.xml · nonDerivative · entry 1

Kroeger Harald · CIK 0001565080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,849

F1 · shares: Represents an award of 206 restricted stock units, which vested on October 20, 2022. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

SEC source: 0001209191-22-054412 · doc4.xml · nonDerivative · entry 1

Schwartz Sanford Harold · CIK 0001891751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,865

F1 · shares: Represents an award of 546 restricted stock units, which vested on October 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

SEC source: 0001209191-22-054409 · doc4.xml · nonDerivative · entry 1

Krawiec Peter · CIK 0001891037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,676

F1 · shares: Represents an award of 352 restricted stock units, which vested on October 20, 2022. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

SEC source: 0001209191-22-051657 · doc4.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,020

F1 · shares: Represents an award of 11,354 restricted stock units ("RSUs") which will vest on each of the next sixteen quarterly anniversaries after November 15, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date.

F2 · balance_after: Includes 56,608 RSUs subject to time-based vesting conditions in accordance with the underlying award. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date.

SEC source: 0001209191-22-047365 · doc4.xml · nonDerivative · entry 1

Kroeger Harald · CIK 0001565080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,643

F1 · shares: Represents an award of (i) 6,656 restricted stock units ("RSUs") which will vest on June 12, 2023, the anniversary of the Issuer's 2022 annual meeting of stockholders and (ii) 7,987 RSUs which will vest annually in equal installments on the next three anniversaries of August 15, 2022. The RSUs were granted pursuant to the Issuer's Non-Employee Director Compensation Program as previously disclosed in the Issuer's Form 8-K as filed with the SEC on August 11, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the RSUs until the Reporting Person's termination of service as a director of the Issuer. The RSUs will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

SEC source: 0001209191-22-046279 · doc4.xml · derivative · entry 2

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,746

Underlying: Class A Common Stock · 159,746 shares

Expires 2032-08-16

F2 · derivative.exercise_date: The stock option will vest annually as to 25% of the underlying shares over the next four anniversaries of August 8, 2022.

SEC source: 0001209191-22-046279 · doc4.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,886

F1 · shares: Represents an award of 79,873 restricted stock units ("RSUs") which will vest on each of the next sixteen quarterly anniversaries after August 15, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date.

SEC source: 0001209191-22-046280 · doc4.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,666

F1 · kind: The sale reported on this Form 4 represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations in connection with the vesting of RSUs to be funded by a "sell to cover" transaction, and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $37.24 to $38.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 45,254 RSUs subject to time-based vesting conditions in accordance with the underlying award. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date.

SEC source: 0001209191-22-043004 · doc4.xml · nonDerivative · entry 1

MARCARIO ROSE M · CIK 0001253620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,584

F1 · shares: Represents an award of 570 restricted stock units, which vested on July 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

SEC source: 0001209191-22-043002 · doc4.xml · nonDerivative · entry 1

Thomas-Graham Pamela · CIK 0001327431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,774

F1 · shares: Represents an award of 680 restricted stock units, which vested on July 20, 2022. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

SEC source: 0001209191-22-043006 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,876

F1 · shares: Represents an award of 965 restricted stock units, which vested on July 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

SEC source: 0001209191-22-043005 · doc4.xml · nonDerivative · entry 1

Krawiec Peter · CIK 0001891037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,324

F1 · shares: Represents an award of 438 restricted stock units, which vested on July 20, 2022. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting.

SEC source: 0001209191-22-043003 · doc4.xml · nonDerivative · entry 1

Schwartz Sanford Harold · CIK 0001891751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,319

F1 · shares: Represents an award of 680 restricted stock units, which vested on July 20, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the restricted stock units until the Reporting Person's termination of service as a director of the Issuer. The restricted stock units will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

SEC source: 0001209191-22-035133 · doc4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,576

F1 · shares: Represents an award of 8,960 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The RSUs will settle in shares of the Issuer's Class A Common Stock upon vesting.

SEC source: 0001209191-22-035131 · doc4.xml · nonDerivative · entry 1

MARCARIO ROSE M · CIK 0001253620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,014

F1 · shares: Represents an award of 8,960 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the RSUs until the Reporting Person's termination of service as a director of the Issuer. The RSUs will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

SEC source: 0001209191-22-035129 · doc4.xml · nonDerivative · entry 1

Thomas-Graham Pamela · CIK 0001327431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,094

F1 · shares: Represents an award of 8,960 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The RSUs will settle in shares of the Issuer's Class A Common Stock upon vesting.

SEC source: 0001209191-22-035135 · doc4.xml · nonDerivative · entry 1

Boone Karen · CIK 0001561290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,911

F1 · shares: Represents an award of 8,960 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the RSUs until the Reporting Person's termination of service as a director of the Issuer. The RSUs will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

SEC source: 0001209191-22-035132 · doc4.xml · nonDerivative · entry 1

Krawiec Peter · CIK 0001891037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,886

F1 · shares: Represents an award of 8,960 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The RSUs will settle in shares of the Issuer's Class A Common Stock upon vesting.

SEC source: 0001209191-22-035130 · doc4.xml · nonDerivative · entry 1

Schwartz Sanford Harold · CIK 0001891751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,639

F1 · shares: Represents an award of 8,960 restricted stock units ("RSUs") which will vest on the first anniversary of the grant date. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the RSUs until the Reporting Person's termination of service as a director of the Issuer. The RSUs will settle in shares of the Issuer's Class A Common Stock upon such termination of service.

SEC source: 0001209191-22-032925 · doc4.xml · nonDerivative · entry 1

FLATLEY JAY T · CIK 0001189130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,616

F1 · price: The price reported is a weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $29.21 to $29.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-22-031753 · doc4.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,419

F1 · security: The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Rivian Automotive, Inc. 2021 Employee Stock Purchase Plan (the "ESPP") for the purchase period of November 10, 2021 through May 20, 2022 (the "Offering Period"). The acquisition of those 641 shares was also exempt pursuant to Rule 16b-3(c).

F2 · date: The Offering Period ended on May 20, 2022, and the shares were acquired on the last business day of the Offering Period.

F3 · price: In accordance with the ESPP, these shares were purchased at a price that represented 85% of the closing price of the Issuer's Class A Common Stock on May 20, 2022.

F4 · balance_after: Includes 50,109 RSUs subject to time-based vesting conditions in accordance with the underlying award. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date.

SEC source: 0001209191-22-031756 · doc4.xml · nonDerivative · entry 1

McDonough Claire · CIK 0001890925 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,013

F1 · security: The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Rivian Automotive, Inc. 2021 Employee Stock Purchase Plan (the "ESPP") for the purchase period of November 10, 2021 through May 20, 2022 (the "Offering Period"). The acquisition of those 563 shares was also exempt pursuant to Rule 16b-3(c).

F2 · date: The Offering Period ended on May 20, 2022, and the shares were acquired on the last business day of the Offering Period.

F3 · price: In accordance with the ESPP, these shares were purchased at a price that represented 85% of the closing price of the Issuer's Class A Common Stock on May 20, 2022.

SEC source: 0001209191-22-031754 · doc4.xml · nonDerivative · entry 1

Behl Jiten · CIK 0001891532 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,541

F1 · security: The Reporting Person is voluntarily reporting the acquisition of shares of the Issuer's Class A Common Stock pursuant to the Rivian Automotive, Inc. 2021 Employee Stock Purchase Plan (the "ESPP") for the purchase period of November 10, 2021 through May 20, 2022 (the "Offering Period"). The acquisition of those 641 shares was also exempt pursuant to Rule 16b-3(c).

F2 · date: The Offering Period ended on May 20, 2022, and the shares were acquired on the last business day of the Offering Period.

F3 · price: In accordance with the ESPP, these shares were purchased at a price that represented 85% of the closing price of the Issuer's Class A Common Stock on May 20, 2022.

F4 · balance_after: Includes 17,500 RSUs subject to time-based vesting conditions in accordance with the underlying award. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date.

SEC source: 0001209191-22-030239 · doc4.xml · nonDerivative · entry 2

Behl Jiten · CIK 0001891532 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,900

F4 · kind: The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2021, as amended on March 15, 2022.

F3 · balance_after: Includes 17,500 RSUs subject to time-based vesting conditions in accordance with the underlying award. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date.

SEC source: 0001209191-22-029121 · doc4.xml · nonDerivative · entry 1

Scaringe Robert J · CIK 0001891517 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,175

F1 · price: The price reported is a weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $25.64 to $25.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001209191-22-030240 · doc4.xml · nonDerivative · entry 1

Baker Jeff · CIK 0001699866 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,778

F1 · kind: The sale reported on this Form 4 represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations in connection with the vesting of RSUs to be funded by a "sell to cover" transaction, and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $24.7648 to $25.5780, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 50,109 RSUs subject to time-based vesting conditions in accordance with the underlying award. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date.

SEC source: 0001209191-22-030239 · doc4.xml · nonDerivative · entry 1

Behl Jiten · CIK 0001891532 · Chief Growth Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,508

F1 · kind: The sale reported in this transaction represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations in connection with the vesting of RSUs to be funded by a "sell to cover" transaction, and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $25.0238 to $25.5780, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 17,500 RSUs subject to time-based vesting conditions in accordance with the underlying award. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock and has no expiration date.

SEC source: 0001209191-22-029015 · doc4.xml · nonDerivative · entry 1

FORD MOTOR CO · CIK 0000037996 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,947,494

F1 · price: The price shown is the weighted average sales price for the reported transaction. The range of prices at which common stock was sold for the reported transaction was $26.4500 to $27.7200. A breakdown of each transaction will be provided upon request.