Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tesla, Inc.TSLA · Entity 2791 | Director | January 10, 2013 | December 20, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tesla, Inc.
Report date January 10, 2013 · Filed December 20, 2013 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2013-01-10 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2013-01-10 · Other · Acquired 0 · Balance 0 F1: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2013-01-10 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2013-01-10 · Other · Disposed 0 · Balance 0 F1: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Rivian Automotive, Inc. / DE
Report date December 20, 2022 · Filed December 21, 2022
Section 16 reporting ended · disclosed 2022-12-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 5,775 |
Reported balance
After 2022-12-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-12-20 · Disposition to issuer · Disposed 9,074 · Balance 5,775 F1: As a result of Mr. Kroeger's resignation as a member of the Board of Directors of Rivian Automotive, Inc. (the "Company") on December 20, 2022 (i) 9,074 unvested Restricted Stock Units ("RSUs") previously granted were forfeited and (ii) 5,775 vested RSUs were settled, pursuant to the prior election of Mr. Kroeger to defer such RSU settlement until his termination of service as a director. |
| Class A Common StockSEC Table I · non-derivative | Direct | 4,041 |
Reported balance
After 2022-12-20 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-12-20 · Tax withholding · Disposed 1,734 · Balance 4,041 F2: 1,734 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the 5,775 RSUs being settled. F3: The closing price of the Company's Class A Common Stock on December 19, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: As a result of Mr. Kroeger's resignation as a member of the Board of Directors of Rivian Automotive, Inc. (the "Company") on December 20, 2022 (i) 9,074 unvested Restricted Stock Units ("RSUs") previously granted were forfeited and (ii) 5,775 vested RSUs were settled, pursuant to the prior election of Mr. Kroeger to defer such RSU settlement until his termination of service as a director.
F2: 1,734 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the 5,775 RSUs being settled.
F3: The closing price of the Company's Class A Common Stock on December 19, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2022 Filed Dec 21, 2022 16:30 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | Tax withholdingClass A Common Stock | 1,734 | $22.03 | $38,200.02 |
DisclosureSEC source: 0001209191-22-062341 · doc4.xml · nonDerivative · entry 2 Kroeger Harald · CIK 0001565080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,041 F2 · shares: 1,734 shares of Class A Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with the 5,775 RSUs being settled. F3 · price: The closing price of the Company's Class A Common Stock on December 19, 2022. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 16:30 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | Disposition to issuerClass A Common Stock | 9,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-062341 · doc4.xml · nonDerivative · entry 1 Kroeger Harald · CIK 0001565080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,775 F1 · shares: As a result of Mr. Kroeger's resignation as a member of the Board of Directors of Rivian Automotive, Inc. (the "Company") on December 20, 2022 (i) 9,074 unvested Restricted Stock Units ("RSUs") previously granted were forfeited and (ii) 5,775 vested RSUs were settled, pursuant to the prior election of Mr. Kroeger to defer such RSU settlement until his termination of service as a director. F1 · balance_after: As a result of Mr. Kroeger's resignation as a member of the Board of Directors of Rivian Automotive, Inc. (the "Company") on December 20, 2022 (i) 9,074 unvested Restricted Stock Units ("RSUs") previously granted were forfeited and (ii) 5,775 vested RSUs were settled, pursuant to the prior election of Mr. Kroeger to defer such RSU settlement until his termination of service as a director. Read SEC document |
| October 20, 2022 Filed Oct 24, 2022 17:01 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | GrantClass A Common Stock | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-054408 · doc4.xml · nonDerivative · entry 1 Kroeger Harald · CIK 0001565080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,849 F1 · shares: Represents an award of 206 restricted stock units, which vested on October 20, 2022. The restricted stock units settled in shares of the Issuer's Class A Common Stock upon vesting. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 17:14 UTC | Rivian Automotive, Inc. / DE RIVN · Entity 3226 | GrantClass A Common Stock | 14,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047365 · doc4.xml · nonDerivative · entry 1 Kroeger Harald · CIK 0001565080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,643 F1 · shares: Represents an award of (i) 6,656 restricted stock units ("RSUs") which will vest on June 12, 2023, the anniversary of the Issuer's 2022 annual meeting of stockholders and (ii) 7,987 RSUs which will vest annually in equal installments on the next three anniversaries of August 15, 2022. The RSUs were granted pursuant to the Issuer's Non-Employee Director Compensation Program as previously disclosed in the Issuer's Form 8-K as filed with the SEC on August 11, 2022. The Reporting Person has elected to defer the issuance of the shares of the Issuer's Class A Common Stock underlying the RSUs until the Reporting Person's termination of service as a director of the Issuer. The RSUs will settle in shares of the Issuer's Class A Common Stock upon such termination of service. Read SEC document |
| January 10, 2013 Filed Jan 14, 2013 22:35 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 16,666 | $0.00 Strike: $28.43 | $0.00 |
DisclosureSEC source: 0001140361-13-002002 · doc1.xml · derivative · entry 5 Kroeger Harald · CIK 0001565080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 16,666 shares Expires 2013-03-12 F1 · kind: 4,867,929 shares are owned directly by Blackstar InvestCo LLC, which is wholly-owned by Daimler North America Corporation ("DNAC"). The 29,860 shares and 16,666 shares represent shares issuable upon exercise of options owned directly by DNAC, which shares were sold by DNAC simultaneously with the exercise of these options. The reporting person is a vice president of an affiliate of DNAC. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. F4 · derivative.exercise_date: The options vested in installments between June 13, 2011 and December 12, 2012. F3 · ownership.nature: The options were owned directly by DNAC. The reporting person is a vice president of an affiliate of DNAC. The reporting person disclaims beneficial ownership of the options and the shares subject to the options, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 10, 2013 Filed Jan 14, 2013 22:35 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 29,860 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001140361-13-002002 · doc1.xml · derivative · entry 4 Kroeger Harald · CIK 0001565080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 29,860 shares Expires 2013-01-11 F1 · kind: 4,867,929 shares are owned directly by Blackstar InvestCo LLC, which is wholly-owned by Daimler North America Corporation ("DNAC"). The 29,860 shares and 16,666 shares represent shares issuable upon exercise of options owned directly by DNAC, which shares were sold by DNAC simultaneously with the exercise of these options. The reporting person is a vice president of an affiliate of DNAC. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. F2 · derivative.exercise_date: The options vested in installments between December 4, 2009 and December 12, 2012. F3 · ownership.nature: The options were owned directly by DNAC. The reporting person is a vice president of an affiliate of DNAC. The reporting person disclaims beneficial ownership of the options and the shares subject to the options, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 10, 2013 Filed Jan 14, 2013 22:35 UTC | Tesla, Inc. TSLA · Entity 2791 | SaleCommon Stock | 46,526 | $33.59 | $1,562,687.37 |
DisclosureSEC source: 0001140361-13-002002 · doc1.xml · nonDerivative · entry 3 Kroeger Harald · CIK 0001565080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,867,929 F1 · ownership.nature: 4,867,929 shares are owned directly by Blackstar InvestCo LLC, which is wholly-owned by Daimler North America Corporation ("DNAC"). The 29,860 shares and 16,666 shares represent shares issuable upon exercise of options owned directly by DNAC, which shares were sold by DNAC simultaneously with the exercise of these options. The reporting person is a vice president of an affiliate of DNAC. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 10, 2013 Filed Jan 14, 2013 22:35 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherCommon Stock | 16,666 | $28.43 | $473,814.38 |
DisclosureSEC source: 0001140361-13-002002 · doc1.xml · nonDerivative · entry 2 Kroeger Harald · CIK 0001565080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,914,455 F1 · kind: 4,867,929 shares are owned directly by Blackstar InvestCo LLC, which is wholly-owned by Daimler North America Corporation ("DNAC"). The 29,860 shares and 16,666 shares represent shares issuable upon exercise of options owned directly by DNAC, which shares were sold by DNAC simultaneously with the exercise of these options. The reporting person is a vice president of an affiliate of DNAC. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. F1 · ownership.nature: 4,867,929 shares are owned directly by Blackstar InvestCo LLC, which is wholly-owned by Daimler North America Corporation ("DNAC"). The 29,860 shares and 16,666 shares represent shares issuable upon exercise of options owned directly by DNAC, which shares were sold by DNAC simultaneously with the exercise of these options. The reporting person is a vice president of an affiliate of DNAC. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 10, 2013 Filed Jan 14, 2013 22:35 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherCommon Stock | 29,860 | $6.63 | $197,971.80 |
DisclosureSEC source: 0001140361-13-002002 · doc1.xml · nonDerivative · entry 1 Kroeger Harald · CIK 0001565080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,897,789 F1 · kind: 4,867,929 shares are owned directly by Blackstar InvestCo LLC, which is wholly-owned by Daimler North America Corporation ("DNAC"). The 29,860 shares and 16,666 shares represent shares issuable upon exercise of options owned directly by DNAC, which shares were sold by DNAC simultaneously with the exercise of these options. The reporting person is a vice president of an affiliate of DNAC. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. F1 · ownership.nature: 4,867,929 shares are owned directly by Blackstar InvestCo LLC, which is wholly-owned by Daimler North America Corporation ("DNAC"). The 29,860 shares and 16,666 shares represent shares issuable upon exercise of options owned directly by DNAC, which shares were sold by DNAC simultaneously with the exercise of these options. The reporting person is a vice president of an affiliate of DNAC. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| January 10, 2013 Filed Dec 20, 2013 23:31 UTC Amendment | Tesla, Inc. TSLA · Entity 2791 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-13-047290 · doc1.xml · derivative · entry 2 Kroeger Harald · CIK 0001565080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · date: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · kind: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · shares: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · price: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · derivative.exercise_date: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · derivative.expiration_date: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · derivative.underlying: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · derivative.underlying_shares: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · balance_after: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · ownership.direct: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · ownership.nature: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. Read SEC document |
| January 10, 2013 Filed Dec 20, 2013 23:31 UTC Amendment | Tesla, Inc. TSLA · Entity 2791 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-13-047290 · doc1.xml · nonDerivative · entry 1 Kroeger Harald · CIK 0001565080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · date: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · kind: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · shares: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · price: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · acquired: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · balance_after: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · ownership.direct: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. F1 · ownership.nature: This amendment revises the Reporting Person's reported beneficial ownership to exclude all securities beneficially owned by Blackstar InvestCo LLC, and its parent Daimler North America Corporation, neither of which is an affiliate of the Reporting Person or a Section 16 filer with respect to the Issuer. None of such securities is or was beneficially owned by the Reporting Person. Read SEC document |
| December 21, 2012 Filed Dec 26, 2012 22:23 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 33,333 | $0.00 Strike: $34.00 | $0.00 |
DisclosureSEC source: 0001140361-12-052715 · doc1.xml · derivative · entry 3 Kroeger Harald · CIK 0001565080 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 33,333 Underlying: Common Stock · 33,333 shares Expires 2019-12-21 F2 · kind: The reporting person transferred the options to Daimler North America Corporation ("DNAC") on December 21, 2012. The reporting person is a vice president of an affiliate of DNAC and disclaims beneficial ownership of the options and the shares subject to the options, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. F1 · derivative.exercise_date: 25% of the shares subject to the options become vested and exercisable on December 12, 2013 and 1/48th of the shares subject to the options will become vested and exercisable each month thereafter. F2 · ownership.nature: The reporting person transferred the options to Daimler North America Corporation ("DNAC") on December 21, 2012. The reporting person is a vice president of an affiliate of DNAC and disclaims beneficial ownership of the options and the shares subject to the options, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| December 21, 2012 Filed Dec 26, 2012 22:23 UTC | Tesla, Inc. TSLA · Entity 2791 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 33,333 | $0.00 Strike: $34.00 | $0.00 |
DisclosureSEC source: 0001140361-12-052715 · doc1.xml · derivative · entry 2 Kroeger Harald · CIK 0001565080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,333 shares Expires 2019-12-21 F2 · kind: The reporting person transferred the options to Daimler North America Corporation ("DNAC") on December 21, 2012. The reporting person is a vice president of an affiliate of DNAC and disclaims beneficial ownership of the options and the shares subject to the options, except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. F1 · derivative.exercise_date: 25% of the shares subject to the options become vested and exercisable on December 12, 2013 and 1/48th of the shares subject to the options will become vested and exercisable each month thereafter. Read SEC document |
| December 21, 2012 Filed Dec 26, 2012 22:23 UTC | Tesla, Inc. TSLA · Entity 2791 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 33,333 | $0.00 Strike: $34.00 | $0.00 |
DisclosureSEC source: 0001140361-12-052715 · doc1.xml · derivative · entry 1 Kroeger Harald · CIK 0001565080 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 33,333 shares Expires 2019-12-21 F1 · derivative.exercise_date: 25% of the shares subject to the options become vested and exercisable on December 12, 2013 and 1/48th of the shares subject to the options will become vested and exercisable each month thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.