Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2017 Filed Apr 18, 2017 19:47 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,200 | $19.85 | $23,820.00 |
DisclosureSEC source: 0000913849-17-000151 · form4_041817.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,805 Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 21:54 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,000 | $20.00 | $20,000.00 |
DisclosureSEC source: 0000913849-17-000144 · form4_041317.xml · nonDerivative · entry 4 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,005 Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 21:54 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,200 | $19.95 | $23,940.00 |
DisclosureSEC source: 0000913849-17-000144 · form4_041317.xml · nonDerivative · entry 3 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,005 Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 21:54 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,000 | $19.91 | $19,910.00 |
DisclosureSEC source: 0000913849-17-000144 · form4_041317.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,205 Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 21:54 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,000 | $19.89 | $19,890.00 |
DisclosureSEC source: 0000913849-17-000144 · form4_041317.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,205 Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 21:18 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,000 | $19.85 | $19,850.00 |
DisclosureSEC source: 0000913849-17-000142 · form4_041117.xml · nonDerivative · entry 4 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,205 Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 21:18 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 136 | $19.82 | $2,695.52 |
DisclosureSEC source: 0000913849-17-000142 · form4_041117.xml · nonDerivative · entry 3 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,205 Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 21:18 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,000 | $19.80 | $19,800.00 |
DisclosureSEC source: 0000913849-17-000142 · form4_041117.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,341 Read SEC document |
| April 07, 2017 Filed Apr 11, 2017 21:18 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,000 | $19.76 | $19,760.00 |
DisclosureSEC source: 0000913849-17-000142 · form4_041117.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,341 Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 22:40 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,000 | $19.71 | $19,710.00 |
DisclosureSEC source: 0000913849-17-000138 · form4_040717.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,341 Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 22:40 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,000 | $19.71 | $19,710.10 |
DisclosureSEC source: 0000913849-17-000138 · form4_040717.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,341 Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 14:03 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 100 | $19.75 | $1,975.00 |
DisclosureSEC source: 0000913849-17-000136 · form4_040417.xml · nonDerivative · entry 4 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,341 Read SEC document |
| April 04, 2017 Filed Apr 6, 2017 14:03 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,000 | $19.75 | $19,750.80 |
DisclosureSEC source: 0000913849-17-000136 · form4_040417.xml · nonDerivative · entry 3 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,441 Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 14:03 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,000 | $19.65 | $19,650.00 |
DisclosureSEC source: 0000913849-17-000136 · form4_040417.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,441 Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 14:03 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 500 | $19.65 | $9,825.00 |
DisclosureSEC source: 0000913849-17-000136 · form4_040417.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,441 Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 23:12 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,500 | $19.72 | $29,580.00 |
DisclosureSEC source: 0000913849-17-000134 · form4_040317.xml · nonDerivative · entry 3 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,941 Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 23:12 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 898 | $19.60 | $17,600.80 |
DisclosureSEC source: 0000913849-17-000134 · form4_040317.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,441 Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 23:12 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,000 | $19.60 | $19,600.00 |
DisclosureSEC source: 0000913849-17-000134 · form4_040317.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,339 Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 21:36 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,000 | $19.60 | $19,600.00 |
DisclosureSEC source: 0000913849-17-000132 · form4_032317.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363.339 Read SEC document |
| March 21, 2017 Filed Mar 23, 2017 21:36 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,000 | $19.60 | $19,600.10 |
DisclosureSEC source: 0000913849-17-000132 · form4_032317.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364.339 Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 22:04 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 100 | $19.70 | $1,970.00 |
DisclosureSEC source: 0000913849-17-000126 · form4_031017.xml · nonDerivative · entry 5 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,339 Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 22:04 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,300 | $19.62 | $25,507.04 |
DisclosureSEC source: 0000913849-17-000126 · form4_031017.xml · nonDerivative · entry 4 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,439 Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 22:04 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,800 | $19.67 | $35,406.00 |
DisclosureSEC source: 0000913849-17-000126 · form4_031017.xml · nonDerivative · entry 3 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,739 Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:04 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,500 | $19.67 | $29,511.15 |
DisclosureSEC source: 0000913849-17-000126 · form4_031017.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,539 Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:04 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,500 | $19.65 | $29,473.05 |
DisclosureSEC source: 0000913849-17-000126 · form4_031017.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,039 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 20:27 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 500 | $19.90 | $9,950.00 |
DisclosureSEC source: 0000913849-17-000120 · form4_030117.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,539 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:27 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 1,000 | $19.85 | $19,850.10 |
DisclosureSEC source: 0000913849-17-000118 · form4_022817.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,039 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 19:16 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 499 | $19.81 | $9,885.19 |
DisclosureSEC source: 0000913849-17-000116 · form4_022117.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,039 Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 20:10 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 200 | $20.05 | $4,010.00 |
DisclosureSEC source: 0000913849-17-000101 · form4_021317.xml · nonDerivative · entry 3 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,538 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 20:10 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 262 | $19.90 | $5,213.80 |
DisclosureSEC source: 0000913849-17-000101 · form4_021317.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,738 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 20:10 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 500 | $19.87 | $9,935.00 |
DisclosureSEC source: 0000913849-17-000101 · form4_021317.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,000 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 23:09 UTC |
RIVERNORTH CAPITAL MANAGEMENT, LLCSUBADVISER
|
SaleCommon Stock | 500 | $19.83 | $9,915.00 |
DisclosureSEC source: 0000913849-17-000030 · form4_020617.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · SUBADVISER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,500 Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 21:03 UTC |
ALPS ADVISORS INCInvestment Adviser
|
Disposition to issuerCommon Shares of Beneficial Interest | 5,848.1 | $19.01 | $111,153.08 |
DisclosureSEC source: 0001376113-17-000002 · primary_doc.xml · nonDerivative · entry 1 ALPS ADVISORS INC · CIK 0001376113 · Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 02, 2016 Filed Nov 7, 2016 11:35 UTC |
Schmucker Brian HOfficer of Subadviser
|
PurchaseCommon Stock | 3,000 | $18.70 | $56,100.00 |
DisclosureSEC source: 0000913849-16-000656 · form4_110216.xml · nonDerivative · entry 1 Schmucker Brian H · CIK 0001662166 · Officer of Subadviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.