Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2023 Filed Jun 6, 2023 01:31 UTC |
Les JasonDirector · CHIEF EXECUTIVE OFFICER
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-009303 · form4-06062023_010609.xml · nonDerivative · entry 2 Les Jason · CIK 0001721702 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 351,794 F3 · shares: The reported disposition represents a bona fide gift made by the Reporting Person. F2 · ownership.nature: Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021. Read SEC document |
| June 01, 2023 Filed Jun 6, 2023 01:31 UTC |
Les JasonDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon Stock | 50,000 | $11.63 | $581,500.00 |
DisclosureSEC source: 0001415889-23-009303 · form4-06062023_010609.xml · nonDerivative · entry 1 Les Jason · CIK 0001721702 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 356,794 F1 · price: The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $11.6159 to $11.6822, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected. F2 · ownership.nature: Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 20:28 UTC |
Werner Ryan D.SVP, CAO
|
SaleCommon Stock | 22,333 | $11.92 | $266,209.36 |
DisclosureSEC source: 0001415889-23-009101 · form4-06022023_080652.xml · nonDerivative · entry 1 Werner Ryan D. · CIK 0001931824 · SVP, CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,386 F1 · price: These shares of the Issuer's Common Stock were sold in a series of multiple transactions at prices ranging from $11.87 to $11.97 per share, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 22:52 UTC |
Cho HannahDirector
|
SaleCommon Stock | 14,000 | $12.26 | $171,640.00 |
DisclosureSEC source: 0001415889-23-009030 · form4-06012023_100634.xml · nonDerivative · entry 1 Cho Hannah · CIK 0001846283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,150 F1 · price: These shares of the Issuer's Common Stock were sold in a series of multiple transactions at prices ranging from $12.25 to $12.26 per share, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 25, 2023 Filed May 30, 2023 22:06 UTC |
Yee Colin M.CFO
|
SaleCommon Stock | 50,283 | $10.93 | $549,593.19 |
DisclosureSEC source: 0001415889-23-008929 · form4-05302023_100558.xml · nonDerivative · entry 1 Yee Colin M. · CIK 0001932352 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 354,006 F1 · price: The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $10.69 to $11.12, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 25, 2023 Filed May 30, 2023 22:02 UTC |
Les JasonCHIEF EXECUTIVE OFFICER
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-008928 · form4-05302023_100500.xml · nonDerivative · entry 2 Les Jason · CIK 0001721702 · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 406,794 F3 · shares: The reported disposition represents a bona fide gift made by the Reporting Person. F2 · ownership.nature: Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021. Read SEC document |
| May 25, 2023 Filed May 30, 2023 22:02 UTC |
Les JasonCHIEF EXECUTIVE OFFICER
|
SaleCommon Stock | 50,000 | $10.83 | $541,500.00 |
DisclosureSEC source: 0001415889-23-008928 · form4-05302023_100500.xml · nonDerivative · entry 1 Les Jason · CIK 0001721702 · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 411,794 F1 · price: These shares of the Issuer's Common Stock were sold in a series of multiple transactions at prices ranging from $10.79 to $10.94 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 20:55 UTC |
D'Ambrosio Lance VarroDirector
|
GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-006717 · form4-04192023_080402.xml · nonDerivative · entry 2 D'Ambrosio Lance Varro · CIK 0001611745 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,441 F2 · shares: The reported disposition represents a bona fide gift made by the Reporting Person. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 20:55 UTC |
D'Ambrosio Lance VarroDirector
|
SaleCommon Stock | 26,000 | $12.51 | $325,260.00 |
DisclosureSEC source: 0001415889-23-006717 · form4-04192023_080402.xml · nonDerivative · entry 1 D'Ambrosio Lance Varro · CIK 0001611745 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 43,441 F1 · shares: The reported sales were executed under a Rule 10b5-1 trading plan adopted by the Reporting Person as of September 15, 2022. Read SEC document |
| April 12, 2023 Filed Apr 14, 2023 20:30 UTC |
Yee Colin M.CFO
|
Tax withholdingCommon Stock | 6,285 | $12.35 | $77,619.75 |
DisclosureSEC source: 0001415889-23-006549 · form4-04142023_080439.xml · nonDerivative · entry 1 Yee Colin M. · CIK 0001932352 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 404,289 F1 · shares: Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 12,571 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person as restricted stock awards granted under the Issuer's equity incentive plan (the "Plan"), as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:54 UTC |
Marleau HubertDirector
|
Tax withholdingCommon Stock | 13,930 | $9.99 | $139,160.70 |
DisclosureSEC source: 0001415889-23-006143 · form4-04042023_100452.xml · nonDerivative · entry 1 Marleau Hubert · CIK 0001833575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,025 F1 · shares: Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 27,860 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person as restricted stock awards granted under the Issuer's equity incentive plan (the "Plan"), as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan. Read SEC document |
| April 01, 2023 Filed Apr 4, 2023 22:49 UTC |
Cho HannahDirector
|
Tax withholdingCommon Stock | 13,930 | $9.99 | $139,160.70 |
DisclosureSEC source: 0001415889-23-006141 · form4-04042023_100414.xml · nonDerivative · entry 1 Cho Hannah · CIK 0001846283 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,150 F1 · shares: Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 27,860 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person as restricted stock awards granted under the Issuer's equity incentive plan (the "Plan"), as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 23:38 UTC |
Harris Chad Everett(SEE REMARKS)
|
Disposition to issuerCommon Stock | 218,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001970 · form4-02032023_110204.xml · nonDerivative · entry 2 Harris Chad Everett · CIK 0001863770 · (SEE REMARKS) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,400 Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 23:38 UTC |
Harris Chad Everett(SEE REMARKS)
|
Disposition to issuerCommon Stock | 742,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001970 · form4-02032023_110204.xml · nonDerivative · entry 1 Harris Chad Everett · CIK 0001863770 · (SEE REMARKS) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,400 Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 23:50 UTC |
D'Ambrosio Lance VarroDirector
|
SaleCommon Stock | 26,000 | $6.39 | $166,101.00 |
DisclosureSEC source: 0001415889-23-001219 · form4-01192023_110125.xml · nonDerivative · entry 1 D'Ambrosio Lance Varro · CIK 0001611745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,441 F1 · shares: The reported sales were executed under a Rule 10b5-1 trading plan adopted by the Reporting Person as of September 15, 2022. F2 · price: The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $6.305 to $6.55, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 23:42 UTC |
Werner Ryan D.SVP, CAO
|
Tax withholdingCommon Stock | 7,200 | $4.22 | $30,384.00 |
DisclosureSEC source: 0001079973-23-000091 · ownership.xml · nonDerivative · entry 1 Werner Ryan D. · CIK 0001931824 · SVP, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,719 F1 · shares: Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 16,000 performance-based restricted shares of the Issuer's Common Stock, previously issued to the Reporting Person as restricted stock awards, which are eligible to vest, if at all, based on the Issuer's achievement of performance objectives established under the performance plan, as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 23:41 UTC |
MCGONEGAL JEFFREYSenior Advisor
|
Tax withholdingCommon Stock | 13,200 | $4.22 | $55,704.00 |
DisclosureSEC source: 0001079973-23-000090 · ownership.xml · nonDerivative · entry 1 MCGONEGAL JEFFREY · CIK 0001187604 · Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 876,280 F1 · shares: Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 29,334 performance-based restricted shares of the Issuer's Common Stock, previously issued to the Reporting Person as restricted stock awards, which are eligible to vest, if at all, based on the Issuer's achievement of performance objectives established under the performance plan, as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 23:41 UTC |
Les JasonDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 16,667 | $4.22 | $70,334.74 |
DisclosureSEC source: 0001079973-23-000089 · ownership.xml · nonDerivative · entry 1 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333,435 F1 · shares: Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 33,334 performance-based restricted shares of the Issuer's Common Stock, previously issued to the Reporting Person as restricted stock awards, which are eligible to vest, if at all, based on the Issuer's achievement of performance objectives established under the performance plan, as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 23:40 UTC |
Jackman William RichardEVP & General Counsel
|
Tax withholdingCommon Stock | 12,000 | $4.22 | $50,640.00 |
DisclosureSEC source: 0001079973-23-000088 · ownership.xml · nonDerivative · entry 1 Jackman William Richard · CIK 0001872927 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,389 F1 · shares: Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 24,000 performance-based restricted shares of the Issuer's Common Stock, previously issued to the Reporting Person as restricted stock awards, which are eligible to vest, if at all, based on the Issuer's achievement of performance objectives established under the performance plan, as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan. Read SEC document |
| January 11, 2023 Filed Jan 13, 2023 23:40 UTC |
Harris Chad EverettEVP, CCO
|
Tax withholdingCommon Stock | 9,600 | $4.22 | $40,512.00 |
DisclosureSEC source: 0001079973-23-000087 · ownership.xml · nonDerivative · entry 1 Harris Chad Everett · CIK 0001863770 · EVP, CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975,342 F1 · shares: Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 24,000 performance-based restricted shares of the Issuer's Common Stock, previously issued to the Reporting Person as restricted stock awards, which are eligible to vest, if at all, based on the Issuer's achievement of performance objectives established under the performance plan, as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 23:11 UTC |
Marleau HubertDirector
|
Tax withholdingCommon Stock | 15,493 | $3.39 | $52,521.27 |
DisclosureSEC source: 0001079973-23-000017 · ownership.xml · nonDerivative · entry 1 Marleau Hubert · CIK 0001833575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,955 F1 · shares: Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 30,985 restricted shares of the Issuer's Common Stock (3,125 shares as of December 31, 2022 and 27,860 shares as of January 1, 2023) previously issued to the Reporting Person as restricted stock awards granted under the Issuer's equity incentive plan (the "Plan"), as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 23:09 UTC |
Cho HannahDirector
|
Tax withholdingCommon Stock | 15,493 | $3.39 | $52,521.27 |
DisclosureSEC source: 0001079973-23-000015 · ownership.xml · nonDerivative · entry 1 Cho Hannah · CIK 0001846283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,080 F1 · shares: Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 30,985 restricted shares of the Issuer's Common Stock (3,125 shares as of December 31, 2022 and 27,860 shares as of January 1, 2023) previously issued to the Reporting Person as restricted stock awards granted under the Issuer's equity incentive plan (the "Plan"), as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 22:44 UTC |
Jackman William RichardEVP & General Counsel
|
SaleCommon Stock | 25,000 | $4.00 | $100,000.00 |
DisclosureSEC source: 0001079973-22-001569 · ownership.xml · nonDerivative · entry 1 Jackman William Richard · CIK 0001872927 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,389 Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 22:45 UTC |
Harris Chad EverettEVP, CCO
|
SaleCommon Stock | 75,565 | $4.15 | $313,594.75 |
DisclosureSEC source: 0001079973-22-001532 · ownership.xml · nonDerivative · entry 1 Harris Chad Everett · CIK 0001863770 · EVP, CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984,942 F1 · price: These shares of the Issuer's Common Stock were sold in a series of multiple transactions at prices ranging from $4.15 to $4.16 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 23:50 UTC |
D'Ambrosio Lance VarroDirector
|
SaleCommon Stock | 26,000 | $6.97 | $181,220.00 |
DisclosureSEC source: 0001079973-22-001384 · ownership.xml · nonDerivative · entry 1 D'Ambrosio Lance Varro · CIK 0001611745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,441 F1 · shares: The reported sales were executed under a Rule 10b5-1 trading plan adopted by the Reporting Person as of September 15, 2022. F2 · price: The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $6.88 to $7.06 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 22:26 UTC |
Marleau HubertDirector
|
Tax withholdingCommon Stock | 13,930 | $7.01 | $97,649.30 |
DisclosureSEC source: 0001079973-22-001280 · ownership.xml · nonDerivative · entry 2 Marleau Hubert · CIK 0001833575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,448 F2 · shares: Shares surrendered to the Issuer to cover tax liabilities incident to the vesting of 27,860 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person pursuant to a restricted stock award granted under the Issuer's equity incentive plan, as authorized and approved by the Committee and previously reported on Form 4 by the Reporting Person in accordance with Rule 16b-3 under the Exchange Act. Read SEC document |
| October 01, 2022 Filed Oct 4, 2022 22:25 UTC |
Cho HannahDirector
|
Tax withholdingCommon Stock | 13,930 | $7.01 | $97,649.30 |
DisclosureSEC source: 0001079973-22-001278 · ownership.xml · nonDerivative · entry 2 Cho Hannah · CIK 0001846283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,573 F2 · shares: Shares surrendered to the Issuer to cover tax liabilities incident to the vesting of 27,860 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person pursuant to a restricted stock award granted under the Issuer's equity incentive plan, as authorized and approved by the Committee and previously reported on Form 4 by the Reporting Person in accordance with Rule 16b-3 under the Exchange Act. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:26 UTC |
Marleau HubertDirector
|
Tax withholdingCommon Stock | 1,563 | $7.01 | $10,956.63 |
DisclosureSEC source: 0001079973-22-001280 · ownership.xml · nonDerivative · entry 1 Marleau Hubert · CIK 0001833575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,378 F1 · shares: Shares surrendered to the Issuer to cover tax liabilities incident to the vesting of 3,125 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person pursuant to a restricted stock award granted under the Issuer's equity incentive plan, as authorized and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"), which administers the equity plan, and previously reported on Form 4 by the Reporting Person in accordance with Rule 16b-3 under the Exchange Act. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:25 UTC |
Cho HannahDirector
|
Tax withholdingCommon Stock | 1,563 | $7.01 | $10,956.63 |
DisclosureSEC source: 0001079973-22-001278 · ownership.xml · nonDerivative · entry 1 Cho Hannah · CIK 0001846283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,503 F1 · shares: Shares surrendered to the Issuer to cover tax liabilities incident to the vesting of 3,125 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person pursuant to a restricted stock award granted under the Issuer's equity incentive plan, as authorized and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"), which administers the equity plan, and previously reported on Form 4 by the Reporting Person in accordance with Rule 16b-3 under the Exchange Act. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 01:02 UTC |
Les JasonDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 378,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001228 · ownership.xml · derivative · entry 6 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 378,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents the conversion, as authorized by the Committee, of all outstanding performance-based RSUs granted to the Reporting Person under the performance-incentive plan established by the Committee under the equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, these shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F4 · price: Represents the conversion, as authorized by the Committee, of all outstanding performance-based RSUs granted to the Reporting Person under the performance-incentive plan established by the Committee under the equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, these shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F4 · derivative.exercise_date: Represents the conversion, as authorized by the Committee, of all outstanding performance-based RSUs granted to the Reporting Person under the performance-incentive plan established by the Committee under the equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, these shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F4 · derivative.expiration_date: Represents the conversion, as authorized by the Committee, of all outstanding performance-based RSUs granted to the Reporting Person under the performance-incentive plan established by the Committee under the equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, these shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F4 · derivative.underlying_shares: Represents the conversion, as authorized by the Committee, of all outstanding performance-based RSUs granted to the Reporting Person under the performance-incentive plan established by the Committee under the equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, these shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 01:02 UTC |
Les JasonDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 46,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001228 · ownership.xml · derivative · entry 5 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported transactions represent settlement by the Issuer of the vested portion of the restricted stock unit awards ("RSUs") granted to the Reporting Person as compensation under the Issuer's equity plan. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). F1 · price: The reported transactions represent settlement by the Issuer of the vested portion of the restricted stock unit awards ("RSUs") granted to the Reporting Person as compensation under the Issuer's equity plan. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). F1 · derivative.exercise_date: The reported transactions represent settlement by the Issuer of the vested portion of the restricted stock unit awards ("RSUs") granted to the Reporting Person as compensation under the Issuer's equity plan. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). F1 · derivative.expiration_date: The reported transactions represent settlement by the Issuer of the vested portion of the restricted stock unit awards ("RSUs") granted to the Reporting Person as compensation under the Issuer's equity plan. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). F1 · derivative.underlying_shares: The reported transactions represent settlement by the Issuer of the vested portion of the restricted stock unit awards ("RSUs") granted to the Reporting Person as compensation under the Issuer's equity plan. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 01:02 UTC |
Les JasonDirector · Chief Executive Officer
|
GrantCommon Stock | 2,971,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001228 · ownership.xml · nonDerivative · entry 4 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,811,896 F5 · shares: Represents the RSA award granted to the Reporting Person, as compensation for serving as the Issuer's Chief Executive Officer, pursuant to an RSA award agreement with the Issuer. These shares are eligible to vest, if at all, in two equal annual tranches as of June 1, 2023, and June 1, 2024, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 01:02 UTC |
Les JasonDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 378,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001228 · ownership.xml · nonDerivative · entry 3 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the conversion, as authorized by the Committee, of all outstanding performance-based RSUs granted to the Reporting Person under the performance-incentive plan established by the Committee under the equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, these shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 01:02 UTC |
Les JasonDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 23,333 | $6.22 | $145,131.26 |
DisclosureSEC source: 0001079973-22-001228 · ownership.xml · nonDerivative · entry 2 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 461,794 F3 · shares: Represents shares withheld by the Issuer in net settlement in connection with the settlement of vested RSUs, as permitted under the Issuer's equity plan and approved by the Committee. F2 · ownership.nature: Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 01:02 UTC |
Les JasonDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 46,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001228 · ownership.xml · nonDerivative · entry 1 Les Jason · CIK 0001721702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 485,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transactions represent settlement by the Issuer of the vested portion of the restricted stock unit awards ("RSUs") granted to the Reporting Person as compensation under the Issuer's equity plan. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). F2 · ownership.nature: Shares held of record in trust by Jason M. Les, Trustee of The Jason M. Les Trust, dated March 8, 2021. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 01:00 UTC |
Marleau HubertDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001226 · ownership.xml · derivative · entry 5 Marleau Hubert · CIK 0001833575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the conversion, as authorized by the Committee, of all outstanding RSUs granted to the Reporting Person under the Issuer's equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). Pursuant to the applicable RSA award agreement with the Issuer, these 6,250 shares are eligible to vest, if at all, in two equal quarterly tranches after the grant, subject to the Reporting Person's continued service through vesting. F2 · derivative.exercise_date: Represents the conversion, as authorized by the Committee, of all outstanding RSUs granted to the Reporting Person under the Issuer's equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). Pursuant to the applicable RSA award agreement with the Issuer, these 6,250 shares are eligible to vest, if at all, in two equal quarterly tranches after the grant, subject to the Reporting Person's continued service through vesting. F2 · derivative.expiration_date: Represents the conversion, as authorized by the Committee, of all outstanding RSUs granted to the Reporting Person under the Issuer's equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). Pursuant to the applicable RSA award agreement with the Issuer, these 6,250 shares are eligible to vest, if at all, in two equal quarterly tranches after the grant, subject to the Reporting Person's continued service through vesting. F2 · derivative.underlying_shares: Represents the conversion, as authorized by the Committee, of all outstanding RSUs granted to the Reporting Person under the Issuer's equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). Pursuant to the applicable RSA award agreement with the Issuer, these 6,250 shares are eligible to vest, if at all, in two equal quarterly tranches after the grant, subject to the Reporting Person's continued service through vesting. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 01:00 UTC |
Marleau HubertDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001226 · ownership.xml · derivative · entry 4 Marleau Hubert · CIK 0001833575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported transactions represent the settlement by the Issuer of the vested portion of the award of restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's equity plan in connection with the Reporting Person's service on the Board. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). F1 · derivative.exercise_date: The reported transactions represent the settlement by the Issuer of the vested portion of the award of restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's equity plan in connection with the Reporting Person's service on the Board. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). F1 · derivative.expiration_date: The reported transactions represent the settlement by the Issuer of the vested portion of the award of restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's equity plan in connection with the Reporting Person's service on the Board. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). F1 · derivative.underlying_shares: The reported transactions represent the settlement by the Issuer of the vested portion of the award of restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's equity plan in connection with the Reporting Person's service on the Board. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 01:00 UTC |
Marleau HubertDirector
|
GrantCommon Stock | 111,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001226 · ownership.xml · nonDerivative · entry 3 Marleau Hubert · CIK 0001833575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,941 F3 · shares: Represents the RSA award granted to the Reporting Person, in connection with his service on the Board, pursuant to an RSA award agreement with the Issuer. These 111,441 shares are eligible to vest, if at all, in four equal quarterly tranches after the grant, subject to the Reporting Person's continued service with the Issuer through vesting. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 01:00 UTC |
Marleau HubertDirector
|
Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001226 · ownership.xml · nonDerivative · entry 2 Marleau Hubert · CIK 0001833575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the conversion, as authorized by the Committee, of all outstanding RSUs granted to the Reporting Person under the Issuer's equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). Pursuant to the applicable RSA award agreement with the Issuer, these 6,250 shares are eligible to vest, if at all, in two equal quarterly tranches after the grant, subject to the Reporting Person's continued service through vesting. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 01:00 UTC |
Marleau HubertDirector
|
Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001226 · ownership.xml · nonDerivative · entry 1 Marleau Hubert · CIK 0001833575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transactions represent the settlement by the Issuer of the vested portion of the award of restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's equity plan in connection with the Reporting Person's service on the Board. Each vested RSU represents the contingent right to receive, upon settlement by the Issuer, one share of the Issuer's Common Stock, subject to any net settlement permitted by the equity plan and approved by the Issuer's Compensation and Human Resources Committee (the "Committee"). Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 00:59 UTC |
Jackman William RichardEVP & General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 242,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001224 · ownership.xml · derivative · entry 3 Jackman William Richard · CIK 0001872927 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 242,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, the shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F1 · shares: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, the shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F1 · derivative.exercise_date: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, the shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F1 · derivative.expiration_date: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, the shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F1 · derivative.underlying_shares: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, the shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 00:59 UTC |
Jackman William RichardEVP & General Counsel
|
GrantCommon Stock | 742,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001224 · ownership.xml · nonDerivative · entry 2 Jackman William Richard · CIK 0001872927 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,043,389 F2 · shares: Represents the RSA award granted to the Reporting Person, as compensation for serving as the Issuer's EVP and General Counsel, pursuant to an RSA award agreement with the Issuer. These shares are eligible to vest, if at all, in two equal annual tranches as of June 1, 2023, and June 1, 2024, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 00:59 UTC |
Jackman William RichardEVP & General Counsel
|
Exercise / conversionCommon Stock | 242,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001224 · ownership.xml · nonDerivative · entry 1 Jackman William Richard · CIK 0001872927 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, the shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 00:58 UTC |
MCGONEGAL JEFFREYCFO (Former - See Remarks)
|
Exercise / conversionRestricted Stock Units · Derivative | 323,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001222 · ownership.xml · derivative · entry 3 MCGONEGAL JEFFREY · CIK 0001187604 · CFO (Former - See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 323,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion, as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"), of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, and are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, these shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F3 · price: On September 14, 2022, a Form 4 was filed that, due to an administrative error, incorrectly disclosed the resulting beneficial ownership after the transactions reported in Table II, which should have been zero (0). Accordingly, the transactions reported in Table II of this Form 4 exclude this administrative error, and the Reporting Person's beneficial ownership after the transactions reported in Table II of this Form 4 is correct. F1 · derivative.exercise_date: Represents the conversion, as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"), of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, and are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, these shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F1 · derivative.expiration_date: Represents the conversion, as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"), of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, and are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, these shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 00:58 UTC |
MCGONEGAL JEFFREYCFO (Former - See Remarks)
|
GrantCommon Stock | 222,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001222 · ownership.xml · nonDerivative · entry 2 MCGONEGAL JEFFREY · CIK 0001187604 · CFO (Former - See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,480 F2 · shares: Represents the RSA award granted to the Reporting Person, as compensation for services, pursuant to an RSA award agreement with the Issuer. These shares are eligible to vest, if at all, as of February 23, 2023, subject to the Reporting Person's continued service with the Issuer through vesting. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 00:58 UTC |
MCGONEGAL JEFFREYCFO (Former - See Remarks)
|
Exercise / conversionCommon Stock | 323,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001222 · ownership.xml · nonDerivative · entry 1 MCGONEGAL JEFFREY · CIK 0001187604 · CFO (Former - See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion, as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"), of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, and are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. Pursuant to the applicable RSA award agreement with the Issuer, these shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 00:50 UTC |
Harris Chad EverettEVP, CCO (See Remarks)
|
Exercise / conversionRestricted Stock Units · Derivative | 242,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001220 · ownership.xml · derivative · entry 3 Harris Chad Everett · CIK 0001863770 · EVP, CCO (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 242,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. The shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F1 · shares: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. The shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F1 · price: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. The shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F1 · derivative.exercise_date: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. The shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F1 · derivative.expiration_date: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. The shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. F1 · derivative.underlying_shares: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. The shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 00:50 UTC |
Harris Chad EverettEVP, CCO (See Remarks)
|
GrantCommon Stock | 742,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001220 · ownership.xml · nonDerivative · entry 2 Harris Chad Everett · CIK 0001863770 · EVP, CCO (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,507 F2 · shares: Represents the RSA award granted to the Reporting Person as compensation for serving as the Issuer's EVP and Chief Commercial Officer pursuant to an RSA award agreement with the Issuer. These shares are eligible to vest, if at all, in two equal annual tranches as of June 1, 2023, and June 1, 2024, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 00:50 UTC |
Harris Chad EverettEVP, CCO (See Remarks)
|
Exercise / conversionCommon Stock | 242,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001220 · ownership.xml · nonDerivative · entry 1 Harris Chad Everett · CIK 0001863770 · EVP, CCO (See Remarks) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transactions represent the conversion of all outstanding restricted stock unit awards ("RSUs") granted to the Reporting Person under the Issuer's equity plan into equal awards of restricted shares of the Issuer's Common Stock ("RSAs"), as authorized by the Issuer's Compensation and Human Resources Committee (the "Committee"). The reported number of shares represents the total maximum target award allocated to the Reporting Person under the performance-incentive plan established by the Committee under the Issuer's equity plan, which are eligible to vest, if at all, based on the Issuer's achievement, during the performance period ending December 31, 2023, of performance objectives established under the performance plan. The shares are subject to forfeiture until vested, and any shares remaining unvested as of the end of the performance period will be automatically forfeited without consideration. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 00:45 UTC |
Cho HannahDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001079973-22-001218 · ownership.xml · derivative · entry 6 Cho Hannah · CIK 0001846283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents the conversion, as authorized by the Committee, of all outstanding RSUs granted to the Reporting Person under the Issuer's equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). Pursuant to the applicable RSA award agreement with the Issuer, these 6,250 shares are eligible to vest, if at all, in two equal quarterly tranches after the grant, subject to the Reporting Person's continued service through vesting. F3 · derivative.exercise_date: Represents the conversion, as authorized by the Committee, of all outstanding RSUs granted to the Reporting Person under the Issuer's equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). Pursuant to the applicable RSA award agreement with the Issuer, these 6,250 shares are eligible to vest, if at all, in two equal quarterly tranches after the grant, subject to the Reporting Person's continued service through vesting. F3 · derivative.expiration_date: Represents the conversion, as authorized by the Committee, of all outstanding RSUs granted to the Reporting Person under the Issuer's equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). Pursuant to the applicable RSA award agreement with the Issuer, these 6,250 shares are eligible to vest, if at all, in two equal quarterly tranches after the grant, subject to the Reporting Person's continued service through vesting. F3 · derivative.underlying_shares: Represents the conversion, as authorized by the Committee, of all outstanding RSUs granted to the Reporting Person under the Issuer's equity plan into awards of restricted shares of the Issuer's Common Stock ("RSAs"). Pursuant to the applicable RSA award agreement with the Issuer, these 6,250 shares are eligible to vest, if at all, in two equal quarterly tranches after the grant, subject to the Reporting Person's continued service through vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.