Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2021 Filed Jun 17, 2021 21:00 UTC |
Young Kenneth MPresident
|
PurchaseCommon Stock | 1,200 | $66.06 | $79,274.76 |
DisclosureSEC source: 0001213900-21-032980 · ownership.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,945 F1 · kind: This transaction was executed in multiple trades at prices ranging from $65.70 to $66.39. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 13:02 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 3,329 | $66.31 | $220,743.66 |
DisclosureSEC source: 0001213900-21-031353 · ownership.xml · nonDerivative · entry 8 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA account of E.R. Disclosed balance after: 14,746 F2 · kind: This transaction was executed in multiple trades at prices ranging from $65.745 to $67.685. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · ownership.nature: The shares are held for E.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. F10 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 13:02 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 3,329 | $66.31 | $220,743.66 |
DisclosureSEC source: 0001213900-21-031353 · ownership.xml · nonDerivative · entry 6 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA account of A.R. Disclosed balance after: 14,746 F2 · kind: This transaction was executed in multiple trades at prices ranging from $65.745 to $67.685. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · ownership.nature: The shares are held for A.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. F10 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 13:02 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 3,329 | $66.31 | $220,743.66 |
DisclosureSEC source: 0001213900-21-031353 · ownership.xml · nonDerivative · entry 4 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA account of C.R. Disclosed balance after: 14,746 F2 · kind: This transaction was executed in multiple trades at prices ranging from $65.745 to $67.685. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: The shares are held for C.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. F10 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 13:02 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 3,329 | $66.31 | $220,743.66 |
DisclosureSEC source: 0001213900-21-031353 · ownership.xml · nonDerivative · entry 2 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA account of S.R. Disclosed balance after: 14,746 F2 · kind: This transaction was executed in multiple trades at prices ranging from $65.745 to $67.685. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: The shares are held for S.R., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the Reporting Person serves as custodian. F10 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 16:00 UTC |
ANTIN ROBERT LDirector
|
GrantCommon Stock | 1,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-031389 · ownership.xml · nonDerivative · entry 1 ANTIN ROBERT L · CIK 0000901483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,008 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 4, 2022, or the Company's next Annual Shareholder Meeting. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 16:02 UTC |
Williams Mikel HDirector
|
GrantCommon Stock | 1,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-031395 · ownership.xml · nonDerivative · entry 1 Williams Mikel H · CIK 0001308951 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,112 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 4, 2022, or the Company's next Annual Shareholder Meeting. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 16:01 UTC |
Sheldon Michael JosephDirector
|
GrantCommon Stock | 1,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-031392 · ownership.xml · nonDerivative · entry 1 Sheldon Michael Joseph · CIK 0001402601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,734 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 4, 2022, or the Company's next Annual Shareholder Meeting. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 16:02 UTC |
Walters MarianDirector
|
GrantCommon Stock | 1,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-031393 · ownership.xml · nonDerivative · entry 1 Walters Marian · CIK 0001782905 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,775 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 4, 2022, or the Company's next Annual Shareholder Meeting. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 16:01 UTC |
PAULSON RANDALL EDirector
|
GrantCommon Stock | 1,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-031391 · ownership.xml · nonDerivative · entry 1 PAULSON RANDALL E · CIK 0001263385 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,417 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 4, 2022, or the Company's next Annual Shareholder Meeting Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 16:01 UTC |
D Agostino Robert PDirector
|
GrantCommon Stock | 1,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-031390 · ownership.xml · nonDerivative · entry 1 D Agostino Robert P · CIK 0001342009 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,583 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 4, 2022, or the Company's next Annual Shareholder Meeting. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 13:02 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $67.32 | $336,577.50 |
DisclosureSEC source: 0001213900-21-031353 · ownership.xml · nonDerivative · entry 7 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA account of E.R. Disclosed balance after: 11,417 F1 · kind: This transaction was executed in multiple trades at prices ranging from $67.13 to $67.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · ownership.nature: The shares are held for E.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. F10 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 13:02 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $67.32 | $336,577.50 |
DisclosureSEC source: 0001213900-21-031353 · ownership.xml · nonDerivative · entry 5 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA account of A.R. Disclosed balance after: 11,417 F1 · kind: This transaction was executed in multiple trades at prices ranging from $67.13 to $67.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · ownership.nature: The shares are held for A.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. F10 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 13:02 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $67.32 | $336,577.50 |
DisclosureSEC source: 0001213900-21-031353 · ownership.xml · nonDerivative · entry 3 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA account of C.R. Disclosed balance after: 11,417 F1 · kind: This transaction was executed in multiple trades at prices ranging from $67.13 to $67.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: The shares are held for C.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. F10 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 13:02 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 5,000 | $67.32 | $336,577.50 |
DisclosureSEC source: 0001213900-21-031353 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA account of S.R. Disclosed balance after: 11,417 F1 · kind: This transaction was executed in multiple trades at prices ranging from $67.13 to $67.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: The shares are held for S.R., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the Reporting Person serves as custodian. F10 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 02, 2021 Filed Jun 2, 2021 22:05 UTC |
WEITZMAN HOWARDSVP, Chief Accounting Officer
|
SaleCommon Stock | 4,530 | $74.18 | $336,035.40 |
DisclosureSEC source: 0001213900-21-030622 · ownership.xml · nonDerivative · entry 3 WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,641 Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:31 UTC |
KELLEHER THOMAS J /ADVCo-CEO
|
GrantCommon Stock | 42,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-030546 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,548 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2022, June 2, 2023 and June 2, 2024. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 22:05 UTC |
WEITZMAN HOWARDSVP, Chief Accounting Officer
|
SaleCommon Stock | 10,973 | $73.86 | $810,465.78 |
DisclosureSEC source: 0001213900-21-030622 · ownership.xml · nonDerivative · entry 2 WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,171 Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 22:05 UTC |
WEITZMAN HOWARDSVP, Chief Accounting Officer
|
GrantCommon Stock | 2,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-030622 · ownership.xml · nonDerivative · entry 1 WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,144 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2022, June 2, 2023 and June 2, 2024. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:31 UTC |
Forman Alan NEVP, General Counsel, Sec
|
GrantCommon Stock | 4,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-030545 · ownership.xml · nonDerivative · entry 1 Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,059 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2022, June 2, 2023 and June 2, 2024. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:32 UTC |
Young Kenneth MPresident
|
GrantCommon Stock | 22,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-030550 · ownership.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,745 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2022, June 2, 2023 and June 2, 2024. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:31 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
GrantCommon Stock | 42,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-030549 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,024,269 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2022, June 2, 2023 and June 2, 2024. F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:31 UTC |
Moore AndrewCEO B. Riley Securities, Inc.
|
GrantCommon Stock | 22,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-030548 · ownership.xml · nonDerivative · entry 1 Moore Andrew · CIK 0001746643 · CEO B. Riley Securities, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,427 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2022, June 2, 2023 and June 2, 2024. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:30 UTC |
Ahn Phillip J.CFO & Chief Operating Officer
|
GrantCommon Stock | 22,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-030543 · ownership.xml · nonDerivative · entry 1 Ahn Phillip J. · CIK 0001574572 · CFO & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,462 F1 · shares: Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2022, June 2, 2023 and June 2, 2024. Read SEC document |
| May 25, 2021 Filed Feb 11, 2022 22:15 UTC |
WEITZMAN HOWARDSVP, Chief Accounting Officer
|
GiftCommon Stock | 1,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-007063 · ownership.xml · nonDerivative · entry 1 WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,351 Read SEC document |
| May 24, 2021 Filed May 26, 2021 20:20 UTC |
KELLEHER THOMAS J /ADVCo-CEO
|
Tax withholdingCommon Stock | 17,348 | $73.78 | $1,279,935.44 |
DisclosureSEC source: 0001213900-21-029352 · ownership.xml · nonDerivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,456 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on June 13, 2018, May 24, 2019 and May 21, 2020. Read SEC document |
| May 24, 2021 Filed May 26, 2021 20:19 UTC |
WEITZMAN HOWARDSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 3,317 | $73.78 | $244,728.26 |
DisclosureSEC source: 0001213900-21-029349 · ownership.xml · nonDerivative · entry 1 WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,398 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on June 13, 2018, May 24, 2019 and May 21, 2020. Read SEC document |
| May 24, 2021 Filed May 26, 2021 20:18 UTC |
Forman Alan NEVP, General Counsel, Sec
|
Tax withholdingCommon Stock | 6,048 | $73.78 | $446,221.44 |
DisclosureSEC source: 0001213900-21-029347 · ownership.xml · nonDerivative · entry 1 Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,940 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on June 13, 2018, May 24, 2019 and May 21, 2020. Read SEC document |
| May 24, 2021 Filed May 26, 2021 20:19 UTC |
Ahn Phillip J.CFO & Chief Operating Officer
|
Tax withholdingCommon Stock | 7,497 | $73.78 | $553,128.66 |
DisclosureSEC source: 0001213900-21-029351 · ownership.xml · nonDerivative · entry 1 Ahn Phillip J. · CIK 0001574572 · CFO & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,414 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on June 13, 2018, May 24, 2019 and May 21, 2020. Read SEC document |
| May 24, 2021 Filed May 26, 2021 20:19 UTC |
Young Kenneth MPresident
|
Tax withholdingCommon Stock | 9,914 | $73.78 | $731,454.92 |
DisclosureSEC source: 0001213900-21-029350 · ownership.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,697 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on June 13, 2018, May 24, 2019 and May 21, 2020. Read SEC document |
| May 24, 2021 Filed May 26, 2021 20:18 UTC |
Moore AndrewCEO B. Riley Securities, Inc.
|
Tax withholdingCommon Stock | 10,355 | $73.78 | $763,991.90 |
DisclosureSEC source: 0001213900-21-029348 · ownership.xml · nonDerivative · entry 1 Moore Andrew · CIK 0001746643 · CEO B. Riley Securities, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,379 F1 · shares: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on June 13, 2018, May 24, 2019 and May 21, 2020. Read SEC document |
| May 06, 2021 Filed May 6, 2021 18:45 UTC |
Moore AndrewCEO B. Riley Securities, Inc.
|
PurchaseCommon Stock | 5,000 | $67.68 | $338,423.50 |
DisclosureSEC source: 0001213900-21-024859 · ownership.xml · nonDerivative · entry 1 Moore Andrew · CIK 0001746643 · CEO B. Riley Securities, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,734 F1 · kind: This transaction was executed in multiple trades at prices ranging from $67.44 to $67.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:23 UTC |
KELLEHER THOMAS J /ADVDirector · Co-CEO
|
GrantPerformance Restricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-010674 · ownership.xml · derivative · entry 1 KELLEHER THOMAS J /ADV · CIK 0000216309 · Director · Co-CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:21 UTC |
WEITZMAN HOWARDSVP, Chief Accounting Officer
|
GrantPerformance Restricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-010670 · ownership.xml · derivative · entry 1 WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:20 UTC |
Forman Alan NEVP, General Counsel, Sec
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GrantPerformance Restricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-010667 · ownership.xml · derivative · entry 1 Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires not disclosed F1 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:22 UTC |
Ahn Phillip J.CFO & Chief Operating Officer
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GrantPerformance Restricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-010673 · ownership.xml · derivative · entry 1 Ahn Phillip J. · CIK 0001574572 · CFO & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F1 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:22 UTC |
Young Kenneth MPresident
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GrantPerformance Restricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-010672 · ownership.xml · derivative · entry 1 Young Kenneth M · CIK 0001365572 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F1 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:21 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
GrantPerformance Restricted Stock Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-010669 · ownership.xml · derivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 00:20 UTC |
Moore AndrewCEO,B. Riley Securities, Inc.
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GrantPerformance Restricted Stock Units · Derivative | 85,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-010668 · ownership.xml · derivative · entry 1 Moore Andrew · CIK 0001746643 · CEO,B. Riley Securities, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires not disclosed F1 · security: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 13:31 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 1,500 | $48.25 | $72,369.60 |
DisclosureSEC source: 0001213900-21-005982 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,983,177 F1 · kind: This transaction was executed in multiple trades at prices ranging from $48.23 to $48.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 13:30 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 6,791 | $48.71 | $330,816.77 |
DisclosureSEC source: 0001213900-21-005181 · ownership.xml · nonDerivative · entry 2 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,981,677 F2 · kind: This transaction was executed in multiple trades at prices ranging from $48.50 to $48.90. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| January 27, 2021 Filed Jan 27, 2021 19:50 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 7,907 | $47.91 | $378,785.63 |
DisclosureSEC source: 0001213900-21-004583 · ownership.xml · nonDerivative · entry 2 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,963,677 F2 · kind: This transaction was executed in multiple trades at prices ranging from $47.30 to $48.26. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 13:30 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 11,209 | $48.42 | $542,758.84 |
DisclosureSEC source: 0001213900-21-005181 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,974,886 F1 · kind: This transaction was executed in multiple trades at prices ranging from $48.10 to $48.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 26, 2021 Filed Jan 27, 2021 19:50 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 4,093 | $48.56 | $198,766.72 |
DisclosureSEC source: 0001213900-21-004583 · ownership.xml · nonDerivative · entry 1 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,955,770 F1 · kind: This transaction was executed in multiple trades at prices ranging from $48.475 to $48.57. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 25, 2021 Filed Jan 25, 2021 19:53 UTC |
Sheldon Michael JosephDirector
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PurchaseCommon Stock | 2,089 | $48.95 | $102,256.55 |
DisclosureSEC source: 0001213900-21-004007 · ownership.xml · nonDerivative · entry 1 Sheldon Michael Joseph · CIK 0001402601 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,660 Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 13:30 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 842 | $47.45 | $39,953.41 |
DisclosureSEC source: 0001213900-21-003896 · ownership.xml · nonDerivative · entry 7 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA account of E.R. Disclosed balance after: 6,417 F7 · kind: These shares were purchased in bulk and the transaction was executed in multiple trades at prices ranging from $47.32 to $47.565. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F11 · ownership.nature: The shares are held for E.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. F12 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 13:30 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 842 | $47.45 | $39,953.41 |
DisclosureSEC source: 0001213900-21-003896 · ownership.xml · nonDerivative · entry 6 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA account of A.R. Disclosed balance after: 6,417 F7 · kind: These shares were purchased in bulk and the transaction was executed in multiple trades at prices ranging from $47.32 to $47.565. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F10 · ownership.nature: The shares are held for A.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. F12 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 13:30 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 842 | $47.45 | $39,953.41 |
DisclosureSEC source: 0001213900-21-003896 · ownership.xml · nonDerivative · entry 5 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA account of C.R. Disclosed balance after: 6,417 F7 · kind: These shares were purchased in bulk and the transaction was executed in multiple trades at prices ranging from $47.32 to $47.565. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · ownership.nature: The shares are held for C.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian. F12 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 13:30 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 842 | $47.45 | $39,953.41 |
DisclosureSEC source: 0001213900-21-003896 · ownership.xml · nonDerivative · entry 4 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · UTMA account of S.R. Disclosed balance after: 6,417 F7 · kind: These shares were purchased in bulk and the transaction was executed in multiple trades at prices ranging from $47.32 to $47.565. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F8 · ownership.nature: The shares are held for S.R., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the Reporting Person serves as custodian. F12 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 22, 2021 Filed Jan 25, 2021 13:30 UTC |
RILEY BRYANT RDirector · Chairman and Co-CEO · 10% owner
|
PurchaseCommon Stock | 4,960 | $47.26 | $234,422.99 |
DisclosureSEC source: 0001213900-21-003896 · ownership.xml · nonDerivative · entry 3 RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley Disclosed balance after: 84,369 F4 · kind: This transaction was executed in multiple trades at prices ranging from $47.10 to $47.38. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: This total includes 5,792 shares purchased on August 15, 2019, and inadvertently omitted from previous filings. F6 · ownership.nature: B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley was formerly known as "B. Riley & Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley." Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.