RILY

SEC source: 0001213900-23-009720 · ownership.xml · nonDerivative · entry 1

Labran Renee E · CIK 0001318558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,633

SEC source: 0001213900-23-009646 · ownership.xml · nonDerivative · entry 1

D Agostino Robert P · CIK 0001342009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,573

F1 · shares: These transactions were executed in multiple trades at prices ranging from $40.39 to $41.10. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

SEC source: 0001213900-23-009248 · ownership.xml · nonDerivative · entry 1

Moore Andrew · CIK 0001746643 · CEO B. Riley Securities, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,105

F1 · shares: These transactions were executed in multiple trades at prices ranging from $37.50 to $39.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001213900-23-009599 · ownership.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,375,943

F1 · shares: These transactions were executed in multiple trades at prices ranging from $39.42 to $41.15. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

SEC source: 0001213900-23-010285 · ownership.xml · derivative · entry 8

KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · derivative.exercise_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · derivative.expiration_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

SEC source: 0001213900-23-010285 · ownership.xml · nonDerivative · entry 1

KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

SEC source: 0001213900-23-010293 · ownership.xml · derivative · entry 5

WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F2 · derivative.exercise_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F2 · derivative.expiration_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

SEC source: 0001213900-23-010293 · ownership.xml · nonDerivative · entry 3

WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,372

SEC source: 0001213900-23-010293 · ownership.xml · nonDerivative · entry 2

WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F2 · price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

SEC source: 0001213900-23-010288 · ownership.xml · derivative · entry 2

Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · derivative.exercise_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · derivative.expiration_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

SEC source: 0001213900-23-010288 · ownership.xml · nonDerivative · entry 1

Forman Alan N · CIK 0001490907 · EVP, General Counsel, Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

SEC source: 0001213900-23-010296 · ownership.xml · derivative · entry 3

Ahn Phillip J. · CIK 0001574572 · CFO & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · derivative.exercise_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · derivative.expiration_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

SEC source: 0001213900-23-010296 · ownership.xml · nonDerivative · entry 2

Ahn Phillip J. · CIK 0001574572 · CFO & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,167

SEC source: 0001213900-23-010296 · ownership.xml · nonDerivative · entry 1

Ahn Phillip J. · CIK 0001574572 · CFO & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

SEC source: 0001213900-23-010295 · ownership.xml · derivative · entry 4

Young Kenneth M · CIK 0001365572 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · derivative.exercise_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · derivative.expiration_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

SEC source: 0001213900-23-010295 · ownership.xml · nonDerivative · entry 2

Young Kenneth M · CIK 0001365572 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,161

SEC source: 0001213900-23-010295 · ownership.xml · nonDerivative · entry 1

Young Kenneth M · CIK 0001365572 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

SEC source: 0001213900-23-010291 · ownership.xml · derivative · entry 8

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · derivative.exercise_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · derivative.expiration_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

SEC source: 0001213900-23-010291 · ownership.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,525,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

SEC source: 0001213900-23-010290 · ownership.xml · derivative · entry 3

Moore Andrew · CIK 0001746643 · CEO B. Riley Securities, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · derivative.exercise_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · derivative.expiration_date: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

SEC source: 0001213900-23-010290 · ownership.xml · nonDerivative · entry 2

Moore Andrew · CIK 0001746643 · CEO B. Riley Securities, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,462

SEC source: 0001213900-23-010290 · ownership.xml · nonDerivative · entry 1

Moore Andrew · CIK 0001746643 · CEO B. Riley Securities, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

F1 · price: Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date.

SEC source: 0001213900-23-001798 · ownership.xml · nonDerivative · entry 1

PAULSON RANDALL E · CIK 0001263385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,899

F1 · shares: These transactions were executed in multiple trades at prices ranging from $36.99 to $37.38. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected

SEC source: 0001213900-23-010293 · ownership.xml · nonDerivative · entry 1

WEITZMAN HOWARD · CIK 0001136368 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,473

F1 · acquired: Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0001213900-22-083699 · ownership.xml · nonDerivative · entry 2

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,240,020

F1 · shares: These transactions were executed in multiple trades at prices ranging from $30.91 to $32.39 on December 28, 2022, and from $33.04 to $34.39 on December 29, 2022. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

SEC source: 0001213900-22-083699 · ownership.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,219,479

F1 · shares: These transactions were executed in multiple trades at prices ranging from $30.91 to $32.39 on December 28, 2022, and from $33.04 to $34.39 on December 29, 2022. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

SEC source: 0001213900-22-083695 · ownership.xml · nonDerivative · entry 1

Brandt Tamara Sue · CIK 0001900812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

SEC source: 0001213900-23-011500 · ownership.xml · nonDerivative · entry 1

KELLEHER THOMAS J /ADV · CIK 0000216309 · Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,855

F1 · shares: Represents shares gifted by the reporting person as follows: 450 shares each to the accounts of his three daughters.

SEC source: 0001213900-22-080661 · ownership.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,213,456

F1 · shares: These transactions were executed in multiple trades at prices ranging from $39.795 to $40.48. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

SEC source: 0001213900-22-081129 · ownership.xml · nonDerivative · entry 1

Sheldon Michael Joseph · CIK 0001402601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,680

SEC source: 0001213900-22-081126 · ownership.xml · nonDerivative · entry 1

Labran Renee E · CIK 0001318558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,383

SEC source: 0001213900-22-080061 · ownership.xml · nonDerivative · entry 2

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,093,456

F1 · shares: These transactions were executed in multiple trades at prices ranging from $41.895 to $42.325 on 12/14/2022, and from $39.77 to $40.50 on 12/15/2022. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

SEC source: 0001213900-22-080061 · ownership.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,068,741

F1 · shares: These transactions were executed in multiple trades at prices ranging from $41.895 to $42.325 on 12/14/2022, and from $39.77 to $40.50 on 12/15/2022. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

SEC source: 0001213900-22-077604 · ownership.xml · nonDerivative · entry 2

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,029,929

F1 · shares: These transactions were executed in multiple trades at prices ranging from $44.245 to $44.50 on 12/2/2022, and from $43.335 to $44.50 on 12/5/2022. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

SEC source: 0001213900-22-077604 · ownership.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,979,929

F1 · shares: These transactions were executed in multiple trades at prices ranging from $44.245 to $44.50 on 12/2/2022, and from $43.335 to $44.50 on 12/5/2022. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

SEC source: 0001213900-22-076695 · ownership.xml · nonDerivative · entry 1

PAULSON RANDALL E · CIK 0001263385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,899

SEC source: 0001213900-22-064956 · ownership.xml · nonDerivative · entry 1

Williams Mikel H · CIK 0001308951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,698

F1 · shares: Pursuant to Mr. Williams resignation from the Company's Board of Directors, effective October 18, 2022, certain Restricted Stock Units granted on May 24, 2022 as part of director compensation for the 2022-2023 term, were forfeited in accordance with their terms and on a pro-rated basis.

SEC source: 0001213900-22-056771 · ownership.xml · nonDerivative · entry 1

PAULSON RANDALL E · CIK 0001263385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,299

F1 · shares: These transactions were executed in multiple trades at prices ranging from $46.48 to $47.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001213900-22-056770 · ownership.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,978,415

F1 · shares: These transactions were executed in multiple trades at prices ranging from $46.39 to $47.00. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

SEC source: 0001213900-22-055877 · ownership.xml · nonDerivative · entry 5

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA account of E.R.

Disclosed balance after: 16,537

F3 · shares: These transactions were executed in multiple trades at prices ranging from $47.65 to $47.68, in one lot then divided between the four. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F7 · ownership.nature: The shares are held for E.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.

F9 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-22-055877 · ownership.xml · nonDerivative · entry 4

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA account of A.R.

Disclosed balance after: 16,538

F3 · shares: These transactions were executed in multiple trades at prices ranging from $47.65 to $47.68, in one lot then divided between the four. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F6 · ownership.nature: The shares are held for A.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.

F9 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-22-055877 · ownership.xml · nonDerivative · entry 3

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA account of C.R.

Disclosed balance after: 16,538

F3 · shares: These transactions were executed in multiple trades at prices ranging from $47.65 to $47.68, in one lot then divided between the four. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F5 · ownership.nature: The shares are held for C.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.

F9 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-22-055877 · ownership.xml · nonDerivative · entry 2

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · UTMA account of S.R.

Disclosed balance after: 16,538

F3 · shares: These transactions were executed in multiple trades at prices ranging from $47.65 to $47.68, in one lot then divided between the four. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F4 · ownership.nature: The shares are held for S.R., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the Reporting Person serves as custodian.

F9 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-22-055877 · ownership.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,969,906

F1 · shares: These transactions were executed in multiple trades at prices ranging from $47.35 to $47.68. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

SEC source: 0001213900-22-054688 · ownership.xml · nonDerivative · entry 1

Moore Andrew · CIK 0001746643 · CEO B. Riley Securities, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,105

F1 · shares: These transactions were executed in multiple trades at prices ranging from $47.71 to $48.26. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001213900-22-052948 · ownership.xml · nonDerivative · entry 1

PAULSON RANDALL E · CIK 0001263385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,407

F1 · shares: These transactions were executed in multiple trades at prices ranging from $49.11 to $50.21. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001213900-22-052947 · ownership.xml · nonDerivative · entry 2

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,944,906

F1 · shares: These transactions were executed in multiple trades at prices ranging from $48.96 to $49.25 on August 30, 2022; and in multiple trades at prices ranging from $49.11 to $50.21 on August 31, 2022. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

SEC source: 0001213900-22-052947 · ownership.xml · nonDerivative · entry 1

RILEY BRYANT R · CIK 0001207269 · Director · Chairman and Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,919,906

F1 · shares: These transactions were executed in multiple trades at prices ranging from $48.96 to $49.25 on August 30, 2022; and in multiple trades at prices ranging from $49.11 to $50.21 on August 31, 2022. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife.

SEC source: 0001213900-22-044077 · ownership.xml · nonDerivative · entry 1

PAULSON RANDALL E · CIK 0001263385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,407

F1 · shares: The reporting person is filing this amendment to correct the number of shares purchased and shares held after the purchase from the amounts included in the filing made on the same date of August 2, 2022.

SEC source: 0001213900-22-043980 · ownership.xml · nonDerivative · entry 2

PAULSON RANDALL E · CIK 0001263385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,907

F2 · shares: These transactions were executed in multiple trades at prices ranging from $51.57 to $53.35. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.