RICK

SEC source: 0001493152-22-004000 · ownership.xml · derivative · entry 1

LANGAN ERIC SCOTT · CIK 0001068671 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-02-09

F2 · price: Executive compensation.

F1 · derivative.exercise_date: The stock options were granted under the issuer's 2022 Stock Option Plan which plan was approved by its board of directors on February 7, 2022 and will be presented for approval to the issuer's stockholders at the upcoming 2022 annual meeting. The stock options will vest as to 10,000 of the shares covered by the option upon stockholders approving the 2022 Stock Option Plan, and thereafter, 10,000 of the remaining shares covered by the option shall vest on each anniversary of February 9, 2022, provided however that the stock options will be subject to earlier vesting under certain events set forth in the 2022 Stock Option Plan, including without limitation a change in control. Further, the stock options cannot be exercised prior to obtaining stockholder approval of the 2022 Stock Option Plan, and the stock options will be cancelled if stockholder approval is not obtained.

SEC source: 0001493152-22-003997 · ownership.xml · derivative · entry 1

REESE TRAVIS · CIK 0001093251 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-02-09

F2 · price: Executive compensation.

F1 · derivative.exercise_date: The stock options were granted under the issuer's 2022 Stock Option Plan which plan was approved by its board of directors on February 7, 2022 and will be presented for approval to the issuer's stockholders at the upcoming 2022 annual meeting. The stock options will vest as to 10,000 of the shares covered by the option upon stockholders approving the 2022 Stock Option Plan, and thereafter, 10,000 of the remaining shares covered by the option shall vest on each anniversary of February 9, 2022, provided however that the stock options will be subject to earlier vesting under certain events set forth in the 2022 Stock Option Plan, including without limitation a change in control. Further, the stock options cannot be exercised prior to obtaining stockholder approval of the 2022 Stock Option Plan, and the stock options will be cancelled if stockholder approval is not obtained.

SEC source: 0001493152-22-000128 · ownership.xml · nonDerivative · entry 1

REESE TRAVIS · CIK 0001093251 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,081

SEC source: 0001493152-22-000126 · ownership.xml · nonDerivative · entry 5

LANGAN ERIC SCOTT · CIK 0001068671 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,000

SEC source: 0001493152-22-000126 · ownership.xml · nonDerivative · entry 4

LANGAN ERIC SCOTT · CIK 0001068671 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,900

SEC source: 0001493152-22-000126 · ownership.xml · nonDerivative · entry 3

LANGAN ERIC SCOTT · CIK 0001068671 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,404

SEC source: 0001493152-22-000126 · ownership.xml · nonDerivative · entry 2

LANGAN ERIC SCOTT · CIK 0001068671 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,400

SEC source: 0001493152-22-000126 · ownership.xml · nonDerivative · entry 1

LANGAN ERIC SCOTT · CIK 0001068671 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,100

SEC source: 0001493152-22-000124 · ownership.xml · nonDerivative · entry 2

Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,700.317

SEC source: 0001493152-22-000124 · ownership.xml · nonDerivative · entry 1

Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580.317

SEC source: 0001493152-21-022411 · ownership.xml · nonDerivative · entry 1

Barabash Yura V · CIK 0001747027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504

SEC source: 0001493152-22-005278 · ownership.xml · nonDerivative · entry 1

Barabash Yura V · CIK 0001747027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505.666

SEC source: 0001493152-21-022119 · ownership.xml · nonDerivative · entry 3

Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550.317

SEC source: 0001493152-21-022119 · ownership.xml · nonDerivative · entry 2

Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150.317

F1 · kind: These shares were purchased through the reporting person's brokerage firm's automatic dividend reinvestment program.

SEC source: 0001493152-21-022119 · ownership.xml · nonDerivative · entry 1

Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150.163

F1 · kind: These shares were purchased through the reporting person's brokerage firm's automatic dividend reinvestment program.

SEC source: 0001493152-21-004629 · ownership.xml · nonDerivative · entry 1

Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150

SEC source: 0000899243-21-001155 · doc4.xml · nonDerivative · entry 1

ADW Capital Management, LLC · CIK 0001745214 · 10% owner

ADW Capital Partners, L.P. · CIK 0001511001 · 10% owner

Wyden Adam D · CIK 0001745215 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 899,900

F1 · ownership.nature: This statement is being jointly filed by and on behalf of each of ADW Capital Partners, L.P., a Delaware limited partnership ("ADW Capital Partners"), ADW Capital Management, LLC, a Delaware limited liability company ("ADW Capital Management"), and Adam D. Wyden. ADW Capital Partners is the record and direct beneficial owner of the securities covered by this statement. ADW Capital Management is the general partner and investment manager of, and may be deemed to beneficially own securities owned by, ADW Capital Partners. Mr. Wyden is the sole manager of, and may be deemed to beneficially own securities owned by, ADW Capital Management.

F2 · ownership.nature: Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.

F3 · ownership.nature: Each reporting person, among others, may be deemed to be a member of a group with respect to RCI Hospitality Holdings, Inc., a Texas corporation (the "Issuer"), or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

SEC source: 0001493152-20-013963 · ownership.xml · nonDerivative · entry 2

Elaine Johnson Martin · CIK 0001785451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 7,221

SEC source: 0001493152-20-004344 · ownership.xml · nonDerivative · entry 5

Elaine Johnson Martin · CIK 0001785451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 7,040

SEC source: 0001493152-20-013963 · ownership.xml · nonDerivative · entry 1

Elaine Johnson Martin · CIK 0001785451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 7,078

SEC source: 0001493152-20-004344 · ownership.xml · nonDerivative · entry 4

Elaine Johnson Martin · CIK 0001785451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 6,485

SEC source: 0001493152-20-004344 · ownership.xml · nonDerivative · entry 3

Elaine Johnson Martin · CIK 0001785451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 4,621

SEC source: 0001493152-20-004344 · ownership.xml · nonDerivative · entry 2

Elaine Johnson Martin · CIK 0001785451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,719

SEC source: 0001493152-20-004344 · ownership.xml · nonDerivative · entry 1

Elaine Johnson Martin · CIK 0001785451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,675

SEC source: 0001493152-22-005991 · ownership.xml · nonDerivative · entry 1

Elaine Johnson Martin · CIK 0001785451 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,086

SEC source: 0001493152-19-000219 · ownership.xml · nonDerivative · entry 2

REESE TRAVIS · CIK 0001093251 · Director · V.P./Director of Technology

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 320

SEC source: 0001493152-19-000219 · ownership.xml · nonDerivative · entry 1

REESE TRAVIS · CIK 0001093251 · Director · V.P./Director of Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,951

SEC source: 0001493152-19-000148 · ownership.xml · nonDerivative · entry 1

Marshall Phillip Kent · CIK 0001323020 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,130

SEC source: 0001493152-18-004924 · form4.xml · nonDerivative · entry 1

LANGAN ERIC SCOTT · CIK 0001068671 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

F1 · price: The shares were transferred by bona fide gift to Saint Thomas' Episcopal School in Houston, Texas.

SEC source: 0001493152-17-005241 · form4.xml · nonDerivative · entry 1

REESE TRAVIS · CIK 0001093251 · Director · V.P./Director of Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,805

SEC source: 0001493152-17-005240 · form4.xml · nonDerivative · entry 7

LANGAN ERIC SCOTT · CIK 0001068671 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,000

SEC source: 0001493152-17-005240 · form4.xml · nonDerivative · entry 6

LANGAN ERIC SCOTT · CIK 0001068671 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,700

SEC source: 0001493152-17-005240 · form4.xml · nonDerivative · entry 5

LANGAN ERIC SCOTT · CIK 0001068671 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,692

SEC source: 0001493152-17-005240 · form4.xml · nonDerivative · entry 4

LANGAN ERIC SCOTT · CIK 0001068671 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,602

SEC source: 0001493152-17-005240 · form4.xml · nonDerivative · entry 3

LANGAN ERIC SCOTT · CIK 0001068671 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,297

SEC source: 0001493152-17-005240 · form4.xml · nonDerivative · entry 2

LANGAN ERIC SCOTT · CIK 0001068671 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,795

SEC source: 0001493152-17-005240 · form4.xml · nonDerivative · entry 1

LANGAN ERIC SCOTT · CIK 0001068671 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,375

SEC source: 0001493152-20-002138 · ownership.xml · nonDerivative · entry 3

REESE TRAVIS · CIK 0001093251 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By investment club (a general partnership)

Disclosed balance after: 1,870

F1 · shares: This amount represents the entire amount of securities acquired (with respect to column 4) and owned (with respect to column 5) by the investment club. As of the date of this report, the reporting person owns approximately 0.9% of the investment club. The reporting person disclaims beneficial ownership of the remaining 99.1% of the shares held in the investment club, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The referenced percentages are subject to change in the future based on ownership changes of the investment club.

F1 · balance_after: This amount represents the entire amount of securities acquired (with respect to column 4) and owned (with respect to column 5) by the investment club. As of the date of this report, the reporting person owns approximately 0.9% of the investment club. The reporting person disclaims beneficial ownership of the remaining 99.1% of the shares held in the investment club, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The referenced percentages are subject to change in the future based on ownership changes of the investment club.

F2 · balance_after: Prior to the referenced June 13, 2016 transaction, the investment club purchased 200 shares in 2006, purchased 280 shares in 2007, purchased 475 shares in 2008, purchased 200 shares in 2009, purchased 150 shares in 2011, sold 705 shares in 2013 and purchased 840 shares in 2016, all in open market transactions.

SEC source: 0001493152-20-002136 · ownership.xml · nonDerivative · entry 2

LANGAN ERIC SCOTT · CIK 0001068671 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By investment club (a general partnership)

Disclosed balance after: 1,870

F1 · shares: This amount represents the entire amount of securities acquired (with respect to column 4) and owned (with respect to column 5) by the investment club. As of the date of this report, the reporting person owns approximately 21.7% of the investment club. The reporting person disclaims beneficial ownership of the remaining 78.3% of the shares held in the investment club, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The referenced percentages are subject to change in the future based on ownership changes of the investment club.

F1 · balance_after: This amount represents the entire amount of securities acquired (with respect to column 4) and owned (with respect to column 5) by the investment club. As of the date of this report, the reporting person owns approximately 21.7% of the investment club. The reporting person disclaims beneficial ownership of the remaining 78.3% of the shares held in the investment club, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The referenced percentages are subject to change in the future based on ownership changes of the investment club.

F2 · balance_after: Prior to the referenced June 13, 2016 transaction, the investment club purchased 200 shares in 2006, purchased 280 shares in 2007, purchased 475 shares in 2008, purchased 200 shares in 2009, purchased 150 shares in 2011, sold 705 shares in 2013 and purchased 840 shares in 2016, all in open market transactions.

SEC source: 0001493152-20-002134 · ownership.xml · nonDerivative · entry 2

Marshall Phillip Kent · CIK 0001323020 · CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By investment club (a general partnership)

Disclosed balance after: 1,870

F1 · shares: This amount represents the entire amount of securities acquired (with respect to column 4) and owned (with respect to column 5) by the investment club. As of the date of this report, the reporting person owns approximately 4.6% of the investment club. The reporting person disclaims beneficial ownership of the remaining 95.4% of the shares held in the investment club, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The referenced percentages are subject to change in the future based on ownership changes of the investment club.

F1 · balance_after: This amount represents the entire amount of securities acquired (with respect to column 4) and owned (with respect to column 5) by the investment club. As of the date of this report, the reporting person owns approximately 4.6% of the investment club. The reporting person disclaims beneficial ownership of the remaining 95.4% of the shares held in the investment club, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The referenced percentages are subject to change in the future based on ownership changes of the investment club.

F2 · balance_after: Prior to the referenced June 13, 2016 transaction, the investment club purchased 200 shares in 2006, purchased 280 shares in 2007, purchased 475 shares in 2008, purchased 200 shares in 2009, purchased 150 shares in 2011, sold 705 shares in 2013 and purchased 840 shares in 2016, all in open market transactions.