Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RCI HOSPITALITY HOLDINGS, INC.RICK · Entity 6235 | Chief Financial Officer | June 18, 2024 | December 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RCI HOSPITALITY HOLDINGS, INC.
Report date June 18, 2024 · Filed December 14, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,606.681 |
Reported balance
After 2024-06-18 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-06-18 · Sale · Disposed 0.317 · Balance 3,606.681 F1: In connection with transferring stock between brokerages, the transferring brokerage sold the reporting person's fractional share in this position as part of its process. F2: It was previously incorrectly reported that the reporting person held 2.681 less shares than he actually held. The purpose of this amendment is to correct that error. |
| Common StockSEC Table I · non-derivative | IndirectBy investment club (a general partnership) | 0 |
Reported balance
After 2024-08-20 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2024-08-20 · Sale · Disposed 1,870 · Balance 0 F3: On August 20, 2024, the investment club sold its entire position in RCI Hospitality Holdings, Inc., along with all of the club's other investment positions, except for one position that it anticipates selling in the near future. F4: This amount represents the entire amount of securities owned by the investment club. The reporting person disclaims beneficial ownership of the percentage amount of shares held in the investment club that are not owned by the reporting person, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with transferring stock between brokerages, the transferring brokerage sold the reporting person's fractional share in this position as part of its process.
F2: It was previously incorrectly reported that the reporting person held 2.681 less shares than he actually held. The purpose of this amendment is to correct that error.
F3: On August 20, 2024, the investment club sold its entire position in RCI Hospitality Holdings, Inc., along with all of the club's other investment positions, except for one position that it anticipates selling in the near future.
F4: This amount represents the entire amount of securities owned by the investment club. The reporting person disclaims beneficial ownership of the percentage amount of shares held in the investment club that are not owned by the reporting person, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2024 Filed Aug 22, 2024 20:20 UTC | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | SaleCommon Stock | 1,870 | $43.50 | $81,345.00 |
DisclosureSEC source: 0001628280-24-038235 · wk-form4_1724358033.xml · nonDerivative · entry 2 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By investment club (a general partnership) Disclosed balance after: 0 F2 · kind: On August 20, 2024, the investment club sold its entire position in RCI Hospitality Holdings, Inc., along with all of the club's other investment positions, except for one position that it anticipates selling in the near future. F3 · shares: This amount represents the entire amount of securities owned by the investment club. The reporting person disclaims beneficial ownership of the percentage amount of shares held in the investment club that are not owned by the reporting person, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 20, 2024 Filed Dec 14, 2024 00:05 UTC Amendment | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | SaleCommon Stock | 1,870 | $43.50 | $81,345.00 |
DisclosureSEC source: 0001628280-24-051263 · wk-form4a_1734134706.xml · nonDerivative · entry 2 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By investment club (a general partnership) Disclosed balance after: 0 F3 · kind: On August 20, 2024, the investment club sold its entire position in RCI Hospitality Holdings, Inc., along with all of the club's other investment positions, except for one position that it anticipates selling in the near future. F4 · shares: This amount represents the entire amount of securities owned by the investment club. The reporting person disclaims beneficial ownership of the percentage amount of shares held in the investment club that are not owned by the reporting person, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 18, 2024 Filed Aug 22, 2024 20:20 UTC | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | SaleCommon Stock | 0.317 | $44.63 | $14.15 |
DisclosureSEC source: 0001628280-24-038235 · wk-form4_1724358033.xml · nonDerivative · entry 1 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,604 F1 · shares: In connection with transferring stock between brokerages, the transferring brokerage sold the reporting person's fractional share in this position as part of its process. Read SEC document |
| June 18, 2024 Filed Dec 14, 2024 00:05 UTC Amendment | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | SaleCommon Stock | 0.317 | $44.63 | $14.15 |
DisclosureSEC source: 0001628280-24-051263 · wk-form4a_1734134706.xml · nonDerivative · entry 1 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,606.681 F1 · shares: In connection with transferring stock between brokerages, the transferring brokerage sold the reporting person's fractional share in this position as part of its process. F2 · balance_after: It was previously incorrectly reported that the reporting person held 2.681 less shares than he actually held. The purpose of this amendment is to correct that error. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 16:02 UTC | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | PurchaseCommon Stock | 100 | $71.50 | $7,150.00 |
DisclosureSEC source: 0001628280-23-020441 · wk-form4_1685635370.xml · nonDerivative · entry 1 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,604.317 Read SEC document |
| September 14, 2022 Filed Sep 14, 2022 20:58 UTC | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | PurchaseCommon Stock | 69 | $69.69 | $4,808.61 |
DisclosureSEC source: 0001628280-22-024912 · wf-form4_166318906680955.xml · nonDerivative · entry 1 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,504.317 Read SEC document |
| May 20, 2022 Filed May 23, 2022 20:06 UTC | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | PurchaseCommon Stock | 185 | $53.00 | $9,805.00 |
DisclosureSEC source: 0001628280-22-015188 · wf-form4_165333634619655.xml · nonDerivative · entry 1 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,435.317 Read SEC document |
| May 18, 2022 Filed May 18, 2022 22:41 UTC | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | PurchaseCommon Stock | 200 | $57.00 | $11,400.00 |
DisclosureSEC source: 0001628280-22-014790 · wf-form4_165291368157909.xml · nonDerivative · entry 1 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250.317 Read SEC document |
| February 14, 2022 Filed Feb 14, 2022 21:31 UTC | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | PurchaseCommon Stock | 150 | $65.50 | $9,825.00 |
DisclosureSEC source: 0001493152-22-004465 · ownership.xml · nonDerivative · entry 2 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,050.317 Read SEC document |
| February 14, 2022 Filed Feb 14, 2022 21:31 UTC | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | PurchaseCommon Stock | 200 | $67.00 | $13,400.00 |
DisclosureSEC source: 0001493152-22-004465 · ownership.xml · nonDerivative · entry 1 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,900.317 Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 21:06 UTC | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | GrantStock Options · Derivative | 50,000 | Not disclosed Strike: $100.00 | Not disclosed |
DisclosureSEC source: 0001493152-22-003999 · ownership.xml · derivative · entry 1 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-02-09 F2 · price: Executive compensation. F1 · derivative.exercise_date: The stock options were granted under the issuer's 2022 Stock Option Plan which plan was approved by its board of directors on February 7, 2022 and will be presented for approval to the issuer's stockholders at the upcoming 2022 annual meeting. The stock options will vest as to 10,000 of the shares covered by the option upon stockholders approving the 2022 Stock Option Plan, and thereafter, 10,000 of the remaining shares covered by the option shall vest on each anniversary of February 9, 2022, provided however that the stock options will be subject to earlier vesting under certain events set forth in the 2022 Stock Option Plan, including without limitation a change in control. Further, the stock options cannot be exercised prior to obtaining stockholder approval of the 2022 Stock Option Plan, and the stock options will be cancelled if stockholder approval is not obtained. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 21:49 UTC | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | PurchaseCommon Stock | 120 | $78.73 | $9,447.60 |
DisclosureSEC source: 0001493152-22-000124 · ownership.xml · nonDerivative · entry 2 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700.317 Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 21:49 UTC | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | PurchaseCommon Stock | 30 | $78.34 | $2,350.20 |
DisclosureSEC source: 0001493152-22-000124 · ownership.xml · nonDerivative · entry 1 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,580.317 Read SEC document |
| September 03, 2021 Filed Sep 7, 2021 21:11 UTC | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | PurchaseCommon Stock | 400 | $63.50 | $25,400.00 |
DisclosureSEC source: 0001493152-21-022119 · ownership.xml · nonDerivative · entry 3 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,550.317 Read SEC document |
| June 25, 2021 Filed Sep 7, 2021 21:11 UTC | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | OtherCommon Stock | 0.154 | $67.60 | $10.41 |
DisclosureSEC source: 0001493152-21-022119 · ownership.xml · nonDerivative · entry 2 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,150.317 F1 · kind: These shares were purchased through the reporting person's brokerage firm's automatic dividend reinvestment program. Read SEC document |
| March 26, 2021 Filed Sep 7, 2021 21:11 UTC | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | OtherCommon Stock | 0.163 | $63.80 | $10.40 |
DisclosureSEC source: 0001493152-21-022119 · ownership.xml · nonDerivative · entry 1 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,150.163 F1 · kind: These shares were purchased through the reporting person's brokerage firm's automatic dividend reinvestment program. Read SEC document |
| February 23, 2021 Filed Feb 23, 2021 22:26 UTC | RCI HOSPITALITY HOLDINGS, INC. RICK · Entity 6235 | PurchaseCommon Stock | 650 | $60.00 | $39,000.00 |
DisclosureSEC source: 0001493152-21-004629 · ownership.xml · nonDerivative · entry 1 Chhay Bradley Lim · CIK 0001824780 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,150 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.