RGCO

SEC source: 0001549797-17-000013 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,027.311

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Amended to adjust price and share count.

SEC source: 0001314626-17-000010 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 27,973.391

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse serves as trustee. Amended to adjust transaction price and share count.

F4 · balance_after: Reporting person has 24,004.540 shares in a revocable trust for which she serves as trustee. Also includes 3,968.851 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001314626-17-000010 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 27,937.154

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 24,004.540 shares in a revocable trust for which she serves as trustee. Also includes 3,932.614 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001238841-17-000008 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,329.841

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Amended to adjust transaction price and share count.

SEC source: 0001013321-17-000006 · primary_doc.xml · nonDerivative · entry 1

LOGAN GEORGE W · CIK 0001013321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,731.91

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 174.433 restricted stock shares purchased through dividends reinvested in the Restricted Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001549797-17-000009 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,016.861

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: Includes 56.775 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001314626-17-000007 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 27,874.928

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 23,940.825 shares in a revocable trust for which she serves as trustee. Also includes 3,934.103 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee and includes 24.559 shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.

SEC source: 0001314626-17-000007 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 27,810.982

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has transferred the remaining 5,062 shares owned by her to the revocable trust for which she serves as trustee. Also includes 118.607 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for outside Directors of RGC Resources, Inc. Also includes 3,870.157 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001238841-17-000007 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,335.311

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: Includes 191.010 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001238836-17-000005 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,849.531

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 12.910 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001282618-17-000008 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,913.968

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: 34,538.968 shares owned directly by insider. Includes 128.487 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 19.116 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan of RGC Resources, Inc. 375.000 shares owned indirectly by spouse.

SEC source: 0001238822-17-000006 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,460.477

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 135.473 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 396.835 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan of RGC Resources, Inc.

SEC source: 0001159105-17-000005 · primary_doc.xml · nonDerivative · entry 1

LAYMAN J ALLEN · CIK 0001159105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,290.936

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 231.207 Restricted Shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001238821-17-000005 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,114.938

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 97.846 Restricted Shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 53.940 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.

SEC source: 0001201852-17-000007 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,737.609

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: 33,237.609 shares owned directly by reporting person and includes 114.262 restricted shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. 1,500 shares owned indirectly through UTMA for the reporting person's children.

SEC source: 0001238841-17-000009 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,329.841

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Amended to revise relationship of relationship of reporting person to issuer and Transaction Date.

SEC source: 0001549797-17-000011 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,015.232

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Amended to revise Relationship of Reporting Person to Issuer.

SEC source: 0001549797-17-000010 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,015.232

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Amended to adjust transaction price and share count.

SEC source: 0001282618-17-000009 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,911.144

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Amended to adjust transaction price and share count.

F2 · balance_after: 34,536.144 shares owned directly by insider. Includes 128.487 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 18.671 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan of RGC Resources, Inc. 375 shares owned indirectly by spouse.

SEC source: 0001314626-17-000008 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 27,873.439

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse serves as trustee. Amended to adjust transaction price and share count.

F4 · balance_after: Reporting person has 23,940.825 shares in a revocable trust for which she serves as trustee. Also includes 3,932.614 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee and includes 23.987 shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.

SEC source: 0001314626-17-000008 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 27,810.982

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources.

F2 · balance_after: Reporting person has transferred the remaining 5,062 shares owned by her to the revocable trust for which she serves as trustee. Also includes 118.607 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for outside Directors of RGC Resources, Inc. Also includes 3,870.157 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001238822-17-000007 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,451.233

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Director of RGC Resources, Inc.

F2 · balance_after: Includes 135.473 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 387.591 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc. Amended to adjust unrestricted dividend share purchase and total amount of securities beneficially owned.

SEC source: 0001238821-17-000006 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,113.681

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 97.846 Restricted Shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 52.683 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan. Amended to adjust unrestricted dividend share purchase and total amount of securities beneficially owned.

SEC source: 0001549797-17-000008 · primary_doc.xml · derivative · entry 2

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,850

Underlying: Common Stock · 500 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes 10,450 options issued on March 1, 2017 as a result of a stock split effected in the form of a 50% stock dividend.

SEC source: 0001549797-17-000008 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,946.957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013. All options fully exercisable six months after date of grant.

SEC source: 0001013321-17-000005 · primary_doc.xml · nonDerivative · entry 1

LOGAN GEORGE W · CIK 0001013321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,488.185

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001238836-17-000004 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,791.399

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001238822-17-000005 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,884.405

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001159105-17-000004 · primary_doc.xml · nonDerivative · entry 1

LAYMAN J ALLEN · CIK 0001159105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,032.012

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001238821-17-000004 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,919.388

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001201852-17-000006 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,554.055

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: 33,054.055 shares owned directly by reporting person and 1500 shares owned indirectly through UTMA for the reporting person's children.

SEC source: 0001549797-17-000006 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,447.082

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001282618-17-000006 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,665.237

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: 34,290.237 shares owned directly by reporting person. 375 shares owned indirectly by spouse.

SEC source: 0001238841-17-000005 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,100.954

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001314626-17-000005 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 27,623.458

F3 · kind: Purchases made with optional cash contributions pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 5,062 shares in her name and 18,690.926 shares in a revocable trust for which she serves as trustee. Also includes 3,870.532 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001314626-17-000005 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 27,582.174

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 5,062 shares in her name and 18,690.926 shares in a revocable trust for which she serves as trustee. Also includes 3,829.248 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001282618-17-000007 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,664.264

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Amended to adjust transaction price and share count.

F2 · balance_after: 34,289.264 shares owned directly by reporting person 375 shares owned indirectly by spouse.

SEC source: 0001238841-17-000006 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,100.537

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Amended to adjust transaction price and share count.

SEC source: 0001549797-17-000007 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,446.957

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Amended to adjust transaction price and share count.

SEC source: 0001314626-17-000006 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 27,623.083

F3 · kind: Purchases made with optional cash contributions pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee. Amended to adjust transaction price and share count.

F4 · balance_after: Reporting person has 5,062 shares in her name and 18,690.926 shares in a revocable trust for which she serves as trustee. Also includes 3,870.157 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001314626-17-000006 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 27,582.174

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 5,062 shares in her name and 18,690.926 shares in a revocable trust for which she serves as trustee. Also includes 3,829.248 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001238841-17-000004 · primary_doc.xml · derivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,600

Underlying: Common Stock · 2,700 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercise of options granted 04/01/2013. All options fully exercisable six months after date of grant.

F2 · balance_after: Includes 13,100 options issued on March 1, 2017 as a result of a stock split effected in the form of a 50% stock dividend.

SEC source: 0001238841-17-000004 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,055.082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001013321-17-000004 · primary_doc.xml · nonDerivative · entry 1

LOGAN GEORGE W · CIK 0001013321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,415.555

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 9,110.245 restricted shares and 20,000 unrestricted shares issued on March 1, 2017 due to a stock split effected in the form of a 50% stock dividend.

SEC source: 0001282618-17-000005 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,558.219

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: 34,183.219 shares owned directly by insider. Includes 6,749.263 restricted shares and 4,603.15 unrestricted shares issued on March 1, 2017 due to a stock split effected in the form of a 50% stock dividend. 375 shares owned indirectly by spouse which includes 125 unrestricted shares issued to spouse on March 1, 2017 due to a stock split effected in the form of a 50% stock dividend.

SEC source: 0001549797-17-000005 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,433.321

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · price: Amended to correct purchase price.

F3 · balance_after: Includes 2,805.750 shares issued on March 1, 2017 due to a stock split effected in the form of a 50% stock dividend.

SEC source: 0001549797-17-000004 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,433.321

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: Includes 2,805.750 shares issued on March 1, 2017 due to a stock split effected in the form of a 50% stock dividend.

SEC source: 0001238841-17-000003 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,355.082

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: Includes 9,100.504 shares issued on March 1, 2017 due to a stock split effected in the form of a 50% stock dividend.

SEC source: 0001590541-17-000001 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,217.165

F1 · kind: Shares acquired pursuant to the RGC Resources, Inc. Stock Bonus Plan for performance.

F2 · balance_after: Includes 64.334 shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan and 977.151 shares issued on March 1, 2017 due to a stock split effected in the form of a 50% stock dividend.

SEC source: 0001238836-17-000003 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,743.999

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 643.881 restricted shares and 42,919 unrestricted shares issued on March 1, 2017 due to a stock split effected in the form of a 50% stock dividend.