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Shockley C James Jr

Disclosed activity across 1 company

Tapewire entity
70100
SEC CIK
0001590541

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RGC RESOURCES INCRGCO · Entity 88VP & COOJanuary 02, 2026January 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RGC RESOURCES INC

Report date January 02, 2026 · Filed January 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,060.232 Reported balance After 2026-01-02 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-01-02 · Grant · Acquired 5,171 · Balance 49,060.232

F1: Shares issued on 01/02/2026 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 1,723.667 shares vesting on 01/02/2026, 1,723.667 shares vesting on 01/04/2027, and 1,723.666 shares vesting on 01/03/2028.

F2: Total includes 5,158.999 shares of unvested restricted stock from current and prior grants.

Employee Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $16.37 · Expires 2026-12-08Direct4,500 Reported balance Holding disclosure · report date 2026-01-02 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 4,500

Filing footnotes · ownership attribution and instrument terms

F1: Shares issued on 01/02/2026 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 1,723.667 shares vesting on 01/02/2026, 1,723.667 shares vesting on 01/04/2027, and 1,723.666 shares vesting on 01/03/2028.

F2: Total includes 5,158.999 shares of unvested restricted stock from current and prior grants.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2026 Filed Jan 6, 2026 19:30 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 5,171 $21.40 $110,659.40
Disclosure

SEC source: 0001437749-26-000559 · rdgdoc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,060.232

F1 · kind: Shares issued on 01/02/2026 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 1,723.667 shares vesting on 01/02/2026, 1,723.667 shares vesting on 01/04/2027, and 1,723.666 shares vesting on 01/03/2028.

F2 · balance_after: Total includes 5,158.999 shares of unvested restricted stock from current and prior grants.

Read SEC document
December 02, 2025 Filed Dec 4, 2025 18:50 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 4,500 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0001437749-25-036888 · rdgdoc.xml · derivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2025 Filed Dec 4, 2025 18:50 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 4,500 $14.15 $63,661.50
Disclosure

SEC source: 0001437749-25-036888 · rdgdoc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,889.232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/3/2015.

F2 · balance_after: Total includes 219.969 shares purchased 11/03/2025 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 167.251 restricted shares purchased 11/03/2025 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
August 01, 2025 Filed Nov 10, 2025 15:09 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 406.935 $19.68 $8,008.48
Disclosure

SEC source: 0001437749-25-033996 · rdgdoc.xml · nonDerivative · entry 3

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,002.012

F3 · kind: Includes 231.168 shares purchased 08/01/2025 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 175.767 restricted shares purchased 08/01/2025 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
May 01, 2025 Filed Nov 10, 2025 15:09 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 375.852 $21.10 $7,930.48
Disclosure

SEC source: 0001437749-25-033996 · rdgdoc.xml · nonDerivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,595.077

F2 · kind: Includes 213.511 shares purchased 05/01/2025 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 162.341 restricted shares purchased 05/01/2025 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
February 03, 2025 Filed Nov 10, 2025 15:09 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 381.87 $20.56 $7,851.25
Disclosure

SEC source: 0001437749-25-033996 · rdgdoc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,219.225

F1 · kind: Includes 216.929 shares purchased 02/03/2025 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 164.941 restricted shares purchased 02/03/2025 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 18:55 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 5,135 $20.00 $102,700.00
Disclosure

SEC source: 0001437749-25-000428 · rdgdoc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,837.355

F1 · kind: Shares issued on 01/02/2025 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 1,711.667 shares vesting on 01/02/2025, 1,711.667 shares vesting on 01/02/2026, and 1,711.666 shares vesting on 01/04/2027.

F2 · balance_after: Total includes 6,066.333 shares of unvested restricted stock from current and prior grants and also includes 166.890 shares purchased 11/01/2024 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 151.536 restricted shares purchased 11/01/2024 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
August 01, 2024 Filed Nov 5, 2024 17:16 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 297.92 $21.54 $6,417.20
Disclosure

SEC source: 0001437749-24-033264 · rdgdoc.xml · nonDerivative · entry 3

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,383.929

F3 · kind: Includes 156.143 shares purchased 08/01/2024 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 141.777 restricted shares purchased 08/01/2024 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
May 01, 2024 Filed Nov 5, 2024 17:16 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 303.556 $20.94 $6,356.46
Disclosure

SEC source: 0001437749-24-033264 · rdgdoc.xml · nonDerivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,086.009

F2 · kind: Includes 159.097 shares purchased 05/01/2024 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 144.459 restricted shares purchased 05/01/2024 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
February 01, 2024 Filed Nov 5, 2024 17:16 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 327.992 $19.18 $6,290.89
Disclosure

SEC source: 0001437749-24-033264 · rdgdoc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,782.453

F1 · kind: Includes 171.904 shares purchased 02/01/2024 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 156.088 restricted shares purchased 02/01/2024 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:07 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 7,929 $20.19 $160,086.51
Disclosure

SEC source: 0001437749-24-000564 · rdgdoc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,454.461

F1 · kind: Shares issued on 01/02/2024 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 2,643.000 shares vesting on 01/02/2024, 2,643.000 shares vesting on 01/02/2025, and 2,643.000 shares vesting on 01/02/2026.

F2 · balance_after: Total includes 5,286.000 shares of unvested restricted stock from current and prior grants and also includes 149.779 shares purchased 11/01/2023 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 142.486 restricted shares purchased 11/01/2023 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
August 01, 2023 Filed Nov 2, 2023 15:06 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 227.635 $19.96 $4,543.59
Disclosure

SEC source: 0001437749-23-029929 · rdgdoc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,233.196

F1 · kind: Includes 116.658 shares purchased 08/01/2023 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 110.977 restricted shares purchased 08/01/2023 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
May 02, 2023 Filed May 4, 2023 17:39 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 3,000 $0.00 Strike: $14.40 $0.00
Disclosure

SEC source: 0001437749-23-012509 · rdgdoc.xml · derivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2024-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 4, 2023 17:39 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 3,000 $14.40 $43,200.00
Disclosure

SEC source: 0001437749-23-012509 · rdgdoc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,005.561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/4/2014.

F2 · balance_after: Total includes 71.723 shares purchased 02/01/2023 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 91.518 restricted shares purchased 02/01/2023 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Also includes 89.542 shares purchased 05/01/2023 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 114.254 restricted shares purchased 05/01/2023 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
May 02, 2023 Filed Nov 2, 2023 15:05 UTC Amendment RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 3,000 $0.00 Strike: $14.40 $0.00
Disclosure

SEC source: 0001437749-23-029927 · rdgdoc.xml · derivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2024-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed Nov 2, 2023 15:05 UTC Amendment RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 3,000 $14.40 $43,200.00
Disclosure

SEC source: 0001437749-23-029927 · rdgdoc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,005.561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/4/2014.

F2 · balance_after: Total includes 7.324 shares purchased 11/01/2022 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 106.952 restricted shares purchased 11/01/2022 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Also includes 71.723 shares purchased 02/01/2023 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 91.518 restricted shares purchased 02/01/2023 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Also includes 89.542 shares purchased 05/01/2023 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 114.254 restricted shares purchased 05/01/2023 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
August 01, 2022 Filed Nov 3, 2022 22:22 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 121.19 $19.74 $2,392.29
Disclosure

SEC source: 0001437749-22-025864 · rdgdoc.xml · nonDerivative · entry 3

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,524.248

F3 · kind: Includes 7.831 shares purchased 08/01/2022 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchased Plan and 113.359 restricted shares purchased 08/01/2022 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
May 02, 2022 Filed Nov 3, 2022 22:22 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 113.038 $20.98 $2,371.54
Disclosure

SEC source: 0001437749-22-025864 · rdgdoc.xml · nonDerivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,403.058

F2 · kind: Includes 7.362 shares purchased 05/02/2022 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchased Plan and 105.676 restricted shares purchased 05/02/2022 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
February 01, 2022 Filed Nov 3, 2022 22:22 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 103.409 $22.75 $2,352.55
Disclosure

SEC source: 0001437749-22-025864 · rdgdoc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,290.02

F1 · kind: Includes 6.783 shares purchased 02/01/2022 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchased Plan and 96.626 restricted shares purchased 02/01/2022 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 22:47 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 5,359 $23.19 $124,275.21
Disclosure

SEC source: 0001437749-22-000329 · rdgdoc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,186.611

F1 · kind: Shares issued on 01/03/2022 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 1,786.333 shares vesting on 01/03/2022, 1,786.333 shares vesting on 01/03/2023, and 1,786.334 shares vesting on 01/02/2024.

F2 · balance_after: Total includes 4,724.878 shares of unvested restricted stock from current and prior grants and also includes 5.849 shares purchased 11/01/2021 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 55.92 restricted shares purchased 11/01/2021 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
August 02, 2021 Filed Oct 27, 2021 19:12 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 53.566 $25.50 $1,365.93
Disclosure

SEC source: 0001437749-21-024371 · rdgdoc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,765.842

F1 · kind: Includes 5.102 shares purchased 08/02/2021 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchased Plan and 48.464 restricted shares purchased 08/02/2021 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
May 12, 2021 Filed May 14, 2021 19:54 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 1,500 $0.00 Strike: $14.40 $0.00
Disclosure

SEC source: 0001590541-21-000002 · primary_doc.xml · derivative · entry 2

Shockley C James Jr · CIK 0001590541 · Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,500 shares

Expires 2024-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed May 14, 2021 19:54 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 1,500 $14.40 $21,600.00
Disclosure

SEC source: 0001590541-21-000002 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,712.276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/04/2014.

F2 · balance_after: Includes 4.391 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 52.252 restricted shares purchased through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan on February 1, 2021. Also includes 4.629 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 55.48 restricted shares purchased through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan on May 3, 2021.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:09 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 2,870 $23.83 $68,392.10
Disclosure

SEC source: 0001590541-21-000001 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,095.524

F1 · kind: Shares issued on 01/04/2021 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 956.667 shares vesting on 01/04/2021, 956.667 shares vesting on 01/04/2022, and 956.666 shares vesting on 01/03/2023.

F2 · balance_after: Total includes 2,758.516 shares of unvested restricted stock from current and prior grants and also includes 3.658 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 30.772 restricted shares purchased 11/01/2020 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
August 03, 2020 Filed Oct 30, 2020 21:04 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 34.784 $23.48 $816.73
Disclosure

SEC source: 0001590541-20-000003 · primary_doc.xml · nonDerivative · entry 3

Shockley C James Jr · CIK 0001590541 · Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,191.094

F3 · kind: Includes 3.718 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase plan and 31.066 shares purchased through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
May 01, 2020 Filed Oct 30, 2020 21:04 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 33.121 $24.50 $811.46
Disclosure

SEC source: 0001590541-20-000003 · primary_doc.xml · nonDerivative · entry 2

Shockley C James Jr · CIK 0001590541 · Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,156.31

F2 · kind: Includes 3.560 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 29.561 shares purchased through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
February 03, 2020 Filed Oct 30, 2020 21:04 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 31.37 $25.71 $806.52
Disclosure

SEC source: 0001590541-20-000003 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · Vice President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,123.189

F1 · kind: Includes 3.391 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 27.979 shares purchased through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:19 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 2,216 $28.57 $63,311.12
Disclosure

SEC source: 0001590541-20-000001 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,091.819

F1 · kind: Shares issued on 01/02/2020 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 738.667 shares vesting on 01/02/2020, 738.667 shares vesting on 01/04/2021, and 738.666 shares vesting on 01/03/2022.

F2 · balance_after: Total includes 1,942.113 shares of unvested restricted stock from current and prior grants and also includes 2.543 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 12.634 restricted shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
August 01, 2019 Filed Nov 13, 2019 22:13 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 15.882 $28.28 $449.14
Disclosure

SEC source: 0001590541-19-000004 · primary_doc.xml · nonDerivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,860.642

F2 · kind: Includes 2.673 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 13.209 restricted shares purchased 08/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
May 01, 2019 Filed Nov 13, 2019 22:13 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 16.722 $26.72 $446.81
Disclosure

SEC source: 0001590541-19-000004 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,844.76

F1 · kind: Includes 2.827 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 13.895 restricted shares purchased 05/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 14:39 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 1,469 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001590541-19-000003 · primary_doc.xml · derivative · entry 3

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,469 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 14:39 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 1,469 $28.00 $41,132.00
Disclosure

SEC source: 0001590541-19-000003 · primary_doc.xml · nonDerivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,828.038

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March 14, 2019 Filed Mar 15, 2019 14:39 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 1,469 $12.63 $18,557.88
Disclosure

SEC source: 0001590541-19-000003 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,297.038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

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March 12, 2019 Filed Mar 13, 2019 15:28 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 116 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001590541-19-000002 · primary_doc.xml · derivative · entry 6

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469

Underlying: Common Stock · 116 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 13, 2019 15:28 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 116 $28.00 $3,248.00
Disclosure

SEC source: 0001590541-19-000002 · primary_doc.xml · nonDerivative · entry 4

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,828.038

Read SEC document
March 12, 2019 Filed Mar 13, 2019 15:28 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 116 $12.63 $1,465.43
Disclosure

SEC source: 0001590541-19-000002 · primary_doc.xml · nonDerivative · entry 3

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,944.038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

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March 11, 2019 Filed Mar 13, 2019 15:28 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 14 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001590541-19-000002 · primary_doc.xml · derivative · entry 5

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,585

Underlying: Common Stock · 14 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 15:28 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 14 $28.00 $392.00
Disclosure

SEC source: 0001590541-19-000002 · primary_doc.xml · nonDerivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,828.038

Read SEC document
March 11, 2019 Filed Mar 13, 2019 15:28 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 14 $12.63 $176.86
Disclosure

SEC source: 0001590541-19-000002 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,842.038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

F2 · balance_after: Includes 2.667 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 13.042 restricted shares purchased 02/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

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January 02, 2019 Filed Jan 4, 2019 20:49 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 1,244 $27.49 $34,197.56
Disclosure

SEC source: 0001590541-19-000001 · primary_doc.xml · nonDerivative · entry 3

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,812.329

F2 · kind: Shares issued on 01/02/2019 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three year period with 414.667 vesting immediately.

F3 · balance_after: Balance includes 1,256.999 shares of unvested restricted stock.

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December 11, 2018 Filed Jan 4, 2019 20:49 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 1 $28.00 Strike: $12.63 $28.00
Disclosure

SEC source: 0001590541-19-000001 · primary_doc.xml · derivative · entry 7

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599

Underlying: Common Stock · 1 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2018 Filed Jan 4, 2019 20:49 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 1 $28.00 $28.00
Disclosure

SEC source: 0001590541-19-000001 · primary_doc.xml · nonDerivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,568.329

Read SEC document
December 11, 2018 Filed Jan 4, 2019 20:49 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 1 $12.63 $12.63
Disclosure

SEC source: 0001590541-19-000001 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,569.329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013

Read SEC document
November 30, 2018 Filed Dec 4, 2018 20:31 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 1,900 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001590541-18-000003 · primary_doc.xml · derivative · entry 6

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,900 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 20:31 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 1,900 $28.00 $53,200.00
Disclosure

SEC source: 0001590541-18-000003 · primary_doc.xml · nonDerivative · entry 4

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,568.329

Read SEC document
November 30, 2018 Filed Dec 4, 2018 20:31 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 1,900 $12.63 $24,002.70
Disclosure

SEC source: 0001590541-18-000003 · primary_doc.xml · nonDerivative · entry 3

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,468.329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/06/2013.

Read SEC document
November 29, 2018 Filed Dec 4, 2018 20:31 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionEmployee Stock Options · Derivative 1,000 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001590541-18-000003 · primary_doc.xml · derivative · entry 5

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 1,000 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Dec 4, 2018 20:31 UTC RGC RESOURCES INC RGCO · Entity 88 SaleCommon Stock 1,000 $28.00 $28,000.00
Disclosure

SEC source: 0001590541-18-000003 · primary_doc.xml · nonDerivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,568.329

Read SEC document
November 29, 2018 Filed Dec 4, 2018 20:31 UTC RGC RESOURCES INC RGCO · Entity 88 Exercise / conversionCommon Stock 1,000 $12.63 $12,633.00
Disclosure

SEC source: 0001590541-18-000003 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,568.329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013. Includes 2.383 shares purchased 11/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 6.538 restricted shares purchased 11/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

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August 01, 2018 Filed Oct 10, 2018 14:43 UTC RGC RESOURCES INC RGCO · Entity 88 GrantCommon Stock 6.377 $28.94 $184.55
Disclosure

SEC source: 0001590541-18-000002 · primary_doc.xml · nonDerivative · entry 6

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,559.408

F6 · kind: Restricted shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.