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Nasdaq · USD

RGCO

RGC RESOURCES INC

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88
SEC CIK
0001069533
Parsed reports
1,157

Last 12 months

Inside the activity.

59 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202530
Jan 202630
Feb 202630
Mar 202630
Apr 202620
May 202620
Jun 202620
Jul 202620
Aug 202640
Sep 2026300
Oct 202620

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2017 Filed Sep 5, 2017 16:09 UTC
D ORAZIO JOHN SDirector · CEO & President
PurchaseCommon Stock 36.887 $27.11 $1,000.01
Disclosure

SEC source: 0001238841-17-000014 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,641.64

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 12:09 UTC GrantCommon Stock 58.642 $27.00 $1,583.33
Disclosure

SEC source: 0001013321-17-000009 · primary_doc.xml · nonDerivative · entry 1

LOGAN GEORGE W · CIK 0001013321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,058.186

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 149.565 restricted stock shares purchased through dividends reinvested in the Restricted Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 16:50 UTC GrantCommon Stock 38.271 $27.00 $1,033.32
Disclosure

SEC source: 0001238836-17-000008 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,976.509

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 11.651 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 16:38 UTC PurchaseCommon Stock 86.407 $27.00 $2,332.99
Disclosure

SEC source: 0001282618-17-000013 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,298.751

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: 34,923.751 shares owned directly by insider. Includes 109.428 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 17.749 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan of RGC Resources, Inc. 375 shares owned indirectly by spouse.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 16:26 UTC GrantCommon Stock 37.037 $27.00 $1,000.00
Disclosure

SEC source: 0001238822-17-000010 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,016.775

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 116.013 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 337.922 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan of RGC Resources, Inc.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 16:17 UTC
Nester Paul WVP, Treasurer, Secretary & CF
PurchaseCommon Stock 11.111 $27.00 $300.00
Disclosure

SEC source: 0001549797-17-000015 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,097.256

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: Includes 48.535 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 16:02 UTC GrantCommon Stock 23.457 $27.00 $633.34
Disclosure

SEC source: 0001159105-17-000008 · primary_doc.xml · nonDerivative · entry 1

LAYMAN J ALLEN · CIK 0001159105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,558.935

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 197.314 restricted Shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 15:54 UTC GrantCommon Stock 37.037 $27.00 $1,000.00
Disclosure

SEC source: 0001238821-17-000009 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,355.188

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 83.968 Restricted Shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 45.932 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 15:42 UTC
D ORAZIO JOHN SDirector · CEO & President
PurchaseCommon Stock 37.037 $27.00 $1,000.00
Disclosure

SEC source: 0001238841-17-000013 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,604.753

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: Includes 163.283 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 15:33 UTC GrantCommon Stock 58.642 $27.00 $1,583.33
Disclosure

SEC source: 0001201852-17-000010 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,012.639

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: 33,512.639 shares owned directly by reporting person and includes 98.319 restricted shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. 1500 shares owned indirectly through UTMA for the reporting person's children.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 15:14 UTC
AGEE NANCY HDirector
PurchaseCommon Stock 55.556 $27.00 $1,500.01
Disclosure

SEC source: 0001314626-17-000012 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 28,317.047

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 24,219.556 shares in a revocable trust for which she serves as trustee. Also includes 4,097.491 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee and includes 21.591 shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 15:14 UTC
AGEE NANCY HDirector
GrantCommon Stock 58.642 $27.00 $1,583.33
Disclosure

SEC source: 0001314626-17-000012 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 28,239.9

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 24,219.556 shares in revocable trust for which she serves as trustee. Includes 102.02 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Also includes 4,020.344 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 12:11 UTC GrantCommon Stock 54.354 $29.13 $1,583.33
Disclosure

SEC source: 0001013321-17-000008 · primary_doc.xml · nonDerivative · entry 1

LOGAN GEORGE W · CIK 0001013321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,849.979

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:09 UTC GrantCommon Stock 35.473 $29.13 $1,033.33
Disclosure

SEC source: 0001238836-17-000007 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,926.587

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 18:53 UTC PurchaseCommon Stock 80.089 $29.13 $2,332.99
Disclosure

SEC source: 0001282618-17-000012 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,085.167

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: 34,710.167 shares owned directly by reporting person. 375 shares owned indirectly by spouse.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 16:24 UTC
Nester Paul WVP, Treasurer, Secretary & CFO
PurchaseCommon Stock 10.299 $29.13 $300.01
Disclosure

SEC source: 0001549797-17-000014 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,037.61

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 18:44 UTC GrantCommon Stock 34.329 $29.13 $1,000.00
Disclosure

SEC source: 0001238822-17-000009 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,525.803

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 15:42 UTC GrantCommon Stock 34.329 $29.13 $1,000.00
Disclosure

SEC source: 0001238821-17-000008 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,188.251

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 15:04 UTC GrantCommon Stock 54.354 $29.13 $1,583.33
Disclosure

SEC source: 0001201852-17-000009 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,855.678

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 1,500 shares owned indirectly through UTMA for the reporting person's children.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 15:22 UTC
D ORAZIO JOHN SDirector · CEO & President
PurchaseCommon Stock 34.329 $29.13 $1,000.00
Disclosure

SEC source: 0001238841-17-000012 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,404.433

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 14:44 UTC
AGEE NANCY HDirector
PurchaseCommon Stock 51.493 $29.13 $1,499.99
Disclosure

SEC source: 0001314626-17-000011 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 28,079.238

F3 · kind: Purchases made with optional cash contributions pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 24,058.894 shares in a revocable trust for which she serves as trustee. Also includes 4,020.344 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 14:44 UTC
AGEE NANCY HDirector
GrantCommon Stock 54.354 $29.13 $1,583.33
Disclosure

SEC source: 0001314626-17-000011 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 28,027.745

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 24,058.894 shares in a revocable trust for which she serves as trustee. Also includes 3,968.851 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:32 UTC
Shockley C James JrVP, Operations
Exercise / conversionEmployee Stock Option · Derivative 730 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001590541-17-000002 · primary_doc.xml · derivative · entry 15

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 730 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: All options fully exercisable six months after date of grant.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:32 UTC
Shockley C James JrVP, Operations
Exercise / conversionEmployee Stock Option · Derivative 1,000 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001590541-17-000002 · primary_doc.xml · derivative · entry 14

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,730

Underlying: Common Stock · 1,000 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: All options fully exercisable six months after date of grant.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:32 UTC
Shockley C James JrVP, Operations
Exercise / conversionEmployee Stock Option · Derivative 1,000 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001590541-17-000002 · primary_doc.xml · derivative · entry 13

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,730

Underlying: Common Stock · 1,000 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All options fully exercisable six months after date of grant.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:32 UTC
Shockley C James JrVP, Operations
Exercise / conversionEmployee Stock Option · Derivative 500 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001590541-17-000002 · primary_doc.xml · derivative · entry 12

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,730

Underlying: Common Stock · 500 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All options fully exercisable six months after date of grant.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:32 UTC
Shockley C James JrVP, Operations
SaleCommon Stock 730 $27.00 $19,710.00
Disclosure

SEC source: 0001590541-17-000002 · primary_doc.xml · nonDerivative · entry 10

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,243.303

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:32 UTC
Shockley C James JrVP, Operations
Exercise / conversionCommon Stock 730 $12.67 $9,251.29
Disclosure

SEC source: 0001590541-17-000002 · primary_doc.xml · nonDerivative · entry 9

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,973.303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: Exercise of options granted 04/01/2013

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:32 UTC
Shockley C James JrVP, Operations
SaleCommon Stock 1,000 $27.22 $27,222.00
Disclosure

SEC source: 0001590541-17-000002 · primary_doc.xml · nonDerivative · entry 8

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,243.303

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:32 UTC
Shockley C James JrVP, Operations
Exercise / conversionCommon Stock 1,000 $12.67 $12,673.00
Disclosure

SEC source: 0001590541-17-000002 · primary_doc.xml · nonDerivative · entry 7

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,243.303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Exercise of options granted 04/01/2013.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:32 UTC
Shockley C James JrVP, Operations
SaleCommon Stock 1,000 $27.16 $27,160.00
Disclosure

SEC source: 0001590541-17-000002 · primary_doc.xml · nonDerivative · entry 6

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,243.303

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:32 UTC
Shockley C James JrVP, Operations
Exercise / conversionCommon Stock 1,000 $12.67 $12,673.00
Disclosure

SEC source: 0001590541-17-000002 · primary_doc.xml · nonDerivative · entry 5

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,243.303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Exercise of options granted 04/01/2013.

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:32 UTC
Shockley C James JrVP, Operations
SaleCommon Stock 500 $27.19 $13,595.00
Disclosure

SEC source: 0001590541-17-000002 · primary_doc.xml · nonDerivative · entry 4

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,243.303

Read SEC document
June 14, 2017 Filed Jun 15, 2017 19:32 UTC
Shockley C James JrVP, Operations
Exercise / conversionCommon Stock 500 $12.67 $6,336.50
Disclosure

SEC source: 0001590541-17-000002 · primary_doc.xml · nonDerivative · entry 3

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,743.303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of options granted 04/01/2013.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 19:32 UTC
Shockley C James JrVP, Operations
Exercise / conversionEmployee Stock Options · Derivative 1,270 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001590541-17-000002 · primary_doc.xml · derivative · entry 11

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,230

Underlying: Common Stock · 1,270 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: All options fully exercisable six months after date of grant.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 19:32 UTC
Shockley C James JrVP, Operations
SaleCommon Stock 1,270 $27.00 $34,290.00
Disclosure

SEC source: 0001590541-17-000002 · primary_doc.xml · nonDerivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,243.303

Read SEC document
June 13, 2017 Filed Jun 15, 2017 19:32 UTC
Shockley C James JrVP, Operations
Exercise / conversionCommon Stock 1,270 $12.67 $16,094.71
Disclosure

SEC source: 0001590541-17-000002 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,513.303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013.

F2 · balance_after: Includes 26.138 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:27 UTC GrantCommon Stock 63.715 $24.85 $1,583.32
Disclosure

SEC source: 0001013321-17-000007 · primary_doc.xml · nonDerivative · entry 1

LOGAN GEORGE W · CIK 0001013321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,795.625

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:56 UTC GrantCommon Stock 40.241 $24.85 $999.99
Disclosure

SEC source: 0001238822-17-000008 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,491.474

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:11 UTC GrantCommon Stock 41.583 $24.85 $1,033.34
Disclosure

SEC source: 0001238836-17-000006 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,891.114

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:56 UTC PurchaseCommon Stock 93.883 $24.85 $2,332.99
Disclosure

SEC source: 0001282618-17-000010 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,005.027

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: 34,630.027 shares owned directly by insider. 375 shares owned indirectly by spouse.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 19:42 UTC
Nester Paul WVP, Treasurer, Secretary & CFO
PurchaseCommon Stock 12.072 $24.85 $299.99
Disclosure

SEC source: 0001549797-17-000012 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,027.304

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

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June 01, 2017 Filed Jun 2, 2017 19:17 UTC GrantCommon Stock 25.486 $24.85 $633.33
Disclosure

SEC source: 0001159105-17-000006 · primary_doc.xml · nonDerivative · entry 1

LAYMAN J ALLEN · CIK 0001159105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,316.422

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

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June 01, 2017 Filed Jun 2, 2017 19:06 UTC
D ORAZIO JOHN SDirector · CEO & President
PurchaseCommon Stock 40.241 $24.85 $999.99
Disclosure

SEC source: 0001238841-17-000010 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,370.082

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

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June 01, 2017 Filed Jun 2, 2017 18:54 UTC GrantCommon Stock 63.715 $24.85 $1,583.32
Disclosure

SEC source: 0001201852-17-000008 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,801.324

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 1,500 shares owned indirectly through UTMA for the reporting person's children.

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June 01, 2017 Filed Jun 2, 2017 16:56 UTC
AGEE NANCY HDirector
PurchaseCommon Stock 36.217 $24.85 $899.99
Disclosure

SEC source: 0001314626-17-000009 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 27,973.371

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse serves as trustee.

F4 · balance_after: Reporting person has 24,004.540 shares in a revocable trust for which she serves as trustee. Also includes 3,968.831 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

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June 01, 2017 Filed Jun 2, 2017 16:56 UTC
AGEE NANCY HDirector
GrantCommon Stock 63.715 $24.85 $1,583.32
Disclosure

SEC source: 0001314626-17-000009 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 27,937.154

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 24,004.540 shares in a revocable trust for which she serves as trustee. Also includes 3,932.614 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

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June 01, 2017 Filed Jun 2, 2017 15:31 UTC GrantCommon Stock 40.241 $24.85 $999.99
Disclosure

SEC source: 0001238821-17-000007 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,153.922

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

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June 01, 2017 Filed Jun 16, 2017 18:35 UTC Amendment PurchaseCommon Stock 93.934 $24.84 $2,333.01
Disclosure

SEC source: 0001282618-17-000011 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,005.078

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc., Dividend Reinvestment and Stock Purchase Plan. Amended to adjust price and share count.

F2 · balance_after: 34,630.078 shares owned directly by insider. 375 shares owned indirectly by spouse.

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June 01, 2017 Filed Jun 16, 2017 15:56 UTC Amendment
D ORAZIO JOHN SDirector · CEO & President
PurchaseCommon Stock 40.263 $24.84 $1,000.00
Disclosure

SEC source: 0001238841-17-000011 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,370.104

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Amended to adjust transaction price and share count.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.