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Nasdaq · USD

RGCO

RGC RESOURCES INC

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88
SEC CIK
0001069533
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1,157

Last 12 months

Inside the activity.

59 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202530
Dec 202530
Jan 202630
Feb 202630
Mar 202630
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May 202620
Jun 202620
Jul 202620
Aug 202640
Sep 2026300
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2019 Filed Jan 3, 2019 16:07 UTC
AGEE NANCY HDirector
GrantCommon Stock 134.228 $29.80 $3,999.99
Disclosure

SEC source: 0001314626-19-000001 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 31,992.763

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 26,875.099 shares in a revocable trust for which she serves as trustee. Also includes 5,117.664 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 20:49 UTC
Shockley C James JrVP, Operations
GrantCommon Stock 1,244 $27.49 $34,197.56
Disclosure

SEC source: 0001590541-19-000001 · primary_doc.xml · nonDerivative · entry 3

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,812.329

F2 · kind: Shares issued on 01/02/2019 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three year period with 414.667 vesting immediately.

F3 · balance_after: Balance includes 1,256.999 shares of unvested restricted stock.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 21:00 UTC
Wells Robert L IIVP, Information Technology
Exercise / conversionEmployee Stock Options · Derivative 2,431 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001590458-18-000006 · primary_doc.xml · derivative · entry 3

Wells Robert L II · CIK 0001590458 · VP, Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569

Underlying: Common Stock · 2,431 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 21:00 UTC
Wells Robert L IIVP, Information Technology
SaleCommon Stock 2,431 $28.00 $68,068.00
Disclosure

SEC source: 0001590458-18-000006 · primary_doc.xml · nonDerivative · entry 2

Wells Robert L II · CIK 0001590458 · VP, Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,549.033

Read SEC document
December 14, 2018 Filed Dec 18, 2018 21:00 UTC
Wells Robert L IIVP, Information Technology
Exercise / conversionCommon Stock 2,431 $12.67 $30,808.06
Disclosure

SEC source: 0001590458-18-000006 · primary_doc.xml · nonDerivative · entry 1

Wells Robert L II · CIK 0001590458 · VP, Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,980.033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013.

Read SEC document
December 11, 2018 Filed Jan 4, 2019 20:49 UTC
Shockley C James JrVP, Operations
Exercise / conversionEmployee Stock Options · Derivative 1 $28.00 Strike: $12.63 $28.00
Disclosure

SEC source: 0001590541-19-000001 · primary_doc.xml · derivative · entry 7

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,599

Underlying: Common Stock · 1 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2018 Filed Jan 4, 2019 20:49 UTC
Shockley C James JrVP, Operations
SaleCommon Stock 1 $28.00 $28.00
Disclosure

SEC source: 0001590541-19-000001 · primary_doc.xml · nonDerivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,568.329

Read SEC document
December 11, 2018 Filed Jan 4, 2019 20:49 UTC
Shockley C James JrVP, Operations
Exercise / conversionCommon Stock 1 $12.63 $12.63
Disclosure

SEC source: 0001590541-19-000001 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,569.329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013

Read SEC document
December 06, 2018 Filed Dec 7, 2018 21:41 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionEmployee Stock Options · Derivative 361 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001238841-18-000008 · primary_doc.xml · derivative · entry 6

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,992

Underlying: Common Stock · 361 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 21:41 UTC
D ORAZIO JOHN SDirector · CEO & President
SaleCommon Stock 361 $27.50 $9,927.50
Disclosure

SEC source: 0001238841-18-000008 · primary_doc.xml · nonDerivative · entry 4

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,516.392

Read SEC document
December 06, 2018 Filed Dec 7, 2018 21:41 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionCommon Stock 361 $12.67 $4,574.95
Disclosure

SEC source: 0001238841-18-000008 · primary_doc.xml · nonDerivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,877.392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 04/01/2013.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:41 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionEmployee Stock Options · Derivative 247 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001238841-18-000008 · primary_doc.xml · derivative · entry 5

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,353

Underlying: Common Stock · 247 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:41 UTC
D ORAZIO JOHN SDirector · CEO & President
SaleCommon Stock 247 $27.90 $6,891.30
Disclosure

SEC source: 0001238841-18-000008 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,516.392

Read SEC document
December 04, 2018 Filed Dec 7, 2018 21:41 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionCommon Stock 247 $12.67 $3,130.23
Disclosure

SEC source: 0001238841-18-000008 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,763.392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013. Includes 175.659 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 28.128 restricted shares purchased 11/01/2017 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 17:10 UTC PurchaseCommon Stock 82.877 $28.15 $2,332.99
Disclosure

SEC source: 0001282618-18-000013 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,386.607

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: 37,011.607 shares owned directly by reporting person. 375 shares owned indirectly by spouse.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 16:33 UTC GrantCommon Stock 87.33 $28.15 $2,458.34
Disclosure

SEC source: 0001238822-18-000013 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,013.391

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 16:26 UTC GrantCommon Stock 75.488 $28.15 $2,124.99
Disclosure

SEC source: 0001238821-18-000012 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,163.884

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 16:12 UTC GrantCommon Stock 59.207 $28.15 $1,666.68
Disclosure

SEC source: 0001229452-18-000014 · primary_doc.xml · nonDerivative · entry 1

CRAWFORD THOMAS J · CIK 0001229452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,190.956

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 16:02 UTC GrantCommon Stock 153.937 $28.15 $4,333.33
Disclosure

SEC source: 0001201852-18-000013 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,365.853

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 1,125 shares owned indirectly through UTMA for the reporting person's children.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 15:52 UTC
AGEE NANCY HDirector
PurchaseCommon Stock 53.286 $28.15 $1,500.00
Disclosure

SEC source: 0001314626-18-000014 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 31,858.535

F3 · kind: Purchases made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 26,740.871 shares in a revocable trust for which she serves as trustee. Also includes 5,117.664 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 15:52 UTC
AGEE NANCY HDirector
GrantCommon Stock 136.175 $28.15 $3,833.33
Disclosure

SEC source: 0001314626-18-000014 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 31,805.249

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 26,740.871 shares in a revocable trust for which she serves as trustee. Also includes 5,064.378 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 20:26 UTC
Wells Robert L IIVP, Information Technology
Exercise / conversionEmployee Stock Options · Derivative 1,000 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001590458-18-000005 · primary_doc.xml · derivative · entry 3

Wells Robert L II · CIK 0001590458 · VP, Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,000 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 20:26 UTC
Wells Robert L IIVP, Information Technology
SaleCommon Stock 1,000 $28.00 $28,000.00
Disclosure

SEC source: 0001590458-18-000005 · primary_doc.xml · nonDerivative · entry 2

Wells Robert L II · CIK 0001590458 · VP, Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,549.033

Read SEC document
December 03, 2018 Filed Dec 6, 2018 20:26 UTC
Wells Robert L IIVP, Information Technology
Exercise / conversionCommon Stock 1,000 $12.67 $12,673.00
Disclosure

SEC source: 0001590458-18-000005 · primary_doc.xml · nonDerivative · entry 1

Wells Robert L II · CIK 0001590458 · VP, Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,549.033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013. Includes 5.847 shares purchased 11/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 4.551 restricted shares purchased 11/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 20:31 UTC
Shockley C James JrVP, Operations
Exercise / conversionEmployee Stock Options · Derivative 1,900 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001590541-18-000003 · primary_doc.xml · derivative · entry 6

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,900 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 20:31 UTC
Shockley C James JrVP, Operations
SaleCommon Stock 1,900 $28.00 $53,200.00
Disclosure

SEC source: 0001590541-18-000003 · primary_doc.xml · nonDerivative · entry 4

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,568.329

Read SEC document
November 30, 2018 Filed Dec 4, 2018 20:31 UTC
Shockley C James JrVP, Operations
Exercise / conversionCommon Stock 1,900 $12.63 $24,002.70
Disclosure

SEC source: 0001590541-18-000003 · primary_doc.xml · nonDerivative · entry 3

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,468.329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/06/2013.

Read SEC document
November 29, 2018 Filed Dec 4, 2018 20:31 UTC
Shockley C James JrVP, Operations
Exercise / conversionEmployee Stock Options · Derivative 1,000 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001590541-18-000003 · primary_doc.xml · derivative · entry 5

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 1,000 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Dec 4, 2018 20:31 UTC
Shockley C James JrVP, Operations
SaleCommon Stock 1,000 $28.00 $28,000.00
Disclosure

SEC source: 0001590541-18-000003 · primary_doc.xml · nonDerivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,568.329

Read SEC document
November 29, 2018 Filed Dec 4, 2018 20:31 UTC
Shockley C James JrVP, Operations
Exercise / conversionCommon Stock 1,000 $12.63 $12,633.00
Disclosure

SEC source: 0001590541-18-000003 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,568.329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013. Includes 2.383 shares purchased 11/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 6.538 restricted shares purchased 11/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 19:40 UTC GrantCommon Stock 86.622 $28.38 $2,458.33
Disclosure

SEC source: 0001238822-18-000012 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,926.061

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 127.471 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 18:54 UTC GrantCommon Stock 74.877 $28.38 $2,125.01
Disclosure

SEC source: 0001238821-18-000011 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,088.396

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 93.260 Restricted Shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 48.044 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 19:22 UTC PurchaseCommon Stock 82.206 $28.38 $2,333.01
Disclosure

SEC source: 0001282618-18-000011 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,303.73

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: 36,928.730 shares owned directly by insider. Includes 114.459 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 25.779 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan of RGC Resources, Inc. 375 shares owned indirectly by spouse.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 18:44 UTC GrantCommon Stock 58.727 $28.38 $1,666.67
Disclosure

SEC source: 0001229452-18-000013 · primary_doc.xml · nonDerivative · entry 1

CRAWFORD THOMAS J · CIK 0001229452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,131.749

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 3.113 restricted shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 15:14 UTC GrantCommon Stock 152.69 $28.38 $4,333.34
Disclosure

SEC source: 0001201852-18-000012 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,211.916

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: 36,086.916 shares owned directly by reporting person and includes 113.452 restricted shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. 1,125 shares owned indirectly through UTMA for the reporting person's children.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 14:54 UTC
AGEE NANCY HDirector
PurchaseCommon Stock 52.854 $28.38 $1,500.00
Disclosure

SEC source: 0001314626-18-000013 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 31,669.074

F3 · kind: Purchases made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 26,604.696 shares in a revocable trust for which she serves as trustee. Also includes 5,064.378 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee and includes 27.222 shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 14:54 UTC
AGEE NANCY HDirector
GrantCommon Stock 135.072 $28.38 $3,833.34
Disclosure

SEC source: 0001314626-18-000013 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 31,588.998

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 26,604.696 shares in a revocable trust for which she serves as trustee. Includes 116.285 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Also includes 4,984.302 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

Read SEC document
November 01, 2018 Filed Nov 13, 2019 16:33 UTC GrantCommon Stock 206.647 $28.38 $5,864.64
Disclosure

SEC source: 0001159105-19-000002 · primary_doc.xml · nonDerivative · entry 1

LAYMAN J ALLEN · CIK 0001159105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,640.126

F1 · kind: Shares purchased 11/01/2018 through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 20:59 UTC
Wells Robert L IIVP, Information Technology
Exercise / conversionCommon Stock · Derivative 500 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001590458-18-000003 · primary_doc.xml · derivative · entry 2

Wells Robert L II · CIK 0001590458 · VP, Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 20:59 UTC
Wells Robert L IIVP, Information Technology
Exercise / conversionCommon Stock 500 $12.67 $6,336.50
Disclosure

SEC source: 0001590458-18-000003 · primary_doc.xml · nonDerivative · entry 1

Wells Robert L II · CIK 0001590458 · VP, Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,538.635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013. All options fully exercisable six months after date of grant.

F2 · balance_after: Includes 5.795 shares purchased 5/1/2018 and 5.296 shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Also includes 6.644 restricted shares purchased 05/01/2018 and 6.103 restricted shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 20:23 UTC
Nester Paul WVP, Treasurer, Secretary & CFO
Exercise / conversionCommon Stock · Derivative 1,000 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001549797-18-000010 · primary_doc.xml · derivative · entry 2

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

Underlying: Common Stock · 1,650 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 05, 2018 Filed Oct 9, 2018 20:23 UTC
Nester Paul WVP, Treasurer, Secretary & CFO
Exercise / conversionCommon Stock 1,000 $12.67 $12,673.00
Disclosure

SEC source: 0001549797-18-000010 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,547.582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013. All options fully exercisable six months after date of grant.

F2 · balance_after: Includes 5.683 shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan and 10.290 restricted shares purchased through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

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October 05, 2018 Filed Oct 10, 2018 16:29 UTC Amendment
Wells Robert L IIVP, Information Technology
Exercise / conversionNon-Qualified Stock Option · Derivative 500 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001590458-18-000004 · primary_doc.xml · derivative · entry 2

Wells Robert L II · CIK 0001590458 · VP, Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Amended to reflect Non-Qualified Stock Option as derivative title.

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October 05, 2018 Filed Oct 10, 2018 16:29 UTC Amendment
Wells Robert L IIVP, Information Technology
Exercise / conversionCommon Stock 500 $12.67 $6,336.50
Disclosure

SEC source: 0001590458-18-000004 · primary_doc.xml · nonDerivative · entry 1

Wells Robert L II · CIK 0001590458 · VP, Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,538.635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013. All options fully exercisable six months after date of grant.

F2 · balance_after: Includes 5.795 shares purchased 5/1/2018 and 5.296 shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. Also includes 6.644 restricted shares purchased 05/01/2018 and 6.103 restricted shares purchased 08/01/2018 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

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October 01, 2018 Filed Oct 2, 2018 14:48 UTC GrantCommon Stock 164.765 $26.30 $4,333.32
Disclosure

SEC source: 0001201852-18-000011 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,945.774

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 1,125 shares owned indirectly through UTMA for the reporting person's children.

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October 01, 2018 Filed Oct 2, 2018 15:07 UTC GrantCommon Stock 93.473 $26.30 $2,458.34
Disclosure

SEC source: 0001238822-18-000010 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,711.968

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

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October 01, 2018 Filed Oct 2, 2018 15:16 UTC PurchaseCommon Stock 88.707 $26.30 $2,332.99
Disclosure

SEC source: 0001282618-18-000010 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,081.286

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: 36,706.286 shares owned directly by reporting person. 375 shares owned indirectly by spouse.

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October 01, 2018 Filed Oct 2, 2018 14:56 UTC GrantCommon Stock 63.371 $26.30 $1,666.66
Disclosure

SEC source: 0001229452-18-000012 · primary_doc.xml · nonDerivative · entry 1

CRAWFORD THOMAS J · CIK 0001229452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,069.909

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

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October 01, 2018 Filed Oct 2, 2018 15:01 UTC GrantCommon Stock 80.798 $26.30 $2,124.99
Disclosure

SEC source: 0001238821-18-000010 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,872.215

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

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October 01, 2018 Filed Oct 2, 2018 14:33 UTC
AGEE NANCY HDirector
PurchaseCommon Stock 57.034 $26.30 $1,499.99
Disclosure

SEC source: 0001314626-18-000012 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 31,337.641

F3 · kind: Purchases made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 26,353.339 shares in a revocable trust for which she serves as trustee. Also includes 4,984.302 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.