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Nasdaq · USD

RGCO

RGC RESOURCES INC

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88
SEC CIK
0001069533
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1,157

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Inside the activity.

59 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Aug 202640
Sep 2026300
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2019 Filed Mar 13, 2019 15:28 UTC
Shockley C James JrVP & Chief Operating Officer
Exercise / conversionEmployee Stock Options · Derivative 116 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001590541-19-000002 · primary_doc.xml · derivative · entry 6

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,469

Underlying: Common Stock · 116 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 13, 2019 15:28 UTC
Shockley C James JrVP & Chief Operating Officer
SaleCommon Stock 116 $28.00 $3,248.00
Disclosure

SEC source: 0001590541-19-000002 · primary_doc.xml · nonDerivative · entry 4

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,828.038

Read SEC document
March 12, 2019 Filed Mar 13, 2019 15:28 UTC
Shockley C James JrVP & Chief Operating Officer
Exercise / conversionCommon Stock 116 $12.63 $1,465.43
Disclosure

SEC source: 0001590541-19-000002 · primary_doc.xml · nonDerivative · entry 3

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,944.038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 15:28 UTC
Shockley C James JrVP & Chief Operating Officer
Exercise / conversionEmployee Stock Options · Derivative 14 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001590541-19-000002 · primary_doc.xml · derivative · entry 5

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,585

Underlying: Common Stock · 14 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 15:28 UTC
Shockley C James JrVP & Chief Operating Officer
SaleCommon Stock 14 $28.00 $392.00
Disclosure

SEC source: 0001590541-19-000002 · primary_doc.xml · nonDerivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,828.038

Read SEC document
March 11, 2019 Filed Mar 13, 2019 15:28 UTC
Shockley C James JrVP & Chief Operating Officer
Exercise / conversionCommon Stock 14 $12.63 $176.86
Disclosure

SEC source: 0001590541-19-000002 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,842.038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

F2 · balance_after: Includes 2.667 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 13.042 restricted shares purchased 02/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 20:15 UTC GrantCommon Stock 89.971 $28.25 $2,541.68
Disclosure

SEC source: 0001238822-19-000003 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,416.799

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 20:29 UTC GrantCommon Stock 82.584 $28.25 $2,333.00
Disclosure

SEC source: 0001282618-19-000003 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,781.863

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: Includes 37,406.863 shares owned directly by reporting person and 375 shares owned indirectly by spouse.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:27 UTC
AGEE NANCY HDirector
PurchaseCommon Stock 53.097 $28.25 $1,499.99
Disclosure

SEC source: 0001314626-19-000003 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 32,589.446

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 27,285.214 shares in a revocable trust for which she serves as trustee. Also includes 5,304.232 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:27 UTC
AGEE NANCY HDirector
GrantCommon Stock 141.593 $28.25 $4,000.00
Disclosure

SEC source: 0001314626-19-000003 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 32,536.349

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 27,285.214 shares in a revocable trust for which she serves as trustee. Also includes 5,251.135 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:56 UTC GrantCommon Stock 61.357 $28.25 $1,733.34
Disclosure

SEC source: 0001229452-19-000003 · primary_doc.xml · nonDerivative · entry 1

CRAWFORD THOMAS J · CIK 0001229452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,376.095

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 20:05 UTC GrantCommon Stock 78.171 $28.25 $2,208.33
Disclosure

SEC source: 0001238821-19-000003 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,547.171

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:42 UTC GrantCommon Stock 159.292 $28.25 $4,500.00
Disclosure

SEC source: 0001201852-19-000003 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,959.606

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 36,834.606 shares owned directly by reporting person and 1,125.00 shares owned indirectly through UTMA for the reporting person's children.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 18:42 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionEmployee Stock Options · Derivative 1,713 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001238841-19-000005 · primary_doc.xml · derivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,492

Underlying: Common Stock · 1,713 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 18:42 UTC
D ORAZIO JOHN SDirector · CEO & President
SaleCommon Stock 1,713 $28.00 $47,964.00
Disclosure

SEC source: 0001238841-19-000005 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,275.241

Read SEC document
February 28, 2019 Filed Mar 4, 2019 18:42 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionCommon Stock 1,713 $12.63 $21,640.33
Disclosure

SEC source: 0001238841-19-000005 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,988.241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 15:41 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionEmployee Stock Options · Derivative 215 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001238841-19-000004 · primary_doc.xml · derivative · entry 6

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,205

Underlying: Common Stock · 215 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 15:41 UTC
D ORAZIO JOHN SDirector · CEO & President
SaleCommon Stock 215 $28.00 $6,020.00
Disclosure

SEC source: 0001238841-19-000004 · primary_doc.xml · nonDerivative · entry 4

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,275.241

Read SEC document
February 14, 2019 Filed Feb 19, 2019 15:41 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionCommon Stock 215 $12.63 $2,716.10
Disclosure

SEC source: 0001238841-19-000004 · primary_doc.xml · nonDerivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,490.241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

Read SEC document
February 13, 2019 Filed Feb 19, 2019 15:41 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionEmployee Stock Options · Derivative 72 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001238841-19-000004 · primary_doc.xml · derivative · entry 5

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,420

Underlying: Common Stock · 72 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 19, 2019 15:41 UTC
D ORAZIO JOHN SDirector · CEO & President
SaleCommon Stock 72 $28.00 $2,016.00
Disclosure

SEC source: 0001238841-19-000004 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,275.241

Read SEC document
February 13, 2019 Filed Feb 19, 2019 15:41 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionCommon Stock 72 $12.63 $909.58
Disclosure

SEC source: 0001238841-19-000004 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,347.241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:37 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionEmployee Stock Options · Derivative 2,008 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001238841-19-000003 · primary_doc.xml · derivative · entry 6

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,492

Underlying: Common Stock · 2,008 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:37 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionEmployee Stock Options · Derivative 2,892 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001238841-19-000003 · primary_doc.xml · derivative · entry 5

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,892 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:37 UTC
D ORAZIO JOHN SDirector · CEO & President
SaleCommon Stock 2,008 $28.00 $56,224.00
Disclosure

SEC source: 0001238841-19-000003 · primary_doc.xml · nonDerivative · entry 4

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,275.241

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:37 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionCommon Stock 2,008 $12.63 $25,367.06
Disclosure

SEC source: 0001238841-19-000003 · primary_doc.xml · nonDerivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,283.241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/06/2013.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:37 UTC
D ORAZIO JOHN SDirector · CEO & President
SaleCommon Stock 2,892 $28.00 $80,976.00
Disclosure

SEC source: 0001238841-19-000003 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,275.241

Read SEC document
February 12, 2019 Filed Feb 14, 2019 19:37 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionCommon Stock 2,892 $12.67 $36,650.32
Disclosure

SEC source: 0001238841-19-000003 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,167.241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:58 UTC
Wells Robert L IIVP & Chief Information Officer
Exercise / conversionEmployee Stock Options · Derivative 319 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001590458-19-000002 · primary_doc.xml · derivative · entry 2

Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 319 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 20:58 UTC
Wells Robert L IIVP & Chief Information Officer
Exercise / conversionCommon Stock 319 $12.67 $4,042.69
Disclosure

SEC source: 0001590458-19-000002 · primary_doc.xml · nonDerivative · entry 1

Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,067.855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013. Includes 6.714 shares purchased 02/01/2019 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 7.108 restricted shares purchased 02/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:29 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionEmployee Stock Options · Derivative 100 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001238841-19-000002 · primary_doc.xml · derivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,892

Underlying: Common Stock · 100 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:29 UTC
D ORAZIO JOHN SDirector · CEO & President
SaleCommon Stock 100 $28.75 $2,875.00
Disclosure

SEC source: 0001238841-19-000002 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,275.241

Read SEC document
February 07, 2019 Filed Feb 11, 2019 16:29 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionCommon Stock 100 $12.67 $1,267.30
Disclosure

SEC source: 0001238841-19-000002 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,375.241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013. Includes 193.902 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 56.947 restricted shares purchased 02/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 21:07 UTC GrantCommon Stock 61.248 $28.30 $1,733.32
Disclosure

SEC source: 0001229452-19-000002 · primary_doc.xml · nonDerivative · entry 1

CRAWFORD THOMAS J · CIK 0001229452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,314.738

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 4.368 restricted shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 21:42 UTC GrantCommon Stock 89.812 $28.30 $2,541.68
Disclosure

SEC source: 0001238822-19-000002 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,326.828

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 138.333 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 21:28 UTC GrantCommon stock 78.033 $28.30 $2,208.33
Disclosure

SEC source: 0001238821-19-000002 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,469

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 101.410 Restricted Shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 51.568 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 20:51 UTC GrantCommon Stock 159.011 $28.30 $4,500.01
Disclosure

SEC source: 0001201852-19-000002 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,800.314

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: 36,675.314 shares owned directly by reporting person and includes 124.443 restricted shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. 1,125 shares owned indirectly through UTMA for the reporting person's children.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 20:22 UTC
AGEE NANCY HDirector
PurchaseCommon Stock 53.004 $28.30 $1,500.01
Disclosure

SEC source: 0001314626-19-000002 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 32,394.756

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 27,143.621 shares in a revocable trust for which she serves as trustee. Also includes 5,251.135 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee and includes 30.131 shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.

Read SEC document
February 01, 2019 Filed Feb 4, 2019 20:22 UTC
AGEE NANCY HDirector
GrantCommon Stock 141.343 $28.30 $4,000.01
Disclosure

SEC source: 0001314626-19-000002 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 32,311.621

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 27,143.621 shares in a revocable trust for which she serves as trustee. Includes 127.179 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Also includes 5,168.000 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 19:39 UTC GrantCommon Stock 82.438 $28.30 $2,333.00
Disclosure

SEC source: 0001282618-19-000002 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,699.279

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: 37,324.279 shares owned directly by insider. Includes 122.856 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 29.089 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan of RGC Resources, Inc. 375 shares owned indirectly by spouse.

Read SEC document
February 01, 2019 Filed Nov 13, 2019 16:33 UTC GrantCommon Stock 221.806 $28.30 $6,277.11
Disclosure

SEC source: 0001159105-19-000002 · primary_doc.xml · nonDerivative · entry 2

LAYMAN J ALLEN · CIK 0001159105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,861.932

F2 · kind: Shares purchased 02/01/2019 through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:36 UTC
Wells Robert L IIVP, Information Technology
GrantCommon Stock 1,186 $27.49 $32,603.14
Disclosure

SEC source: 0001590458-19-000001 · primary_doc.xml · nonDerivative · entry 1

Wells Robert L II · CIK 0001590458 · VP, Information Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,344.365

F1 · kind: Shares issued on 01/02/2019 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three year period with 395.333 shares vesting immediately.

F2 · balance_after: Balance includes 1,200.001 shares of unvested restricted stock.

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January 02, 2019 Filed Jan 3, 2019 21:19 UTC
Nester Paul WVP, Treasurer, Secretary & CFO
GrantCommon Stock 2,289 $27.49 $62,924.61
Disclosure

SEC source: 0001549797-19-000001 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,853.474

F1 · kind: Shares issued on 01/02/2019 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three year period with 763 shares vesting immediately.

F2 · balance_after: Balance includes 2,216 shares of unvested restricted stock.

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January 02, 2019 Filed Jan 3, 2019 17:36 UTC
D ORAZIO JOHN SDirector · President & CEO
GrantCommon Stock 5,508 $27.49 $151,414.92
Disclosure

SEC source: 0001238841-19-000001 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,024.392

F1 · kind: Shares issued on 01/02/2019 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three year period with 1,836 shares vesting immediately.

F2 · balance_after: Balance includes 5,512 shares of unvested restricted stock.

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January 02, 2019 Filed Jan 3, 2019 16:46 UTC PurchaseCommon Stock 78.289 $29.80 $2,333.01
Disclosure

SEC source: 0001282618-19-000001 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,464.896

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: 37,089.896 shares owned directly by reporting person. 375 shares owned indirectly by spouse.

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January 02, 2019 Filed Jan 3, 2019 16:38 UTC GrantCommon Stock 85.292 $29.80 $2,541.70
Disclosure

SEC source: 0001238822-19-000001 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,098.683

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

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January 02, 2019 Filed Jan 3, 2019 16:30 UTC GrantCommon Stock 74.105 $29.80 $2,208.33
Disclosure

SEC source: 0001238821-19-000001 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,237.989

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

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January 02, 2019 Filed Jan 3, 2019 16:24 UTC GrantCommon Stock 58.166 $29.80 $1,733.35
Disclosure

SEC source: 0001229452-19-000001 · primary_doc.xml · nonDerivative · entry 1

CRAWFORD THOMAS J · CIK 0001229452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,249.122

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

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January 02, 2019 Filed Jan 3, 2019 16:16 UTC GrantCommon Stock 151.007 $29.80 $4,500.01
Disclosure

SEC source: 0001201852-19-000001 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,516.86

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 1,125 shares owned indirectly through UTMA for the reporting person's children.

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January 02, 2019 Filed Jan 3, 2019 16:07 UTC
AGEE NANCY HDirector
PurchaseCommon Stock 50.336 $29.80 $1,500.01
Disclosure

SEC source: 0001314626-19-000001 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 32,043.099

F3 · kind: Purchases made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 26,875.099 shares in a revocable trust for which she serves as trustee. Also includes 5,168.000 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.