Tapewire

Nasdaq · USD

RGCO

RGC RESOURCES INC

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88
SEC CIK
0001069533
Parsed reports
1,157

Last 12 months

Inside the activity.

59 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202530
Jan 202630
Feb 202630
Mar 202630
Apr 202620
May 202620
Jun 202620
Jul 202620
Aug 202640
Sep 2026300
Oct 202620

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2019 Filed Jul 2, 2019 16:32 UTC GrantCommon Stock 85.034 $29.89 $2,541.67
Disclosure

SEC source: 0001238822-19-000009 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,935.041

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 16:25 UTC GrantCommon Stock 73.882 $29.89 $2,208.33
Disclosure

SEC source: 0001238821-19-000009 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,032.375

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 15:28 UTC GrantCommon Stock 57.99 $29.89 $1,733.32
Disclosure

SEC source: 0001229452-19-000008 · primary_doc.xml · nonDerivative · entry 1

CRAWFORD THOMAS J · CIK 0001229452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,633.671

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:26 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionEmployee Stock Options · Derivative 6,508 $0.00 Strike: $14.40 $0.00
Disclosure

SEC source: 0001238841-19-000007 · primary_doc.xml · derivative · entry 6

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992

Underlying: Common Stock · 6,508 shares

Expires 2024-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:26 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionEmployee Stock Options · Derivative 492 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001238841-19-000007 · primary_doc.xml · derivative · entry 5

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 492 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:26 UTC
D ORAZIO JOHN SDirector · CEO & President
SaleCommon Stock 6,508 $27.50 $178,970.00
Disclosure

SEC source: 0001238841-19-000007 · primary_doc.xml · nonDerivative · entry 4

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,542.472

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:26 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionCommon Stock 6,508 $14.40 $93,715.20
Disclosure

SEC source: 0001238841-19-000007 · primary_doc.xml · nonDerivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,050.472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/04/2014.

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:26 UTC
D ORAZIO JOHN SDirector · CEO & President
SaleCommon Stock 492 $27.50 $13,530.00
Disclosure

SEC source: 0001238841-19-000007 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,542.472

Read SEC document
June 20, 2019 Filed Jun 21, 2019 17:26 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionCommon Stock 492 $12.63 $6,215.44
Disclosure

SEC source: 0001238841-19-000007 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,034.472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 19:25 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionEmployee Stock Options · Derivative 3,000 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001238841-19-000006 · primary_doc.xml · derivative · entry 3

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492

Underlying: Common Stock · 3,000 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 19:25 UTC
D ORAZIO JOHN SDirector · CEO & President
SaleCommon Stock 3,000 $27.25 $81,750.00
Disclosure

SEC source: 0001238841-19-000006 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,542.472

Read SEC document
June 19, 2019 Filed Jun 20, 2019 19:25 UTC
D ORAZIO JOHN SDirector · CEO & President
Exercise / conversionCommon Stock 3,000 $12.63 $37,899.00
Disclosure

SEC source: 0001238841-19-000006 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,542.472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

F2 · balance_after: Includes 206.565 shares purchased 05/01/2019 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 60.666 restricted shares purchased 05/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:13 UTC GrantCommon Stock 91.625 $27.74 $2,541.68
Disclosure

SEC source: 0001238822-19-000008 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,850.007

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:25 UTC PurchaseCommon Stock 84.102 $27.74 $2,332.99
Disclosure

SEC source: 0001282618-19-000008 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,206.104

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: Includes 37,831.104 shares owned directly by reporting person and 375 shares owned indirectly by spouse.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 16:54 UTC GrantCommon Stock 79.609 $27.74 $2,208.35
Disclosure

SEC source: 0001238821-19-000008 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,958.493

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 16:45 UTC GrantCommon Stock 62.485 $27.74 $1,733.33
Disclosure

SEC source: 0001229452-19-000007 · primary_doc.xml · nonDerivative · entry 1

CRAWFORD THOMAS J · CIK 0001229452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,575.681

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 16:31 UTC GrantCommon Stock 162.221 $27.74 $4,500.01
Disclosure

SEC source: 0001201852-19-000007 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,598.254

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 37,473.254 shares owned directly by reporting person and includes 1,125.00 shares owned indirectly through UTMA for the reporting person's children.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 16:18 UTC
AGEE NANCY HDirector
PurchaseCommon Stock 54.074 $27.74 $1,500.01
Disclosure

SEC source: 0001314626-19-000007 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 33,375.57

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 27,870.546 shares in a revocable trust for which she serves as trustee. Also includes 5,505.024 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 16:18 UTC
AGEE NANCY HDirector
GrantCommon Stock 144.196 $27.74 $4,000.00
Disclosure

SEC source: 0001314626-19-000007 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 33,321.496

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 27,870.546 shares in a revocable trust for which she serves as trustee. Also includes 5,450.950 previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

Read SEC document
May 01, 2019 Filed May 2, 2019 16:53 UTC GrantCommon Stock 95.122 $26.72 $2,541.66
Disclosure

SEC source: 0001238822-19-000007 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,758.382

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 149.079 restricted stock shares purchased through dividends in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
May 01, 2019 Filed May 2, 2019 17:12 UTC PurchaseCommon Stock 87.313 $26.72 $2,333.00
Disclosure

SEC source: 0001282618-19-000007 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,122.002

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: 37,747.002 shares owned directly by insider. Includes 130.879 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 32.56 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan of RGC Resources, Inc. 375 shares owned indirectly by spouse.

Read SEC document
May 01, 2019 Filed May 2, 2019 16:42 UTC GrantCommon Stock 82.647 $26.72 $2,208.33
Disclosure

SEC source: 0001238821-19-000007 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,878.884

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 109.519 restricted shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 54.936 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.

Read SEC document
May 01, 2019 Filed May 2, 2019 16:26 UTC GrantCommon Stock 64.87 $26.72 $1,733.33
Disclosure

SEC source: 0001229452-19-000006 · primary_doc.xml · nonDerivative · entry 1

CRAWFORD THOMAS J · CIK 0001229452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,513.196

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 5.820 restricted shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
May 01, 2019 Filed May 2, 2019 16:15 UTC GrantCommon Stock 168.413 $26.72 $4,500.00
Disclosure

SEC source: 0001201852-19-000006 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,436.033

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 37,311.033 shares owned directly by reporting person and includes 135.600 restricted shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. 1,125.00 shares owned indirectly through UTMA for the reporting person's children.

Read SEC document
May 01, 2019 Filed May 2, 2019 16:02 UTC
AGEE NANCY HDirector
PurchaseCommon Stock 56.138 $26.72 $1,500.01
Disclosure

SEC source: 0001314626-19-000006 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 33,177.3

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 27,726.350 shares in a revocable trust for which she serves as trustee. Also includes 5,450.950 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee and includes 33.109 shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.

Read SEC document
May 01, 2019 Filed May 2, 2019 16:02 UTC
AGEE NANCY HDirector
GrantCommon Stock 149.701 $26.72 $4,000.01
Disclosure

SEC source: 0001314626-19-000006 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 33,088.053

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources.

F2 · balance_after: Reporting person has 27,726.350 shares in a revocable trust for which she serves as trustee. Includes 138.178 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Also includes 5,361.703 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

Read SEC document
May 01, 2019 Filed Nov 13, 2019 22:13 UTC
Shockley C James JrVP & Chief Operating Officer
GrantCommon Stock 16.722 $26.72 $446.81
Disclosure

SEC source: 0001590541-19-000004 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,844.76

F1 · kind: Includes 2.827 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 13.895 restricted shares purchased 05/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
May 01, 2019 Filed Nov 13, 2019 16:33 UTC GrantCommon Stock 236.292 $26.72 $6,313.72
Disclosure

SEC source: 0001159105-19-000002 · primary_doc.xml · nonDerivative · entry 3

LAYMAN J ALLEN · CIK 0001159105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,098.224

F3 · kind: Shares purchased 05/01/2019 through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
May 01, 2019 Filed Nov 13, 2019 22:33 UTC
Wells Robert L IIVP & Chief Information Officer
GrantCommon Stock 15.811 $26.72 $422.47
Disclosure

SEC source: 0001590458-19-000006 · primary_doc.xml · nonDerivative · entry 1

Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,583.666

F1 · kind: Includes 8.239 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 7.572 restricted shares purchased 05/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
May 01, 2019 Filed Nov 13, 2019 21:51 UTC
Nester Paul WVP, Treasurer, Secretary & CFO
GrantCommon Stock 33.064 $26.72 $883.47
Disclosure

SEC source: 0001549797-19-000004 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,566.075

F1 · kind: Includes 9.042 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 24.022 restricted shares purchased 05/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 21:16 UTC
Wells Robert L IIVP & Chief Information Officer
Exercise / conversionEmployee Stock Options · Derivative 750 $0.00 Strike: $14.40 $0.00
Disclosure

SEC source: 0001590458-19-000005 · primary_doc.xml · derivative · entry 2

Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 750 shares

Expires 2024-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 21:16 UTC
Wells Robert L IIVP & Chief Information Officer
Exercise / conversionCommon Stock 750 $14.40 $10,800.00
Disclosure

SEC source: 0001590458-19-000005 · primary_doc.xml · nonDerivative · entry 1

Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,567.855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/04/2014.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 17:08 UTC PurchaseCommon Stock 89.387 $26.10 $2,333.00
Disclosure

SEC source: 0001282618-19-000005 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,871.25

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: Includes 37,496.250 shares owned directly by reporting person and 375 shares owned indirectly by spouse.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 16:55 UTC GrantCommon Stock 97.382 $26.10 $2,541.67
Disclosure

SEC source: 0001238822-19-000005 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,514.181

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 16:44 UTC GrantCommon Stock 84.611 $26.10 $2,208.35
Disclosure

SEC source: 0001238821-19-000005 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,631.782

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 16:27 UTC GrantCommon Stock 66.411 $26.10 $1,733.33
Disclosure

SEC source: 0001229452-19-000005 · primary_doc.xml · nonDerivative · entry 1

CRAWFORD THOMAS J · CIK 0001229452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,442.506

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 16:16 UTC GrantCommon Stock 172.414 $26.10 $4,500.01
Disclosure

SEC source: 0001201852-19-000005 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,132.02

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 37,007.020 shares owned directly by reporting person and 1,125.00 shares owned indirectly through UTMA for the reporting person's children.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 15:57 UTC
AGEE NANCY HDirector
PurchaseCommon Stock 57.471 $26.10 $1,499.99
Disclosure

SEC source: 0001314626-19-000004 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 32,800.174

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 27,438.471 shares in a revocable trust for which she serves as trustee. Also includes 5,361.703 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 15:57 UTC
AGEE NANCY HDirector
GrantCommon Stock 153.257 $26.10 $4,000.01
Disclosure

SEC source: 0001314626-19-000004 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 32,742.703

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 27,438.471 shares in a revocable trust for which she serves as trustee. Also includes 5,304.232 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 17:01 UTC
Wells Robert L IIVP & Chief Information Officer
Exercise / conversionEmployee Stock Options · Derivative 500 $0.00 Strike: $14.40 $0.00
Disclosure

SEC source: 0001590458-19-000003 · primary_doc.xml · derivative · entry 4

Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 500 shares

Expires 2024-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 17:01 UTC
Wells Robert L IIVP & Chief Information Officer
Exercise / conversionEmployee Stock Options · Derivative 250 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001590458-19-000003 · primary_doc.xml · derivative · entry 3

Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 17:01 UTC
Wells Robert L IIVP & Chief Information Officer
Exercise / conversionCommon Stock 500 $14.40 $7,200.00
Disclosure

SEC source: 0001590458-19-000003 · primary_doc.xml · nonDerivative · entry 2

Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,817.855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Exercise of options granted 12/04/2014.

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March 22, 2019 Filed Mar 25, 2019 17:01 UTC
Wells Robert L IIVP & Chief Information Officer
Exercise / conversionCommon Stock 250 $12.67 $3,168.25
Disclosure

SEC source: 0001590458-19-000003 · primary_doc.xml · nonDerivative · entry 1

Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,317.855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013.

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March 14, 2019 Filed Mar 15, 2019 14:39 UTC
Shockley C James JrVP & Chief Operating Officer
Exercise / conversionEmployee Stock Options · Derivative 1,469 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001590541-19-000003 · primary_doc.xml · derivative · entry 3

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,469 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 14, 2019 Filed Mar 15, 2019 14:39 UTC
Shockley C James JrVP & Chief Operating Officer
SaleCommon Stock 1,469 $28.00 $41,132.00
Disclosure

SEC source: 0001590541-19-000003 · primary_doc.xml · nonDerivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,828.038

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March 14, 2019 Filed Mar 15, 2019 14:39 UTC
Shockley C James JrVP & Chief Operating Officer
Exercise / conversionCommon Stock 1,469 $12.63 $18,557.88
Disclosure

SEC source: 0001590541-19-000003 · primary_doc.xml · nonDerivative · entry 1

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,297.038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/06/2013.

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March 13, 2019 Filed Mar 15, 2019 16:10 UTC
Nester Paul WVP, Treasurer, Secretary & CFO
Exercise / conversionEmployee Stock Options · Derivative 1,000 $0.00 Strike: $12.63 $0.00
Disclosure

SEC source: 0001549797-19-000003 · primary_doc.xml · derivative · entry 4

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 1,000 shares

Expires 2023-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 16:10 UTC
Nester Paul WVP, Treasurer, Secretary & CFO
Exercise / conversionEmployee Stock Options · Derivative 1,650 $0.00 Strike: $12.67 $0.00
Disclosure

SEC source: 0001549797-19-000003 · primary_doc.xml · derivative · entry 3

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,650 shares

Expires 2023-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 16:10 UTC
Nester Paul WVP, Treasurer, Secretary & CFO
Exercise / conversionCommon Stock 1,000 $12.63 $12,633.00
Disclosure

SEC source: 0001549797-19-000003 · primary_doc.xml · nonDerivative · entry 2

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,533.011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Exercise of options granted 12/06/2013.

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March 13, 2019 Filed Mar 15, 2019 16:10 UTC
Nester Paul WVP, Treasurer, Secretary & CFO
Exercise / conversionCommon Stock 1,650 $12.67 $20,910.45
Disclosure

SEC source: 0001549797-19-000003 · primary_doc.xml · nonDerivative · entry 1

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,533.011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 04/01/2013.

F2 · balance_after: Includes 6.988 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 22.549 restricted shares purchased 02/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.