RGCO

SEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,039.507

SEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,939.507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/04/2014.

F2 · balance_after: Includes 187.825 shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 55.161 restricted shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

SEC source: 0001590458-19-000007 · primary_doc.xml · derivative · entry 3

Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,497

Underlying: Common Stock · 3 shares

Expires 2024-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001590458-19-000007 · primary_doc.xml · nonDerivative · entry 2

Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,624.639

SEC source: 0001590458-19-000007 · primary_doc.xml · nonDerivative · entry 1

Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,627.639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options granted 12/4/2014.

F2 · balance_after: Includes 7.417 shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 6.885 restricted shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

SEC source: 0001201852-19-000013 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,792.542

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 38,667.542 shares owned directly by reporting person and includes 1,125.00 shares owned indirectly through UTMA for the reporting person's children.

SEC source: 0001238836-19-000004 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,450.015

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001282618-19-000014 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,998.507

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: Includes 38,623.507 shares owned directly by reporting person and 375 shares owned indirectly by spouse.

SEC source: 0001229452-19-000013 · primary_doc.xml · nonDerivative · entry 1

CRAWFORD THOMAS J · CIK 0001229452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,949.381

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001314626-19-000021 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 34,845.584

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 28,964.952 shares in a revocable trust for which she serves as trustee. Also includes 5,880.632 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001314626-19-000021 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 34,793.931

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 28,964.952 shares in a revocable trust for which she serves as trustee. Also includes 5,828.979 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001238836-19-000003 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,280.708

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 18.530 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001282618-19-000013 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,918.17

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: 38,543.170 shares owned directly by insider. Includes 119.005 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 32.371 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc. 375 shares owned indirectly by spouse.

SEC source: 0001229452-19-000012 · primary_doc.xml · nonDerivative · entry 1

CRAWFORD THOMAS J · CIK 0001229452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,889.693

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 7.346 restricted shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001201852-19-000012 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,637.583

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 38,512.583 shares owned directly by reporting person and includes 128.630 restricted shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. 1,125.00 shares owned indirectly through UTMA for the reporting person's children.

SEC source: 0001314626-19-000013 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 34,656.19

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 28,827.211 shares in a revocable trust for which she serves as trustee. Also includes 5,828.979 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee and includes 31.883 shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.

SEC source: 0001314626-19-000013 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 34,573.87

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources.

F2 · shares: Reporting person has 28,827.211 shares in a revocable trust for which she serves as trustee. Includes 130.382 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Also includes 5,746.659 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001238822-20-000001 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,397.996

F1 · kind: Shares purchased 11/01/2019 through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001159105-20-000001 · primary_doc.xml · nonDerivative · entry 1

LAYMAN J ALLEN · CIK 0001159105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,537.714

F1 · kind: Shares purchased 11/01/2019 through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001238821-20-000001 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,499.578

F1 · kind: Includes 101.776 shares purchased 11/01/2019 through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 49.952 shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan.

SEC source: 0001282618-19-000012 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,688.347

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: Includes 38,313.347 shares owned directly by reporting person and 375 shares owned indirectly by spouse.

SEC source: 0001201852-19-000011 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,357.642

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 38,232.642 shares owned directly by reporting person and includes 1,125.00 shares owned indirectly through UTMA for the reporting person's children.

SEC source: 0001238836-19-000002 · primary_doc.xml · nonDerivative · entry 1

WILLIAMSON JOHN B III · CIK 0001238836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,096.856

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 72.797 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001229452-19-000011 · primary_doc.xml · nonDerivative · entry 1

CRAWFORD THOMAS J · CIK 0001229452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,824.064

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001314626-19-000012 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 34,308.989

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 28,562.330 shares in a revocable trust for which she serves as trustee. Also includes 5,746.659 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001314626-19-000012 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 34,257.104

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 28,562.330 shares in a revocable trust for which she serves as trustee. Also includes 5,694.774 shares previously owned by her spouse, which have transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001314626-19-000011 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 34,118.744

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 28,423.970 shares in a revocable trust for which she serves as trustee. Also includes 5,694.774 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001314626-19-000011 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 34,064.631

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 28,423.970 shares in a revocable trust for which she serves as trustee. Also includes 5,640.661 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001282618-19-000011 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,607.648

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: Includes 38,232.648 shares owned directly by reporting person and 375 shares owned indirectly by spouse.

SEC source: 0001238822-19-000011 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,259.918

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001238821-19-000011 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,347.85

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001229452-19-000010 · primary_doc.xml · nonDerivative · entry 1

CRAWFORD THOMAS J · CIK 0001229452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,764.108

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001201852-19-000010 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,201.987

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 38,076.987 shares owned directly by reporting person and includes 1,125.00 shares owned indirectly through UTMA for the reporting person's children.

SEC source: 0001229452-19-000009 · primary_doc.xml · nonDerivative · entry 1

CRAWFORD THOMAS J · CIK 0001229452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,701.578

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 6.615 restricted shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001238821-19-000010 · primary_doc.xml · nonDerivative · entry 1

GOODLATTE MARYELLEN F · CIK 0001238821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,268.184

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 105.495 restricted shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 52.226 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.

SEC source: 0001282618-19-000010 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,523.485

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: 38,148.485 shares owned directly by insider. Includes 124.423 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 32.409 unrestricted shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc. 375 shares owned indirectly by spouse.

SEC source: 0001238822-19-000010 · primary_doc.xml · nonDerivative · entry 1

SMITH S FRANK · CIK 0001238822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,168.227

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 143.311 restricted stock shares purchased through dividends in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001201852-19-000009 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,039.649

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 37,914.649 shares owned directly by reporting person and includes 131.720 restricted shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. 1,125.00 shares owned indirectly through UTMA for the reporting person's children.

SEC source: 0001314626-19-000009 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 33,920.331

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 28,279.670 shares in a revocable trust for which she serves as trustee. Also includes 5,640.661 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee and includes 32.412 shares purchased through dividends reinvested in the Dividend Reinvestment and Stock Purchase Plan for RGC Resources, Inc.

SEC source: 0001314626-19-000009 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 33,834.878

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources.

F2 · balance_after: Reporting person has 28,279.670 shares in a revocable trust for which she serves as trustee. Includes 133.857 restricted stock shares purchased through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Also includes 5,555.208 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001238841-19-000008 · primary_doc.xml · nonDerivative · entry 2

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,796.521

F2 · kind: Restricted shares purchased 08/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

SEC source: 0001238841-19-000008 · primary_doc.xml · nonDerivative · entry 1

D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,738.848

F1 · kind: Shares purchased 08/01/2019 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

SEC source: 0001590541-19-000004 · primary_doc.xml · nonDerivative · entry 2

Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,860.642

F2 · kind: Includes 2.673 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 13.209 restricted shares purchased 08/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

SEC source: 0001159105-19-000002 · primary_doc.xml · nonDerivative · entry 4

LAYMAN J ALLEN · CIK 0001159105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,322.86

F4 · kind: Shares purchased 08/01/2019 through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

SEC source: 0001590458-19-000006 · primary_doc.xml · nonDerivative · entry 2

Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,610.337

F2 · kind: Includes 19.472 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 7.199 restricted shares purchased 08/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

SEC source: 0001549797-19-000004 · primary_doc.xml · nonDerivative · entry 2

Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,597.461

F2 · kind: Includes 8.549 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase plan and 22.837 restricted shares purchased 08/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan.

SEC source: 0001314626-19-000008 · primary_doc.xml · nonDerivative · entry 2

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 33,559.578

F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee.

F4 · balance_after: Reporting person has 28,004.370 shares in a revocable trust for which she serves as trustee. Also includes 5,555.208 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001314626-19-000008 · primary_doc.xml · nonDerivative · entry 1

AGEE NANCY H · CIK 0001314626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 33,509.394

F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Reporting person has 28,004.370 shares in a revocable trust for which she serves as trustee. Also includes 5,505.024 previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee.

SEC source: 0001201852-19-000008 · primary_doc.xml · nonDerivative · entry 1

BOXLEY ABNEY S III · CIK 0001201852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,748.806

F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc.

F2 · balance_after: Includes 37,623.806 shares owned directly by reporting person and includes 1,125.00 shares owned indirectly through UTMA for the reporting person's children.

SEC source: 0001282618-19-000009 · primary_doc.xml · nonDerivative · entry 1

SMOOT RAYMOND D JR · CIK 0001282618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,284.157

F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan.

F2 · balance_after: Includes 37,909.157 shares owned directly by reporting person and 375 shares owned indirectly by spouse.