Last 12 months
Inside the activity.
59 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 3 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 3 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 2 | 0 |
| Aug 2026 | 4 | 0 |
| Sep 2026 | 30 | 0 |
| Oct 2026 | 2 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2020 Filed Oct 30, 2020 21:26 UTC |
Wells Robert L IIVice President and CIO
|
GrantCommon Stock | 19.874 | $25.71 | $510.96 |
DisclosureSEC source: 0001590458-20-000002 · primary_doc.xml · nonDerivative · entry 1 Wells Robert L II · CIK 0001590458 · Vice President and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,156.513 F1 · kind: Includes 9.996 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 9.878 shares purchased through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Read SEC document |
| February 03, 2020 Filed Oct 30, 2020 21:04 UTC |
Shockley C James JrVice President and COO
|
GrantCommon Stock | 31.37 | $25.71 | $806.52 |
DisclosureSEC source: 0001590541-20-000003 · primary_doc.xml · nonDerivative · entry 1 Shockley C James Jr · CIK 0001590541 · Vice President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,123.189 F1 · kind: Includes 3.391 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 27.979 shares purchased through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Read SEC document |
| February 03, 2020 Filed Oct 30, 2020 20:27 UTC |
SMITH S FRANKDirector
|
GrantCommon Stock | 170.341 | $25.71 | $4,379.47 |
DisclosureSEC source: 0001238822-20-000001 · primary_doc.xml · nonDerivative · entry 2 SMITH S FRANK · CIK 0001238822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,568.337 F2 · kind: Shares purchased 02/03/2020 through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| February 03, 2020 Filed Oct 30, 2020 20:01 UTC |
LAYMAN J ALLENDirector
|
GrantCommon Stock | 265.057 | $25.71 | $6,814.62 |
DisclosureSEC source: 0001159105-20-000001 · primary_doc.xml · nonDerivative · entry 2 LAYMAN J ALLEN · CIK 0001159105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,802.771 F2 · kind: Shares purchased 02/03/2020 through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| February 03, 2020 Filed Oct 30, 2020 18:13 UTC |
GOODLATTE MARYELLEN FDirector
|
GrantCommon Stock | 187.181 | $25.71 | $4,812.42 |
DisclosureSEC source: 0001238821-20-000001 · primary_doc.xml · nonDerivative · entry 2 GOODLATTE MARYELLEN F · CIK 0001238821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,686.759 F2 · kind: Includes 125.558 shares purchased 02/03/2020 through dividends reinvested in the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. and 61.623 shares purchased 02/03/2020 through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 18:38 UTC |
Nester Paul WVP, Treasurer, Secretary & CFO
|
Exercise / conversionEmployee Stock Options · Derivative | 2,500 | $0.00 Strike: $12.63 | $0.00 |
DisclosureSEC source: 0001549797-20-000003 · primary_doc.xml · derivative · entry 2 Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2023-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 18:38 UTC |
Nester Paul WVP, Treasurer, Secretary & CFO
|
Exercise / conversionCommon Stock | 2,500 | $12.63 | $31,582.50 |
DisclosureSEC source: 0001549797-20-000003 · primary_doc.xml · nonDerivative · entry 1 Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,762.438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of options granted 12/06/2013. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 15:57 UTC |
Nester Paul WVP, Treasurer, Secretary & CFO
|
Exercise / conversionEmployee Stock Options · Derivative | 2,500 | $0.00 Strike: $12.63 | $0.00 |
DisclosureSEC source: 0001549797-20-000002 · primary_doc.xml · derivative · entry 2 Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2023-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 15:57 UTC |
Nester Paul WVP, Treasurer, Secretary & CFO
|
Exercise / conversionCommon Stock | 2,500 | $12.63 | $31,582.50 |
DisclosureSEC source: 0001549797-20-000002 · primary_doc.xml · nonDerivative · entry 1 Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,262.438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of options granted 12/06/2013. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 16:50 UTC |
WILLIAMSON JOHN B IIIDirector
|
GrantCommon Stock | 201.158 | $28.17 | $5,666.62 |
DisclosureSEC source: 0001238836-20-000001 · primary_doc.xml · nonDerivative · entry 1 WILLIAMSON JOHN B III · CIK 0001238836 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,651.173 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 16:42 UTC |
SMOOT RAYMOND D JRDirector
|
PurchaseCommon Stock | 82.819 | $28.17 | $2,333.01 |
DisclosureSEC source: 0001282618-20-000001 · primary_doc.xml · nonDerivative · entry 1 SMOOT RAYMOND D JR · CIK 0001282618 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,081.326 F1 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan. F2 · balance_after: Includes 38,706.326 shares owned directly by reporting person and 375 shares owned indirectly by spouse. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 16:29 UTC |
CRAWFORD THOMAS JDirector
|
GrantCommon Stock | 66.264 | $28.17 | $1,866.66 |
DisclosureSEC source: 0001229452-20-000001 · primary_doc.xml · nonDerivative · entry 1 CRAWFORD THOMAS J · CIK 0001229452 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,015.645 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 16:10 UTC |
AGEE NANCY HDirector
|
PurchaseCommon Stock | 53.248 | $28.17 | $1,500.00 |
DisclosureSEC source: 0001314626-20-000001 · primary_doc.xml · nonDerivative · entry 2 AGEE NANCY H · CIK 0001314626 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 35,052.661 F3 · kind: Purchase made with optional cash contribution pursuant to the RGC Resources, Inc. Dividend Reinvestment and Stock Purchase Plan by revocable trust for which spouse of reporting person serves as trustee. F4 · balance_after: Reporting person has 29,118.781 shares in a revocable trust for which she serves as trustee. Also includes 5,933.880 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 16:10 UTC |
AGEE NANCY HDirector
|
GrantCommon Stock | 153.829 | $28.17 | $4,333.36 |
DisclosureSEC source: 0001314626-20-000001 · primary_doc.xml · nonDerivative · entry 1 AGEE NANCY H · CIK 0001314626 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 34,999.413 F1 · kind: Shares issued to reporting person's trust pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F2 · balance_after: Reporting person has 29,118.781 shares in a revocable trust for which she serves as trustee. Also includes 5,880.632 shares previously owned by her spouse, which have been transferred to a revocable trust for which the spouse serves as trustee. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 16:20 UTC |
BOXLEY ABNEY S IIIDirector
|
GrantCommon Stock | 171.579 | $28.17 | $4,833.38 |
DisclosureSEC source: 0001201852-20-000001 · primary_doc.xml · nonDerivative · entry 1 BOXLEY ABNEY S III · CIK 0001201852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,964.121 F1 · kind: Shares issued to reporting person pursuant to an election under the Restricted Stock Plan for Outside Directors of RGC Resources, Inc. F2 · balance_after: Includes 38,839.121 shares owned directly by reporting person and includes 1,125.00 shares owned indirectly through UTMA for the reporting person's children. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:03 UTC |
Nester Paul WVP, Treasurer, Secretary & CFO
|
GrantCommon Stock | 4,135 | $28.57 | $118,136.95 |
DisclosureSEC source: 0001549797-20-000001 · primary_doc.xml · nonDerivative · entry 1 Nester Paul W · CIK 0001549797 · VP, Treasurer, Secretary & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,762.438 F1 · kind: Shares issued on 01/02/2020 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 1,378.333 shares vesting on 01/02/2020, 1,378.333 shares vesting on 01/04/2021, and 1,378.334 shares vesting on 01/03/2022. F2 · balance_after: Total includes 3,604.953 shares of unvested restricted stock from current and prior grants and also includes 8.134 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 21.843 restricted shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:19 UTC |
Shockley C James JrVP & Chief Operating Officer
|
GrantCommon Stock | 2,216 | $28.57 | $63,311.12 |
DisclosureSEC source: 0001590541-20-000001 · primary_doc.xml · nonDerivative · entry 1 Shockley C James Jr · CIK 0001590541 · VP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,091.819 F1 · kind: Shares issued on 01/02/2020 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 738.667 shares vesting on 01/02/2020, 738.667 shares vesting on 01/04/2021, and 738.666 shares vesting on 01/03/2022. F2 · balance_after: Total includes 1,942.113 shares of unvested restricted stock from current and prior grants and also includes 2.543 shares purchased through dividends reinvested in the RGC Resources, Inc. Dividend Reinvestment Stock Purchase Plan and 12.634 restricted shares purchased 11/01/2019 through dividends reinvested in the RGC Resources, Inc. Restricted Stock Plan. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:34 UTC |
Wells Robert L IIVP & Chief Information Officer
|
GrantCommon Stock | 1,512 | $28.57 | $43,197.84 |
DisclosureSEC source: 0001590458-20-000001 · primary_doc.xml · nonDerivative · entry 1 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,136.639 F1 · kind: Shares issued on 01/02/2020 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 504.00 shares vesting on 01/02/2020, 504.00 shares vesting on 01/04/2021, and 504.00 shares vesting on 01/03/2022. F2 · balance_after: Total includes 1,451.225 shares of unvested restricted stock from current and prior grants. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:45 UTC |
D ORAZIO JOHN SDirector · CEO & President
|
GrantCommon Stock | 7,088 | $28.57 | $202,504.16 |
DisclosureSEC source: 0001238841-20-000001 · primary_doc.xml · nonDerivative · entry 1 D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,127.507 F1 · kind: Shares issued on 01/02/2020 to reporting person pursuant to an award under the Restricted Stock Plan to be vested over a three-year period with 2,362.667 shares vesting on 01/02/2020, 2,362.667 shares vesting on 01/04/2021, and 2,362.666 shares vesting on 01/03/2022. F2 · balance_after: Total includes 6,779.391 shares of unvested restricted stock from current and prior grants. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
Exercise / conversionEmployee Stock Options · Derivative | 2,500 | $0.00 Strike: $14.15 | $0.00 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · derivative · entry 20 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 2,500 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
Exercise / conversionEmployee Stock Options · Derivative | 2,497 | $0.00 Strike: $14.40 | $0.00 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · derivative · entry 19 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,497 shares Expires 2024-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
SaleCommon Stock | 100 | $29.10 | $2,910.00 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 18 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,624.639 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
Exercise / conversionCommon Stock | 100 | $14.15 | $1,414.70 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 17 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,724.639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise of options granted 12/03/2015. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
SaleCommon Stock | 1,100 | $28.97 | $31,867.00 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 16 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,624.639 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
Exercise / conversionCommon Stock | 1,100 | $14.15 | $15,561.70 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 15 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,724.639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise of options granted 12/03/2015. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
SaleCommon Stock | 800 | $28.95 | $23,160.00 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 14 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,624.639 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
Exercise / conversionCommon Stock | 800 | $14.15 | $11,317.60 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 13 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,424.639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise of options granted 12/03/2015. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
SaleCommon Stock | 500 | $28.75 | $14,375.00 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 12 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,624.639 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
Exercise / conversionCommon Stock | 500 | $14.15 | $7,073.50 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 11 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,124.639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Exercise of options granted 12/03/2015. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
SaleCommon Stock | 1,500 | $28.75 | $43,125.00 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 10 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,624.639 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
Exercise / conversionCommon Stock | 1,500 | $14.40 | $21,600.00 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 9 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,124.639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of options granted 12/04/2014. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
SaleCommon Stock | 200 | $28.69 | $5,738.00 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 8 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,624.639 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
Exercise / conversionCommon Stock | 200 | $14.40 | $2,880.00 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 7 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,824.639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of options granted 12/04/2014. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
SaleCommon Stock | 597 | $28.61 | $17,080.17 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 6 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,624.639 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
Exercise / conversionCommon Stock | 597 | $14.40 | $8,596.80 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 5 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,221.639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of options granted 12/04/2014. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
SaleCommon Stock | 100 | $28.59 | $2,859.00 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 4 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,624.639 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
Exercise / conversionCommon Stock | 100 | $14.40 | $1,440.00 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 3 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,724.639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of options granted 12/04/2014. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
SaleCommon Stock | 100 | $28.55 | $2,855.00 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 2 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,624.639 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 22:07 UTC |
Wells Robert L IIVP & Chief Information Officer
|
Exercise / conversionCommon Stock | 100 | $14.40 | $1,440.00 |
DisclosureSEC source: 0001590458-19-000008 · primary_doc.xml · nonDerivative · entry 1 Wells Robert L II · CIK 0001590458 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,724.639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of options granted 12/04/2014. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:14 UTC |
D ORAZIO JOHN SDirector · CEO & President
|
Exercise / conversionEmployee Stock Options · Derivative | 3,008 | $0.00 Strike: $14.15 | $0.00 |
DisclosureSEC source: 0001238841-19-000009 · primary_doc.xml · derivative · entry 13 D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,242 Underlying: Common Stock · 3,008 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:14 UTC |
D ORAZIO JOHN SDirector · CEO & President
|
Exercise / conversionEmployee Stock Options · Derivative | 92 | $0.00 Strike: $14.40 | $0.00 |
DisclosureSEC source: 0001238841-19-000009 · primary_doc.xml · derivative · entry 12 D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 92 shares Expires 2024-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:14 UTC |
D ORAZIO JOHN SDirector · CEO & President
|
SaleCommon Stock | 600 | $29.10 | $17,460.00 |
DisclosureSEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 10 D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,039.507 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:14 UTC |
D ORAZIO JOHN SDirector · CEO & President
|
Exercise / conversionCommon Stock | 600 | $14.15 | $8,488.20 |
DisclosureSEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 9 D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,639.507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Exercise of options granted 12/03/2015. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:14 UTC |
D ORAZIO JOHN SDirector · CEO & President
|
SaleCommon Stock | 100 | $28.97 | $2,897.00 |
DisclosureSEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 8 D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,039.507 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:14 UTC |
D ORAZIO JOHN SDirector · CEO & President
|
Exercise / conversionCommon Stock | 100 | $14.15 | $1,414.70 |
DisclosureSEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 7 D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,139.507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Exercise of options granted 12/03/2015. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:14 UTC |
D ORAZIO JOHN SDirector · CEO & President
|
SaleCommon Stock | 2,308 | $28.75 | $66,355.00 |
DisclosureSEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 6 D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,039.507 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:14 UTC |
D ORAZIO JOHN SDirector · CEO & President
|
Exercise / conversionCommon Stock | 2,308 | $14.15 | $32,651.28 |
DisclosureSEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 5 D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,347.507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Exercise of options granted 12/03/2015. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:14 UTC |
D ORAZIO JOHN SDirector · CEO & President
|
SaleCommon Stock | 92 | $28.75 | $2,645.00 |
DisclosureSEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 4 D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,039.507 Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 21:14 UTC |
D ORAZIO JOHN SDirector · CEO & President
|
Exercise / conversionCommon Stock | 92 | $14.40 | $1,324.80 |
DisclosureSEC source: 0001238841-19-000009 · primary_doc.xml · nonDerivative · entry 3 D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,131.507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Exercise of options granted 12/04/2014. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 21:14 UTC |
D ORAZIO JOHN SDirector · CEO & President
|
Exercise / conversionEmployee Stock Options · Derivative | 900 | $0.00 Strike: $14.40 | $0.00 |
DisclosureSEC source: 0001238841-19-000009 · primary_doc.xml · derivative · entry 11 D ORAZIO JOHN S · CIK 0001238841 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92 Underlying: Common Stock · 900 shares Expires 2024-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.