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RGA

REINSURANCE GROUP OF AMERICA INC

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2716
SEC CIK
0000898174
Parsed reports
499

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2018 Filed Dec 3, 2018 17:28 UTC
Manning AnnaDirector · President
Exercise / conversionCommon Stock 7,056 $32.20 $227,203.20
Disclosure

SEC source: 0001246360-18-002570 · form.xml · nonDerivative · entry 1

Manning Anna · CIK 0001540768 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2018 Filed Nov 29, 2018 01:56 UTC Exercise / conversionStock Option (right to purchase) 2009 · Derivative 1,000 $0.00 Strike: $32.20 $0.00
Disclosure

SEC source: 0001246360-18-002563 · form.xml · derivative · entry 6

Laughlin John P Jr · CIK 0001601418 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,753

Underlying: Common Stock · 1,000 shares

Expires 2019-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2018 Filed Nov 29, 2018 01:56 UTC SaleCommon Stock 1,000 $150.00 $150,000.00
Disclosure

SEC source: 0001246360-18-002563 · form.xml · nonDerivative · entry 4

Laughlin John P Jr · CIK 0001601418 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,169

Read SEC document
November 28, 2018 Filed Nov 29, 2018 01:56 UTC Exercise / conversionCommon Stock 1,000 $32.20 $32,200.00
Disclosure

SEC source: 0001246360-18-002563 · form.xml · nonDerivative · entry 3

Laughlin John P Jr · CIK 0001601418 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 01:56 UTC Exercise / conversionStock Option (right to purchase) 2009 · Derivative 1,000 $0.00 Strike: $32.20 $0.00
Disclosure

SEC source: 0001246360-18-002563 · form.xml · derivative · entry 5

Laughlin John P Jr · CIK 0001601418 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,753

Underlying: Common Stock · 1,000 shares

Expires 2019-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 01:56 UTC SaleCommon Stock 1,000 $146.27 $146,265.00
Disclosure

SEC source: 0001246360-18-002563 · form.xml · nonDerivative · entry 2

Laughlin John P Jr · CIK 0001601418 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,169

Read SEC document
November 27, 2018 Filed Nov 29, 2018 01:56 UTC Exercise / conversionCommon Stock 1,000 $32.20 $32,200.00
Disclosure

SEC source: 0001246360-18-002563 · form.xml · nonDerivative · entry 1

Laughlin John P Jr · CIK 0001601418 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 16:00 UTC
LARSON TODD CSEVP, Chief Financial Officer
Exercise / conversionStock Option (right to purchase) 2010 · Derivative 4,500 $0.00 Strike: $47.10 $0.00
Disclosure

SEC source: 0001246360-18-002492 · form.xml · derivative · entry 3

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,836

Underlying: Common Stock · 4,500 shares

Expires 2020-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 16:00 UTC
LARSON TODD CSEVP, Chief Financial Officer
SaleCommon Stock 4,500 $149.38 $672,199.20
Disclosure

SEC source: 0001246360-18-002492 · form.xml · nonDerivative · entry 2

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,243

Read SEC document
November 08, 2018 Filed Nov 9, 2018 16:00 UTC
LARSON TODD CSEVP, Chief Financial Officer
Exercise / conversionCommon Stock 4,500 $47.10 $211,950.00
Disclosure

SEC source: 0001246360-18-002492 · form.xml · nonDerivative · entry 1

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 19:07 UTC SaleCommon Stock 620 $146.00 $90,520.00
Disclosure

SEC source: 0001246360-18-002480 · form.xml · nonDerivative · entry 1

Boot Arnoud W.A. · CIK 0001454120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,409

Read SEC document
September 25, 2018 Filed Sep 25, 2018 18:21 UTC GiftCommon Stock 171 $0.00 $0.00
Disclosure

SEC source: 0001246360-18-002237 · form.xml · nonDerivative · entry 1

Sievert Frederick James · CIK 0001483074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,341

Read SEC document
August 01, 2018 Filed Aug 2, 2018 17:35 UTC GrantCommon Stock 527 $142.35 $75,018.45
Disclosure

SEC source: 0001246360-18-001963 · form.xml · nonDerivative · entry 1

McNeilage Hazel · CIK 0001743097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 17:35 UTC GrantCommon Stock 527 $142.35 $75,018.45
Disclosure

SEC source: 0001246360-18-001962 · form.xml · nonDerivative · entry 1

Gauthier John J · CIK 0001456268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,527

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

Read SEC document
July 31, 2018 Filed Jul 31, 2018 15:28 UTC PurchaseCommon Stock 1,000 $140.19 $140,190.00
Disclosure

SEC source: 0001246360-18-001927 · form.xml · nonDerivative · entry 1

Gauthier John J · CIK 0001456268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
May 23, 2018 Filed May 23, 2018 19:42 UTC SaleCommon Stock 2,991 $150.84 $451,172.31
Disclosure

SEC source: 0001246360-18-001649 · form.xml · nonDerivative · entry 1

EASON J CLIFF · CIK 0001184435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

Read SEC document
May 07, 2018 Filed May 8, 2018 13:35 UTC SaleCommon Stock 2,955 $153.66 $454,071.80
Disclosure

SEC source: 0001246360-18-001476 · form.xml · nonDerivative · entry 1

Neemeh Alain · CIK 0001457251 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,492

Read SEC document
May 03, 2018 Filed May 7, 2018 16:21 UTC
PORTER JONATHANEVP, Global Chief Risk Officer
Tax withholdingCommon Stock 773 $149.55 $115,602.15
Disclosure

SEC source: 0001246360-18-001429 · form.xml · nonDerivative · entry 2

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,531

F2 · shares: Shares of common stock delivered to issuer as payment for taxes withheld. The reported share price is the closing price on May 3, 2018, which is the price that was used for tax withholding purposes.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:21 UTC
PORTER JONATHANEVP, Global Chief Risk Officer
GrantCommon Stock 1,443 $149.55 $215,800.65
Disclosure

SEC source: 0001246360-18-001429 · form.xml · nonDerivative · entry 1

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,304

F1 · shares: Acquired pursuant to award of performance contingent stock granted in February 2015.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:21 UTC
Manning AnnaDirector · President
Tax withholdingCommon Stock 3,440 $149.55 $514,452.00
Disclosure

SEC source: 0001246360-18-001426 · form.xml · nonDerivative · entry 2

Manning Anna · CIK 0001540768 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,611

F2 · shares: Shares of common stock delivered to issuer as payment for taxes withheld. The reported share price is the closing price on May 3, 2018, which is the price that was used for tax withholding purposes.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:21 UTC
Manning AnnaDirector · President
GrantCommon Stock 6,330 $149.55 $946,651.50
Disclosure

SEC source: 0001246360-18-001426 · form.xml · nonDerivative · entry 1

Manning Anna · CIK 0001540768 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,051

F1 · shares: Acquired pursuant to award of performance contingent stock granted in February 2015.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:21 UTC Tax withholdingCommon Stock 3,375 $149.55 $504,731.25
Disclosure

SEC source: 0001246360-18-001423 · form.xml · nonDerivative · entry 2

Neemeh Alain · CIK 0001457251 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,447

F2 · shares: Shares of common stock delivered to issuer as payment for taxes withheld. The reported share price is the closing price on May 3, 2018, which is the price that was used for tax withholding purposes.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:21 UTC GrantCommon Stock 6,330 $149.55 $946,651.50
Disclosure

SEC source: 0001246360-18-001423 · form.xml · nonDerivative · entry 1

Neemeh Alain · CIK 0001457251 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,822

F1 · shares: Acquired pursuant to award of performance contingent stock granted in February 2015.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:21 UTC
MATSON, TIMOTHY TEVP, Chief Investment Officer
Tax withholdingCommon Stock 1,231 $149.55 $184,096.05
Disclosure

SEC source: 0001246360-18-001422 · form.xml · nonDerivative · entry 2

MATSON, TIMOTHY T · CIK 0001693860 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,930

F2 · shares: Shares of common stock delivered to issuer as payment for taxes withheld. The reported share price is the closing price on May 3, 2018, which is the price that was used for tax withholding purposes.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:21 UTC
MATSON, TIMOTHY TEVP, Chief Investment Officer
GrantCommon Stock 3,066 $149.55 $458,520.30
Disclosure

SEC source: 0001246360-18-001422 · form.xml · nonDerivative · entry 1

MATSON, TIMOTHY T · CIK 0001693860 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,161

F1 · shares: Acquired pursuant to award of performance contingent stock granted in February 2015.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:14 UTC Tax withholdingCommon Stock 1,876 $149.55 $280,555.80
Disclosure

SEC source: 0001246360-18-001421 · form.xml · nonDerivative · entry 2

Laughlin John P Jr · CIK 0001601418 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,169

F2 · shares: Shares of common stock delivered to issuer as payment for taxes withheld. The reported share price is the closing price on May 3, 2018, which is the price that was used for tax withholding purposes.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:14 UTC GrantCommon Stock 4,268 $149.55 $638,279.40
Disclosure

SEC source: 0001246360-18-001421 · form.xml · nonDerivative · entry 1

Laughlin John P Jr · CIK 0001601418 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,045

F1 · shares: Acquired pursuant to award of performance contingent stock granted in February 2015.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:14 UTC
Hayden John W.SVP, Controller
Tax withholdingCommon Stock 551 $149.55 $82,402.05
Disclosure

SEC source: 0001246360-18-001419 · form.xml · nonDerivative · entry 2

Hayden John W. · CIK 0001612523 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,733

F2 · shares: Shares of common stock delivered to issuer as payment for taxes withheld. The reported share price is the closing price on May 3, 2018, which is the price that was used for tax withholding purposes.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:14 UTC
Hayden John W.SVP, Controller
GrantCommon Stock 1,821 $149.55 $272,330.55
Disclosure

SEC source: 0001246360-18-001419 · form.xml · nonDerivative · entry 1

Hayden John W. · CIK 0001612523 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,284

F1 · shares: Acquired pursuant to award of performance contingent stock granted in February 2015.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:14 UTC
LARSON TODD CSEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,157 $149.55 $173,029.35
Disclosure

SEC source: 0001246360-18-001417 · form.xml · nonDerivative · entry 2

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,243

F2 · shares: Shares of common stock delivered to issuer as payment for taxes withheld. The reported share price is the closing price on May 3, 2018, which is the price that was used for tax withholding purposes.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:14 UTC
LARSON TODD CSEVP, Chief Financial Officer
GrantCommon Stock 2,980 $149.55 $445,659.00
Disclosure

SEC source: 0001246360-18-001417 · form.xml · nonDerivative · entry 1

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,400

F1 · shares: Acquired pursuant to award of performance contingent stock granted in February 2015.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:14 UTC
HUTTON WILLIAM LEVP, General Counsel & Secy.
Tax withholdingCommon Stock 934 $149.55 $139,679.70
Disclosure

SEC source: 0001246360-18-001416 · form.xml · nonDerivative · entry 2

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,023

F2 · shares: Shares of common stock delivered to issuer as payment for taxes withheld. The reported share price is the closing price on May 3, 2018, which is the price that was used for tax withholding purposes.

Read SEC document
May 03, 2018 Filed May 7, 2018 16:14 UTC
HUTTON WILLIAM LEVP, General Counsel & Secy.
GrantCommon Stock 3,086 $149.55 $461,511.30
Disclosure

SEC source: 0001246360-18-001416 · form.xml · nonDerivative · entry 1

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,957

F1 · shares: Acquired pursuant to award of performance contingent stock granted in February 2015.

Read SEC document
May 01, 2018 Filed May 1, 2018 19:28 UTC
MATSON, TIMOTHY TEVP, Chief Investment Officer
PurchaseCommon Stock 300 $149.15 $44,745.00
Disclosure

SEC source: 0001246360-18-001372 · form.xml · nonDerivative · entry 1

MATSON, TIMOTHY T · CIK 0001693860 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,095

Read SEC document
March 02, 2018 Filed Mar 8, 2018 22:49 UTC GrantStock Appreciation Right (right to purchase) 2018 · Derivative 5,155 $150.87 Strike: $150.87 $777,734.85
Disclosure

SEC source: 0001246360-18-001043 · form.xml · derivative · entry 1

Laughlin John P Jr · CIK 0001601418 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,155

Underlying: Common Stock · 5,155 shares

Expires 2028-03-02

F1 · derivative.exercise_date: SARs grants on March 2, 2018 vest in 25% increments on each of December 31, 2018, 2019, 2020 and 2021.

Read SEC document
March 02, 2018 Filed Mar 8, 2018 22:49 UTC
PORTER JONATHANEVP, Global Chief Risk Officer
GrantStock Appreciation Right (right to purchase) 2018 · Derivative 1,905 $150.87 Strike: $150.87 $287,407.35
Disclosure

SEC source: 0001246360-18-001042 · form.xml · derivative · entry 1

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,905

Underlying: Common Stock · 1,905 shares

Expires 2028-03-02

F1 · derivative.exercise_date: SARs grants on March 2, 2018 vest in 25% increments on each of December 31, 2018, 2019, 2020 and 2021.

Read SEC document
March 02, 2018 Filed Mar 8, 2018 22:49 UTC GrantStock Appreciation Right (right to purchase) 2018 · Derivative 7,172 $150.87 Strike: $150.87 $1,082,039.64
Disclosure

SEC source: 0001246360-18-001041 · form.xml · derivative · entry 1

Neemeh Alain · CIK 0001457251 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,172

Underlying: Common Stock · 7,172 shares

Expires 2028-03-02

F1 · derivative.exercise_date: SARs grants on March 2, 2018 vest in 25% increments on each of December 31, 2018, 2019, 2020 and 2021.

Read SEC document
March 02, 2018 Filed Mar 8, 2018 22:49 UTC
Manning AnnaDirector · President
GrantStock Appreciation Right (right to purchase) 2018 · Derivative 28,016 $150.87 Strike: $150.87 $4,226,773.92
Disclosure

SEC source: 0001246360-18-001040 · form.xml · derivative · entry 1

Manning Anna · CIK 0001540768 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,016

Underlying: Common Stock · 28,016 shares

Expires 2028-03-02

F1 · derivative.exercise_date: SARs grants on March 2, 2018 vest in 25% increments on each of December 31, 2018, 2019, 2020 and 2021.

Read SEC document
March 02, 2018 Filed Mar 8, 2018 22:43 UTC
LARSON TODD CSEVP, Chief Financial Officer
GrantStock Appreciation Right (right to purchase) 2018 · Derivative 6,444 $150.87 Strike: $150.87 $972,206.28
Disclosure

SEC source: 0001246360-18-001038 · form.xml · derivative · entry 1

LARSON TODD C · CIK 0001184441 · SEVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,444

Underlying: Common Stock · 6,444 shares

Expires 2028-03-02

F1 · derivative.exercise_date: SARs grants on March 2, 2018 vest in 25% increments on each of December 31, 2018, 2019, 2020 and 2021.

Read SEC document
March 02, 2018 Filed Mar 8, 2018 22:49 UTC
MATSON, TIMOTHY TEVP, Chief Investment Officer
GrantStock Appreciation Right (right to purchase) 2018 · Derivative 3,093 $150.87 Strike: $150.87 $466,640.91
Disclosure

SEC source: 0001246360-18-001039 · form.xml · derivative · entry 1

MATSON, TIMOTHY T · CIK 0001693860 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,093

Underlying: Common Stock · 3,093 shares

Expires 2028-03-02

F1 · derivative.exercise_date: SARs grants on March 2, 2018 vest in 25% increments on each of December 31, 2018, 2019, 2020 and 2021.

Read SEC document
March 02, 2018 Filed Mar 8, 2018 22:35 UTC
HUTTON WILLIAM LEVP, General Counsel & Secy.
GrantStock Appreciation Right (right to purchase) 2018 · Derivative 2,835 $150.87 Strike: $150.87 $427,716.45
Disclosure

SEC source: 0001246360-18-001037 · form.xml · derivative · entry 1

HUTTON WILLIAM L · CIK 0001511455 · EVP, General Counsel & Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,835

Underlying: Common Stock · 2,835 shares

Expires 2028-03-02

F1 · derivative.exercise_date: SARs grants on March 2, 2018 vest in 25% increments on each of December 31, 2018, 2019, 2020 and 2021.

Read SEC document
March 02, 2018 Filed Mar 9, 2018 17:07 UTC
Hayden John W.SVP, Controller
GrantStock Appreciation Right (right to purchase) 2018 · Derivative 1,703 $150.87 Strike: $150.87 $256,931.61
Disclosure

SEC source: 0001246360-18-001059 · form.xml · derivative · entry 1

Hayden John W. · CIK 0001612523 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703

Underlying: Common Stock · 1,703 shares

Expires 2028-03-02

F1 · derivative.exercise_date: SARs grants on March 2, 2018 vest in 25% increments on each of December 31, 2018, 2019, 2020 and 2021.

Read SEC document
March 02, 2018 Filed Mar 14, 2019 18:28 UTC Amendment
PORTER JONATHANEVP, Global Chief Risk Officer
GrantNon-Qualified Stock Options 2018 · Derivative 1,905 $150.87 Strike: $150.87 $287,407.35
Disclosure

SEC source: 0001246360-19-001045 · form.xml · derivative · entry 1

PORTER JONATHAN · CIK 0001684118 · EVP, Global Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,905

Underlying: Common Stock · 1,905 shares

Expires 2028-03-02

F1 · security: This filing is being amended to change the name of the derivative security from Stock Appreciation Rights to Non-Qualified Stock Options. This change applies only to Canadian participants.

F2 · derivative.exercise_date: Non-Qualified Stock Option grants on March 2, 2018 vest in 25% increments on each of December 31, 2018, 2019, 2020 and 2021.

Read SEC document
March 02, 2018 Filed Mar 14, 2019 18:35 UTC Amendment GrantNon-Qualified Stock Options 2018 · Derivative 7,172 $150.87 Strike: $150.87 $1,082,039.64
Disclosure

SEC source: 0001246360-19-001046 · form.xml · derivative · entry 1

Neemeh Alain · CIK 0001457251 · SEVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,172

Underlying: Common Stock · 7,172 shares

Expires 2028-03-02

F1 · security: This filing is being amended to change the name of the derivative security from Stock Appreciation Rights to Non-Qualified Stock Options. This change applies only to Canadian participants.

F2 · derivative.exercise_date: Non-Qualified Stock Option grants on March 2, 2018 vest in 25% increments on each of December 31, 2018, 2019, 2020 and 2021.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 22:22 UTC GrantCommon Stock 960 $156.33 $150,076.80
Disclosure

SEC source: 0001246360-18-000878 · form.xml · nonDerivative · entry 1

Sievert Frederick James · CIK 0001483074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,512

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 22:14 UTC GrantCommon Stock 960 $156.33 $150,076.80
Disclosure

SEC source: 0001246360-18-000876 · form.xml · nonDerivative · entry 1

Guinn Patricia Lynn · CIK 0001477854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 22:14 UTC GrantCommon Stock 960 $156.33 $150,076.80
Disclosure

SEC source: 0001246360-18-000874 · form.xml · nonDerivative · entry 1

TULIN STANLEY B · CIK 0001234337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,342

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 22:14 UTC GrantCommon Stock 1,791 $156.33 $279,987.03
Disclosure

SEC source: 0001246360-18-000873 · form.xml · nonDerivative · entry 1

EASON J CLIFF · CIK 0001184435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,791

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 22:14 UTC GrantPhantom Stock · Derivative 960 $156.33 Strike: $0.00 $150,076.80
Disclosure

SEC source: 0001246360-18-000872 · form.xml · derivative · entry 1

HENDERSON ALAN C · CIK 0001184447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960

Underlying: Common Stock · 960 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1 based upon fair market value of Common Stock.

F2 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

F3 · derivative.exercise_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F3 · derivative.expiration_date: Director can elect to receive payment (1) upon retirement or (2) after a five or seven year deferral period.

F4 · ownership.direct: Mr. Henderson beneficially owns a total of 4691 phantom shares of various classes.

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February 23, 2018 Filed Feb 27, 2018 22:07 UTC GrantCommon Stock 672 $156.33 $105,053.76
Disclosure

SEC source: 0001246360-18-000870 · form.xml · nonDerivative · entry 1

Boot Arnoud W.A. · CIK 0001454120 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,029

F1 · shares: Acquired pursuant to annual grant of shares to independent directors for services performed as a director.

F2 · shares: Shares of common stock were net-settled for tax withholding purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.