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Export transactions ↓Last 12 months
Inside the activity.
9 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 9 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 26, 2025 Filed Nov 28, 2025 17:40 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 175 | $14.07 | $2,462.25 |
DisclosureSEC source: 0001398344-25-021360 · fp0096427-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,647 Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 16:39 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 2,700 | $14.05 | $37,933.92 |
DisclosureSEC source: 0001398344-25-021291 · fp0096414-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,472 Read SEC document |
| November 24, 2025 Filed Nov 25, 2025 21:54 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 4,905 | $14.06 | $68,969.70 |
DisclosureSEC source: 0001398344-25-021267 · fp0096417-2_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,772 Read SEC document |
| November 14, 2025 Filed Nov 17, 2025 22:07 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 4,346 | $14.37 | $62,435.07 |
DisclosureSEC source: 0001398344-25-021027 · fp0096272-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,867 Read SEC document |
| November 11, 2025 Filed Nov 12, 2025 19:05 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 1,243 | $14.42 | $17,924.06 |
DisclosureSEC source: 0001398344-25-020760 · fp0096205-2_4.xml · nonDerivative · entry 2 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,521 Read SEC document |
| November 10, 2025 Filed Nov 12, 2025 19:05 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 4,346 | $14.31 | $62,206.47 |
DisclosureSEC source: 0001398344-25-020760 · fp0096205-2_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,278 Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 21:57 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 4,257 | $14.32 | $60,965.35 |
DisclosureSEC source: 0001398344-25-020670 · fp0096193-2_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,932 Read SEC document |
| November 05, 2025 Filed Nov 6, 2025 22:17 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 2,165 | $14.45 | $31,284.25 |
DisclosureSEC source: 0001398344-25-020480 · fp0096157-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,675 Read SEC document |
| November 04, 2025 Filed Nov 5, 2025 22:12 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 4,257 | $14.41 | $61,322.09 |
DisclosureSEC source: 0001398344-25-020389 · fp0096138-2_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,510 Read SEC document |
| October 30, 2025 Filed Oct 31, 2025 19:44 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 200 | $14.28 | $2,856.00 |
DisclosureSEC source: 0001398344-25-020124 · fp0096084-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,253 Read SEC document |
| October 29, 2025 Filed Oct 29, 2025 22:19 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 100 | $14.31 | $1,431.00 |
DisclosureSEC source: 0001398344-25-020003 · fp0096053-1_4.xml · nonDerivative · entry 2 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,053 Read SEC document |
| October 28, 2025 Filed Oct 29, 2025 22:19 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 881 | $14.31 | $12,605.79 |
DisclosureSEC source: 0001398344-25-020003 · fp0096053-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,953 Read SEC document |
| October 24, 2025 Filed Oct 27, 2025 23:51 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 141 | $14.30 | $2,016.30 |
DisclosureSEC source: 0001398344-25-019866 · fp0096031-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,072 Read SEC document |
| October 23, 2025 Filed Oct 24, 2025 21:28 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommmon Stock | 3,216 | $14.30 | $45,988.80 |
DisclosureSEC source: 0001398344-25-019783 · fp0096021-1_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,931 Read SEC document |
| October 22, 2025 Filed Oct 23, 2025 23:01 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 3,352 | $14.30 | $47,925.89 |
DisclosureSEC source: 0001398344-25-019698 · fp0096010-2_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,715 Read SEC document |
| October 21, 2025 Filed Oct 22, 2025 21:30 UTC |
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
|
PurchaseCommon Stock | 4,363 | $14.35 | $62,609.05 |
DisclosureSEC source: 0001398344-25-019601 · fp0095999-2_4.xml · nonDerivative · entry 1 RiverNorth Financial Holdings, LLC · CIK 0002085200 · Affiliate of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,363 Read SEC document |
| April 10, 2025 Filed Apr 11, 2025 18:38 UTC |
Browne Jonathan PaulPortfolio Manager
|
PurchaseCommon Stock | 750 | $13.59 | $10,192.50 |
DisclosureSEC source: 0001398344-25-007046 · fp0093083-3_4.xml · nonDerivative · entry 1 Browne Jonathan Paul · CIK 0002038397 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:46 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 100 | $13.79 | $1,379.02 |
DisclosureSEC source: 0001398344-25-006965 · fp0093055-3_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 7,600 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:46 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 200 | $13.84 | $2,768.30 |
DisclosureSEC source: 0001398344-25-006965 · fp0093055-3_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 7,500 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:46 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 200 | $13.79 | $2,757.00 |
DisclosureSEC source: 0001398344-25-006965 · fp0093055-3_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 7,300 Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 17:46 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 400 | $13.85 | $5,539.96 |
DisclosureSEC source: 0001398344-25-006965 · fp0093055-3_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 7,100 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:16 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 2,000 | $13.75 | $27,500.00 |
DisclosureSEC source: 0001398344-25-006873 · fp0093025-3_4.xml · nonDerivative · entry 6 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 6,700 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:16 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 1,000 | $13.79 | $13,790.00 |
DisclosureSEC source: 0001398344-25-006873 · fp0093025-3_4.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 4,700 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:16 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 100 | $13.91 | $1,391.00 |
DisclosureSEC source: 0001398344-25-006873 · fp0093025-3_4.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,700 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:16 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 100 | $13.79 | $1,379.00 |
DisclosureSEC source: 0001398344-25-006873 · fp0093025-3_4.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,600 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:16 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 100 | $13.77 | $1,377.00 |
DisclosureSEC source: 0001398344-25-006873 · fp0093025-3_4.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,500 Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:16 UTC |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 2,000 | $13.70 | $27,400.00 |
DisclosureSEC source: 0001398344-25-006873 · fp0093025-3_4.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,400 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:56 UTC Amendment |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 2,000 | $13.75 | $27,500.00 |
DisclosureSEC source: 0001398344-25-006972 · fp0093056-3_4a.xml · nonDerivative · entry 6 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 6,700 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:56 UTC Amendment |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 1,000 | $13.79 | $13,790.00 |
DisclosureSEC source: 0001398344-25-006972 · fp0093056-3_4a.xml · nonDerivative · entry 5 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 4,700 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:56 UTC Amendment |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 100 | $13.91 | $1,391.00 |
DisclosureSEC source: 0001398344-25-006972 · fp0093056-3_4a.xml · nonDerivative · entry 4 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,700 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:56 UTC Amendment |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 100 | $13.79 | $1,379.00 |
DisclosureSEC source: 0001398344-25-006972 · fp0093056-3_4a.xml · nonDerivative · entry 3 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,600 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:56 UTC Amendment |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 100 | $13.77 | $1,377.00 |
DisclosureSEC source: 0001398344-25-006972 · fp0093056-3_4a.xml · nonDerivative · entry 2 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,500 Read SEC document |
| April 08, 2025 Filed Apr 10, 2025 17:56 UTC Amendment |
Galley Patrick W.Director · President
|
PurchaseCommon Stock | 2,000 | $13.70 | $27,400.00 |
DisclosureSEC source: 0001398344-25-006972 · fp0093056-3_4a.xml · nonDerivative · entry 1 Galley Patrick W. · CIK 0001646929 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Trust Account Disclosed balance after: 3,400 Read SEC document |
| November 22, 2024 Filed Nov 27, 2024 13:47 UTC | OtherCommon Shares of Beneficial Interest | 74,080 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001398344-24-021893 · fp0091256-2_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: These shares were transferred (not sold) to a sister company within the overall organization. F2 · price: The shares were transferred without a transaction price. Read SEC document |
|
| November 22, 2024 Filed Nov 27, 2024 13:47 UTC | OtherCommon Shares of Beneficial Interest | 1,531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001398344-24-021893 · fp0091256-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,080 F1 · kind: These shares were transferred (not sold) to a sister company within the overall organization. F2 · price: The shares were transferred without a transaction price. Read SEC document |
|
| May 12, 2023 Filed May 15, 2023 21:57 UTC | GrantCommon Shares of Beneficial Interest | 200 | $15.39 | $3,078.00 |
DisclosureSEC source: 0001398344-23-009887 · fp0083552-2_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,083 Read SEC document |
|
| May 10, 2023 Filed May 10, 2023 21:11 UTC | GrantCommon Shares of Beneficial Interest | 326 | $15.39 | $5,017.14 |
DisclosureSEC source: 0001398344-23-009436 · fp0083500-1_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,883 Read SEC document |
|
| May 09, 2023 Filed May 10, 2023 21:11 UTC | GrantCommon Shares of Beneficial Interest | 1,005 | $15.39 | $15,466.95 |
DisclosureSEC source: 0001398344-23-009436 · fp0083500-1_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,557 Read SEC document |
|
| May 03, 2022 Filed May 5, 2022 20:19 UTC |
Lawlor John JPortfolio Manager
|
SaleCommon Stock | 1,000 | $17.17 | $17,169.00 |
DisclosureSEC source: 0000898432-22-000328 · form4.xml · nonDerivative · entry 1 Lawlor John J · CIK 0001769190 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The shares were sold in separate transactions. The range of prices for the transactions reported on May 3, 2022 was $17.16 to $17.20. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 20:28 UTC | SaleCommon Stock | 2,200 | $20.87 | $45,914.00 |
DisclosureSEC source: 0001398344-22-002120 · fp0072911_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,552 Read SEC document |
|
| January 11, 2022 Filed Jan 13, 2022 22:51 UTC | SaleCommon Stock | 2,200 | $22.39 | $49,258.00 |
DisclosureSEC source: 0001398344-22-000555 · fp0072087_4.xml · nonDerivative · entry 2 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,752 Read SEC document |
|
| January 10, 2022 Filed Jan 13, 2022 22:51 UTC | SaleCommon Stock | 2,200 | $22.19 | $48,818.00 |
DisclosureSEC source: 0001398344-22-000555 · fp0072087_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,952 Read SEC document |
|
| December 23, 2021 Filed Dec 27, 2021 22:28 UTC | SaleCommon Stock | 1,283 | $22.20 | $28,482.60 |
DisclosureSEC source: 0001398344-21-024444 · fp0071372_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,152 Read SEC document |
|
| December 16, 2021 Filed Dec 17, 2021 21:45 UTC | SaleCommon Stock | 2,200 | $23.11 | $50,842.00 |
DisclosureSEC source: 0001398344-21-024090 · fp0071189_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,435 Read SEC document |
|
| December 07, 2021 Filed Dec 8, 2021 23:18 UTC | SaleCommon Stock | 2,200 | $22.78 | $50,116.00 |
DisclosureSEC source: 0001398344-21-023621 · fp0071006_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,635 Read SEC document |
|
| November 30, 2021 Filed Dec 2, 2021 20:30 UTC | SaleCommon Stock | 2,200 | $23.09 | $50,798.00 |
DisclosureSEC source: 0001398344-21-023235 · fp0070712_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,835 Read SEC document |
|
| November 29, 2021 Filed Dec 1, 2021 23:40 UTC | SaleCommon Stock | 2,200 | $23.05 | $50,710.00 |
DisclosureSEC source: 0001398344-21-023182 · fp0070663_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,035 Read SEC document |
|
| November 19, 2021 Filed Nov 22, 2021 20:29 UTC | SaleCommon Stock | 100 | $23.20 | $2,320.00 |
DisclosureSEC source: 0001398344-21-021940 · fp0070433_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,235 Read SEC document |
|
| November 18, 2021 Filed Nov 19, 2021 19:17 UTC | SaleCommon Stock | 2,200 | $23.15 | $50,930.00 |
DisclosureSEC source: 0001398344-21-021896 · fp0070413_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,335 Read SEC document |
|
| November 17, 2021 Filed Nov 18, 2021 18:00 UTC | SaleCommon Stock | 2,200 | $23.16 | $50,952.00 |
DisclosureSEC source: 0001398344-21-021815 · fp0070381_4.xml · nonDerivative · entry 1 RIVERNORTH CAPITAL MANAGEMENT, LLC · CIK 0001447578 · Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,535 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.