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RFL

Rafael Holdings, Inc.

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6620
SEC CIK
0001713863
Parsed reports
138

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2024 Filed Jun 28, 2024 15:54 UTC
JONAS HOWARD SDirector · Executive Chairman
OtherClass B Common Stock, par value $.01 per share 563,538 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-078874 · ownership.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Debbie Y. Jonas 2018 Marital Trust

Disclosed balance after: 563,538

F1 · kind: Transfer from the Reporting Person's wife's direct holdings to the Debbie Y. Jonas 2018 Marital Trust, a marital trust for the benefit of the Reporting Person and his wife.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 15:54 UTC
JONAS HOWARD SDirector · Executive Chairman
OtherClass B Common Stock, par value $.01 per share 563,538 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-078874 · ownership.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wife

Disclosed balance after: 0

F1 · kind: Transfer from the Reporting Person's wife's direct holdings to the Debbie Y. Jonas 2018 Marital Trust, a marital trust for the benefit of the Reporting Person and his wife.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 18:50 UTC
CONKLING WILLIAMChief Executive Officer
Tax withholdingClass B Common Stock, par value $.01 per share 13,295 $1.46 $19,344.23
Disclosure

SEC source: 0000950170-24-077206 · ownership.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,749

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 146,955 shares of stock held directly, 99,893 fully vested shares of Restricted Stock and 273,901 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, September 21, 2024 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; and 10,000 shares to vest on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.

Read SEC document
June 21, 2024 Filed Jun 25, 2024 18:49 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 2,296 $1.46 $3,340.68
Disclosure

SEC source: 0000950170-24-077205 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,066

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 45,066 fully vested restricted shares and 110,000 unvested restricted shares that vest as follows: 6,250 quarterly from September 21, 2024 through December 21, 2026; 3,750 on each of September 23, 2024 and September 23, 2025; and 10,000 on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.

Read SEC document
June 17, 2024 Filed Jun 17, 2024 20:49 UTC
JONAS HOWARD SDirector · Executive Chairman
OtherClass B Common Stock, par value $.01 per share 187,427 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074317 · ownership.xml · nonDerivative · entry 5

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wife

Disclosed balance after: 563,538

F3 · kind: Transfer from the Reporting Person to his wife.

Read SEC document
June 17, 2024 Filed Jun 17, 2024 20:49 UTC
JONAS HOWARD SDirector · Executive Chairman
OtherClass B Common Stock, par value $.01 per share 187,427 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074317 · ownership.xml · nonDerivative · entry 4

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,016

F3 · kind: Transfer from the Reporting Person to his wife.

F5 · balance_after: Consists of 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 20:49 UTC
JONAS HOWARD SDirector · Executive Chairman
OtherClass B Common Stock, par value $.01 per share 376,111 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074317 · ownership.xml · nonDerivative · entry 3

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wife

Disclosed balance after: 376,111

F3 · kind: Transfer from the Reporting Person to his wife.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 20:49 UTC
JONAS HOWARD SDirector · Executive Chairman
OtherClass B Common Stock, par value $.01 per share 376,111 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074317 · ownership.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,443

F3 · kind: Transfer from the Reporting Person to his wife.

F4 · balance_after: Consists of 187,427 vested restricted shares of stock and 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:49 UTC
JONAS HOWARD SDirector · Executive Chairman
GrantClass B Common Stock, par value $.01 per share 159,016 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074317 · ownership.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 722,554

F1 · shares: Represents a grant of restricted shares of stock, 39,754 shares of which shall vest on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025.

F2 · balance_after: Consists of 348,259 shares of stock held directly, 215,279 vested restricted shares of stock, and 159,016 unvested restricted shares of stock vesting as follows: 39,754 shares on each of September 13, 2024, December 13, 2024, March 13, 2025 and June 13, 2025.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 17:53 UTC
JONAS HOWARD SDirector · Executive Chairman
OtherClass B Common Stock, par value $.01 per share 348,259 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-042512 · ownership.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 563,538

F1 · kind: Transfer from the HSJ 2024 Rafael Annuity Trust to the Reporting Person's direct holdings.

F2 · balance_after: Consists of 348,259 shares of stock held directly, 27,852 vested restricted shares of stock, and 187,427 unvested restricted shares of stock that vest in full on June 13, 2024.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 17:53 UTC
JONAS HOWARD SDirector · Executive Chairman
OtherClass B Common Stock, par value $.01 per share 348,259 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-042512 · ownership.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By HSJ 2024 Rafael Annuity Trust

Disclosed balance after: 0

F1 · kind: Transfer from the HSJ 2024 Rafael Annuity Trust to the Reporting Person's direct holdings.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 13:40 UTC
CONKLING WILLIAMChief Executive Officer
Tax withholdingClass B Common Stock, par value $.01 per share 15,473 $1.71 $26,381.47
Disclosure

SEC source: 0000950170-24-035671 · ownership.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,044

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 146,955 shares of stock held directly, 74,205 fully vested shares of Restricted Stock and 312,884 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, June 21, 2024 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; and 10,000 shares to vest on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.

Read SEC document
March 21, 2024 Filed Mar 25, 2024 13:40 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 2,300 $1.71 $3,921.50
Disclosure

SEC source: 0000950170-24-035670 · ownership.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,362

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon the vesting of Restricted Stock.

F2 · balance_after: Consists of 41,112 fully vested restricted shares and 116,250 unvested restricted shares that vest as follows: 6,250 quarterly from June 21, 2024 through December 21, 2026; 3,750 on each of September 23, 2024 and September 23, 2025; and 10,000 on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 21:05 UTC
JONAS HOWARD SDirector · Executive Chairman
OtherClass B Common Stock, par value $.01 per share 348,259 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-009772 · ownership.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By HSJ 2024 Rafael Annuity Trust

Disclosed balance after: 348,259

F1 · kind: Transfer from the Reporting Person's direct holdings to the HSJ 2024 Rafael Annuity Trust.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 21:05 UTC
JONAS HOWARD SDirector · Executive Chairman
OtherClass B Common Stock, par value $.01 per share 348,259 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-009772 · ownership.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,279

F1 · kind: Transfer from the Reporting Person's direct holdings to the HSJ 2024 Rafael Annuity Trust.

F2 · balance_after: Consists of 215,279 unvested restricted shares of stock that vest as follows: 27,852 on March 13, 2024, and 187,427 on June 13, 2024.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 14:23 UTC
GOLDBERG JOHNCHIEF MEDICAL OFFICER
GrantEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $1.84 $0.00
Disclosure

SEC source: 0000950170-24-005202 · ownership.xml · derivative · entry 1

GOLDBERG JOHN · CIK 0002007903 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class B Common Stock · 250,000 shares

Expires 2034-01-15

F1 · derivative.exercise_date: Option vests as follows: 62,500 on each of November 20, 2024, November 20, 2025, November 20, 2026 and November 20, 2027.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 10:15 UTC GrantClass B Common Stock, par value $.01 per share 27,655 $1.81 $50,055.55
Disclosure

SEC source: 0001209191-24-001099 · doc4.xml · nonDerivative · entry 1

GREENBERG STEPHEN M · CIK 0001196766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,950

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2023.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 10:13 UTC GrantClass B Common Stock, par value $.01 per share 27,655 $1.81 $50,055.55
Disclosure

SEC source: 0001209191-24-001095 · doc4.xml · nonDerivative · entry 1

WEISS MICHAEL J · CIK 0001196775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,950

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2023.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 10:14 UTC GrantClass B Common Stock, par value $.01 per share 27,655 $1.81 $50,055.55
Disclosure

SEC source: 0001209191-24-001097 · doc4.xml · nonDerivative · entry 1

McCamish Mark Anthony · CIK 0001390798 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,241

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2023.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

Read SEC document
December 21, 2023 Filed Dec 26, 2023 19:23 UTC
CONKLING WILLIAMChief Executive Officer
Tax withholdingClass B Common Stock, par value $.01 per share 13,602 $1.82 $24,755.64
Disclosure

SEC source: 0001209191-23-059658 · doc4.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 549,517

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of Restricted Stock.

F2 · balance_after: Consists of 146,955 shares of stock held directly, 50,695 fully vested shares of Restricted Stock and 351,867 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, March 21, 2024 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; and 10,000 shares to vest on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.

Read SEC document
December 21, 2023 Filed Dec 26, 2023 19:24 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 8,577 $1.82 $15,610.14
Disclosure

SEC source: 0001209191-23-059660 · doc4.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,662

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of restricted stock.

F2 · balance_after: Consists of 37,162 fully vested restricted shares and 122,500 unvested restricted shares that vest as follows: 6,250 quarterly from March 21, 2024 through December 21, 2026; 3,750 on each of September 23, 2024 and September 23, 2025; and 10,000 on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.

Read SEC document
October 25, 2023 Filed Oct 26, 2023 20:10 UTC
CONKLING WILLIAMChief Executive Officer
GrantClass B Common Stock, par value $.01 per share 40,000 $1.52 $60,600.00
Disclosure

SEC source: 0001209191-23-053663 · doc4.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 563,119

F1 · shares: Grant of Restricted Stock that vests as follows: 10,000 shares on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.

F2 · balance_after: Consists of 146,955 shares of stock held directly, 25,314 fully vested shares of Restricted Stock and 390,850 shares of unvested Restricted Stock that vest as follows: 38,983 shares to vest quarterly, December 21, 2023 through September 21, 2025, and 38,986 shares to vest on December 21, 2025; and 10,000 shares to vest on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.

Read SEC document
October 25, 2023 Filed Oct 26, 2023 20:12 UTC
Polinsky DavidChief Financial Officer
GrantClass B Common Stock, par value $.01 per share 40,000 $1.52 $60,600.00
Disclosure

SEC source: 0001209191-23-053665 · doc4.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,239

F1 · shares: Grant of Restricted Stock that vests as follows: 10,000 shares on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.

F2 · balance_after: Consists of 20,739 fully vested restricted shares and 147,500 unvested restricted shares that vest as follows: 25,000 on December 21, 2023; 6,250 on each of March 21, 2024, June 21, 2024 and September 21, 2024; 3,750 on September 23, 2024; 6,250 on each of December 21, 2024, March 21, 2025, June 21, 2025 and September 21, 2025; 3,750 on September 23, 2025; 6,250 on each of December 21, 2025, March 21, 2025, June 21, 2026, September 21, 2026, December 21, 2026; and 10,000 shares on each of October 25, 2024, October 25, 2025, October 25, 2026 and October 25, 2027.

Read SEC document
September 23, 2023 Filed Sep 26, 2023 19:59 UTC
Polinsky DavidChief Financial Officer
Tax withholdingClass B Common Stock, par value $.01 per share 2,541 $2.04 $5,170.94
Disclosure

SEC source: 0001209191-23-050550 · doc4.xml · nonDerivative · entry 1

Polinsky David · CIK 0001726896 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,239

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of restricted stock.

F2 · balance_after: Consists of 20,739 fully vested restricted shares and 107,500 unvested restricted shares that vest as follows: 25,000 on December 21, 2023; 6,250 on each of March 21, 2024, June 21, 2024 and September 21, 2024; 3,750 on September 23, 2024; 6,250 on each of December 21, 2024, March 21, 2025, June 21, 2025 and September 21, 2025; 3,750 on September 23, 2025; and 6,250 on each of December 21, 2025, March 21, 2025, June 21, 2026, September 21, 2026 and December 21, 2026.

Read SEC document
September 21, 2023 Filed Sep 22, 2023 13:10 UTC
CONKLING WILLIAMChief Executive Officer
Tax withholdingClass B Common Stock, par value $.01 per share 13,669 $2.21 $30,140.15
Disclosure

SEC source: 0001209191-23-050342 · doc4.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 523,119

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of Restricted Stock.

F2 · balance_after: Consists of 146,955 shares of stock held directly, 25,314 fully vested shares of Restricted Stock and 350,850 shares of Restricted Stock that vest as follows: 38,983 shares to vest quarterly, December 21, 2023 through September 21, 2025; and 38,986 shares to vest on December 21, 2025.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 13:30 UTC
JONAS HOWARD SDirector · Executive Chairman
GrantClass B Common Stock, par value $.01 per share 111,408 $2.24 $249,999.55
Disclosure

SEC source: 0001209191-23-047682 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 563,538

F1 · shares: Grant of Restricted Stock that vests as follows: 27,852 shares on each of September 13, 2023, December 13, 2023, March 13, 2024 and June 13, 2024.

F2 · balance_after: Consists of 292,555 fully vested restricted shares of stock and 270,983 unvested restricted shares of stock that vest as follows: 27,852 shares on each of September 13, 2023, December 13, 2023 and March 13, 2024, and 187,427 shares on June 13, 2024.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 17:00 UTC
JONAS HOWARD SDirector · Executive Chairman
OtherClass A Common Stock, par value $.01 per share 787,163 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043916 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · Rafael A Partners, L.P.

Disclosed balance after: 787,163

F1 · kind: Eight trusts, each for the benefit of a child of the Reporting Person, with independent trustees, transferred an aggregate of 787,163 shares of Class A common stock to a limited partnership. The Reporting Person is the sole manager of the sole general partner of the limited partnership, and, therefore, has sole voting and dispositive power over the shares of Class A common stock held by the limited partnership.

F1 · ownership.nature: Eight trusts, each for the benefit of a child of the Reporting Person, with independent trustees, transferred an aggregate of 787,163 shares of Class A common stock to a limited partnership. The Reporting Person is the sole manager of the sole general partner of the limited partnership, and, therefore, has sole voting and dispositive power over the shares of Class A common stock held by the limited partnership.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 17:21 UTC
CONKLING WILLIAMChief Executive Officer
Tax withholdingClass B Common Stock, par value $.01 per share 15,170 $2.15 $32,615.50
Disclosure

SEC source: 0001209191-23-039011 · doc4.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 536,788

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of Restricted Stock.

F2 · balance_after: Consists of 146,955 shares of stock held directly and 389,833 shares of Restricted Stock that vest as follows: 38,983 shares to vest quarterly, September 21, 2023, through September 21, 2025; and 38,986 shares to vest on December 21, 2025.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 13:26 UTC
CONKLING WILLIAMChief Executive Officer
Tax withholdingClass B Common Stock, par value $.01 per share 15,625 $1.67 $26,093.75
Disclosure

SEC source: 0001209191-23-020694 · doc4.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,958

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of Restricted Stock.

F2 · balance_after: Consists of 123,142 shares of stock held directly and 428,816 shares of Restricted Stock that vest as follows: 38,983 shares to vest quarterly, June 21, 2023, through September 21, 2025; and 38,986 shares to vest on December 21, 2025.

Read SEC document
January 05, 2023 Filed Jan 5, 2023 14:34 UTC GrantClass B Common Stock, par value $.01 per share 27,174 $1.84 $50,000.16
Disclosure

SEC source: 0001209191-23-001692 · doc4.xml · nonDerivative · entry 1

GREENBERG STEPHEN M · CIK 0001196766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,295

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2022.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

Read SEC document
January 05, 2023 Filed Jan 5, 2023 14:36 UTC GrantClass B Common Stock, par value $.01 per share 27,174 $1.84 $50,000.16
Disclosure

SEC source: 0001209191-23-001695 · doc4.xml · nonDerivative · entry 1

WEISS MICHAEL J · CIK 0001196775 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,295

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2022.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

Read SEC document
January 05, 2023 Filed Jan 5, 2023 14:31 UTC GrantClass B Common Stock, par value $.01 per share 27,174 $1.84 $50,000.16
Disclosure

SEC source: 0001209191-23-001686 · doc4.xml · nonDerivative · entry 1

McCamish Mark Anthony · CIK 0001390798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,586

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2022.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

Read SEC document
January 05, 2023 Filed Jan 5, 2023 19:33 UTC GrantClass B Common Stock, par value $.01 per share 27,174 $1.84 $50,000.16
Disclosure

SEC source: 0001209191-23-001689 · doc4.xml · nonDerivative · entry 1

PASCHE BORIS C · CIK 0001734302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,295

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2022.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

Read SEC document
December 21, 2022 Filed Dec 23, 2022 15:02 UTC
CONKLING WILLIAMChief Executive Officer
Tax withholdingClass B Common Stock, par value $.01 per share 56,149 $1.76 $98,822.24
Disclosure

SEC source: 0001209191-22-062549 · doc4.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,583

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of Restricted Stock.

F2 · balance_after: Consists of 99,784 shares of stock held directly and 467,799 shares of Restricted Stock that vest as follows: 38,983 shares to vest quarterly, commencing March 21, 2023, through September 21, 2025; 38,986 shares to vest on December 21, 2025.

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December 21, 2022 Filed Dec 23, 2022 15:04 UTC
Fabbio PatrickCFO & President
Tax withholdingClass B Common Stock, par value $.01 per share 27,928 $1.76 $49,153.28
Disclosure

SEC source: 0001209191-22-062551 · doc4.xml · nonDerivative · entry 1

Fabbio Patrick · CIK 0001658859 · CFO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,175

F1 · shares: Represents shares withheld by the Issuer for tax purposes upon vesting of Restricted Stock.

F2 · balance_after: Consists of 50,139 shares of stock held directly and 285,036 shares of Restricted Stock that vest as follows: 19,517 shares to vest quarterly, commencing March 21, 2023, through December 21, 2023; and 25,871 shares to vest quarterly, commencing March 21, 2024 through December 21, 2025.

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August 09, 2022 Filed Aug 9, 2022 20:57 UTC
JONAS HOWARD SDirector · Executive Chairman
SaleClass B Common Stock, par value $.01 per share 64,674 $1.84 $118,948.42
Disclosure

SEC source: 0001209191-22-045035 · doc4.xml · nonDerivative · entry 3

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By I9 Plus, LLC

Disclosed balance after: 3,225,806

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by I9 Plus, LLC on July 19, 2022.

F2 · ownership.nature: Owned by trusts for the benefit of the Reporting Person's children, and managed by Reporting Person's immediate family member.

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August 09, 2022 Filed Aug 9, 2022 20:56 UTC
i9 PLUS, LLC10% owner
SaleClass B Common Stock par value $.01 per share 64,674 $1.84 $118,948.42
Disclosure

SEC source: 0001209191-22-045031 · doc4.xml · nonDerivative · entry 3

i9 PLUS, LLC · CIK 0001938373 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,225,806

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on July 19, 2022.

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August 08, 2022 Filed Aug 9, 2022 20:57 UTC
JONAS HOWARD SDirector · Executive Chairman
SaleClass B Common Stock, par value $.01 per share 14,787 $1.94 $28,677.91
Disclosure

SEC source: 0001209191-22-045035 · doc4.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By I9 Plus, LLC

Disclosed balance after: 3,290,480

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by I9 Plus, LLC on July 19, 2022.

F2 · ownership.nature: Owned by trusts for the benefit of the Reporting Person's children, and managed by Reporting Person's immediate family member.

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August 08, 2022 Filed Aug 9, 2022 20:56 UTC
i9 PLUS, LLC10% owner
SaleClass B Common Stock par value $.01 per share 14,787 $1.94 $28,677.91
Disclosure

SEC source: 0001209191-22-045031 · doc4.xml · nonDerivative · entry 2

i9 PLUS, LLC · CIK 0001938373 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,290,480

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on July 19, 2022.

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August 05, 2022 Filed Aug 9, 2022 20:57 UTC
JONAS HOWARD SDirector · Executive Chairman
SaleClass B Common Stock, par value $.01 per share 33,100 $1.93 $64,018.71
Disclosure

SEC source: 0001209191-22-045035 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By I9 Plus, LLC

Disclosed balance after: 3,305,267

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by I9 Plus, LLC on July 19, 2022.

F2 · ownership.nature: Owned by trusts for the benefit of the Reporting Person's children, and managed by Reporting Person's immediate family member.

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August 05, 2022 Filed Aug 9, 2022 20:56 UTC
i9 PLUS, LLC10% owner
SaleClass B Common Stock par value $.01 per share 33,100 $1.93 $64,018.71
Disclosure

SEC source: 0001209191-22-045031 · doc4.xml · nonDerivative · entry 1

i9 PLUS, LLC · CIK 0001938373 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,305,267

F1 · shares: The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on July 19, 2022.

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July 06, 2022 Filed Jul 7, 2022 19:54 UTC
JONAS HOWARD SDirector · Executive Chairman
PurchaseClass B Common Stock, par value $.01 per share 3,225,806 $1.86 $5,999,999.16
Disclosure

SEC source: 0001209191-22-041437 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By I9 Plus, LLC

Disclosed balance after: 3,338,367

F1 · kind: Purchase of shares from the Issuer in a private placement.

F2 · ownership.nature: Owned by trusts for the benefit of the Reporting Person's children, and managed by Reporting Person's immediate family member.

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June 14, 2022 Filed Jun 16, 2022 19:44 UTC
JONAS HOWARD SDirector · Chairman of the Board
GrantClass B Common Stock, par value $.01 per share 319,150 $1.88 $600,002.00
Disclosure

SEC source: 0001209191-22-037387 · doc4.xml · nonDerivative · entry 2

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,130

F3 · shares: Grant of Restricted Stock that vests as follows: 159,575 shares on each of June 14, 2023 and June 14, 2024.

F4 · balance_after: Consists of Restricted Stock that vests as follows: 33,245 shares on each of September 14, 2022, December 14, 2022 and March 14, 2023; 192,820 shares on June 14, 2023; and 159,575 shares on June 14, 2024.

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June 14, 2022 Filed Jun 16, 2022 19:44 UTC
JONAS HOWARD SDirector · Chairman of the Board
GrantClass B Common Stock, par value $.01 per share 132,980 $1.88 $250,002.40
Disclosure

SEC source: 0001209191-22-037387 · doc4.xml · nonDerivative · entry 1

JONAS HOWARD S · CIK 0001034247 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,980

F1 · shares: Grant of Restricted Stock that vests as follows: 33,245 shares on each of September 14, 2022, December 14, 2022, March 14, 2023 and June 14, 2023.

F2 · balance_after: Consists of Restricted Stock that vests as follows: 33,245 shares on each of September 14, 2022, December 14, 2022, March 14, 2023 and June 14, 2023.

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February 01, 2022 Filed Feb 3, 2022 13:48 UTC
CONKLING WILLIAMChief Executive Officer
GrantClass B Common Stock, par value $.01 per share 623,732 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006648 · doc4.xml · nonDerivative · entry 1

CONKLING WILLIAM · CIK 0001852018 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,732

F1 · shares: Grant of Restricted Stock that vests as follows: 155,933 to vest on December 21, 2022; 38,983 shares to vest quarterly, commencing March 21, 2023, through September 21, 2025; and 38,986 shares to vest on December 21, 2025.

F2 · balance_after: Consists of shares of Restricted Stock that vest as follows: 155,933 to vest on December 21, 2022; 38,983 shares to vest quarterly, commencing March 21, 2023, through September 21, 2025; and 38,986 shares to vest on December 21, 2025.

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February 01, 2022 Filed Feb 3, 2022 13:50 UTC
Fabbio PatrickCFO & President
GrantClass B Common Stock, par value $.01 per share 363,103 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006650 · doc4.xml · nonDerivative · entry 1

Fabbio Patrick · CIK 0001658859 · CFO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,103

F1 · shares: Grant of Restricted Stock that vests as follows: 78,067 to vest on December 21, 2022; 19,517 shares to vest quarterly, commencing March 21, 2023, through December 21, 2023; and 25,871 shares to vest quarterly, commencing March 21, 2024 through December 21, 2025.

F2 · balance_after: Consists of shares of Restricted Stock that vest as follows: 78,067 to vest on December 21, 2022; 19,517 shares to vest quarterly, commencing March 21, 2023, through December 21, 2023; and 25,871 shares to vest quarterly, commencing March 21, 2024 through December 21, 2025.

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February 01, 2022 Filed Apr 12, 2022 15:30 UTC
MALLIK AMEETDirector
Disposition to issuerClass B Common Stock, par value $.01 per share 908,497 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024076 · doc4.xml · nonDerivative · entry 1

MALLIK AMEET · CIK 0001861441 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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January 19, 2022 Filed Jan 21, 2022 13:37 UTC GrantClass B Common Stock, par value $.01 per share 7,512 $5.39 $40,489.68
Disclosure

SEC source: 0001209191-22-004338 · doc4.xml · nonDerivative · entry 1

GREENBERG STEPHEN M · CIK 0001196766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,121

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2021.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

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January 05, 2022 Filed Jan 5, 2022 17:32 UTC GrantClass B Common Stock, par value $.01 per share 5,412 $5.39 $29,170.68
Disclosure

SEC source: 0001209191-22-001448 · doc4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,412

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2021.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

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January 05, 2022 Filed Jan 5, 2022 12:34 UTC GrantClass B Common Stock, par value $.01 per share 5,412 $5.39 $29,170.68
Disclosure

SEC source: 0001209191-22-001452 · doc4.xml · nonDerivative · entry 1

McCamish Mark Anthony · CIK 0001390798 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,412

F1 · shares: Grant of Restricted Stock that vests in full immediately.

F2 · price: Represents the average closing price of the Issuer's Class B common stock during December 2021.

F3 · balance_after: Consists of fully vested shares of Restricted Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.